13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-13, with 4,140 holding rows worth $87,250,020,000.
- Accession
- 0000950123-20-004651
- Filer
- CIK 927971
- Filed
- 2020-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 13,497 entries on the cover page, a total value of $87,250,020,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $87,250,020,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerBMO FAMILY OFFICE LLC
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 185 | $10,000 | thousands by filing date | principal |
| FORTIVE CORP | 34959J207 | PREFERRED | 13 | $10,000 | thousands by filing date | principal |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 315 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 401 | $9,000 | thousands by filing date | |
| GATES INDL CORP PLC | G39108108 | ORD SHS | 1,428 | $9,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 675 | $9,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 7,514 | $9,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 825 | $9,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 5,000 | $9,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 2,482 | $9,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 720 | $9,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 636 | $9,000 | thousands by filing date | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 942 | $9,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 361 | $9,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 388 | $9,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 3,534 | $9,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 538 | $9,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 825 | $9,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 536 | $9,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 3,030 | $9,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 155 | $9,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 1,328 | $9,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 429 | $9,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,441 | $9,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 1,666 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 300 | $9,000 | thousands by filing date | |
| SAGA COMMUNICATIONS INC | 786598300 | CL A NEW | 337 | $9,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 350 | $9,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 3,286 | $9,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 1,355 | $9,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 294 | $9,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 5,978 | $9,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 379 | $9,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 30,173 | $9,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 2,100 | $9,000 | thousands by filing date | |
| ASSEMBLY BIOSCIENCES INC | 045396108 | COM | 570 | $9,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 5,000 | $9,000 | thousands by filing date | principal |
| ROSETTA STONE INC | 777780107 | COM | 693 | $9,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 37,935 | $9,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 249 | $9,000 | thousands by filing date | |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 2,332 | $9,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 063679823 | MICROSCTR 3X LVG | 933 | $9,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 1,123 | $9,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 704 | $9,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 1,230 | $8,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 476 | $8,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 329 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 351 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 140 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 200 | $8,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 757 | $8,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 241 | $8,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 326 | $8,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 800 | $8,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 1,236 | $8,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 213 | $8,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 601 | $8,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 3,639 | $8,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 3,359 | $8,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 397 | $8,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 10,688 | $8,000 | thousands by filing date | |
| GENCO SHIPPING TRADING LTD | Y2685T131 | COMMON STOCK | 1,351 | $8,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 276 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 677 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 380 | $8,000 | thousands by filing date | |
| ARMATA PHARMACEUTICALS INC | 04216R102 | COM | 2,444 | $8,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 578 | $8,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 763 | $8,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 26,000 | $8,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 5,445 | $8,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 522 | $8,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 2,856 | $8,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 2,534 | $8,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 7,552 | $8,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 2,121 | $8,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 2,716 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E885 | DLY S&P500 BR 3X | 500 | $8,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 6,000 | $8,000 | thousands by filing date | |
| AVANTOR INC | 05352A209 | 6.25 PFD CNV SR | 182 | $8,000 | thousands by filing date | principal |
| MicroSectors FANG Index 2X Inverse Leveraged ETN | 063679849 | ETP | 285 | $8,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679831 | INVERSE ETN | 204 | $8,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W303 | COM | 13,000 | $8,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 533 | $7,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 655 | $7,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 793 | $7,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 628 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 136 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 143 | $7,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 153 | $7,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 225 | $7,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 382 | $7,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 610 | $7,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 742 | $7,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 323 | $7,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 199 | $7,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 600 | $7,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,159 | $7,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 703 | $7,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 224 | $7,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 758 | $7,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 1,961 | $7,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 1,606 | $7,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 420 | $7,000 | thousands by filing date | |
| CALEDONIA MINING CORP PLC | G1757E113 | COMMON STOCK | 800 | $7,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 1,311 | $7,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 707 | $7,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 2,294 | $7,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 206 | $7,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 3,167 | $7,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 512 | $7,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 2,736 | $7,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 557 | $7,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 644 | $7,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 452 | $7,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 666 | $7,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 987 | $7,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 538 | $7,000 | thousands by filing date | |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 1,692 | $7,000 | thousands by filing date | |
| ATLAS CORP | Y0436Q109 | COM | 958 | $7,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 10,000 | $7,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 500 | $7,000 | thousands by filing date | |
| MILLENDO THERAPEUTICS INC | 60040X103 | COM | 1,494 | $7,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 4,233 | $7,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 1,771 | $7,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 1,368 | $6,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 1,630 | $6,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 2,000 | $6,000 | thousands by filing date | put |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 225 | $6,000 | thousands by filing date | |
| ARCUS BIOSCIENCES INC | 03969F109 | COM | 429 | $6,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 1,000 | $6,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 270 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 240 | $6,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 481 | $6,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 523 | $6,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 1,117 | $6,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 844 | $6,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 713 | $6,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,010 | $6,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 1,509 | $6,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 2,487 | $6,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 242 | $6,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 305 | $6,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 530 | $6,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 1,087 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 156 | $6,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 714 | $6,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 1,625 | $6,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 2,505 | $6,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 466 | $6,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 3,481 | $6,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 133 | $6,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 694 | $6,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 686 | $6,000 | thousands by filing date | |
| AXONICS INC | 05465P101 | COM | 274 | $6,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 848 | $6,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 4,045 | $6,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 1,758 | $6,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 3,332 | $6,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 647 | $6,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 500 | $6,000 | thousands by filing date | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 1,607 | $6,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679757 | BIG OIL 2X LEV | 601 | $6,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 2,000 | $5,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 297 | $5,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 4,800 | $5,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 4,800 | $5,000 | thousands by filing date | put |
| BRF SA | 10552T107 | SPONSORED ADR | 1,595 | $5,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 373 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 80 | $5,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 813 | $5,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 755 | $5,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 273 | $5,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 1,271 | $5,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 1,670 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 160 | $5,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 388 | $5,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 426 | $5,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 129 | $5,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 726 | $5,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 1,258 | $5,000 | thousands by filing date | |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 580 | $5,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 800 | $5,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 314 | $5,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 472 | $5,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 387 | $5,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 148 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 500 | $5,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,600 | $5,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 1,100 | $5,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 200 | $5,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 342 | $5,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 351 | $5,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 785 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 170 | $5,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 541 | $5,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 921 | $5,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 1,931 | $5,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 996 | $5,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 1,067 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 100 | $5,000 | thousands by filing date | put |
| ARDAGH GROUP S A | L0223L101 | COM | 470 | $5,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 320 | $5,000 | thousands by filing date | |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 2,032 | $5,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 1,017 | $5,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 492 | $4,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 85 | $4,000 | thousands by filing date | |
| PROTAGONIST THERAPEUTICS | 74366E102 | COM | 609 | $4,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 187 | $4,000 | thousands by filing date | |
| KENON HLDGS LTD SHS | Y46717107 | Stock | 261 | $4,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 98 | $4,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 410 | $4,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 502 | $4,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 15,115 | $4,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 232 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 180 | $4,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 104 | $4,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 504 | $4,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 534 | $4,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,472 | $4,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 114 | $4,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 54 | $4,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 427 | $4,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 162 | $4,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 3,260 | $4,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 109 | $4,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 781 | $4,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 703 | $4,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 200 | $4,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 200 | $4,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 522 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E648 | GBL X FTSE ETF | 335 | $4,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 1,023 | $4,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 1,514 | $4,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 983 | $4,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 451 | $4,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 10,490 | $4,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 800 | $4,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 475 | $4,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 1,000 | $4,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 2,971 | $4,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 4,000 | $4,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5,665 | $4,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 442 | $4,000 | thousands by filing date | |
| CORTEXYME INC | 22053A107 | COM | 100 | $4,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 2,667 | $4,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 750 | $4,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 4,900 | $4,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 4,900 | $4,000 | thousands by filing date | put |
| NATURA &CO HLDG S A | 63884N108 | ADR | 420 | $4,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 749 | $4,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 419 | $4,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 4,017 | $4,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 2,258 | $4,000 | thousands by filing date | |
| SENESTECH INC | 81720R208 | COM NEW | 1,500 | $4,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 167 | $3,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 55 | $3,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 813 | $3,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 5,000 | $3,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 349 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 50 | $3,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 861 | $3,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 706 | $3,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 54 | $3,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 647 | $3,000 | thousands by filing date | |
| GENIE ENERGY LTD | 372284208 | CL B | 394 | $3,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 595 | $3,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 200 | $3,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 40 | $3,000 | thousands by filing date | |
| EVERQUOTE INC | 30041R108 | COM CL A | 117 | $3,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 962 | $3,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 436 | $3,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 39 | $3,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 259 | $3,000 | thousands by filing date | |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 202 | $3,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 229 | $3,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 300 | $3,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 10,433 | $3,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING INC | 33832D205 | COM NEW | 1,123 | $3,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 385 | $3,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,085 | $3,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 558 | $3,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 801 | $3,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 281 | $3,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 138 | $3,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 972 | $3,000 | thousands by filing date | |
| RICHMOND MUTUAL BANCORPORATI | 76525P100 | COMMON STOCK | 328 | $3,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 4,029 | $3,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 107 | $3,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 700 | $3,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 1,582 | $3,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 359 | $3,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 400 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 115 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 160 | $3,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 365 | $3,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 204 | $3,000 | thousands by filing date | |
| Y-mAbs Therapeutics Inc | 984241109 | Common Stock | 107 | $3,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 623 | $3,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 2,886 | $3,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 427 | $3,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 131 | $3,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 1,570 | $3,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 468 | $3,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 269 | $3,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 400 | $3,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 89 | $3,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 1,418 | $3,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 756 | $3,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 80 | $3,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 645 | $3,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 253 | $3,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 122 | $3,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 743 | $3,000 | thousands by filing date | |
| COMMUNITY FINL CORP MD | 20368X101 | COM | 162 | $3,000 | thousands by filing date | |
| GFL ENVIRONMENTAL INC | 36168Q120 | CONV | 67 | $3,000 | thousands by filing date | principal |
| INNERWORKINGS INC | 45773Y105 | COM | 2,348 | $3,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 1,286 | $3,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 2,000 | $3,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 747 | $3,000 | thousands by filing date | |
| SPHERE 3D CORP NEW | 84841L308 | COM | 5,006 | $3,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 500 | $3,000 | thousands by filing date | |
| NEOVASC INC | 64065J304 | COM | 2,180 | $3,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 2,400 | $3,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 255 | $3,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 8,280 | $3,000 | thousands by filing date | put |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 2,351 | $3,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 11,000 | $3,000 | thousands by filing date | |
| STRONGBRIDGE BIOPHARMA PLC | G85347105 | SHS USD | 1,364 | $3,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 192 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 100 | $3,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 140 | $2,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 100 | $2,000 | thousands by filing date | call |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 40 | $2,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 215 | $2,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 42 | $2,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,219 | $2,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 166 | $2,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 584 | $2,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 89 | $2,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 207 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 67 | $2,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 1,035 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 30 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 75 | $2,000 | thousands by filing date | |
| GREIF INC | 397624206 | CL B | 44 | $2,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,091 | $2,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 575 | $2,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,549 | $2,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 125 | $2,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 88 | $2,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 228 | $2,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 241 | $2,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 134 | $2,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 100 | $2,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 66 | $2,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 2,698 | $2,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 1,955 | $2,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 90 | $2,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 848 | $2,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 344 | $2,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 18 | $2,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 645 | $2,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 246 | $2,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 206 | $2,000 | thousands by filing date | |
| NI HOLDINGS INC | 65342T106 | COMMON STOCK | 158 | $2,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 992 | $2,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 367 | $2,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 152 | $2,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 158 | $2,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 897 | $2,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 130 | $2,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 49 | $2,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 10,884 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 48 | $2,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 90 | $2,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 128 | $2,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 100 | $2,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 604 | $2,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 1,310 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 101 | $2,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 4,300 | $2,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 124 | $2,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 890 | $2,000 | thousands by filing date | |
| Renovaro Inc | 29350E104 | Common Stock | 525 | $2,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 475 | $2,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 206 | $2,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 113 | $2,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 8,000 | $2,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 8,000 | $2,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 663 | $2,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 518 | $2,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 1,667 | $2,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 42 | $2,000 | thousands by filing date | |
| CROSSFIRST BANKSHARES INC | 22766M109 | COM | 236 | $2,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 265 | $2,000 | thousands by filing date | |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 262 | $2,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 309 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 105 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 170 | $2,000 | thousands by filing date | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 1,600 | $2,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 234 | $2,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 806 | $2,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 259 | $2,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 345 | $2,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 170 | $2,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 1,090 | $2,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 7,460 | $2,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 191 | $2,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 1,150 | $2,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 703 | $2,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 615 | $2,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 395 | $2,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 4,000 | $2,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 5,000 | $2,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 643 | $2,000 | thousands by filing date | |
| LIMINAL BIOSCIENCES INC | 53272L103 | COM | 280 | $2,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 125 | $2,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 4,991 | $2,000 | thousands by filing date | |
| DASAN ZHONE SOLUTIONS INC | 23305L206 | COM NEW | 406 | $2,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T183 | VLCTYSHS 3X S&P | 100 | $2,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 224 | $2,000 | thousands by filing date | |
| CASPER SLEEP INC | 147626105 | COM | 435 | $2,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 384 | $2,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 1,000 | $2,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 751 | $2,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 7,348 | $2,000 | thousands by filing date | |
| MAJESCO | 56068V102 | COM | 283 | $2,000 | thousands by filing date | |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 1,018 | $2,000 | thousands by filing date | |
| MICROSECTORS FANG INDEX -3X INVERSE LEVERAGED ETN | 063679864 | ETF | 227 | $2,000 | thousands by filing date | |
| BANK OF MONTREAL BIG OIL 3X LEV | 063679815 | Stock | 901 | $2,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679799 | MICROSCTR 2X LVG | 100 | $2,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 27 | $1,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 1,000 | $1,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 166 | $1,000 | thousands by filing date | |
| SUZANO S A SPON ADS | 86959K105 | ADR | 104 | $1,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 217 | $1,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 300 | $1,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 48 | $1,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 219 | $1,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 50 | $1,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 192 | $1,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 171 | $1,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 284 | $1,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 361 | $1,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 175 | $1,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 182 | $1,000 | thousands by filing date | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 53 | $1,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 43 | $1,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 60 | $1,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 65 | $1,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 212 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 41 | $1,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 228 | $1,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 224 | $1,000 | thousands by filing date | |
| FOCUS FINANCIAL PARTNERS INC. | 34417P100 | COM CL A | 73 | $1,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 13 | $1,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 31 | $1,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 932 | $1,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 205 | $1,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 92 | $1,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 58 | $1,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 906 | $1,000 | thousands by filing date | |
| EMERALD HOLDING INC | 29103W104 | COM | 430 | $1,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 169 | $1,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 150 | $1,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 110 | $1,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 58 | $1,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 89 | $1,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 569 | $1,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 2,773 | $1,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 194 | $1,000 | thousands by filing date | |
| DIAMEDICA THERAPEUTICS INC | 25253X207 | COMMON STOCK | 310 | $1,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 100 | $1,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 95 | $1,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 250 | $1,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 41 | $1,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 700 | $1,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 42 | $1,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 344 | $1,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 389 | $1,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 9 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 97 | $1,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 1,398 | $1,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 718 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288265 | MSCI KOKUSAI ETF | 18 | $1,000 | thousands by filing date | |
| SO YOUNG INTERNATIONAL INC | 83356Q108 | SPONSORED ADS | 75 | $1,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R100 | CL A | 24 | $1,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 130 | $1,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 308 | $1,000 | thousands by filing date | |
| SILVERGATE CAP CORP CLASS A | 82837P408 | CL A | 71 | $1,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 243 | $1,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 231 | $1,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 990 | $1,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 170 | $1,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 109 | $1,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 6,100 | $1,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 526 | $1,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 664 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-004651 | this filing | 2020-05-13 | acceptance time not in the bulk data set |