13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 3,703 holding rows worth $240,566,532,000.
- Accession
- 0000950123-20-002286
- Filer
- CIK 820027
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 9,313 entries on the cover page, a total value of $240,566,532,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $240,566,532,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Co 028-10458
- reports for this filerAmeriprise Certificate Co 028-00140
- reports for this filerRiverSource Life Insurance Co 028-00143
- reports for this filerRiverSource Life Insurance Co of New York 028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- reports for this filerColumbia Wanger Asset Management, LLC. 028-03639
- reports for this filerAmeriprise Bank, FSB 028-18942
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
- included managerColumbia Wanger Asset Management, LLC. 028-03639
- included managerAmeriprise Bank, FSB 028-18942
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 23,689 | $1,142,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 21,192 | $1,140,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 92,110 | $1,138,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 69,015 | $1,131,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 394,790 | $1,130,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 264,111 | $1,128,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 89,332 | $1,121,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 28,112 | $1,121,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 308,792 | $1,118,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 104,925 | $1,114,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 38,264 | $1,111,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 62,356 | $1,110,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 71,008 | $1,107,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 46,089 | $1,106,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 25,066 | $1,099,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 65,850 | $1,092,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 103,510 | $1,092,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 60,525 | $1,089,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 31,971 | $1,088,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 114,371 | $1,087,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 56,900 | $1,079,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 14,839 | $1,076,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 9,970 | $1,075,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 41,121 | $1,074,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 133,475 | $1,073,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 36,150 | $1,072,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 9,213 | $1,068,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 86,970 | $1,068,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 36,870 | $1,067,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 68,244 | $1,067,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 89,799 | $1,064,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 71,695 | $1,062,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 189,737 | $1,059,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 52,542 | $1,057,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 274,407 | $1,054,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 81,677 | $1,050,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 10,571 | $1,047,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 14,612 | $1,041,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 53,421 | $1,039,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 59,085 | $1,037,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 18,086 | $1,029,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 63,967 | $1,027,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 87,875 | $1,026,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 56,092 | $1,017,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 28,973 | $1,016,000 | thousands by filing date | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 56,635 | $1,013,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 266,837 | $1,012,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 43,824 | $1,012,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 20,202 | $1,010,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 158,970 | $1,010,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 9,903 | $1,009,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 13,655 | $1,009,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 51,569 | $1,008,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 58,267 | $1,005,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 30,558 | $1,005,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 20,211 | $1,004,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 39,356 | $1,004,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 70,836 | $1,004,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 13,463 | $998,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 7,802 | $996,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 52,677 | $993,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 22,857 | $988,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 14,038 | $987,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 76,829 | $986,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 80,485 | $986,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 15,394 | $983,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 65,224 | $982,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 473,130 | $980,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 41,765 | $977,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 63,761 | $977,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 62,621 | $976,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 107,510 | $970,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 20,544 | $969,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 28,275 | $960,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 31,383 | $951,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 54,166 | $944,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 59,562 | $944,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 38,954 | $944,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 40,299 | $942,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 555,945 | $939,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 28,516 | $938,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 57,613 | $937,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 53,442 | $933,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 39,207 | $930,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 14,457 | $930,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 30,877 | $929,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 99,948 | $928,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 881,152 | $925,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 41,273 | $921,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 19,683 | $921,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 66,820 | $921,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 95,682 | $916,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 327,479 | $914,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 22,781 | $912,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 212,484 | $907,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 59,848 | $907,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 57,860 | $905,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 45,784 | $904,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 8,220 | $904,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 30,226 | $899,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 359,445 | $898,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,708 | $895,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 12,990 | $893,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 9,787 | $892,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 19,950 | $892,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 27,387 | $890,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 24,100 | $889,000 | thousands by filing date | call |
| Goldman Sachs Equal Weight U.S. Large Cap Equity ETF | 381430438 | SHS | 17,471 | $886,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 434,521 | $886,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 90,190 | $883,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 9,007 | $882,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 47,425 | $876,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 17,869 | $873,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 58,955 | $871,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 29,285 | $870,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 12,424 | $868,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 17,954 | $868,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 138,731 | $867,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 107,231 | $866,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 32,784 | $865,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 16,861 | $863,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 14,452 | $862,000 | thousands by filing date | |
| AGF INVTS TR | 00110G408 | US MARKET NETRL | 38,875 | $861,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 73,637 | $855,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 15,370 | $852,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 15,452 | $851,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 76,255 | $851,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 39,576 | $850,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 61,022 | $849,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 181,615 | $847,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 23,342 | $846,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 46,482 | $844,000 | thousands by filing date | |
| FIVERR INTL LTD ORD SHS | M4R82T106 | Stock | 35,900 | $844,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 88,300 | $835,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 9,817 | $833,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 55,794 | $832,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 40,772 | $830,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 139,035 | $829,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 15,400 | $829,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 14,106 | $828,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 5,925 | $824,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 55,926 | $824,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 11,976 | $823,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 14,543 | $821,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 13,254 | $819,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 19,719 | $819,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 3,958 | $819,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 30,641 | $818,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 22,262 | $817,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 40,572 | $809,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 75,523 | $807,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 18,674 | $805,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 110,213 | $803,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 23,114 | $802,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 99,000 | $802,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 12,091 | $800,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 264,988 | $799,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 16,949 | $797,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 59,109 | $795,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 68,970 | $795,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 35,903 | $794,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 167,414 | $793,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 129,479 | $788,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 37,187 | $785,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 28,073 | $784,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 142,300 | $784,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 15,503 | $780,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 179,230 | $777,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 16,649 | $776,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 18,711 | $773,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 28,901 | $773,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 514,979 | $772,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 34,007 | $771,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 79,334 | $769,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 16,663 | $767,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 16,019 | $766,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 51,234 | $762,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 43,008 | $761,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 19,224 | $761,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 16,278 | $759,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 61,282 | $757,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 108,982 | $756,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 19,522 | $755,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 29,661 | $754,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 56,706 | $751,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 20,020 | $750,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 70,450 | $749,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 20,135 | $748,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 39,109 | $744,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 46,912 | $743,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 72,500 | $741,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 29,106 | $738,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 43,245 | $735,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 33,473 | $731,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 11,364 | $731,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 44,700 | $731,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 59,830 | $727,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 16,469 | $726,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 33,151 | $725,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 49,967 | $724,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 48,127 | $724,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 123,003 | $724,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 36,599 | $721,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 32,511 | $718,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 3,403 | $716,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 20,300 | $716,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 26,161 | $715,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 273,000 | $715,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 190,737 | $711,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 25,855 | $710,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 235,876 | $710,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 12,709 | $708,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 29,790 | $707,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 39,794 | $707,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 109,180 | $703,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 64,405 | $702,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 244,299 | $698,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 24,430 | $697,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 33,308 | $696,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 51,573 | $694,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 56,913 | $691,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 126,052 | $691,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 43,920 | $688,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 45,192 | $687,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 46,152 | $687,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 65,461 | $684,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 26,820 | $683,000 | thousands by filing date | |
| FORTIVE CORP | 34959J207 | PREFERRED | 700 | $681,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 6,625 | $680,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 29,290 | $679,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 16,810 | $679,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 65,546 | $677,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 8,880 | $673,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 31,385 | $672,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 7,475 | $671,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 31,705 | $671,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 9,349 | $671,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 47,560 | $671,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 24,903 | $668,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 9,718 | $661,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 53,192 | $657,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 14,552 | $655,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 34,198 | $655,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 84,775 | $652,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 30,753 | $646,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 9,092 | $645,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 36,938 | $644,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 13,384 | $643,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 46,215 | $640,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 83,168 | $639,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 17,882 | $635,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 13,739 | $633,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 16,208 | $627,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 923,630 | $624,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 54,515 | $619,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 15,029 | $618,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 10,247 | $618,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 37,417 | $613,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 18,374 | $611,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 41,578 | $610,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 94,451 | $608,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 16,751 | $608,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 27,231 | $608,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 12,772 | $606,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 64,604 | $606,000 | thousands by filing date | |
| SPROUT SOCIAL INC COM CL A | 85209W109 | Stock | 37,592 | $603,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 26,642 | $603,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 49,337 | $603,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 10,271 | $598,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 65,240 | $596,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 57,146 | $596,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 760 | $594,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 11,247 | $593,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 24,881 | $593,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 26,019 | $592,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 6,916 | $589,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 19,200 | $589,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 52,428 | $587,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 22,255 | $582,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 30,139 | $581,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 22,561 | $581,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 21,426 | $580,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 10,409 | $578,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 27,782 | $578,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 17,850 | $572,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 89,080 | $571,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 10,574 | $571,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 8,594 | $565,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 40,730 | $564,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 37,904 | $564,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 9,305 | $563,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 22,472 | $563,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 30,468 | $563,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 42,025 | $561,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 24,487 | $561,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 39,215 | $560,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 21,192 | $558,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 121,918 | $556,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 36,428 | $553,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 26,695 | $546,000 | thousands by filing date | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 39,065 | $545,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 37,595 | $545,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 16,213 | $544,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 201,350 | $544,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 26,327 | $543,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 38,697 | $543,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 23,498 | $543,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 17,686 | $542,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 47,163 | $541,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 38,638 | $540,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 40,424 | $535,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 9,736 | $535,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 5,251 | $533,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 12,101 | $531,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 17,144 | $531,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 4,429 | $526,000 | thousands by filing date | |
| ONECONNECT FINL TECHNOLOGY C | 68248T105 | ADR | 52,339 | $525,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 22,916 | $520,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 35,148 | $516,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 5,991 | $513,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 60,032 | $510,000 | thousands by filing date | |
| BRIDGEWATER BANCSHARES INC | 108621103 | COMMON STOCK | 36,977 | $510,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 98,214 | $507,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 21,607 | $506,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 21,366 | $499,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 39,626 | $498,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 16,107 | $498,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 3,563 | $497,000 | thousands by filing date | |
| HIGH INCOME SECS FD | 42968F108 | SHS BEN INT | 55,425 | $497,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 43,090 | $496,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 23,526 | $495,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 28,413 | $495,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 54,844 | $495,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 58,027 | $494,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 7,756 | $493,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 28,030 | $492,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 43,771 | $490,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 37,540 | $488,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 48,732 | $487,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 128,597 | $486,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 15,709 | $485,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 27,069 | $485,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 15,344 | $484,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 3,015 | $483,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 113,304 | $482,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 43,173 | $482,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 26,181 | $481,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 5,919 | $473,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 4,447 | $470,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 5,941 | $469,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 13,304 | $468,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 4,737 | $468,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 11,484 | $467,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 7,588 | $467,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 98,315 | $466,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 110,660 | $465,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 19,296 | $464,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 38,055 | $463,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 11,417 | $459,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 6,640 | $456,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 26,492 | $456,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 39,737 | $455,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 20,908 | $452,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 15,757 | $449,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 52,827 | $449,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 31,919 | $447,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 24,080 | $447,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 117,336 | $446,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 116,011 | $446,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 45,976 | $444,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 28,010 | $442,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 31,363 | $441,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 34,994 | $441,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 8,773 | $440,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 15,985 | $439,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 55,880 | $437,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 8,677 | $436,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 101,411 | $435,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 8,570 | $434,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 2,909 | $434,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 16,954 | $433,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 23,331 | $428,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 3,211 | $428,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 21,618 | $428,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 16,165 | $427,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 6,700 | $427,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 39,995 | $423,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 14,288 | $423,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 10,500 | $421,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 124,108 | $421,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 41,318 | $419,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 33,119 | $417,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 7,801 | $417,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 28,508 | $416,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 51,832 | $416,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 22,779 | $416,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 2,507 | $415,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 22,675 | $414,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 34,325 | $414,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 29,981 | $411,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 17,296 | $411,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q837 | ULTRA SHRT ETF | 8,119 | $410,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 20,480 | $408,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 27,902 | $407,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 3,420 | $406,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 29,575 | $406,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 9,452 | $402,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 20,829 | $400,000 | thousands by filing date | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 14,593 | $397,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,300 | $395,000 | thousands by filing date | put |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 6,136 | $395,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 10,349 | $394,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 15,305 | $392,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 20,590 | $391,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 5,796 | $391,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 13,460 | $390,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 10,850 | $387,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 6,393 | $385,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 14,949 | $384,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 24,742 | $384,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 16,915 | $383,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 7,578 | $378,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 109,019 | $377,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 54,143 | $377,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 75,249 | $377,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 15,200 | $375,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 6,731 | $374,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 40,701 | $371,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 28,183 | $369,000 | thousands by filing date | |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 17,600 | $367,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 118,363 | $367,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 209,572 | $367,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 39,054 | $365,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 9,500 | $364,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 87,597 | $361,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 5,490 | $361,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 18,512 | $358,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 5,309 | $356,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 9,182 | $354,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 19,786 | $353,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 20,989 | $352,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 25,613 | $350,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 21,595 | $349,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 9,452 | $349,000 | thousands by filing date | |
| GRANITESHARES GOLD TR | 38748G101 | SHS BEN INT | 23,020 | $348,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 37,075 | $342,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 8,713 | $339,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 47,588 | $339,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 14,059 | $336,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 6,174 | $335,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 7,381 | $333,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 22,367 | $333,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 20,950 | $332,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 21,028 | $329,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 7,121 | $325,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 16,600 | $324,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 8,659 | $320,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 4,654 | $320,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 19,452 | $319,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 23,444 | $319,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 22,907 | $318,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 23,398 | $318,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 12,281 | $317,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 27,177 | $316,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 34,006 | $313,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 11,559 | $311,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 40,874 | $308,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 6,476 | $308,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 48,075 | $307,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 14,536 | $307,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 8,140 | $303,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 14,853 | $302,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 4,481 | $301,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 7,534 | $301,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 7,816 | $299,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 70 | $298,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E529 | NY AMT FRE MUN | 12,511 | $298,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 21,928 | $296,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 10,453 | $295,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 13,144 | $295,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 7,164 | $294,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 17,735 | $294,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 6,279 | $294,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 4,726 | $292,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 38,955 | $291,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 12,610 | $290,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 34,357 | $289,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 8,386 | $288,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 7,786 | $287,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 5,334 | $287,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 10,233 | $287,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 1,388 | $287,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 18,669 | $282,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 18,164 | $281,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 6,850 | $281,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 10,772 | $281,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 26,614 | $280,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 4,505 | $280,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 224,094 | $280,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 4,936 | $279,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-002286 | this filing | 2020-02-14 | acceptance time not in the bulk data set |