13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 3,630 holding rows worth $190,486,003,000.
- Accession
- 0000950123-20-005202
- Filer
- CIK 820027
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 9,130 entries on the cover page, a total value of $190,486,003,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $190,486,003,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Co 028-10458
- reports for this filerAmeriprise Certificate Co 028-00140
- reports for this filerRiverSource Life Insurance Co 028-00143
- reports for this filerRiverSource Life Insurance Co of New York 028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- reports for this filerColumbia Wanger Asset Management, LLC. 028-03639
- reports for this filerAmeriprise Bank, FSB 028-18942
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
- included managerColumbia Wanger Asset Management, LLC. 028-03639
- included managerAmeriprise Bank, FSB 028-18942
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 16,801 | $131,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 18,829 | $131,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 17,138 | $131,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 203,498 | $129,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 21,585 | $128,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 23,164 | $128,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 59,205 | $128,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 38,703 | $128,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 10,284 | $125,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 16,859 | $125,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 15,380 | $125,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 12,421 | $124,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 165,054 | $122,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 65,840 | $122,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 18,035 | $120,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 16,133 | $119,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 18,570 | $119,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 14,064 | $119,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 64,676 | $119,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 25,557 | $118,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 31,041 | $118,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 61,812 | $117,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 74,430 | $115,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 15,129 | $114,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 14,121 | $114,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 14,059 | $113,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 22,283 | $113,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 645,641 | $111,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 25,805 | $110,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 14,431 | $110,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 14,737 | $108,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 12,240 | $105,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 11,478 | $105,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 18,165 | $105,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 41,892 | $100,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 528,875 | $100,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 22,408 | $99,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 19,588 | $97,000 | thousands by filing date | |
| CONSTELLIUM SE | F21107101 | CL A SHS | 18,033 | $95,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 18,256 | $94,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 32,300 | $93,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 196,300 | $93,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 10,273 | $93,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 19,872 | $91,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 12,698 | $90,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 10,000 | $89,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 11,743 | $87,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 24,581 | $84,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 14,736 | $82,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 34,754 | $80,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 15,575 | $80,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 14,070 | $80,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 30,362 | $80,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 21,992 | $79,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 35,012 | $78,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 109,957 | $78,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 10,932 | $78,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 17,871 | $77,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 15,988 | $76,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 10,781 | $76,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 5,200 | $76,000 | thousands by filing date | call |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 14,390 | $72,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 21,962 | $71,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 12,800 | $68,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 28,800 | $63,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 37,000 | $63,000 | thousands by filing date | principal |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 12,000 | $63,000 | thousands by filing date | principal |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 23,161 | $63,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 14,859 | $62,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 13,000 | $61,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 10,990 | $60,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 14,463 | $58,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 60,000 | $58,000 | thousands by filing date | principal |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 12,429 | $57,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 67,726 | $55,000 | thousands by filing date | |
| RYERSON HLDG CORP | 783754104 | COM | 10,070 | $54,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 14,065 | $54,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 16,805 | $53,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 58,258 | $53,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 18,000 | $53,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 13,736 | $50,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 11,116 | $49,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 18,011 | $48,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 14,883 | $46,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 44,461 | $46,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 13,989 | $46,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 38,778 | $45,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 22,057 | $45,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 17,916 | $40,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 55,576 | $39,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 12,280 | $38,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 23,200 | $37,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 11,863 | $34,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 14,956 | $33,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 11,727 | $33,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 11,020 | $32,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 18,160 | $31,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 23,160 | $29,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 21,956 | $29,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 13,543 | $29,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 15,541 | $29,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 10,933 | $27,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 12,184 | $27,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 16,808 | $26,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 28,000 | $24,000 | thousands by filing date | principal |
| IAMGOLD CORP COM | 450913108 | Stock | 10,000 | $23,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 11,171 | $22,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 10,405 | $21,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 13,300 | $21,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 13,692 | $20,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 17,085 | $18,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 18,000 | $17,000 | thousands by filing date | principal |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 13,958 | $16,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 19,310 | $16,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 15,000 | $14,000 | thousands by filing date | principal |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 50,865 | $13,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 11,787 | $13,000 | thousands by filing date | principal |
| RA MED SYS INC | 74933X104 | COM | 11,992 | $13,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 11,000 | $12,000 | thousands by filing date | principal |
| 22ND CENTY GROUP INC | 90137F103 | COM | 16,505 | $12,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 14,100 | $12,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 49,347 | $12,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 12,000 | $11,000 | thousands by filing date | principal |
| MCEWEN MNG INC | 58039P107 | COM | 15,395 | $10,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 10,100 | $9,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 10,000 | $8,000 | thousands by filing date | principal |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 48,485 | $5,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 32,258 | $5,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 20,000 | $4,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 11,754 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-005202 | this filing | 2020-05-15 | acceptance time not in the bulk data set |