13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-15, with 3,630 holding rows worth $190,486,003,000.
- Accession
- 0000950123-20-005202
- Filer
- CIK 820027
- Filed
- 2020-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 9,130 entries on the cover page, a total value of $190,486,003,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $190,486,003,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Co 028-10458
- reports for this filerAmeriprise Certificate Co 028-00140
- reports for this filerRiverSource Life Insurance Co 028-00143
- reports for this filerRiverSource Life Insurance Co of New York 028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- reports for this filerColumbia Wanger Asset Management, LLC. 028-03639
- reports for this filerAmeriprise Bank, FSB 028-18942
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
- included managerColumbia Wanger Asset Management, LLC. 028-03639
- included managerAmeriprise Bank, FSB 028-18942
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SM ENERGY COMPANY COM | 78454L100 | Stock | 543,898 | $664,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 50,860 | $663,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 94,276 | $661,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 61,981 | $661,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 38,542 | $659,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 281,763 | $658,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 177,090 | $654,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 139,073 | $652,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 10,807 | $651,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 358,943 | $650,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 238,015 | $650,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 360,496 | $649,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 69,301 | $647,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 10,840 | $647,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 370,392 | $645,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 79,960 | $644,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 145,679 | $644,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 18,782 | $640,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 38,001 | $640,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 52,657 | $639,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 60,536 | $639,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 48,052 | $639,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 58,590 | $639,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 14,767 | $635,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 40,412 | $635,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 263,826 | $635,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 15,682 | $632,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 43,404 | $632,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 14,300 | $629,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 8,830 | $626,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 121,918 | $624,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 45,687 | $623,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 28,447 | $621,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 75,129 | $621,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 47,605 | $619,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 19,607 | $618,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 34,910 | $618,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 13,582 | $615,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 184,040 | $615,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 66,925 | $614,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 39,754 | $612,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 35,767 | $610,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 299,290 | $608,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 331,995 | $607,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 244,054 | $606,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 59,909 | $605,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 417,838 | $602,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 370,593 | $600,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 228,522 | $599,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 341,283 | $599,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 32,524 | $599,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 88,937 | $597,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 9,629 | $591,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 16,206 | $590,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 18,589 | $588,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 14,457 | $587,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 51,501 | $587,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 69,435 | $586,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 319,571 | $585,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 35,400 | $582,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 62,276 | $581,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 28,383 | $580,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 178,902 | $577,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 6,625 | $573,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 19,781 | $572,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 61,634 | $570,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 20,105 | $569,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 21,700 | $566,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 57,822 | $565,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 40,583 | $565,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 10,409 | $563,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 13,768 | $561,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 14,567 | $561,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 24,218 | $559,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 41,111 | $556,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 15,140 | $555,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 29,397 | $553,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 366,434 | $553,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 54,476 | $553,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 32,997 | $552,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,453 | $552,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 89,915 | $552,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 20,177 | $551,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 35,920 | $549,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 30,781 | $548,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 17,387 | $546,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 10,789 | $546,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 27,600 | $545,000 | thousands by filing date | |
| INMODE LTD SHS | M5425M103 | Stock | 25,303 | $544,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 40,524 | $543,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 12,149 | $543,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 580,866 | $543,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 49,474 | $543,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 29,123 | $542,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 20,907 | $539,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 27,867 | $538,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 129,860 | $536,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 10,045 | $535,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 62,809 | $535,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 123,400 | $531,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 52,339 | $531,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 11,356 | $529,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 24,413 | $528,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 20,889 | $527,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 169,245 | $526,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC | 28414H202 | CONV | 12,718 | $524,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,448,412 | $522,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 68,053 | $522,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 7,485 | $518,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 49,983 | $517,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 115,954 | $517,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 54,807 | $516,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 39,661 | $512,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 405,443 | $512,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 44,593 | $511,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 681,900 | $511,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 16,405 | $509,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 65,265 | $508,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 130,700 | $507,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 19,522 | $506,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 26,294 | $505,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 78,830 | $504,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 31,703 | $504,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 24,951 | $504,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 46,985 | $503,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 29,082 | $503,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 59,707 | $502,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 65,415 | $502,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 65,791 | $502,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 33,177 | $501,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,426,495 | $500,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 66,707 | $497,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 45,068 | $497,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 123,889 | $493,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 35,900 | $493,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 41,061 | $490,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 2,651,517 | $489,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 49,670 | $489,000 | thousands by filing date | |
| BLACK DIAMOND THERAPEUTICS I | 09203E105 | COM | 19,600 | $488,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 121,119 | $488,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 30,726 | $485,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 323,775 | $483,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 30,122 | $482,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 16,545 | $482,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 20,305 | $482,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 122,158 | $481,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 39,023 | $480,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 29,044 | $480,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 94,512 | $479,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 99,050 | $479,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 64,426 | $477,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 25,154 | $477,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 19,145 | $476,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 52,527 | $473,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 9,960 | $472,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 28,188 | $471,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 71,800 | $468,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 4,168 | $463,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 37,260 | $460,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 16,175 | $460,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 13,818 | $456,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 32,064 | $456,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 240,238 | $454,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 21,365 | $453,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 19,170 | $453,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 10,328 | $450,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 7,795 | $449,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 69,920 | $448,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 30,261 | $445,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 22,381 | $444,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 16,771 | $444,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 24,986 | $444,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 36,601 | $443,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 110,297 | $443,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 101,686 | $442,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 81,286 | $440,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 974,180 | $438,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 8,823 | $438,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 53,960 | $437,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 145,101 | $435,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 22,024 | $434,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 40,353 | $432,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 9,281 | $431,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 10,726 | $431,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 321,189 | $430,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 14,354 | $428,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 56,806 | $422,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 17,885 | $422,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 41,086 | $421,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 127,628 | $419,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 52,080 | $416,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 45,981 | $416,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 40,290 | $414,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 118,340 | $413,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 15,237 | $410,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 7,565 | $409,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 92,484 | $408,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 188,842 | $408,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 13,648 | $408,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 56,180 | $407,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 28,643 | $406,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 7,966 | $402,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 34,442 | $402,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 30,143 | $402,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 21,842 | $399,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 95,065 | $398,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 550 | $397,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 55,778 | $395,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 1,040,145 | $395,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 22,433 | $394,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 48,613 | $394,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 34,920 | $394,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 39,138 | $392,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 23,906 | $392,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,165,012 | $390,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 239,939 | $389,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 82,757 | $387,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,866 | $386,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 59,411 | $385,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 17,422 | $384,000 | thousands by filing date | |
| ONESPAWORLD HOLDINGS LIMITED | P73684113 | COM | 94,530 | $383,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 5,764 | $381,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 245,190 | $380,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 3,228 | $380,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 419,835 | $377,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 36,680 | $377,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 42,503 | $374,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 7,684 | $374,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 27,790 | $371,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 14,579 | $370,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 104,877 | $369,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 24,623 | $369,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 51,000 | $367,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 111,070 | $367,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 86,102 | $366,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 11,278 | $365,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 150,353 | $364,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 23,186 | $363,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 23,118 | $362,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 21,242 | $362,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 11,532 | $361,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 45,897 | $360,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 36,982 | $360,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 60,300 | $360,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 13,220 | $359,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 14,612 | $359,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 23,097 | $358,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 21,406 | $358,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 30,754 | $357,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 4,309 | $356,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 7,823 | $354,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 47,574 | $353,000 | thousands by filing date | |
| WOORI FINL GROUP INC SPONSORED ADS | 981064108 | ADR | 18,715 | $351,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 31,800 | $349,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 7,253 | $347,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 4,417 | $346,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 12,876 | $346,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 39,011 | $345,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 49,164 | $344,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 22,924 | $344,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 32,311 | $343,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 17,987 | $343,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 17,051 | $342,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 10,383 | $341,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 40,317 | $341,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 29,535 | $341,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 91,588 | $340,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 59,620 | $339,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 13,619 | $337,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 5,796 | $337,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 12,105 | $336,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 18,828 | $335,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 13,800 | $335,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 15,117 | $335,000 | thousands by filing date | |
| REYNOLDS CONSUMER PRODS INC COM | 76171L106 | Stock | 11,458 | $334,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 8,823 | $332,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 345,017 | $330,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 21,138 | $328,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 5,983 | $327,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 65,850 | $326,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 12,011 | $325,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 31,810 | $322,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 8,636 | $320,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,230,426 | $320,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 99,054 | $318,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 37,900 | $318,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 713,352 | $317,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 4,942 | $316,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 30,122 | $314,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 15,691 | $310,000 | thousands by filing date | |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 13,156 | $309,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 6,395 | $309,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 16,713 | $307,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 10,478 | $306,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 24,008 | $305,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 454,142 | $305,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 30,905 | $304,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 286,394 | $304,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 4,524 | $303,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 15,052 | $302,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 6,743 | $301,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 35,069 | $301,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 10,855 | $298,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 17,540 | $297,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 207,709 | $297,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 3,296 | $296,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 38,936 | $295,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 38,135 | $295,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 5,961 | $294,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 72,794 | $292,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 10,192 | $290,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 24,159 | $289,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 18,656 | $289,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 3,240 | $287,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 38,422 | $287,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 70,135 | $285,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 8,568 | $284,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 13,148 | $284,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 1,858 | $283,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 18,240 | $283,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 22,355 | $283,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 38,639 | $283,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 5,415 | $282,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 92,466 | $282,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 46,984 | $282,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 27,418 | $281,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 12,045 | $280,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 4,654 | $280,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 4,727 | $279,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 190,737 | $279,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 7,074 | $277,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 6,526 | $275,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 151,105 | $275,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 4,831 | $274,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 13,982 | $273,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 101,760 | $273,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 35,757 | $272,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 11,465 | $269,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 48,050 | $269,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 790,029 | $269,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 4,134 | $268,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 21,182 | $268,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 110,489 | $268,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 118,200 | $268,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 13,854 | $268,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 2,212 | $268,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 68,095 | $268,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 9,299 | $267,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 95 | $267,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 1,362 | $267,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 21,332 | $266,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 16,305 | $266,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 25,713 | $266,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 19,922 | $264,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 63,372 | $262,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 287,621 | $262,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 123,302 | $261,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 138,731 | $261,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 85,810 | $260,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 7,671 | $257,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 457,086 | $257,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 5,899 | $256,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 21,458 | $256,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 29,544 | $256,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 25,994 | $256,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 10,701 | $256,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 6,461 | $255,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 45,188 | $254,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 1,979 | $253,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 8,568 | $253,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 79,792 | $253,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 185,394 | $252,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 34,837 | $252,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 27,804 | $250,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 68,833 | $248,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 9,051 | $248,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 10,562 | $247,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 43,561 | $247,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 2,273 | $246,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 27,583 | $242,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 6,700 | $241,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 8,763 | $240,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 20,311 | $238,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 23,788 | $237,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 32,398 | $237,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 51,265 | $236,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 7,318 | $234,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 16,205 | $233,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 16,915 | $233,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 352,352 | $233,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 4,601 | $233,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 71,413 | $233,000 | thousands by filing date | |
| HBT FINANCIAL INC DE | 404111106 | COMMON STOCK | 21,900 | $231,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 16,711 | $231,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 2,165 | $230,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 37,970 | $230,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 39,044 | $229,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 23,942 | $228,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 36,439 | $228,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 130,199 | $228,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 17,326 | $227,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 20,775 | $227,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 54,347 | $227,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 5,311 | $226,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 17,941 | $226,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 9,080 | $225,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 1,775 | $225,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 264,159 | $225,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 72,640 | $225,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 9,627 | $224,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 24,755 | $224,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 106,465 | $223,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 20,300 | $223,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 25,277 | $221,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 7,809 | $220,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 6,074 | $219,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 2,645 | $217,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 27,596 | $217,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 6,159 | $217,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 21,222 | $216,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 19,481 | $215,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 2,822 | $215,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 230,935 | $215,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 30,759 | $213,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 20,453 | $213,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 143,938 | $213,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 181,900 | $213,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 6,257 | $210,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 20,528 | $208,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 21,873 | $207,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 16,981 | $207,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 65,990 | $206,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 5,804 | $206,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 5,559 | $203,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 6,781 | $203,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 26,373 | $201,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 132,790 | $201,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 2,767 | $200,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 12,798 | $199,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 27,310 | $199,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 85,731 | $198,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 18,043 | $196,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 27,578 | $196,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 23,857 | $196,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 30,339 | $194,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 603,744 | $193,000 | thousands by filing date | |
| NRG ENERGY INC | 629377CG5 | DBCV 2.750% 6/0 | 203,000 | $193,000 | thousands by filing date | principal |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 12,457 | $192,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 11,501 | $192,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 17,850 | $191,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 37,823 | $190,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 12,165 | $189,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 37,112 | $187,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 45,406 | $183,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 43,333 | $180,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 24,764 | $180,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 13,123 | $178,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 17,318 | $177,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 41,025 | $177,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 69,526 | $177,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 13,090 | $175,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 20,230 | $175,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 13,639 | $175,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 30,268 | $174,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 53,908 | $173,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 70,080 | $172,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 12,822 | $168,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 835,682 | $167,000 | thousands by filing date | |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 16,826 | $166,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 20,389 | $164,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 12,142 | $163,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 26,213 | $162,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 12,616 | $161,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 50,115 | $158,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 12,740 | $157,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 74,000 | $157,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 44,800 | $157,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 11,229 | $157,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 37,416 | $155,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 23,983 | $154,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 10,871 | $153,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 14,606 | $153,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 62,698 | $153,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 42,290 | $152,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 12,852 | $152,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 13,301 | $151,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 10,782 | $147,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 13,503 | $145,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 145,000 | $145,000 | thousands by filing date | principal |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 10,507 | $144,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 10,072 | $144,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DISTRI | 20440T300 | SPONSORED ADR | 11,050 | $140,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 21,892 | $139,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 18,600 | $137,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 44,038 | $136,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 25,522 | $135,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 17,594 | $135,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 21,326 | $134,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 51,472 | $134,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 21,272 | $131,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-005202 | this filing | 2020-05-15 | acceptance time not in the bulk data set |