13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-14, with 9,686 holding rows worth $280,432,841,000.
- Accession
- 0000950123-20-009061
- Filer
- CIK 1423053
- Filed
- 2020-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 11,802 entries on the cover page, a total value of $280,432,841,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $280,432,841,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitadel Securities GP LLC 028-18870
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| QUANTUM CORP | 747906501 | COM | 25,588 | $99,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 47,681 | $99,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 210,228 | $99,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 28,200 | $98,000 | thousands by filing date | put |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 10,000 | $98,000 | thousands by filing date | call |
| IHEARTMEDIA INC CLASS A | 45174J509 | COMMON STOCK | 11,776 | $98,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 23,900 | $98,000 | thousands by filing date | call |
| GLOBALSCAPE INC | 37940G109 | COM | 10,100 | $98,000 | thousands by filing date | call |
| REMARK HLDGS INC | 75955K102 | COM | 41,500 | $98,000 | thousands by filing date | put |
| BAUDAX BIO INC | 07160F107 | COM | 23,700 | $98,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 17,800 | $97,000 | thousands by filing date | put |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 22,000 | $97,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 78,300 | $97,000 | thousands by filing date | put |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 31,800 | $97,000 | thousands by filing date | call |
| INTERFACE INC | 458665304 | COM | 11,800 | $96,000 | thousands by filing date | put |
| CONDUENT INC | 206787103 | COM | 40,000 | $96,000 | thousands by filing date | put |
| COMSCORE INC | 20564W105 | COM | 31,166 | $96,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 125,055 | $96,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 17,900 | $95,000 | thousands by filing date | put |
| OXFORD LANE CAP CORP | 691543102 | COM | 23,141 | $95,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 70,088 | $95,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 95,533 | $95,000 | thousands by filing date | |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 61,609 | $95,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 16,592 | $94,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 12,300 | $94,000 | thousands by filing date | put |
| YRC WORLDWIDE INC | 984249607 | COM | 50,700 | $94,000 | thousands by filing date | call |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 18,100 | $94,000 | thousands by filing date | call |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 15,867 | $94,000 | thousands by filing date | |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 20,767 | $93,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 31,200 | $93,000 | thousands by filing date | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 11,400 | $93,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V100 | COM | 71,900 | $93,000 | thousands by filing date | put |
| ALIO GOLD INC | 01627X108 | COM | 73,991 | $93,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 10,958 | $92,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 16,300 | $92,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 24,047 | $92,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 46,700 | $92,000 | thousands by filing date | call |
| EROS INTL PLC | G3788M114 | SHS NEW | 29,154 | $92,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 39,759 | $92,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 24,789 | $92,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 18,058 | $91,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 36,500 | $91,000 | thousands by filing date | call |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 19,700 | $91,000 | thousands by filing date | call |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 539,550 | $91,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 139,500 | $91,000 | thousands by filing date | put |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 17,504 | $91,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 71,700 | $91,000 | thousands by filing date | call |
| GTT COMMUNICATIONS INC | 362393100 | COM | 11,100 | $91,000 | thousands by filing date | put |
| NEW SR INVT GROUP INC | 648691103 | COM | 25,100 | $91,000 | thousands by filing date | call |
| CERUS CORP | 157085101 | COM | 13,607 | $90,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 17,700 | $90,000 | thousands by filing date | put |
| TRAVELZOO | 89421Q205 | CMN | 16,000 | $90,000 | thousands by filing date | call |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 13,000 | $90,000 | thousands by filing date | call |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 65,044 | $90,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 116,841 | $90,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 36,300 | $89,000 | thousands by filing date | put |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 37,200 | $89,000 | thousands by filing date | call |
| RPT REALTY | 74971D101 | SH BEN INT | 12,800 | $89,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 26,200 | $89,000 | thousands by filing date | put |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 15,100 | $89,000 | thousands by filing date | put |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 21,200 | $89,000 | thousands by filing date | put |
| SIENTRA INC | 82621J105 | COM | 22,900 | $89,000 | thousands by filing date | call |
| COVIA HLDGS CORP | 22305A103 | COM | 185,431 | $89,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 11,195 | $88,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 12,700 | $88,000 | thousands by filing date | put |
| ZOVIO INC | 98979V102 | COMMON STOCK | 28,612 | $88,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 55,934 | $88,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 86,900 | $88,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 45,100 | $88,000 | thousands by filing date | put |
| ENERGY FUELS INC | 292671708 | COM NEW | 57,300 | $87,000 | thousands by filing date | put |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 21,700 | $87,000 | thousands by filing date | call |
| SCWORX CORP COM | 78396V109 | Stock | 15,158 | $87,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 180,210 | $87,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 16,936 | $86,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 11,500 | $86,000 | thousands by filing date | put |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 35,800 | $86,000 | thousands by filing date | put |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 15,100 | $86,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 116,800 | $86,000 | thousands by filing date | call |
| XERIS PHARMACEUTICALS INC | 98422L107 | COM | 32,388 | $86,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 17,295 | $85,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 15,700 | $85,000 | thousands by filing date | call |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 14,100 | $85,000 | thousands by filing date | put |
| CONDUENT INC | 206787103 | COM | 35,200 | $84,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 20,500 | $84,000 | thousands by filing date | call |
| GENPREX INC | 372446104 | COM | 26,800 | $84,000 | thousands by filing date | put |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 33,100 | $84,000 | thousands by filing date | call |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 295,411 | $84,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 24,100 | $83,000 | thousands by filing date | put |
| B2GOLD CORP COM | 11777Q209 | Stock | 14,500 | $83,000 | thousands by filing date | call |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 11,200 | $83,000 | thousands by filing date | call |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 23,900 | $83,000 | thousands by filing date | call |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 39,900 | $83,000 | thousands by filing date | call |
| CONTRAFECT CORP | 212326300 | COM | 12,982 | $83,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 18,100 | $83,000 | thousands by filing date | put |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 60,300 | $83,000 | thousands by filing date | call |
| BARCLAYS PLC ADR | 06738E204 | ADR | 14,571 | $82,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 13,500 | $82,000 | thousands by filing date | put |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 10,900 | $82,000 | thousands by filing date | put |
| NN INC | 629337106 | COM | 17,281 | $82,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 12,934 | $82,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 81,000 | $82,000 | thousands by filing date | call |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 23,700 | $81,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 96,400 | $81,000 | thousands by filing date | call |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 16,800 | $81,000 | thousands by filing date | call |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 25,400 | $81,000 | thousands by filing date | call |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 14,100 | $81,000 | thousands by filing date | call |
| CVR Partners, LP | 126633106 | LTD | 95,200 | $81,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 11,300 | $80,000 | thousands by filing date | put |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 35,261 | $80,000 | thousands by filing date | |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 25,967 | $80,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 16,400 | $80,000 | thousands by filing date | call |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 30,300 | $80,000 | thousands by filing date | call |
| TRECORA RES | 894648104 | COM | 12,760 | $80,000 | thousands by filing date | |
| IFRESH INC | 449538107 | COM | 74,551 | $80,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 15,500 | $79,000 | thousands by filing date | call |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 23,400 | $79,000 | thousands by filing date | call |
| TECNOGLASS INC | G87264100 | ORD SHS | 14,237 | $78,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 23,392 | $78,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 50,800 | $78,000 | thousands by filing date | call |
| OPGEN INC | 68373L307 | COM | 38,289 | $78,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 14,000 | $78,000 | thousands by filing date | put |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 93,400 | $78,000 | thousands by filing date | call |
| MONROE CAPITAL CORP | 610335101 | COM | 11,100 | $77,000 | thousands by filing date | put |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 12,006 | $77,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 18,300 | $77,000 | thousands by filing date | call |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 56,800 | $77,000 | thousands by filing date | put |
| HYRECAR INC | 44916T107 | COM | 26,261 | $77,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 21,064 | $76,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 10,500 | $75,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 33,800 | $75,000 | thousands by filing date | call |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 52,369 | $75,000 | thousands by filing date | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 14,093 | $75,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 18,400 | $74,000 | thousands by filing date | put |
| MICROVISION INC DEL | 594960304 | COM NEW | 54,300 | $74,000 | thousands by filing date | put |
| OFS CAPITAL CORP | 67103B100 | COM | 16,415 | $74,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 28,751 | $74,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 12,600 | $74,000 | thousands by filing date | put |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 86,300 | $74,000 | thousands by filing date | call |
| CENTURY CASINOS INC | 156492100 | COM | 17,700 | $73,000 | thousands by filing date | call |
| CAMBER ENERGY INC | 13200M508 | COM | 61,545 | $73,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 18,600 | $73,000 | thousands by filing date | put |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 12,100 | $72,000 | thousands by filing date | put |
| SPARK ENERGY INC | 846511103 | CL A COM | 10,200 | $72,000 | thousands by filing date | put |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 38,036 | $72,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 18,633 | $72,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 15,664 | $72,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 58,175 | $72,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 14,700 | $72,000 | thousands by filing date | call |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 27,800 | $72,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 27,900 | $72,000 | thousands by filing date | put |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 20,700 | $72,000 | thousands by filing date | put |
| MUSTANG BIO INC | 62818Q104 | COM | 22,500 | $72,000 | thousands by filing date | call |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 14,338 | $71,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 12,900 | $71,000 | thousands by filing date | put |
| TRAVELZOO | 89421Q205 | CMN | 12,600 | $71,000 | thousands by filing date | put |
| Viewra, Inc | 92672L107 | COM | 31,800 | $71,000 | thousands by filing date | put |
| GENPREX INC | 372446104 | COM | 22,589 | $71,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 26,800 | $71,000 | thousands by filing date | put |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 40,100 | $71,000 | thousands by filing date | call |
| WAITR HLDGS INC | 930752100 | COM | 27,168 | $71,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 17,948 | $71,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 20,100 | $70,000 | thousands by filing date | call |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 21,900 | $70,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 10,300 | $70,000 | thousands by filing date | call |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 31,600 | $70,000 | thousands by filing date | put |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 15,600 | $70,000 | thousands by filing date | call |
| AVID BIOSERVICES INC | 05368M106 | COM | 10,500 | $69,000 | thousands by filing date | put |
| VIVINT SMART HOME INC | 928542117 | *W EXP 01/17/202 | 12,070 | $69,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 13,266 | $68,000 | thousands by filing date | |
| IDENTIV INC | 45170X205 | COM NEW | 13,300 | $68,000 | thousands by filing date | call |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 23,300 | $68,000 | thousands by filing date | put |
| ObsEva SA | H5861P103 | COM | 11,613 | $68,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 32,700 | $68,000 | thousands by filing date | call |
| HYRECAR INC | 44916T107 | COM | 23,100 | $68,000 | thousands by filing date | put |
| ONCOCYTE CORP | 68235C107 | COM | 35,627 | $68,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 15,300 | $67,000 | thousands by filing date | put |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 13,970 | $67,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 24,400 | $67,000 | thousands by filing date | call |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 46,148 | $67,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 56,076 | $67,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 24,300 | $67,000 | thousands by filing date | call |
| COMSTOCK INC | 205750300 | COM NEW | 70,741 | $67,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 13,722 | $66,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 11,900 | $66,000 | thousands by filing date | put |
| CARS COM INC | 14575E105 | COM | 11,400 | $66,000 | thousands by filing date | put |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 17,400 | $66,000 | thousands by filing date | call |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 20,566 | $66,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 88,100 | $66,000 | thousands by filing date | put |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 19,000 | $66,000 | thousands by filing date | put |
| THERAPEUTICSMD INC | 88338N107 | COM | 53,000 | $66,000 | thousands by filing date | call |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 12,400 | $65,000 | thousands by filing date | call |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 20,030 | $65,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 14,700 | $65,000 | thousands by filing date | call |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 277,054 | $65,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 15,600 | $65,000 | thousands by filing date | call |
| SOCIETAL CDMO INC | 75629F109 | COM | 14,200 | $65,000 | thousands by filing date | call |
| SESEN BIO INC | 817763105 | COM | 90,753 | $65,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 28,700 | $64,000 | thousands by filing date | put |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 22,000 | $64,000 | thousands by filing date | call |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 10,100 | $64,000 | thousands by filing date | put |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 25,656 | $64,000 | thousands by filing date | |
| DPW HLDGS INC COM | 26140E600 | Stock | 25,936 | $64,000 | thousands by filing date | |
| VELOCITY FINANCIAL INC | 92262D101 | COMMON STOCK | 15,887 | $63,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 15,200 | $63,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 17,691 | $63,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 11,400 | $63,000 | thousands by filing date | call |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 29,694 | $63,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 24,700 | $63,000 | thousands by filing date | put |
| TAILORED BRANDS INC | 87403A107 | COM | 67,590 | $63,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 12,774 | $63,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 11,242 | $62,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 18,267 | $62,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 52,678 | $62,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 69,600 | $62,000 | thousands by filing date | put |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 15,277 | $62,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 10,970 | $61,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 10,339 | $61,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 10,700 | $61,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 39,300 | $61,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 55,800 | $61,000 | thousands by filing date | put |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 10,159 | $61,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 21,000 | $61,000 | thousands by filing date | put |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 12,320 | $60,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 11,900 | $60,000 | thousands by filing date | put |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 53,400 | $60,000 | thousands by filing date | put |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 27,053 | $60,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 15,500 | $60,000 | thousands by filing date | call |
| GREAT ELM CAP CORP | 390320109 | COM | 14,180 | $60,000 | thousands by filing date | |
| OSPREY TECHNLGY AQUISTION CO | 68839R120 | *W EXP 10/30/202 | 56,671 | $60,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 12,500 | $59,000 | thousands by filing date | put |
| EMERALD HOLDING INC | 29103W104 | COM | 19,033 | $59,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 13,800 | $59,000 | thousands by filing date | call |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 31,474 | $59,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 11,500 | $59,000 | thousands by filing date | put |
| ANTARES PHARMA INC | 036642106 | COM | 21,600 | $59,000 | thousands by filing date | call |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 50,344 | $59,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 12,400 | $58,000 | thousands by filing date | call |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 19,600 | $58,000 | thousands by filing date | put |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 19,400 | $58,000 | thousands by filing date | call |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 25,300 | $58,000 | thousands by filing date | call |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 10,692 | $58,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 16,102 | $58,000 | thousands by filing date | |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 12,500 | $58,000 | thousands by filing date | call |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 31,647 | $58,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 288,674 | $58,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 41,200 | $57,000 | thousands by filing date | put |
| TILLYS INC | 886885102 | CL A | 10,000 | $57,000 | thousands by filing date | call |
| WIDEOPENWEST INC | 96758W101 | COM | 10,900 | $57,000 | thousands by filing date | call |
| AQUA METALS INC | 03837J101 | COM | 40,994 | $57,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 71,294 | $57,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 14,268 | $56,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 11,869 | $56,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 10,176 | $56,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 31,922 | $56,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L113 | *W EXP 07/31/202 | 45,189 | $56,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 36,600 | $55,000 | thousands by filing date | put |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 16,360 | $55,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 19,690 | $55,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 11,800 | $55,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 13,400 | $55,000 | thousands by filing date | put |
| 22ND CENTY GROUP INC | 90137F103 | COM | 71,500 | $55,000 | thousands by filing date | put |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 14,000 | $55,000 | thousands by filing date | call |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 23,700 | $55,000 | thousands by filing date | put |
| Pareteum Corporation | 69946T207 | COM | 88,400 | $55,000 | thousands by filing date | put |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 32,039 | $54,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 61,900 | $54,000 | thousands by filing date | call |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 30,008 | $54,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 30,072 | $54,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 12,722 | $54,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 11,400 | $54,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 27,603 | $54,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 14,003 | $53,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 15,300 | $53,000 | thousands by filing date | put |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 16,200 | $53,000 | thousands by filing date | put |
| ATYR PHARMA INC | 002120202 | COM NEW | 11,998 | $53,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274E166 | ETRACS MNTHLY B | 10,120 | $53,000 | thousands by filing date | |
| SEMILEDS CORP | 816645204 | COM NEW | 14,687 | $53,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 192,800 | $53,000 | thousands by filing date | put |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 39,582 | $53,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 85,300 | $53,000 | thousands by filing date | call |
| NAKED BRAND GROUP LIMITED | Q6519T117 | SHS NEW | 80,988 | $53,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 18,300 | $52,000 | thousands by filing date | call |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 16,966 | $52,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 19,300 | $52,000 | thousands by filing date | put |
| IVERIC BIO INC | 46583P102 | COM | 10,200 | $52,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 37,263 | $52,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 74,145 | $52,000 | thousands by filing date | |
| ELECTROCORE INC | 28531P103 | COM | 63,337 | $52,000 | thousands by filing date | |
| GRAF INDL CORP | 384278115 | Stock | 22,865 | $52,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 10,400 | $51,000 | thousands by filing date | call |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 10,500 | $51,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 103,788 | $51,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 12,100 | $51,000 | thousands by filing date | put |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 14,600 | $51,000 | thousands by filing date | call |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 18,000 | $51,000 | thousands by filing date | put |
| ENERPLUS CORP | 292766102 | COM | 17,900 | $51,000 | thousands by filing date | call |
| ENERGOUS CORP | 29272C103 | COM | 18,000 | $51,000 | thousands by filing date | put |
| RED LION HOTELS CORP | 756764106 | COM | 22,043 | $51,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 93,478 | $51,000 | thousands by filing date | |
| CERECOR INC | 15671L109 | COM | 19,501 | $51,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 15,118 | $50,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 11,535 | $50,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 43,043 | $50,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 10,172 | $50,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 13,900 | $50,000 | thousands by filing date | call |
| VOLITIONRX LTD | 928661107 | COM | 12,875 | $50,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 17,863 | $50,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 24,312 | $50,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 163,053 | $50,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 13,100 | $50,000 | thousands by filing date | call |
| TRINE ACQUISITION CORP | 89628U116 | *W EXP 03/31/202 | 32,450 | $50,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 11,400 | $49,000 | thousands by filing date | call |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 21,500 | $49,000 | thousands by filing date | put |
| CENTURY CASINOS INC | 156492100 | COM | 11,617 | $49,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 10,600 | $49,000 | thousands by filing date | call |
| XWELL INC COM NEW | 98420U703 | Stock | 11,600 | $49,000 | thousands by filing date | put |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 36,960 | $49,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 24,769 | $49,000 | thousands by filing date | |
| INPIXON | 45790J800 | COM | 36,075 | $49,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 10,200 | $48,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 150,600 | $48,000 | thousands by filing date | call |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 21,000 | $48,000 | thousands by filing date | put |
| REALNETWORKS INC | 75605L708 | COM | 36,700 | $48,000 | thousands by filing date | call |
| APTORUM GROUP LIMITED | G6096M106 | CL A ORD SHS | 12,753 | $48,000 | thousands by filing date | |
| BAUDAX BIO INC | 07160F107 | COM | 11,600 | $48,000 | thousands by filing date | put |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 11,800 | $48,000 | thousands by filing date | put |
| SUPERCONDUCTOR TECHNOLOGIES | 867931602 | COM NEW | 125,594 | $48,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 25,600 | $47,000 | thousands by filing date | call |
| USA TODAY CO INC | 36472T109 | COM | 34,200 | $47,000 | thousands by filing date | call |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 20,800 | $47,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 89,212 | $47,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 17,900 | $47,000 | thousands by filing date | call |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 21,700 | $47,000 | thousands by filing date | call |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 15,383 | $47,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 12,653 | $47,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 16,396 | $47,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 272,257 | $47,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 20,800 | $47,000 | thousands by filing date | put |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 10,800 | $47,000 | thousands by filing date | call |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 41,136 | $47,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 22,800 | $47,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 52,100 | $46,000 | thousands by filing date | put |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 21,594 | $46,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 61,163 | $46,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 63,383 | $46,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 10,700 | $46,000 | thousands by filing date | call |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 32,300 | $46,000 | thousands by filing date | call |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 10,700 | $45,000 | thousands by filing date | put |
| Enzo Biochem Inc | 294100102 | Common Stock | 20,300 | $45,000 | thousands by filing date | put |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 14,013 | $45,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 26,310 | $45,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 14,173 | $45,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 19,400 | $44,000 | thousands by filing date | put |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 11,700 | $44,000 | thousands by filing date | call |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 14,400 | $44,000 | thousands by filing date | put |
| MESA AIR GROUP INC | 590479135 | COM NEW | 12,800 | $44,000 | thousands by filing date | call |
| BEST INC | 08653C106 | SPONSORED ADS | 10,320 | $44,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 19,500 | $44,000 | thousands by filing date | call |
| Checkpoint Therapeutics Inc Com | 162828107 | COM | 22,212 | $44,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 14,574 | $44,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 61,364 | $44,000 | thousands by filing date | |
| BANCO BBVA ARGENTINA S A | 058934100 | SPONSORED ADS | 11,400 | $43,000 | thousands by filing date | put |
| ENERGY FUELS INC | 292671708 | COM NEW | 28,700 | $43,000 | thousands by filing date | call |
| REKOR SYSTEMS INC | 759419104 | COM | 10,797 | $43,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 11,100 | $43,000 | thousands by filing date | call |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 10,900 | $43,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 42,966 | $43,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 20,482 | $43,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOURG COM | L7257P205 | Stock | 87,147 | $43,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 10,900 | $43,000 | thousands by filing date | call |
| GENPREX INC | 372446104 | COM | 13,700 | $43,000 | thousands by filing date | call |
| CALADRIUS BIOSCIENCES INC | 128058203 | COM NEW | 24,100 | $43,000 | thousands by filing date | put |
| Ascena Retail Group Inc | 04351G200 | Common Stock | 29,705 | $43,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 20,800 | $42,000 | thousands by filing date | call |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 15,519 | $42,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 12,336 | $42,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 10,100 | $42,000 | thousands by filing date | put |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 75,443 | $42,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 27,100 | $42,000 | thousands by filing date | put |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 19,200 | $42,000 | thousands by filing date | call |
| EMCORE CORP | 290846203 | COM | 13,200 | $42,000 | thousands by filing date | put |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 12,900 | $42,000 | thousands by filing date | call |
| PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS | 72352G107 | ADR | 35,197 | $42,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 12,971 | $42,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 17,700 | $41,000 | thousands by filing date | put |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 19,474 | $41,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 20,893 | $41,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 16,418 | $41,000 | thousands by filing date | |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 14,100 | $41,000 | thousands by filing date | call |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 18,957 | $41,000 | thousands by filing date | |
| NEW FRONTIER HEALTH CORP | G6461G114 | *W EXP 11/30/202 | 30,030 | $41,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 17,400 | $40,000 | thousands by filing date | put |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 12,108 | $40,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 11,013 | $40,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 47,085 | $40,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 44,600 | $40,000 | thousands by filing date | call |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 12,900 | $39,000 | thousands by filing date | put |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 10,200 | $39,000 | thousands by filing date | put |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 11,800 | $39,000 | thousands by filing date | call |
| POLARITYTE INC | 731094108 | COM | 31,800 | $39,000 | thousands by filing date | call |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 10,067 | $39,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 13,000 | $38,000 | thousands by filing date | put |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 18,900 | $38,000 | thousands by filing date | call |
| QUICKLOGIC CORP | 74837P405 | COMMON STOCK | 12,400 | $38,000 | thousands by filing date | call |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 14,600 | $38,000 | thousands by filing date | put |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 10,928 | $38,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 53,033 | $38,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 21,000 | $38,000 | thousands by filing date | call |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 13,500 | $38,000 | thousands by filing date | call |
| ALTA EQUIPMENT GROUP INC | 02128L114 | *W EXP 02/14/202 | 36,486 | $38,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 16,400 | $37,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | 500688106 | COM | 22,500 | $37,000 | thousands by filing date | call |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 23,400 | $37,000 | thousands by filing date | put |
| MEDIWOUND LTD | M68830104 | ORD SHS | 12,465 | $37,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 13,500 | $36,000 | thousands by filing date | call |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 24,697 | $36,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 15,651 | $36,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 10,573 | $36,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 44,078 | $36,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 15,300 | $36,000 | thousands by filing date | call |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 36,969 | $36,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 21,300 | $35,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 20,400 | $35,000 | thousands by filing date | put |
| DAVIDSTEA INC | 238661102 | COM | 36,728 | $35,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 23,300 | $35,000 | thousands by filing date | call |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 38,631 | $34,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 10,200 | $34,000 | thousands by filing date | call |
| LSB INDS INC | 502160104 | COM | 29,550 | $34,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 15,800 | $34,000 | thousands by filing date | put |
| FULL HSE RESORTS INC | 359678109 | COM | 25,425 | $34,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 10,200 | $34,000 | thousands by filing date | call |
| VERTEX ENERGY INC | 92534K107 | COM | 47,200 | $34,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 51,500 | $34,000 | thousands by filing date | call |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 19,200 | $34,000 | thousands by filing date | call |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 14,300 | $33,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 25,700 | $33,000 | thousands by filing date | call |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 15,300 | $33,000 | thousands by filing date | call |
| PIXELWORKS INC | 72581M305 | COM NEW | 10,370 | $33,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 96,100 | $33,000 | thousands by filing date | put |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 60,334 | $33,000 | thousands by filing date | |
| COLOR STAR TECHNOLOGY CO LTD | G2287A100 | SHS NEW | 38,770 | $33,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 23,200 | $33,000 | thousands by filing date | call |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 67,300 | $33,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 99,300 | $32,000 | thousands by filing date | put |
| TRUECAR INC | 89785L107 | COM | 12,400 | $32,000 | thousands by filing date | put |
| DURECT CORP | 266605104 | COM | 13,800 | $32,000 | thousands by filing date | put |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 19,100 | $32,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y108 | COM | 51,887 | $32,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 17,200 | $31,000 | thousands by filing date | call |
| PARTY CITY HOLDCO INC | 702149105 | COM | 20,730 | $31,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 12,000 | $31,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 48,700 | $31,000 | thousands by filing date | call |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 10,200 | $31,000 | thousands by filing date | put |
| ASTROTECH CORP | 046484200 | COM NEW | 10,812 | $31,000 | thousands by filing date | |
| THE9 LTD SPON ADS NEW | 88337K203 | ADR | 38,614 | $31,000 | thousands by filing date | |
| Tuanche Limited | 89856T104 | American Depositary Shares | 19,345 | $31,000 | thousands by filing date | |
| PERFORMANCE SHIPPING INC | Y67305105 | COM | 51,365 | $31,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 12,700 | $30,000 | thousands by filing date | put |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 32,368 | $30,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 18,928 | $30,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 16,200 | $30,000 | thousands by filing date | put |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 40,201 | $30,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 47,100 | $30,000 | thousands by filing date | put |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 10,600 | $30,000 | thousands by filing date | call |
| EASTMAN KODAK CO | 277461406 | COM NEW | 13,100 | $29,000 | thousands by filing date | put |
| SENSEONICS HLDGS INC | 81727U105 | COM | 74,600 | $29,000 | thousands by filing date | call |
| BARNES & NOBLE ED INC | 06777U101 | COM | 17,900 | $29,000 | thousands by filing date | call |
| AXE COMPUTE INC COM NEW | 74039M200 | Stock | 17,634 | $29,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 14,164 | $29,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 23,015 | $29,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 53,200 | $29,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 82,721 | $28,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 28,600 | $28,000 | thousands by filing date | call |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 16,900 | $28,000 | thousands by filing date | call |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 27,600 | $28,000 | thousands by filing date | call |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 33,164 | $28,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 10,800 | $28,000 | thousands by filing date | call |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 12,200 | $28,000 | thousands by filing date | put |
| CBDMD INC | 12482W101 | COM | 14,900 | $28,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 38,700 | $28,000 | thousands by filing date | put |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 15,900 | $28,000 | thousands by filing date | put |
| LIANLUO SMART LTD COM CL A | G5478K100 | Stock | 41,165 | $28,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 53,209 | $27,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 32,500 | $27,000 | thousands by filing date | call |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 12,700 | $27,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 37,000 | $27,000 | thousands by filing date | call |
| ELEVATE CREDIT INC | 28621V101 | COM | 18,245 | $27,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157306 | COM NEW | 23,690 | $27,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC COM NE | 67424l209 | COM | 38,296 | $27,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 11,246 | $26,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 18,400 | $26,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 13,100 | $26,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 35,900 | $26,000 | thousands by filing date | put |
| POTBELLY CORP | 73754Y100 | COM | 11,300 | $26,000 | thousands by filing date | put |
| Impac Mortgage Holdings Inc | 45254P508 | COM NEW | 15,375 | $26,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 19,500 | $26,000 | thousands by filing date | put |
| TANZANIAN GOLD CORP | 87601A107 | COM | 29,800 | $26,000 | thousands by filing date | put |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 32,608 | $26,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 16,268 | $26,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 12,400 | $25,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-009061 | this filing | 2020-08-14 | acceptance time not in the bulk data set |