13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-14, with 3,703 holding rows worth $240,566,532,000.
- Accession
- 0000950123-20-002286
- Filer
- CIK 820027
- Filed
- 2020-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A combination report, 9,313 entries on the cover page, a total value of $240,566,532,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $240,566,532,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Co 028-10458
- reports for this filerAmeriprise Certificate Co 028-00140
- reports for this filerRiverSource Life Insurance Co 028-00143
- reports for this filerRiverSource Life Insurance Co of New York 028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- reports for this filerColumbia Wanger Asset Management, LLC. 028-03639
- reports for this filerAmeriprise Bank, FSB 028-18942
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
- included managerColumbia Wanger Asset Management, LLC. 028-03639
- included managerAmeriprise Bank, FSB 028-18942
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 93,171 | $3,093,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 368,956 | $3,092,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 141,847 | $3,087,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 137,990 | $3,085,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 38,924 | $3,085,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 383,656 | $3,081,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 36,769 | $3,081,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 75,051 | $3,072,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 3,264,839 | $3,069,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 63,058 | $3,062,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 40,628 | $3,053,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 157,502 | $3,047,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 110,352 | $3,045,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 116,938 | $3,041,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 222,520 | $3,027,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 181,425 | $3,027,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 61,761 | $3,026,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 189,516 | $3,023,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 121,523 | $3,018,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 376,555 | $3,009,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 111,488 | $3,006,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 486,386 | $3,006,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 134,186 | $3,001,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 22,081 | $2,994,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 146,841 | $2,975,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 40,390 | $2,970,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 147,326 | $2,969,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 160,879 | $2,968,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 198,627 | $2,961,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 375,458 | $2,958,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 375,331 | $2,958,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 243,065 | $2,958,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 595,525 | $2,941,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 250,223 | $2,940,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 1,117,335 | $2,928,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 170,686 | $2,918,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 77,177 | $2,913,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 62,784 | $2,909,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 214,908 | $2,905,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 65,124 | $2,893,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 597,305 | $2,891,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 69,741 | $2,889,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 168,883 | $2,883,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 81,903 | $2,880,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 93,128 | $2,878,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 205,499 | $2,877,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 57,457 | $2,866,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 22,208 | $2,865,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 121,385 | $2,863,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 461,638 | $2,862,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 19,718 | $2,858,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 209,557 | $2,854,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 196,192 | $2,853,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 121,159 | $2,848,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 184,478 | $2,845,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 201,236 | $2,833,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 58,150 | $2,833,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 89,961 | $2,832,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 353,864 | $2,825,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 269,752 | $2,825,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 256,349 | $2,819,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 164,627 | $2,818,000 | thousands by filing date | |
| UBIQUITI INC | 90353W103 | COM | 14,803 | $2,802,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 197,712 | $2,798,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 46,726 | $2,796,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 19,372 | $2,783,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 53,494 | $2,771,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 32,871 | $2,770,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 135,345 | $2,769,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 44,821 | $2,762,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 82,306 | $2,762,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 240,636 | $2,760,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 533,394 | $2,758,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 295,026 | $2,756,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 266,843 | $2,752,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 26,584 | $2,748,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 1,889,651 | $2,740,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 589,701 | $2,737,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 33,487 | $2,729,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 80,429 | $2,719,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 101,101 | $2,718,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 44,616 | $2,702,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 46,083 | $2,684,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 347,139 | $2,679,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 71,840 | $2,678,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 156,026 | $2,678,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 113,975 | $2,674,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 255,427 | $2,672,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 393,946 | $2,655,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 104,335 | $2,651,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 523,713 | $2,649,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 33,861 | $2,647,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 167,464 | $2,637,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 135,073 | $2,634,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 3,500,000 | $2,631,000 | thousands by filing date | principal |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 309,635 | $2,629,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 54,158 | $2,628,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 121,493 | $2,613,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 12,292 | $2,608,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 33,535 | $2,605,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 155,296 | $2,589,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 17,561 | $2,588,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 162,040 | $2,587,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 82,760 | $2,583,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 53,611 | $2,581,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 75,779 | $2,580,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 33,360 | $2,577,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 407,768 | $2,570,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 582,006 | $2,566,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 13,098 | $2,561,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 49,289 | $2,558,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 137,606 | $2,547,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 158,798 | $2,544,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 39,600 | $2,533,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 196,582 | $2,532,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 75,125 | $2,532,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 291,220 | $2,531,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 63,402 | $2,530,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 267,543 | $2,523,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 155,518 | $2,518,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 50,475 | $2,508,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 211,915 | $2,501,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 192,444 | $2,470,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 95,600 | $2,458,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 18,448 | $2,457,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 55,739 | $2,453,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 100,947 | $2,452,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 111,820 | $2,446,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V456 | S&P MDCP VLU MNT | 69,352 | $2,446,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 278,698 | $2,442,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,217,194 | $2,434,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 183,423 | $2,431,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 30,477 | $2,422,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 138,264 | $2,419,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,928,114 | $2,418,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 126,514 | $2,416,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 26,138 | $2,407,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 141,655 | $2,393,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 358,324 | $2,386,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 168,388 | $2,379,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 16,270 | $2,375,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 122,412 | $2,371,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 31,941 | $2,367,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 118,730 | $2,366,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 108,853 | $2,365,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 15,624 | $2,364,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 18,749 | $2,359,000 | thousands by filing date | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 80,009 | $2,356,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 388,306 | $2,349,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 246,868 | $2,349,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 407,222 | $2,349,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 73,962 | $2,346,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 381,411 | $2,346,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 166,839 | $2,343,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 162,064 | $2,334,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 610,944 | $2,328,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 568,342 | $2,324,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 232,017 | $2,311,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 64,589 | $2,311,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 109,519 | $2,300,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 28,859 | $2,299,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 158,425 | $2,298,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 581,716 | $2,298,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 50,147 | $2,297,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 90,916 | $2,296,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 30,878 | $2,292,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 131,473 | $2,285,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 32,574 | $2,281,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 319,806 | $2,279,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 142,459 | $2,271,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 54,315 | $2,265,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 47,453 | $2,262,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 77,905 | $2,257,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 21,215 | $2,246,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 68,948 | $2,246,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 738,670 | $2,246,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 89,238 | $2,246,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 66,023 | $2,245,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 440,841 | $2,243,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 32,096 | $2,242,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 85,860 | $2,238,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 128,048 | $2,229,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 75,911 | $2,223,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 28,864 | $2,213,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 68,901 | $2,212,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 75,393 | $2,210,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 123,851 | $2,209,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 90,554 | $2,204,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 404,333 | $2,197,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 361,339 | $2,197,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 106,053 | $2,195,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 45,288 | $2,191,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 9,270 | $2,183,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 56,726 | $2,183,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 63,396 | $2,175,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 165,409 | $2,175,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 65,854 | $2,174,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 144,185 | $2,167,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 47,438 | $2,166,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 514,259 | $2,165,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 311,604 | $2,165,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 69,737 | $2,160,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 142,660 | $2,151,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 76,798 | $2,147,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 45,067 | $2,131,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 76,066 | $2,124,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 10,579 | $2,124,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 583,689 | $2,124,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 69,945 | $2,122,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 262,224 | $2,106,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 57,145 | $2,104,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 79,411 | $2,098,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 200,157 | $2,096,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 5,604 | $2,094,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 68,251 | $2,080,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 102,645 | $2,067,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 188,116 | $2,055,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 210,685 | $2,052,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 137,840 | $2,047,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 63,669 | $2,044,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 25,527 | $2,043,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 77,532 | $2,031,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 19,051 | $2,025,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 16,202 | $2,018,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 150,520 | $2,005,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 73,231 | $2,003,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 202,594 | $1,998,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 109,733 | $1,991,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 17,711 | $1,987,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 254,221 | $1,986,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 104,659 | $1,984,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 395,148 | $1,980,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 63,454 | $1,974,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 39,425 | $1,973,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 289,599 | $1,972,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 109,144 | $1,969,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 72,828 | $1,969,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 24,543 | $1,965,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,747,607 | $1,958,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 35,716 | $1,957,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 40,575 | $1,949,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 105,261 | $1,949,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 212,303 | $1,947,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 194,001 | $1,946,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 340,953 | $1,944,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 645,563 | $1,943,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 115,775 | $1,932,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 124,851 | $1,932,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 38,668 | $1,923,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 79,816 | $1,920,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 81,025 | $1,920,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 32,997 | $1,914,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 216,948 | $1,914,000 | thousands by filing date | |
| KODIAK SCIENCES INC | 50015M109 | COM | 26,572 | $1,912,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 92,813 | $1,910,000 | thousands by filing date | |
| VERASTEM INC | 92337CAB0 | NOTE 5.000%11/0 | 2,200,000 | $1,904,000 | thousands by filing date | principal |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 34,200 | $1,897,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 144,597 | $1,893,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 27,642 | $1,892,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 121,108 | $1,892,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 156,782 | $1,891,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 452,630 | $1,873,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 184,311 | $1,873,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 91,578 | $1,869,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 118,029 | $1,858,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 209,698 | $1,847,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 35,826 | $1,837,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 192,386 | $1,837,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 26,701 | $1,836,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 103,720 | $1,835,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 44,458 | $1,833,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 15,849 | $1,832,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 68,922 | $1,824,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 201,972 | $1,821,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 121,896 | $1,818,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 127,310 | $1,816,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 297,698 | $1,814,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 87,724 | $1,799,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 39,627 | $1,797,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 34,883 | $1,789,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 34,678 | $1,788,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 180,695 | $1,787,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 186,139 | $1,784,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 18,603 | $1,783,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 67,867 | $1,778,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 80,868 | $1,776,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 54,603 | $1,761,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 81,275 | $1,759,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 120,317 | $1,757,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 61,469 | $1,755,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 133,368 | $1,755,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 44,469 | $1,754,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 172,141 | $1,747,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 59,119 | $1,743,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 217,050 | $1,742,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 192,218 | $1,740,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 29,491 | $1,739,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 68,142 | $1,739,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 598,735 | $1,736,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 23,287 | $1,735,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 154,211 | $1,735,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 311,650 | $1,735,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 106,067 | $1,732,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 25,282 | $1,732,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 26,236 | $1,730,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 94,089 | $1,727,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 583,931 | $1,723,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 36,620 | $1,721,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 10,709 | $1,717,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 16,757 | $1,716,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 179,415 | $1,708,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 98,335 | $1,690,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 214,765 | $1,688,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 51,897 | $1,687,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 51,097 | $1,685,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 133,306 | $1,681,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 260,191 | $1,676,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 12,949 | $1,673,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 62,644 | $1,670,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 342,585 | $1,669,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 3,129 | $1,667,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 77,423 | $1,658,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 21,019 | $1,656,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 63,081 | $1,655,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 37,905 | $1,654,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 7,084 | $1,653,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 51,345 | $1,650,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 108,621 | $1,650,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 63,145 | $1,645,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 130,199 | $1,642,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 81,412 | $1,641,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 141,600 | $1,637,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 37,098 | $1,636,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 80,491 | $1,635,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 152,605 | $1,632,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 177,100 | $1,628,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 304,451 | $1,624,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 105,476 | $1,623,000 | thousands by filing date | |
| PARK AEROSPACE CORP | 70014A104 | COM | 99,595 | $1,621,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 111,690 | $1,620,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 156,425 | $1,619,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 92,994 | $1,618,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,453 | $1,617,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 70,500 | $1,616,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 73,655 | $1,610,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 39,363 | $1,606,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 38,540 | $1,604,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 60,300 | $1,593,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 37,840 | $1,591,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 53,239 | $1,591,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 334,774 | $1,590,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 34,811 | $1,588,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 32,991 | $1,581,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 87,705 | $1,581,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 81,795 | $1,569,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 32,922 | $1,563,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 80,958 | $1,558,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 246,029 | $1,557,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,270,937 | $1,555,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 49,655 | $1,543,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 190,330 | $1,543,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 69,223 | $1,540,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 52,007 | $1,540,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 321,629 | $1,528,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 393,205 | $1,526,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 39,243 | $1,523,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 88,845 | $1,520,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 70,480 | $1,520,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 458,934 | $1,519,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 10,305 | $1,514,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 86,900 | $1,512,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 56,387 | $1,510,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 36,237 | $1,507,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 99,423 | $1,505,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 168,304 | $1,502,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 68,656 | $1,500,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 15,615 | $1,494,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 58,205 | $1,493,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 12,966 | $1,492,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 40,522 | $1,490,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 115,853 | $1,488,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 137,868 | $1,479,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 46,534 | $1,475,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 36,497 | $1,474,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 35,148 | $1,473,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 36,715 | $1,472,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 42,428 | $1,459,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 109,451 | $1,458,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 52,669 | $1,457,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 41,957 | $1,454,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 106,181 | $1,448,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 46,800 | $1,445,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 22,366 | $1,442,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 68,668 | $1,440,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 24,913 | $1,438,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 69,442 | $1,436,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 67,801 | $1,435,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 106,277 | $1,434,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 95,713 | $1,433,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 25,977 | $1,432,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 140,604 | $1,430,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 146,223 | $1,429,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 81,361 | $1,427,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 81,286 | $1,427,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 46,978 | $1,422,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 66,271 | $1,421,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 8,555 | $1,420,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 112,834 | $1,420,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 60,230 | $1,419,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 54,021 | $1,414,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 95,479 | $1,414,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 178,140 | $1,414,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 30,664 | $1,411,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 62,122 | $1,407,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 74,000 | $1,407,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 309,722 | $1,403,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 28,105 | $1,402,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 12,754 | $1,398,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 18,179 | $1,397,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 55,164 | $1,390,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 22,351 | $1,389,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 19,060 | $1,389,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 86,737 | $1,379,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 15,744 | $1,365,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 39,949 | $1,364,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 124,656 | $1,362,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 59,334 | $1,360,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 15,457 | $1,359,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 31,868 | $1,358,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 45,341 | $1,357,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 16,066 | $1,356,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 95,125 | $1,350,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 64,896 | $1,349,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 86,268 | $1,348,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 61,845 | $1,336,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 45,249 | $1,332,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 29,750 | $1,331,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 45,213 | $1,330,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 156,900 | $1,329,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 94,888 | $1,324,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 10,515 | $1,323,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 147,026 | $1,317,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 90,235 | $1,316,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 39,603 | $1,312,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 185,567 | $1,312,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 52,779 | $1,312,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 28,506 | $1,301,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 79,470 | $1,300,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 53,657 | $1,290,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 71,139 | $1,288,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 16,810 | $1,281,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 87,478 | $1,280,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 245,706 | $1,280,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 78,067 | $1,279,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 179,009 | $1,279,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 102,609 | $1,272,000 | thousands by filing date | |
| VIELA BIO INC. | 926613100 | Common Stock | 46,836 | $1,272,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 95,837 | $1,270,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 75,663 | $1,269,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 135,207 | $1,266,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 89,989 | $1,258,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 13,866 | $1,255,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 27,557 | $1,254,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 501,785 | $1,254,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 8,176 | $1,253,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 143,118 | $1,252,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 10,681 | $1,251,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 37,715 | $1,251,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 31,064 | $1,249,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 75,700 | $1,246,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 634,234 | $1,243,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 9,564 | $1,238,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 33,446 | $1,215,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 26,632 | $1,214,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 25,352 | $1,214,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 129,917 | $1,213,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 48,456 | $1,209,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 54,857 | $1,201,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 25,000 | $1,198,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 39,870 | $1,196,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 81,663 | $1,194,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 252,838 | $1,191,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 44,800 | $1,190,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 45,771 | $1,189,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 31,971 | $1,185,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 206,085 | $1,185,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 83,298 | $1,183,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 66,795 | $1,180,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 99,193 | $1,179,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 69,799 | $1,175,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 64,025 | $1,173,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 282,495 | $1,169,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 291,870 | $1,168,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 95,336 | $1,166,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 12,149 | $1,166,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 179,453 | $1,163,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 17,918 | $1,163,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 6,953 | $1,160,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 44,447 | $1,153,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 44,702 | $1,144,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-002286 | this filing | 2020-02-14 | acceptance time not in the bulk data set |