13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-13, with 4,140 holding rows worth $87,250,020,000.
- Accession
- 0000950123-20-004651
- Filer
- CIK 927971
- Filed
- 2020-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 13,497 entries on the cover page, a total value of $87,250,020,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $87,250,020,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerBMO FAMILY OFFICE LLC
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHEMOURS CO COM | 163851108 | Stock | 4,886 | $38,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 195 | $38,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 3,173 | $38,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 5,932 | $38,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 1,295 | $38,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 23,853 | $38,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 2,188 | $37,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 4,453 | $37,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 1,585 | $37,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 663 | $37,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 6,116 | $37,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 1,512 | $37,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 7,783 | $37,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,240 | $37,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 1,686 | $37,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 950 | $37,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 8,000 | $37,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 8,000 | $37,000 | thousands by filing date | put |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 2,248 | $37,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 5,241 | $37,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 2,285 | $37,000 | thousands by filing date | |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 902 | $36,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 662 | $36,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 2,512 | $36,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 1,272 | $36,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,843 | $36,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 728 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 1,931 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 268 | $36,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 15,325 | $36,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 1,354 | $36,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 947 | $36,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 3,294 | $36,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 997 | $35,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 30,210 | $35,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 938 | $35,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 918 | $35,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 1,001 | $35,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 1,992 | $35,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 4,398 | $35,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 1,817 | $35,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 1,101 | $35,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 2,742 | $35,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 5,715 | $35,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 674 | $35,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 578 | $35,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 8,162 | $34,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 2,489 | $34,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 1,342 | $34,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 232 | $34,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,250 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 1,374 | $34,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 388 | $34,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 3,375 | $34,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 2,272 | $34,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 756 | $34,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 1,126 | $34,000 | thousands by filing date | |
| MYOMO INC | 62857J201 | COM NEW | 10,000 | $34,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 1,430 | $34,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 2,504 | $34,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 31,300 | $34,000 | thousands by filing date | put |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 2,503 | $34,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 2,147 | $34,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 974 | $33,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 46,200 | $33,000 | thousands by filing date | put |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 469 | $33,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 2,341 | $33,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 663 | $33,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 729 | $33,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 3,102 | $33,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 1,291 | $33,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 670 | $33,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 708 | $33,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 1,644 | $33,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 1,491 | $32,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 34,240 | $32,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 620 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 1,695 | $32,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 81,450 | $32,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 11,605 | $32,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 2,327 | $32,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 914 | $32,000 | thousands by filing date | |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 8,371 | $32,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 2,257 | $32,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 13,556 | $31,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 2,265 | $31,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 1,844 | $31,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 9,858 | $31,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 800 | $31,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 24,000 | $31,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 24,000 | $31,000 | thousands by filing date | put |
| JAMES RIV GROUP LTD | G5005R107 | COM | 905 | $31,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 13,627 | $31,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 550 | $31,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 1,155 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1,899 | $30,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 1,000 | $30,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 2,780 | $30,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 1,110 | $30,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 593 | $30,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 2,003 | $30,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 4,257 | $30,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 21,333 | $30,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 715 | $30,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 3,830 | $30,000 | thousands by filing date | |
| ASLAN PHARMACEUTICALS LTD | 04522R101 | ADR | 30,000 | $30,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 1,827 | $29,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 2,790 | $29,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 1,001 | $29,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 3,105 | $29,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 1,403 | $29,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 104,706 | $29,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 1,781 | $29,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 5,003 | $29,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 1,756 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 215 | $28,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 1,150 | $28,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 4,109 | $28,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 384 | $28,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 2,546 | $28,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 1,982 | $28,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 1,094 | $28,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 672 | $28,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 2,041 | $28,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 400 | $28,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 2,398 | $28,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 3,331 | $28,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 1,866 | $28,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 1,065 | $28,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 136 | $27,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 4,141 | $27,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 578 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 295 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 400 | $27,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 736 | $27,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 2,592 | $27,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 407 | $27,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 807 | $27,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 439 | $27,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 872 | $27,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 4,182 | $27,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 2,532 | $27,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 266 | $26,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 5,495 | $26,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 1,458 | $26,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,303 | $26,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 2,353 | $26,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 615 | $26,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 929 | $26,000 | thousands by filing date | |
| OP BANCORP | 67109R109 | COMMON STOCK | 3,708 | $26,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 427 | $26,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 2,780 | $26,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 2,407 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 1,000 | $26,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 1,014 | $25,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 209 | $25,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 2,608 | $25,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 3,381 | $25,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,150 | $25,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 743 | $25,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 978 | $25,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 2,629 | $25,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 907 | $25,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 4,995 | $25,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 3,861 | $25,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 6,945 | $25,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 3,248 | $25,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 1,009 | $25,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 6,666 | $25,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 690 | $24,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 108 | $24,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,854 | $24,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 844 | $24,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 2,037 | $24,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 1,784 | $24,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,570 | $24,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 2,200 | $24,000 | thousands by filing date | put |
| BIG LOTS INC | 089302103 | COM | 1,639 | $24,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 390 | $24,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 3,354 | $24,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 2,452 | $24,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 434 | $24,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 3,860 | $24,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 14,204 | $24,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 19,290 | $24,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 885 | $24,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 1,750 | $24,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 691 | $24,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 779 | $23,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 1,006 | $23,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 569 | $23,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 1,749 | $23,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 542 | $23,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 473 | $23,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 377 | $23,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 200 | $23,000 | thousands by filing date | call |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 4,849 | $23,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 472 | $23,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 3,660 | $23,000 | thousands by filing date | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 510 | $23,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 57,363 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 425 | $23,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 2,633 | $23,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 851 | $23,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 47,441 | $23,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 3,232 | $23,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 878 | $22,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 2,700 | $22,000 | thousands by filing date | put |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 434 | $22,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 815 | $22,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,090 | $22,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 2,939 | $22,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 418 | $22,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 676 | $22,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 6,692 | $22,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 1,585 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 750 | $22,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 244 | $22,000 | thousands by filing date | |
| ENLIVEX LTD | M4130Y106 | CMN | 4,540 | $22,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 18,528 | $22,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 2,000 | $22,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 1,427 | $22,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 3,234 | $21,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,404 | $21,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 289 | $21,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 3,280 | $21,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 2,705 | $21,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 705 | $21,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 1,499 | $21,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 2,385 | $21,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 4,910 | $21,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 1,917 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 385 | $21,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 500 | $21,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 1,864 | $21,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 898 | $21,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 1,956 | $21,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 6,882 | $21,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 1,174 | $21,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 2,000 | $21,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 406 | $20,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 283 | $20,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,572 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 800 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 245 | $20,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 807 | $20,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A289 | DEFIANCE SPACE A | 915 | $20,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 1,683 | $20,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 1,956 | $20,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 45,000 | $20,000 | thousands by filing date | |
| MICROBOT MED INC | 59503A204 | COM NEW | 4,002 | $20,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 1,968 | $20,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 1,143 | $20,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 1,554 | $20,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 6,069 | $20,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 1,529 | $20,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 3,464 | $20,000 | thousands by filing date | |
| DPW HLDGS INC COM | 26140E600 | Stock | 25,000 | $20,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 730 | $19,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 468 | $19,000 | thousands by filing date | |
| AQUESTIVE THERAPEUTICS INC COM | 03843E104 | Stock | 10,009 | $19,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 575 | $19,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 19,320 | $19,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 9,712 | $19,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 795 | $19,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 1,220 | $19,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 1,283 | $19,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 675 | $19,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 380 | $19,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 896 | $19,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 842 | $19,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 4,648 | $19,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 676 | $19,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 150 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 428 | $19,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 100 | $19,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 279 | $19,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 50,000 | $19,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 2,078 | $19,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 450 | $19,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 6,000 | $19,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 1,309 | $18,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 398 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 346 | $18,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 1,115 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 116 | $18,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 189 | $18,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 346 | $18,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 750 | $18,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 600 | $18,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 2,072 | $18,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 1,888 | $18,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 1,575 | $18,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 1,708 | $18,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 672 | $18,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,200 | $18,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 1,000 | $18,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 2,343 | $18,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 804 | $18,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 40,000 | $18,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 572 | $17,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1,472 | $17,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 519 | $17,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 2,085 | $17,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 280 | $17,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 2,000 | $17,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 801 | $17,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 1,276 | $17,000 | thousands by filing date | |
| USA TODAY CO INC | 36472T109 | COM | 17,600 | $17,000 | thousands by filing date | put |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 980 | $17,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 1,082 | $17,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 2,684 | $17,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 195 | $17,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 869 | $17,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,510 | $17,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 2,591 | $17,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 1,522 | $17,000 | thousands by filing date | |
| Sohu.Com Ltd-Adr | 83410S108 | COM | 2,924 | $17,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 7,863 | $17,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 1,685 | $17,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 548 | $16,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 666 | $16,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 2,161 | $16,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 3,382 | $16,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 727 | $16,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 607 | $16,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 2,171 | $16,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,597 | $16,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 500 | $16,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 2,289 | $16,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 2,507 | $16,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 750 | $16,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 1,046 | $16,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 402 | $16,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,500 | $16,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 855 | $16,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 2,253 | $16,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F796 | COM | 332 | $16,000 | thousands by filing date | principal |
| BG STAFFING INC | 05544A109 | COM | 2,400 | $16,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22542d316 | COM | 100 | $16,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 3,050 | $15,000 | thousands by filing date | |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 699 | $15,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 384 | $15,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 3,000 | $15,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C748 | US EQTY PWR BUF | 600 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 515 | $15,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 775 | $15,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 1,800 | $15,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 349 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 314 | $15,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 2,052 | $15,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 4,101 | $15,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 909 | $15,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 3,083 | $15,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 494 | $15,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 1,179 | $15,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 1,209 | $15,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 6,300 | $15,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 646 | $15,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 825 | $15,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 2,000 | $15,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 327 | $15,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 1,261 | $15,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 3,997 | $15,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 200 | $14,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 1,224 | $14,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 1,755 | $14,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 6,986 | $14,000 | thousands by filing date | |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 481 | $14,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 1,105 | $14,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 952 | $14,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 1,299 | $14,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 1,238 | $14,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 364 | $14,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 2,476 | $14,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 121 | $14,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,614 | $14,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,000 | $14,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 690 | $14,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 480 | $14,000 | thousands by filing date | |
| AMPLIFY BLUESTAR ISRAEL TECHNOLOGY ETF | 26924G870 | COM | 403 | $14,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 1,440 | $14,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 9,943 | $14,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 20,000 | $14,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679740 | BIG OIL IDX IN | 180 | $14,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 31,750 | $13,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 3,001 | $13,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 275 | $13,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 2,083 | $13,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 1,641 | $13,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 283 | $13,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 1,412 | $13,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 8,331 | $13,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 168 | $13,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 700 | $13,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,300 | $13,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 731 | $13,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 3,499 | $13,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 3,124 | $13,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 7,207 | $13,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 1,700 | $13,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 767 | $13,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 487 | $13,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 570 | $13,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM | 06368B504 | CMN | 249 | $13,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 13,172 | $13,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 4,243 | $13,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 2,500 | $13,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 18,200 | $13,000 | thousands by filing date | put |
| NEOLEUKIN THERAPEUTICS INC | 64049K104 | COM | 1,221 | $13,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 3,765 | $13,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679724 | BIG OIL INDX 3X | 133 | $13,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,500 | $12,000 | thousands by filing date | put |
| CLOUDFLARE INC CL A COM | 18915M107 | Stock | 500 | $12,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 4,056 | $12,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 1,966 | $12,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 400 | $12,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 1,203 | $12,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 540 | $12,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 3,902 | $12,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 797 | $12,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 383 | $12,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 4,049 | $12,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 3,000 | $12,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 3,000 | $12,000 | thousands by filing date | put |
| PC CONNECTION INC | 69318J100 | COM | 309 | $12,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 394 | $12,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 3,062 | $12,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 963 | $12,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 119 | $12,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 2,531 | $12,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 671 | $12,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 540 | $12,000 | thousands by filing date | |
| COVETRUS INC | 22304C100 | COM | 1,534 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 260 | $12,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 30,831 | $12,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 35,525 | $12,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 55,221 | $12,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 23,200 | $12,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 896 | $11,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 97 | $11,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 1,050 | $11,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 62 | $11,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 130 | $11,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 3,500 | $11,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 30,000 | $11,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 870 | $11,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 1,610 | $11,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 1,750 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 120 | $11,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 439 | $11,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 1,946 | $11,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 9,452 | $11,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 1,730 | $11,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 437 | $11,000 | thousands by filing date | |
| US Ecology, Inc. | 91734M103 | COM | 355 | $11,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 1,203 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 400 | $11,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 3,469 | $11,000 | thousands by filing date | |
| ALECTOR INC | 014442107 | COMMON STOCK | 469 | $11,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 324 | $11,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 5,279 | $11,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 183 | $11,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 1,000 | $11,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 2,191 | $11,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 2,274 | $11,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 10,100 | $11,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679773 | MCROSECTR 2XINVR | 200 | $11,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 483 | $10,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 335 | $10,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 1,416 | $10,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 609 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 583 | $10,000 | thousands by filing date | |
| ABRDN PLATINUM ETF TRUST | 003260106 | PHYSCL PLATM SHS | 150 | $10,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 2,673 | $10,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 674 | $10,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 281 | $10,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 788 | $10,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 5,527 | $10,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 200 | $10,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 205 | $10,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 859 | $10,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 2,027 | $10,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 689 | $10,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 886 | $10,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 1,077 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 450 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 215 | $10,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 829 | $10,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 700 | $10,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 64 | $10,000 | thousands by filing date | |
| NGM BIOPHARMACEUTICALS INC | 62921N105 | COM | 816 | $10,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 3,576 | $10,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 3,298 | $10,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 7,023 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 1,240 | $10,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 8,047 | $10,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 456 | $10,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 5,000 | $10,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 980 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-004651 | this filing | 2020-05-13 | acceptance time not in the bulk data set |