13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-07, with 4,070 holding rows worth $101,588,111,000 by the sum of the rows.
- Accession
- 0000950123-20-001059
- Filer
- CIK 713676
- Filed
- 2020-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 3,897 entries on the cover page, a total value of $84,053,249,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $101,588,111,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $84,053,249,000, 17% less than the sum of the rows, $101,588,111,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
- included managerPNC Investments LLC 028-16415
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IMPERIAL BRANDS PLC SPON ADR | 45262P102 | ADUS | 428 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 160 | $11,000 | thousands by filing date | |
| CIE GENERALE DES ETABLISSEMENTS MICHELIN SCA UNSPONS ADR | 59410T106 | FOREIGN | 451 | $11,000 | thousands by filing date | |
| INVESCO | 46138J866 | EXCHANGE TRADED | 500 | $11,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 610 | $11,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 8,922 | $11,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 732 | $11,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 493 | $11,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 357 | $10,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 151 | $10,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 341 | $10,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 499 | $10,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 206 | $10,000 | thousands by filing date | |
| CIMPRESS PLC | G2143T103 | SHS EURO | 67 | $10,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 300 | $10,000 | thousands by filing date | |
| FASTLY INC | 31188V100 | CL A | 500 | $10,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 261 | $10,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,008 | $10,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 156 | $10,000 | thousands by filing date | |
| PACER FDS TR | 69374H634 | AMERICAN ENERGY | 408 | $10,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 2,000 | $10,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 744 | $10,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 324 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 150 | $10,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 321 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 127 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74348A145 | PET CARE ETF | 224 | $10,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 850 | $10,000 | thousands by filing date | |
| Teleperformance SE | 87946F100 | Equity | 84 | $10,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 750 | $10,000 | thousands by filing date | |
| LIVONGO HEALTH INC | 539183103 | COM | 400 | $10,000 | thousands by filing date | |
| Cullen Frost Bankers Inc Pfd-A | 229899208 | PFD | 400 | $10,000 | thousands by filing date | |
| Allstate Corp 5.62 | 020002408 | PFD | 400 | $10,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 636 | $10,000 | thousands by filing date | |
| AKERNA CORP | 00973W102 | COM | 1,200 | $10,000 | thousands by filing date | |
| CENTRAL FEDERAL CORP | 15346Q400 | COM NEW PAR | 727 | $10,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 500 | $9,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 171 | $9,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 320 | $9,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 674 | $9,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 251 | $9,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 338 | $9,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 200 | $9,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 246 | $9,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 2,338 | $9,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 203 | $9,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 182 | $9,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 315 | $9,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 200 | $9,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 184 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 240 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 155 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 267 | $9,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 1,065 | $9,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 2,039 | $9,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 599 | $9,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 17,301 | $9,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 902 | $9,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 10,500 | $9,000 | thousands by filing date | |
| NEXTERA ENERGY | 65339K803 | PFD | 350 | $9,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 720 | $8,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 316 | $8,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 282 | $8,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 580 | $8,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 246 | $8,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 370 | $8,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 500 | $8,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 101 | $8,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 1,124 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 306 | $8,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 589 | $8,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 480 | $8,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,402 | $8,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 742 | $8,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 2,500 | $8,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 887 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 196 | $8,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 790 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 152 | $8,000 | thousands by filing date | |
| MMC NORILSK NICKEL JSC-ADR (DTC VERSION) | 55315J102 | COM | 258 | $8,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 1,000 | $8,000 | thousands by filing date | |
| BOC HONG KONG HLDGS LTD SPONSORED ADR | 096813209 | USD | 121 | $8,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 987 | $8,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,000 | $8,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 13,659 | $8,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 221 | $8,000 | thousands by filing date | |
| Truist Financial Corp Pfd Ser R | 89832q844 | PFD | 320 | $8,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 262 | $8,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 150 | $7,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 255 | $7,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 207 | $7,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 65 | $7,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 355 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 100 | $7,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 112 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 124 | $7,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 370 | $7,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 174 | $7,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 409 | $7,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 909 | $7,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 162 | $7,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 106 | $7,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 432 | $7,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 186 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 171 | $7,000 | thousands by filing date | |
| WALMART DE MEXICO SPON ADR SER V | 93114W107 | COM | 246 | $7,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 529 | $7,000 | thousands by filing date | |
| GALP ENERGIA SGPS SA UNSPONSORED ADR | 364097105 | Common stock | 833 | $7,000 | thousands by filing date | |
| Continental AG | 210771200 | Equity | 571 | $7,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 730 | $7,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 511 | $7,000 | thousands by filing date | |
| BARRATT DEVELOPMENTS UNS ADR | 068334101 | COM | 363 | $7,000 | thousands by filing date | |
| GEBERIT AG UNSP ADR | 36840V109 | COM | 133 | $7,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 2,865 | $7,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 512 | $7,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 2,097 | $7,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 246 | $7,000 | thousands by filing date | |
| DTE ENERGY CO $1.313 PFD | 233331701 | PREFERRED | 276 | $7,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 339 | $7,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 170 | $6,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 420 | $6,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 2,000 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 66 | $6,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 500 | $6,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,402 | $6,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 836 | $6,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 148 | $6,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 296 | $6,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 422 | $6,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 168 | $6,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 78 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G698 | S&P 500 REVENUE | 110 | $6,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 114 | $6,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 1,000 | $6,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 400 | $6,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 8,154 | $6,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 281 | $6,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 1,200 | $6,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,109 | $6,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 162 | $6,000 | thousands by filing date | |
| SHIONOGI AND CO LTD UNSPON ADR | 824667109 | COM | 360 | $6,000 | thousands by filing date | |
| SWEDBANK AB ADR | 870195104 | COM | 373 | $6,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 184 | $6,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 300 | $6,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 317 | $6,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 14,619 | $6,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 379 | $5,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 264 | $5,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 383 | $5,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 310 | $5,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 122 | $5,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 113 | $5,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 448 | $5,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 280 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 204 | $5,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 70 | $5,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 1,131 | $5,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 332 | $5,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 250 | $5,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 110 | $5,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 234 | $5,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 466 | $5,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 494 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 118 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 223 | $5,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 190 | $5,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 1,112 | $5,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 215 | $5,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 175 | $5,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 300 | $5,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 2,351 | $5,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 204 | $5,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 4,650 | $5,000 | thousands by filing date | |
| BANK OF AMERICA PFD CLASS E FLOATING | 060505815 | PREFERRED EQUITY | 200 | $5,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 544 | $5,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INCORPORTED DSHS 1/40 PFD | 446150872 | Preferred Stock | 200 | $5,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 50 | $4,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 82 | $4,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 335 | $4,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 78 | $4,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 138 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 46 | $4,000 | thousands by filing date | |
| LIMBACH HLDGS INC | 53263P105 | COM | 1,110 | $4,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 215 | $4,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 1,937 | $4,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 206 | $4,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 75 | $4,000 | thousands by filing date | |
| ANAPLAN INC | 03272L108 | COM | 81 | $4,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 224 | $4,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 455 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 532 | $4,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 133 | $4,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 188 | $4,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 123 | $4,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 89 | $4,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 343 | $4,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 140 | $4,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 91 | $4,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 404 | $4,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 610 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 70 | $4,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 113 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R696 | CMN | 160 | $4,000 | thousands by filing date | |
| SAFRAN S A SPON ADR | 786584102 | ADUS | 91 | $4,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 170 | $4,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 3,138 | $4,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 105 | $4,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 420 | $4,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 654 | $4,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 243 | $4,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 1,000 | $4,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 2,700 | $4,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 200 | $4,000 | thousands by filing date | |
| ING GROEP N V | 456837509 | PRF | 165 | $4,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 256 | $4,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 426 | $4,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 392 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 92 | $3,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 90 | $3,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 1,148 | $3,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 151 | $3,000 | thousands by filing date | |
| CERENCE INC COM | 156727109 | Stock | 141 | $3,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 184 | $3,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 100 | $3,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 264 | $3,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 126 | $3,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 187 | $3,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 2,000 | $3,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 134 | $3,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 101 | $3,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 133 | $3,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,005 | $3,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 100 | $3,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 242 | $3,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 369 | $3,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 74 | $3,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 173 | $3,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 400 | $3,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 344 | $3,000 | thousands by filing date | |
| SAFEHOLD INC | 78645L100 | COM | 66 | $3,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 16 | $3,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 188 | $3,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 735 | $3,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 150 | $3,000 | thousands by filing date | |
| PHATHOM PHARMACEUTICALS INC | 71722W107 | COMMON STOCK | 85 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 45 | $3,000 | thousands by filing date | |
| VOLKSWAGEN AG ADR RP PFD SHS | 928662501 | COM | 151 | $3,000 | thousands by filing date | |
| CHICAGO RIVET & MACH CO | 168088102 | COM | 135 | $3,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 244 | $3,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 801 | $3,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 38 | $3,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 50 | $3,000 | thousands by filing date | |
| VIVENDI SA-UNSPON ADR | 92852T201 | COM | 90 | $3,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 489 | $3,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 350 | $3,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 269 | $3,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 114 | $3,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 3,225 | $3,000 | thousands by filing date | |
| ALIMENT COUCHE-TARD GAS | 01626P403 | CLASS B | 100 | $3,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 118 | $3,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 146 | $3,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 607 | $3,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 1,205 | $3,000 | thousands by filing date | |
| LOVESAC COMPANY | 54738L109 | COM | 131 | $2,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 304 | $2,000 | thousands by filing date | |
| DYNATRACE INC COM NEW | 268150109 | Stock | 129 | $2,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 312 | $2,000 | thousands by filing date | |
| ELEMENT SOLUTIONS INC COM | 28618M106 | Stock | 163 | $2,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 200 | $2,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 14 | $2,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 235 | $2,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 512 | $2,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 162 | $2,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 665 | $2,000 | thousands by filing date | |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 280 | $2,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 89 | $2,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 70 | $2,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 206 | $2,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 175 | $2,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 51 | $2,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 150 | $2,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 56 | $2,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 22 | $2,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 29 | $2,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 57 | $2,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 58 | $2,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 56 | $2,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 93 | $2,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 145 | $2,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 250 | $2,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 90 | $2,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 247 | $2,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 71 | $2,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 120 | $2,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 382 | $2,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 45 | $2,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,636 | $2,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 200 | $2,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 99 | $2,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 94 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 50 | $2,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 65 | $2,000 | thousands by filing date | |
| WOLTERS KLUWER N V SPONSORED A | 977874205 | COM | 29 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 25 | $2,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 108 | $2,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 168 | $2,000 | thousands by filing date | |
| Shin Etsu Chem Co Ltd | 824551105 | ADR | 63 | $2,000 | thousands by filing date | |
| KDDI CORP. | 48667L106 | Common stock | 150 | $2,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 88 | $2,000 | thousands by filing date | |
| TELENOR ASA-NOK | 87944W105 | COMMON STOCK | 96 | $2,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 2,000 | $2,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 64 | $2,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 144 | $2,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 100 | $2,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 600 | $2,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 500 | $2,000 | thousands by filing date | |
| DAIWA HOUSE INDUS UNSP ADR | 234062206 | COM | 63 | $2,000 | thousands by filing date | |
| BB SEGURIDADE PARTI SPON ADR | 05541J103 | COM | 174 | $2,000 | thousands by filing date | |
| RYOHIN KEIKAKU CO UNSP ADR | 78392U105 | COM | 70 | $2,000 | thousands by filing date | |
| SAMPO OYJ-A SHS-UNSP ADR | 79588J102 | COM | 104 | $2,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 92 | $2,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 564 | $2,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 220 | $2,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,349 | $2,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 33 | $2,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 295 | $2,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 79 | $2,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 166 | $2,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 164 | $2,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 28 | $2,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 1,202 | $2,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 156 | $2,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 397 | $2,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 54 | $2,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 286 | $2,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 76 | $2,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 1,000 | $2,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 52 | $2,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 208 | $2,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 640 | $2,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 75 | $2,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 59 | $2,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 6,600 | $2,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 30 | $2,000 | thousands by filing date | |
| US BANCORP 5.15% PFD SERIES H | 902973791 | PREFERR | 59 | $2,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 413 | $2,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 1,250 | $2,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 181 | $2,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 3,878 | $2,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 34 | $2,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 1,788 | $2,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 107 | $2,000 | thousands by filing date | |
| AMERICAN RENAL ASSOCIATES HO | 029227105 | COM | 150 | $2,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 294 | $2,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 200 | $2,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 66 | $2,000 | thousands by filing date | |
| MENLO THERAPEUTICS INC | 586858102 | COM | 276 | $2,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 218 | $2,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 100 | $1,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 86 | $1,000 | thousands by filing date | |
| ELASTIC N V ORD SHS | N14506104 | Stock | 25 | $1,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 29 | $1,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 25 | $1,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 82 | $1,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 69 | $1,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 87 | $1,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 61 | $1,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 176 | $1,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 106 | $1,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 43 | $1,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 32 | $1,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 163 | $1,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 24 | $1,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 13 | $1,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 47 | $1,000 | thousands by filing date | |
| LOOP INDS INC | 543518104 | COM | 100 | $1,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 27 | $1,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 72 | $1,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 34 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 16 | $1,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 110 | $1,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 170 | $1,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 12 | $1,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 72 | $1,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 246 | $1,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 17 | $1,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 110 | $1,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 35 | $1,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 19 | $1,000 | thousands by filing date | |
| FRANKLIN FINANCIAL SERVICES | 353525108 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 58 | $1,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 170 | $1,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 18 | $1,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 31 | $1,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 50 | $1,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 22 | $1,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 45 | $1,000 | thousands by filing date | |
| UBISOFT ENTERTAINMENT SA ADR | 90348R102 | COM | 37 | $1,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 3,181 | $1,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 37 | $1,000 | thousands by filing date | |
| NINTENDO LTD FSPONSORED ADR 1 ADR REP 0.25 ORD SHS | 654445303 | Equity | 12 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 2,362 | $1,000 | thousands by filing date | |
| PDS BIOTECHNOLOGY CORP | 70465T107 | COM | 300 | $1,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 64 | $1,000 | thousands by filing date | |
| TESCO PLC SPONSORED ADR | 881575302 | ADUS | 76 | $1,000 | thousands by filing date | |
| NASPERS LTD | 631512209 | COM | 23 | $1,000 | thousands by filing date | |
| Grupo Financiero Banorte SAB de CV | 40052P107 | ADR | 43 | $1,000 | thousands by filing date | |
| Mowi ASA ADR | 624678108 | COM | 22 | $1,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 97 | $1,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 29 | $1,000 | thousands by filing date | |
| SSE PLC SPONSORED ADR | 78467K107 | ADR | 68 | $1,000 | thousands by filing date | |
| SUZUKI MOTOR CORP ADR | 86959X107 | ADR | 6 | $1,000 | thousands by filing date | |
| VINCI SA ADR | 927320101 | ADR | 52 | $1,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,003 | $1,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 2,567 | $1,000 | thousands by filing date | |
| MAKITA CORP | 560877300 | COMMON STOCK | 31 | $1,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 12 | $1,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 90 | $1,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 52 | $1,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 497 | $1,000 | thousands by filing date | |
| BEIERSDORF A G UNSPONSORED GER | 07724U103 | USD | 22 | $1,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 616 | $1,000 | thousands by filing date | |
| RED ELECTRICA ADR | 756568101 | COM | 105 | $1,000 | thousands by filing date | |
| ABN AMRO BANK NV UNSP ADR | 00080Q105 | COM | 39 | $1,000 | thousands by filing date | |
| ENN ENERGY HOLDINGS UNSP ADR | 26876F102 | COM | 25 | $1,000 | thousands by filing date | |
| KASIKORNBANK PCL UNSPON ADR | 485785109 | COM | 38 | $1,000 | thousands by filing date | |
| SANLAM LTD-SPONSORED ADR | 80104Q208 | COM | 98 | $1,000 | thousands by filing date | |
| ORKLA ASA SPON ADR | 686331109 | COM | 69 | $1,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 479 | $1,000 | thousands by filing date | |
| DECIPHERA PHARMACEUTICALS IN | 24344T101 | COM | 19 | $1,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 132 | $1,000 | thousands by filing date | |
| MR PRICE GROUP | 62476L207 | Common Stock | 60 | $1,000 | thousands by filing date | |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 1,443 | $1,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 420 | $1,000 | thousands by filing date | |
| ADVAXIS INC | 007624307 | COM | 800 | $1,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 70 | $1,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 18 | $1,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 104 | $1,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 410 | $1,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 42 | $1,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 750 | $1,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 83 | $1,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 20 | $1,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 125 | $1,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 2,500 | $1,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 130 | $1,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 110 | $1,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 2,000 | $1,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 500 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 9 | $1,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 125 | $1,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y307 | COM | 787 | $1,000 | thousands by filing date | |
| RATTLER MIDSTREAM LP | 75419T103 | CMN | 78 | $1,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M300 | COM | 385 | $1,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 174 | $1,000 | thousands by filing date | |
| IMEDIA BRANDS INC | 452465206 | COM CL A | 224 | $1,000 | thousands by filing date | |
| GEVO INC | 374396406 | COM PAR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 98 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTRONICS CORP COM | 046433108 | Stock | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BYLINE BANCORP INC | 124411109 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVAVAX INC | 670002401 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTH PLAINS FINANCIAL INC | 83946P107 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ACCURAY INC DEL | 004397105 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VEONEER INC | 92336X109 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TECNOGLASS INC | G87264100 | ORD SHS | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKDALE SR LIVING INC | 112463104 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMARTFINANCIAL INC | 83190L208 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS INC | 174740100 | COMMON STOCK | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLIPPER REALTY INC | 18885T306 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-001059 | this filing | 2020-02-07 | acceptance time not in the bulk data set |