13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-01, with 8,069 holding rows worth $212,209,793,000.
- Accession
- 0000950123-20-003758
- Filer
- CIK 1610520
- Filed
- 2020-05-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A combination report, 13,681 entries on the cover page, a total value of $212,209,793,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $212,209,823,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 53 | $3,000 | thousands by filing date | |
| BRASILAGRO COMPANHIA BRASILE | 10554B104 | SPONSORED ADR | 1,087 | $3,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 1,211 | $3,000 | thousands by filing date | |
| MEDIACO HLDG INC | 58450D104 | CL A | 682 | $3,000 | thousands by filing date | |
| SCPHARMACEUTICALS INC | 810648105 | COM | 342 | $3,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 254 | $3,000 | thousands by filing date | |
| ELTEK LTD | M40184208 | SHS | 874 | $3,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 2,561 | $3,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 260 | $3,000 | thousands by filing date | |
| TECHNICAL COMMUNICATIONS | 878409101 | COM | 1,580 | $3,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 10,000 | $3,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 343 | $3,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 1,021 | $3,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 3,682 | $3,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 10,313 | $3,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 230 | $3,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 28,600 | $3,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 2,531 | $3,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 1,132 | $3,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 1,297 | $3,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 3,530 | $3,000 | thousands by filing date | |
| RYB ED INC | 74979W101 | ADR | 811 | $3,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 1,447 | $3,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 1,157 | $3,000 | thousands by filing date | |
| FORESIGHT AUTONOMOUS HLDGS L | 345523104 | SPONSORED ADS | 4,962 | $3,000 | thousands by filing date | |
| EYENOVIA INC | 30234E104 | COM | 1,217 | $3,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 4,000 | $3,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 3,000 | $3,000 | thousands by filing date | principal |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 1,041 | $3,000 | thousands by filing date | |
| YUNHONG GREEN CTI LTD | 98873Q100 | COM | 2,882 | $3,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746P431 | FUND | 78 | $3,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 3,629 | $3,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 1,000 | $3,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 474 | $3,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 934 | $3,000 | thousands by filing date | |
| LAKE SHORE BANCORP INC | 510700107 | COM | 314 | $3,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 7,944 | $3,000 | thousands by filing date | |
| GUARANTY FED BANCSHARES INC | 40108P101 | COM | 222 | $3,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 63 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 116 | $3,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 31,826 | $3,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505756 | INNOVATION SHS | 190 | $3,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 480 | $3,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 128 | $3,000 | thousands by filing date | |
| SONOMA PHARMACEUTICALS INC | 83558L204 | COM NEW | 593 | $3,000 | thousands by filing date | |
| FRANKLIN FTSE RUSSIA ETF | 35473P728 | OUTDATED | 172 | $3,000 | thousands by filing date | |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 1,901 | $3,000 | thousands by filing date | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 1,722 | $3,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 2,580 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 145 | $3,000 | thousands by filing date | |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 4,950 | $3,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AB6 | NOTE 2.500% 9/1 | 3,000 | $3,000 | thousands by filing date | principal |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 1,682 | $3,000 | thousands by filing date | |
| AMTD IDEA GROUP | 00180G106 | SPONSORED ADS | 386 | $3,000 | thousands by filing date | |
| CONSOL COAL RESOURCES LP | 20855T100 | COM UNIT | 456 | $3,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BEAR 2X SHARES | 25460E554 | ETF | 22 | $3,000 | thousands by filing date | |
| INTL GNRL INSURANCE HLDNGS L | G4809J114 | WTS | 6,243 | $3,000 | thousands by filing date | |
| NATIXIS ETF TR | 63873X109 | SEEYOND INTL ETF | 87 | $3,000 | thousands by filing date | |
| DOGNESS INTERNATIONAL CORP | G2788T103 | COM CL A | 2,469 | $3,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 2,993 | $3,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 5,416 | $3,000 | thousands by filing date | |
| CRESCENT ACQUISITION CORP | 22564L105 | COM CL A | 315 | $3,000 | thousands by filing date | |
| ACAMAR PARTNERS ACQSITION CO | 004285102 | CL A | 291 | $3,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXCHA LIQ $12.06432/SH 6/26/23 | 46090A309 | LIQ $12.06432/SH 6/26/23 | 222 | $3,000 | thousands by filing date | |
| FUWEI FILMS HLDGS CO LTD | G3704F110 | SHS NEW | 1,462 | $3,000 | thousands by filing date | |
| CHP MERGER CORP | 12558Y205 | UNIT 11/22/2024 | 300 | $3,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 1,420 | $3,000 | thousands by filing date | |
| Ottawa Bancorp Inc. | 689195105 | Not 13F Security | 298 | $3,000 | thousands by filing date | |
| LAIX INC | 50736W105 | ADS | 877 | $3,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402q100 | COM | 336 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E612 | PORTFLIOPLS EMG | 200 | $3,000 | thousands by filing date | |
| JMU LTD | 46647L204 | SPONSORED ADS | 5,177 | $3,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 995 | $3,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679682 | NT LKD 39 | 79 | $3,000 | thousands by filing date | |
| MicroSectors FANG Index 2X Inverse Leveraged ETN | 063679849 | ETP | 99 | $3,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC COM NE | 67424l209 | COM | 4,663 | $3,000 | thousands by filing date | |
| MONAKER GROUP INC | 609011200 | COM NEW | 3,369 | $3,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896104 | COM CL A | 329 | $3,000 | thousands by filing date | |
| ACORN INTL INC | 004854204 | SPONSORD ADR NEW | 270 | $3,000 | thousands by filing date | |
| SENECA BIOPHARMA INC | 81689B103 | COM | 3,926 | $3,000 | thousands by filing date | |
| DPW HLDGS INC COM | 26140E600 | Stock | 3,729 | $3,000 | thousands by filing date | |
| SWITCHBACK ENERGY ACQUISTN C | 87105M201 | UNIT 99/99/9999 | 274 | $3,000 | thousands by filing date | |
| LONGEVITY ACQUISITION CORP | G56372132 | ORD SHS | 300 | $3,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P302 | COM | 1,305 | $3,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430271 | MANUFCTING REVL | 70 | $3,000 | thousands by filing date | |
| MYOS RENS TECHNOLOGY INC | 62857P108 | COM | 2,913 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B151 | ULTRSHORT COMM | 90 | $3,000 | thousands by filing date | |
| RUMBLEON INC | 781386206 | COM CL B | 14,089 | $3,000 | thousands by filing date | |
| TRANS WORLD ENTMT CORP | 89336Q209 | COM | 1,047 | $3,000 | thousands by filing date | |
| Target Hospitality Corp. | 87615L107 | Common Stock, par value $0.0001 per share | 1,000 | $2,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 100 | $2,000 | thousands by filing date | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 84 | $2,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 541 | $2,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 450 | $2,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 500 | $2,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 5,868 | $2,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 100 | $2,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717Y790 | US EFFIC CORE FD | 93 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051150 | XTRACKERS MSCI | 64 | $2,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 787 | $2,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,000 | $2,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 72 | $2,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 100 | $2,000 | thousands by filing date | put |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 459 | $2,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 100 | $2,000 | thousands by filing date | |
| RANPAK HOLDINGS CORP | 75321W103 | COMMON STOCK | 363 | $2,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 250 | $2,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B309 | COMMON STOCK | 1,439 | $2,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 1,267 | $2,000 | thousands by filing date | |
| ONE STOP SYSTEMS INC | 68247W109 | COMMON STOCK | 1,156 | $2,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 4,252 | $2,000 | thousands by filing date | |
| FIRST NATIONAL CORP VA | 32106V107 | COMMON STOCK | 110 | $2,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 150 | $2,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 240 | $2,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 706 | $2,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 14,502 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R648 | SP KENSHO NEWEC | 74 | $2,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 644 | $2,000 | thousands by filing date | |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 1,311 | $2,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P546 | SYSTMTC STYL PRE | 100 | $2,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 442 | $2,000 | thousands by filing date | |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 1,820 | $2,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 1,551 | $2,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 61 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R768 | ULTRA CONSU STAP | 51 | $2,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092725 | INT HG DIV ETF | 131 | $2,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 6,045 | $2,000 | thousands by filing date | |
| CKX LDS INC | 12562N104 | COM | 222 | $2,000 | thousands by filing date | |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 1,643 | $2,000 | thousands by filing date | |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 3,094 | $2,000 | thousands by filing date | |
| NATUZZI S P A | 63905A200 | SPON ADS | 3,574 | $2,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 78 | $2,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 291 | $2,000 | thousands by filing date | |
| SWK HLDGS CORP | 78501P203 | COM NEW | 208 | $2,000 | thousands by filing date | |
| MECHEL PREF SPON ADR | 583840509 | COM | 5,937 | $2,000 | thousands by filing date | |
| ROSETTA RES INC COM | 777385105 | Stock | 6,078 | $2,000 | thousands by filing date | |
| TIDAL TRUST I | 886364306 | SOFI NEXT 500 | 227 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E347 | S&P500 MIN VAR | 75 | $2,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 230 | $2,000 | thousands by filing date | |
| GLEN BURNIE BANCORP | 377407101 | COM | 292 | $2,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 2,000 | $2,000 | thousands by filing date | principal |
| INDEPENDENCE CONTRACT DRILLI | 453415606 | COM | 1,465 | $2,000 | thousands by filing date | |
| ORGENESIS INC | 68619K204 | COM | 662 | $2,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588307 | COM | 511 | $2,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 1,000 | $2,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 2,184 | $2,000 | thousands by filing date | |
| CNFINANCE HLDGS LTD | 18979T105 | SPON ADS | 472 | $2,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 363 | $2,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 2,443 | $2,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 839 | $2,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 2,556 | $2,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 3,000 | $2,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 786 | $2,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D654 | 3X INVERS SILV | 86 | $2,000 | thousands by filing date | |
| QAD INC-B | 74727D207 | Common | 64 | $2,000 | thousands by filing date | |
| IPATH PURE BETA CRUDE OIL | 06740P221 | CMN | 211 | $2,000 | thousands by filing date | |
| SCHMITT INDS INC ORE | 806870200 | COM | 892 | $2,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 3,452 | $2,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 1,319 | $2,000 | thousands by filing date | |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 516 | $2,000 | thousands by filing date | |
| ALKALINE WTR CO INC | 01643A207 | COM NEW | 2,495 | $2,000 | thousands by filing date | |
| VENUS CONCEPT INC | 92332W105 | COM | 427 | $2,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 3,130 | $2,000 | thousands by filing date | |
| CREATIVE REALITIES INC | 22530J200 | COM | 2,442 | $2,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 945 | $2,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 6,000 | $2,000 | thousands by filing date | principal |
| ALTERITY THERAPEUTICS LTD | 02155X106 | SPONSORED ADR | 3,077 | $2,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B118 | *W EXP 11/15/202 | 9,588 | $2,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 171 | $2,000 | thousands by filing date | |
| VANECK EGYPT INDEX ETF | 92189F775 | FUND | 100 | $2,000 | thousands by filing date | |
| HUIZE HLDG LTD | 44473E105 | SPONSORED ADS | 300 | $2,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H209 | COM NEW | 1,250 | $2,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 4,302 | $2,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 8,946 | $2,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 238 | $2,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 1,500 | $2,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 1,000 | $2,000 | thousands by filing date | principal |
| SCHULTZE SPL PURP ACQUSTN CO | 80821R117 | W EXP 12/31/202 | 7,699 | $2,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 728 | $2,000 | thousands by filing date | |
| EDESA BIOTECH INC | 27966L108 | COM | 1,035 | $2,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 2,567 | $2,000 | thousands by filing date | |
| ENTREPRENEURSHARES SERIES TR | 293828885 | ERSHARES NEXTGEN | 200 | $2,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 1,000 | $2,000 | thousands by filing date | |
| INSPIREMD INC | 45779A853 | COM | 2,470 | $2,000 | thousands by filing date | |
| CHEMOMAB THERAPEUTICS LTD SPONSORED ADS | 03280X102 | ADR | 2,183 | $2,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 2,896 | $2,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 3,165 | $2,000 | thousands by filing date | |
| PAE INC | 69290Y117 | *W EXP 09/11/202 | 1,627 | $2,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 2,944 | $2,000 | thousands by filing date | |
| APEX GLOBAL BRANDS INC | 03755M201 | COM NEW | 3,844 | $2,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 250 | $2,000 | thousands by filing date | |
| THERAPIX BIOSCIENCES LTD | 88339A203 | SPONSORED ADS NE | 5,466 | $2,000 | thousands by filing date | |
| MOTUS GI HLDGS INC | 62014P108 | COM | 3,000 | $2,000 | thousands by filing date | |
| AGBA ACQUISITION LTD | G0120M133 | UNIT 05/10/2024 | 199 | $2,000 | thousands by filing date | |
| PUHUI WEALTH INVT MGMT CO LT | G7306H101 | SHS | 1,107 | $2,000 | thousands by filing date | |
| ALBERTON ACQUISITION CORP | G35006108 | ORD SHS | 221 | $2,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 5,572 | $2,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 1,376 | $2,000 | thousands by filing date | |
| PB BANCORP INC | 70454T100 | COM | 119 | $2,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 450 | $2,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 179 | $2,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679674 | ENT LKD 39 | 66 | $2,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 3,547 | $2,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430119 | *W EXP 11/26/202 | 2,317 | $2,000 | thousands by filing date | |
| MOXIAN INC | 624697306 | COM | 2,389 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY RGNAL BULL | 25459Y132 | CEF | 330 | $2,000 | thousands by filing date | |
| ALTA EQUIPMENT GROUP INC | 02128L114 | *W EXP 02/14/202 | 2,150 | $2,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q114 | *W EXP 11/20/202 | 1,443 | $2,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679104 | ETN LKD 36 | 103 | $2,000 | thousands by filing date | |
| HL ACQUISITIONS CORP | G4603R130 | RIGHT 07/17/2023 | 19,050 | $2,000 | thousands by filing date | |
| NEWGIOCO GROUP INC | 65136T205 | COM NEW | 1,268 | $2,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 2,000 | $2,000 | thousands by filing date | principal |
| ARYA SCIENCES ACQUISITION CO | G3165V117 | UNIT 10/04/2023 | 216 | $2,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A644 | NATIONWIDE MAX | 90 | $2,000 | thousands by filing date | |
| SAEXPLORATION HLDGS INC | 78636X873 | COM | 1,994 | $2,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L206 | SPONSRED ADS NEW | 106 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E513 | DLY ROB AI 3X | 451 | $2,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q860 | EVENT DRIVEN | 104 | $2,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H121 | RIGHT 04/30/2026 | 11,100 | $2,000 | thousands by filing date | |
| USCF ETF TR | 90290T700 | SUMERHAVEN EQT | 329 | $2,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 2,102 | $1,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 1,124 | $1,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 100 | $1,000 | thousands by filing date | call |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 288 | $1,000 | thousands by filing date | |
| A-MARK PRECIOUS METALS INC | 00181T107 | COM | 94 | $1,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 20 | $1,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 100 | $1,000 | thousands by filing date | put |
| PEABODY ENGR CORP | 704551100 | COM | 397 | $1,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 897 | $1,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 65 | $1,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 84 | $1,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 222 | $1,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 100 | $1,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 337 | $1,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 167 | $1,000 | thousands by filing date | |
| INTEST CORP | 461147100 | COMMON STOCK | 238 | $1,000 | thousands by filing date | |
| DUOS TECHNOLOGIES GROUP INC | 266042407 | COMMON STOCK | 198 | $1,000 | thousands by filing date | |
| LANTRONIX INC | 516548203 | COMMON STOCK | 721 | $1,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C557 | US EQTY BUF DEC | 31 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092386 | STOCK FOR INFL | 33 | $1,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 35 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 64 | $1,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 1,909 | $1,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 100 | $1,000 | thousands by filing date | call |
| MANHATTAN BRDG CAP INC | 562803106 | COM | 184 | $1,000 | thousands by filing date | |
| IDEAL PWR INC | 451622203 | COM NEW | 372 | $1,000 | thousands by filing date | |
| TECOGEN INC NEW | 87876P201 | COM NEW | 1,131 | $1,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 67 | $1,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 130 | $1,000 | thousands by filing date | |
| AMREP CORP | 032159105 | COM | 270 | $1,000 | thousands by filing date | |
| FLANIGANS ENTERPRISES INC | 338517105 | COM | 90 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y616 | CMN | 61 | $1,000 | thousands by filing date | |
| CSP INC | 126389105 | CMN | 200 | $1,000 | thousands by filing date | |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 873 | $1,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 60 | $1,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 330 | $1,000 | thousands by filing date | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 115 | $1,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 909 | $1,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 4,789 | $1,000 | thousands by filing date | |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 1,087 | $1,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 175 | $1,000 | thousands by filing date | |
| IMMUTEP LTD | 45257L108 | SPONSORED ADS | 1,397 | $1,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122140 | RIGHT 12/30/2030 | 1,379 | $1,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E798 | QRAFT AI ENHCD | 25 | $1,000 | thousands by filing date | |
| TIDAL TRUST I | 886364405 | SOFI SOCIAL 50 | 81 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 34 | $1,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 816 | $1,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 200 | $1,000 | thousands by filing date | |
| READING INTL INC | 755408200 | CL B | 64 | $1,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 135 | $1,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 586 | $1,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 301 | $1,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 62 | $1,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 75 | $1,000 | thousands by filing date | |
| KINGOLD JEWELRY INC | 49579A303 | COM | 1,409 | $1,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 40 | $1,000 | thousands by filing date | |
| INUVO INC | 46122W204 | COM NEW | 2,157 | $1,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 744 | $1,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 7,695 | $1,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G848 | VIRTUS WMC INTNL | 42 | $1,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 865 | $1,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 22 | $1,000 | thousands by filing date | |
| IF BANCORP INC | 44951J105 | COM | 90 | $1,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 527 | $1,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 1,279 | $1,000 | thousands by filing date | |
| ALLIED GAMING & ENTRTNMNT IN | 019170109 | COM | 908 | $1,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 637 | $1,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644301 | COM | 255 | $1,000 | thousands by filing date | |
| XCEL BRANDS INC | 98400M101 | COM NEW | 1,593 | $1,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 2,046 | $1,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P201 | COM | 686 | $1,000 | thousands by filing date | |
| CALIFORNIA BANCORP INC | 13005U101 | COM | 89 | $1,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 434 | $1,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 905 | $1,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 835 | $1,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 2,000 | $1,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 289 | $1,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 283 | $1,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 405 | $1,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 638901306 | PFD | 42 | $1,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 396 | $1,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 825 | $1,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 1,000 | $1,000 | thousands by filing date | |
| REEDS INC COM | 758338107 | Stock | 1,872 | $1,000 | thousands by filing date | |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 28 | $1,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 250 | $1,000 | thousands by filing date | |
| EVER GLORY INTL GRP INC | 299766204 | COM | 1,099 | $1,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 1,000 | $1,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 76 | $1,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 479 | $1,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 4,449 | $1,000 | thousands by filing date | |
| YUNJI INC | 98873N107 | ADS RP CL A | 300 | $1,000 | thousands by filing date | |
| RETO ECO SOLUTIONS INC | G75271109 | COM | 1,086 | $1,000 | thousands by filing date | |
| MY SIZE INC | 62844N208 | COM NEW | 741 | $1,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 1,948 | $1,000 | thousands by filing date | |
| ARTELO BIOSCIENCES INC | 04301G201 | COM NEW | 799 | $1,000 | thousands by filing date | |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 1,031 | $1,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 1,488 | $1,000 | thousands by filing date | |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 603 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 45 | $1,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W303 | COM | 563 | $1,000 | thousands by filing date | |
| APTORUM GROUP LIMITED | G6096M106 | CL A ORD SHS | 172 | $1,000 | thousands by filing date | |
| TARGET HOSPITALITY CORP | 87615L115 | *W EXP 03/15/202 | 2,790 | $1,000 | thousands by filing date | |
| IMAC HLDGS INC | 44967K112 | *W EXP 02/12/202 | 3,845 | $1,000 | thousands by filing date | |
| SADOT GROUP INC | 627333107 | COM | 382 | $1,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25460E539 | ETF | 96 | $1,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 201 | $1,000 | thousands by filing date | |
| WILHELMINA INTL INC | 968235200 | COM NEW | 284 | $1,000 | thousands by filing date | |
| Ohr Pharmaceutical Inc | 64132K102 | COM | 140 | $1,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D508 | Common Stock | 724 | $1,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 334 | $1,000 | thousands by filing date | |
| BIOCARDIA INC | 09060U507 | COM | 254 | $1,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 1,168 | $1,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 433 | $1,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 1,071 | $1,000 | thousands by filing date | |
| HELIUS MED TECHNOLOGIES INC | 42328V504 | COM CL A | 2,887 | $1,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 1,000 | $1,000 | thousands by filing date | principal |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 145 | $1,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUIS CORP | Y62159143 | SHS | 210 | $1,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 300 | $1,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 603 | $1,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 1,000 | $1,000 | thousands by filing date | |
| AKERNA CORP | 00973W110 | WTS | 3,000 | $1,000 | thousands by filing date | |
| KAIXIN AUTO HLDGS | G5223X100 | CMN | 716 | $1,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 3,281 | $1,000 | thousands by filing date | |
| VACCINEX INC | 918640103 | CMN | 326 | $1,000 | thousands by filing date | |
| DROPBOX INC - CLASS A | G4027R104 | COM | 1,562 | $1,000 | thousands by filing date | |
| AZURRX BIOPHARMA INC | 05502L105 | COM | 1,425 | $1,000 | thousands by filing date | |
| Sigma Additive Solutions, Inc. | 826598500 | common | 409 | $1,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539T456 | ETN LKD 34 | 284 | $1,000 | thousands by filing date | |
| AKERS BIOSCIENCES INC | 00973E409 | COM | 348 | $1,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 1,705 | $1,000 | thousands by filing date | |
| GX ACQUISITION CORP | 36251A107 | COM CL A | 136 | $1,000 | thousands by filing date | |
| SILVER SPIKE ACQUISITION COR | G8136L106 | CL A SHS | 75 | $1,000 | thousands by filing date | |
| ADIAL PHARMACEUTICALS INC | 00688A114 | *W EXP 07/31/202 | 9,074 | $1,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 91 | $1,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F115 | *W EXP 08/21/202 | 5,562 | $1,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 1,574 | $1,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E161 | *W EXP 05/03/202 | 8,000 | $1,000 | thousands by filing date | |
| POWERBRIDGE TECHNLOGIES CO LTD ORD SHS | G72007100 | ORD SHS | 571 | $1,000 | thousands by filing date | |
| ENTERA BIO LTD | M40527117 | *W EXP 06/27/202 | 4,788 | $1,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 1,330 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435U176 | IBONDS 22 TRM HG | 50 | $1,000 | thousands by filing date | |
| STEALTH BIOTHERAPEUTICS CORP SPONSORED ADS | 85789A105 | Stock | 400 | $1,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 500 | $1,000 | thousands by filing date | |
| AUTOWEB INC | 05335B100 | COM | 929 | $1,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646301 | COM NEW | 389 | $1,000 | thousands by filing date | |
| ENTASIS THERAPEUTICS HLDGS I | 293614103 | COM | 267 | $1,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U116 | *W EXP 08/08/202 | 3,826 | $1,000 | thousands by filing date | |
| PUXIN LTD | 74704P108 | ADS | 320 | $1,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 791 | $1,000 | thousands by filing date | |
| INSPIREMD INC | 45779A135 | *W EXP 03/14/202 | 101,100 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y582 | TRGTINCM 5 ETF | 64 | $1,000 | thousands by filing date | |
| PAVMED INC | 70387R114 | *W EXP 01/29/202 | 1,518 | $1,000 | thousands by filing date | |
| National Holdings 22 Wts | 636375115 | *W EXP 01/18/202 | 11,324 | $1,000 | thousands by filing date | |
| SOLIGENIX INC | 834223117 | *W EXP 11/14/202 | 3,720 | $1,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R300 | COM | 335 | $1,000 | thousands by filing date | |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 2,671 | $1,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 2,445 | $1,000 | thousands by filing date | |
| LEO HOLDINGS CORP | G5463L121 | UNIT 99/99/9999 | 101 | $1,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G129 | RIGHT 06/01/2021 | 5,900 | $1,000 | thousands by filing date | |
| GREENVISION ACQUISITION CORP | 39678G111 | *W EXP 10/28/202 | 6,000 | $1,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 3,525 | $1,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L101 | COM CL A | 51 | $1,000 | thousands by filing date | |
| PECK CO HLDGS INC | 705163103 | COM NEW | 443 | $1,000 | thousands by filing date | |
| LGL SYS ACQUISITION CORP | 50201G205 | UNIT 10/24/2024 | 95 | $1,000 | thousands by filing date | |
| UNION ACQUISITION CORP II | G9402Q118 | UNIT 99/99/9999 | 100 | $1,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J112 | *W EXP 01/01/202 | 8,529 | $1,000 | thousands by filing date | |
| WANDA SPORTS GROUP CO LTD | 93368R101 | SPONSORED ADS | 373 | $1,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP II | 42087L200 | UNIT 10/31/2026 | 75 | $1,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 8,997 | $1,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 2,150 | $1,000 | thousands by filing date | |
| NEWBORN ACQUISITION CORP | G6463T130 | UNIT 99/99/9999 | 103 | $1,000 | thousands by filing date | |
| TIGERSHARES TR | 88680T108 | UP FINTC CHIN US | 47 | $1,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 1,000 | $1,000 | thousands by filing date | principal |
| DROPCAR INC | 26210U203 | COM NEW | 2,739 | $1,000 | thousands by filing date | |
| IMMUNOVANT INC | 45258J110 | W EXP 12/18/202 | 245 | $1,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 6,535 | $1,000 | thousands by filing date | |
| CITIGROUP GLOBAL MKTS HLDGS | 17325K529 | VELOCITYSHS SHRT | 17 | $1,000 | thousands by filing date | |
| PROFICIENT ALPHA ACQUSTN COR | 74317H113 | *W EXP 04/30/202 | 16,647 | $1,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 173 | $1,000 | thousands by filing date | |
| SP Funds Dow Jones Global Sukuk ETF | 886364702 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLEARPOINT NEURO INC | 18507C103 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 198 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H601 | COM | 264 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DERMTECH INC | 24984K105 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURY ALUM CO | 156431108 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A309 | COMMON STOCK | 179 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| US GOLD CORP | 90291C201 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138J650 | BULLETSHS 2027 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Counterpoint High Yield Trend ETF | 66538R722 | ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTL GNRL INSURANCE HLDNGS L | G4809J106 | SHS | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPNHIA ENRG C | 204409882 | SPONSORED ADR | 266 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EUROSEAS LTD | Y23592135 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN PWR TECHNOLOGIES I | 674870506 | Equity | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IGC PHARMA INC | 45408X308 | COM NEW | 365 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Zedge Inc | 98923T104 | COM | 488 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOS BETTER ONLINE SOLUTIONS | M20115180 | SHS NEW NIS 80 | 127 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIDGELINE DIGITAL INC | 10807Q700 | COM | 161 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN CENTY ETF TR | 025072208 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25460G609 | CMN | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUEL TECH INC | 359523107 | COM | 1,004 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANKLIN TEMPLETON ETF TR | 35473P520 | GENOMIC ADV ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MASTECH HLDGS INC | 57633B100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WTS/ALLEGRO MERGER CORP EXP01/06/25 | 01749N111 | WARR | 4,131 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENECA FOODS CORP NEW | 817070105 | CL B | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 103 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOATABLE INC | 759892300 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIDEPOINT CORP COMMON | 967590100 | COM | 1,065 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORUKA THERAPEUTICS INC COM | 00211Y506 | Stock | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZK INTL GROUP CO LTD SHS NEW | G9892K100 | Stock | 513 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 36KR HOLDINGS INC SPONSORED ADR | 88429K103 | ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y707 | RENEWABLE ENERGY | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 745 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERPLUS CORP | 292766102 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 126 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 245 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R117 | WARR | 195 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R125 | WARR | 836 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 187 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 225 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEIN MART INC | 858375108 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ampio Pharmaceuticals | 03209T109 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBBEY INC | 529898108 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 692 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOGU INC SPON ADS | 608012100 | ADR | 312 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIM IMMUNOTECH INC | 00901B105 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENETIC TECHNOLOGIES LIMITED NEW SPONSRD ADR | 37185R307 | NEW SPONSRD ADR | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIZHI INC | 53933L104 | ADS | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPHERE 3D CORP NEW | 84841L308 | COM | 622 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORAGENICS INC | 684023302 | COM PAR | 269 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLIGENIX INC | 834223307 | COM | 79 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OBLONG INC | 674434105 | COM | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHOENIX TREE HOLDINGS LTD | 719156101 | COM | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICHAELS COS INC | 59408Q106 | COM | 113 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAVMED INC | 70387R122 | *W EXP 04/30/202 | 490 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOMX INC | 09090D111 | *W EXP 10/28/202 | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW | 88642R174 | *W EXP 11/14/202 | 2,186 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONOPAR THERAPEUTICS INC | 61023L108 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXELJET AG | 92912L107 | ADS | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JUPAI HLDGS LTD | 48205B107 | ADS | 380 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURYN RES INC | 05208W108 | COM | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL LTD | G7998G106 | COM | 272 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOVASC INC | 64065J304 | COM | 121 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBIO INC | 451033203 | COM NEW | 305 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GORES METROPOULOS INC | 382872109 | COM CL A | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOSYS INC | 619718307 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVOKE PHARMA INC | 30049G104 | COM | 311 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REWALK ROBOTICS LTD | M8216Q200 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEEL CONNECT INC | 858098106 | CMN | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECOND SIGHT MED PRODS INC | 81362J209 | CMN | 77 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOFRONTERA AG ADR | 09075G105 | COM | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERMITAGE OFFSHORE SERVICE L | G4511M108 | SHS | 580 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENESTECH INC | 81720R208 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-003758 | this filing | 2020-05-01 | acceptance time not in the bulk data set |