13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-07, with 4,070 holding rows worth $101,588,111,000 by the sum of the rows.
- Accession
- 0000950123-20-001059
- Filer
- CIK 713676
- Filed
- 2020-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 3,897 entries on the cover page, a total value of $84,053,249,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $101,588,111,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $84,053,249,000, 17% less than the sum of the rows, $101,588,111,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
- included managerPNC Investments LLC 028-16415
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AAON INC | 000360206 | COM PAR $0.004 | 2,001 | $99,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 3,847 | $99,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 280 | $98,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 6,000 | $98,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 1,711 | $98,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 1,731 | $98,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 5,728 | $98,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 2,900 | $98,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 13,181 | $98,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 15,931 | $98,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 973 | $97,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 11,909 | $97,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 8,800 | $97,000 | thousands by filing date | |
| NUVEEN NEW JERSEY MUN VALUE | 670702109 | SHS | 6,960 | $97,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 914 | $96,000 | thousands by filing date | |
| OPTIMIZERX CORP | 68401U204 | COM NEW | 9,332 | $96,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 2,345 | $96,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 6,605 | $96,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 2,815 | $96,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 999 | $96,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 3,055 | $96,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 2,126 | $95,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 6,631 | $95,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 10,677 | $95,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 2,795 | $95,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 3,527 | $95,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 1,709 | $94,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 1,306 | $94,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 4,785 | $94,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 1,876 | $94,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 8,958 | $94,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 24,526 | $94,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 4,666 | $94,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 20,067 | $94,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 7,000 | $94,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 4,700 | $94,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 19,483 | $93,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 2,314 | $93,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 3,482 | $93,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 2,756 | $92,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 6,300 | $92,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 1,022 | $92,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 1,923 | $92,000 | thousands by filing date | |
| HORIZON THERAPEUTICS PLC | G46188101 | SHS | 2,544 | $92,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 2,794 | $92,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 13,758 | $92,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 3,274 | $92,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1,250 | $91,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 831 | $91,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 1,250 | $91,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 17,629 | $91,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 10,319 | $90,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 4,693 | $90,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 2,144 | $90,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 10,000 | $90,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 1,800 | $90,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 2,174 | $90,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 3,235 | $89,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 4,048 | $88,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 7,863 | $88,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 6,000 | $88,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 4,619 | $88,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 7,000 | $88,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 1,134 | $88,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 24,131 | $88,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 2,800 | $88,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 6,209 | $87,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 8,975 | $87,000 | thousands by filing date | |
| GOOSEHEAD INS INC | 38267D109 | COM CL A | 2,034 | $87,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 61,264 | $87,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 7,553 | $86,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,303 | $86,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 2,093 | $86,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 3,691 | $86,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 8,861 | $86,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 1,957 | $85,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 4,999 | $85,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 4,777 | $85,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 6,930 | $85,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 3,855 | $85,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 13,345 | $85,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 2,573 | $85,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 5,486 | $85,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 754 | $84,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 1,059 | $84,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 393 | $84,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 1,360 | $84,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 5,000 | $84,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 8,504 | $84,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 1,664 | $84,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 5,528 | $84,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 7,016 | $84,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 5,020 | $84,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 3,767 | $84,000 | thousands by filing date | |
| FAUQUIER BANKSHARES INC VA | 312059108 | COM | 4,000 | $84,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 810 | $83,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 1,459 | $83,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 12,561 | $83,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 3,549 | $83,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 4,532 | $82,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W458 | DAI SEM BUL ETF | 300 | $82,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 20,086 | $82,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 8,281 | $82,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 10,355 | $82,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E412 | RUSEL 1000 LOW | 2,348 | $82,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10,028 | $81,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 1,857 | $81,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 4,157 | $81,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 849 | $81,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 2,353 | $81,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 2,158 | $81,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 1,979 | $81,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 5,862 | $81,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 1,646 | $81,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 378 | $80,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 2,307 | $80,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 3,427 | $80,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 4,324 | $80,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 1,883 | $80,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 3,600 | $80,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 5,412 | $80,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 24,458 | $80,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 2,756 | $79,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 1,633 | $79,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 3,090 | $79,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 3,002 | $79,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 4,848 | $79,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 10,833 | $79,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 11,942 | $79,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 1,420 | $78,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 10,227 | $78,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 5,500 | $78,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 8,388 | $78,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 1,508 | $78,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 4,055 | $78,000 | thousands by filing date | |
| DANONE SPONSORED ADR | 23636T100 | COM | 4,704 | $78,000 | thousands by filing date | |
| PROSUS NV | 74365P108 | Common stock | 5,211 | $78,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 650 | $78,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 2,050 | $77,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 10,403 | $77,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,650 | $77,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 930 | $77,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 1,469 | $77,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 2,224 | $77,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 1,963 | $76,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 1,064 | $76,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 2,082 | $76,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 2,257 | $76,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 5,159 | $76,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 1,386 | $76,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 3,770 | $76,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,177 | $76,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,296 | $76,000 | thousands by filing date | |
| ESSILOR INTL S A ADR | 297284200 | ADR | 993 | $76,000 | thousands by filing date | |
| RECKITT BENCKISER-SPON AD | 756255204 | ADR | 4,660 | $76,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 3,717 | $75,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 1,986 | $75,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 1,598 | $74,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 1,465 | $74,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 16,542 | $74,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 7,473 | $74,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 2,156 | $74,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 520 | $74,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,134 | $74,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 2,850 | $74,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 5,158 | $74,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 5,490 | $74,000 | thousands by filing date | |
| BBX CAP CORP NEW | 05491N104 | CL A | 15,536 | $74,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 8,586 | $74,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 1,685 | $73,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 2,381 | $73,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 4,817 | $73,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 1,760 | $73,000 | thousands by filing date | |
| DESIGNER BRANDS INC | 250565108 | CL A | 4,708 | $73,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 9,743 | $73,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 3,800 | $73,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 4,296 | $72,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 1,575 | $72,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 659 | $72,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 1,851 | $72,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 6,624 | $72,000 | thousands by filing date | |
| DEUTSCHE BOERSE UNSPONSORD ADR | 251542106 | COM | 4,561 | $72,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 4,368 | $72,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 1,448 | $71,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 4,800 | $71,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 2,640 | $71,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 2,655 | $71,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 4,268 | $71,000 | thousands by filing date | |
| AVITA MEDICAL LTD | 053792107 | SPONSORED ADS | 7,846 | $71,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 2,877 | $70,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,842 | $70,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 1,941 | $70,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 3,325 | $70,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 5,002 | $70,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 3,600 | $70,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 49,998 | $70,000 | thousands by filing date | |
| ENGIE SA ADR | 29286D105 | ADR | 4,357 | $70,000 | thousands by filing date | |
| CALYXT INC | 13173L107 | COM | 10,000 | $70,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 6,543 | $70,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 15,700 | $70,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 2,295 | $69,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 1,335 | $69,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 1,495 | $69,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 7,890 | $69,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 1,848 | $69,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 308 | $69,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 4,937 | $69,000 | thousands by filing date | |
| Carlsberg As | 142795202 | Equity | 2,295 | $69,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 1,539 | $69,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 7,641 | $68,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 1,142 | $68,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 3,915 | $68,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 3,373 | $68,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 556 | $68,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 25,000 | $68,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 4,700 | $68,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 31,737 | $68,000 | thousands by filing date | |
| Julius Baer Group Ltd ADR | 48137C108 | USD | 6,606 | $68,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 2,089 | $68,000 | thousands by filing date | |
| ROYAL DSM N V SPON ADR | 780249108 | COM | 2,093 | $68,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 1,695 | $67,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 2,828 | $67,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 6,000 | $67,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 1,180 | $67,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 640 | $67,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 6,000 | $67,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 4,000 | $67,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 1,755 | $67,000 | thousands by filing date | |
| SUMMIT WIRELESS TECHNLGIES I | 86633R104 | COM | 110,000 | $67,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 2,030 | $66,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 2,618 | $66,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 2,980 | $66,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 2,952 | $66,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 1,663 | $66,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 6,424 | $66,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 5,102 | $66,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 7,639 | $66,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 2,052 | $66,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 2,139 | $66,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 30,122 | $66,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 10,400 | $65,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 4,190 | $65,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 1,536 | $65,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 835 | $65,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 6,282 | $65,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 195 | $65,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 7,009 | $64,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 1,047 | $64,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 1,389 | $64,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 4,160 | $64,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 6,800 | $64,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 1,611 | $64,000 | thousands by filing date | |
| WELLS FARGO 5.625 PERCENT PFDPFD SER Y | 94988U656 | Equity | 2,402 | $64,000 | thousands by filing date | |
| AIRBUS SE UNSPONSORED ADR | 009279100 | COM | 1,758 | $64,000 | thousands by filing date | |
| MURATA MANUFACTURING CO LTD | 626425102 | International Equities, EAFE, Large Cap | 4,130 | $64,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 5,374 | $64,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 2,612 | $63,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 3,285 | $63,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 499 | $63,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 1,125 | $63,000 | thousands by filing date | |
| FIRST UNITED CORP | 33741H107 | COMMON STOCK | 2,630 | $63,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,000 | $63,000 | thousands by filing date | |
| BANK AMER CORP 6.45per PFD INCM CAP OBLIG NT SR K DUE 12/15/66 CALL 111918 | 060505179 | Preferred | 2,324 | $63,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 4,658 | $63,000 | thousands by filing date | |
| HITACHI LTD | 433578507 | COM | 736 | $63,000 | thousands by filing date | |
| Industria De Diseno Textil SA | 455793109 | ADR | 3,580 | $63,000 | thousands by filing date | |
| ACCOR SA SPONSORED ADR | 00435F309 | COM | 6,672 | $63,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 3,703 | $62,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 387 | $62,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 2,198 | $62,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 4,123 | $62,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 8,129 | $62,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 4,115 | $62,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 6,940 | $62,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V829 | DWA NASDAQ MNT | 483 | $62,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 2,228 | $61,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 914 | $61,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 1,204 | $61,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 1,084 | $61,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 4,190 | $61,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 2,146 | $61,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 2,302 | $60,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 4,178 | $60,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 1,642 | $60,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 1,130 | $60,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 668 | $60,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 2,141 | $60,000 | thousands by filing date | |
| BAE SYS PLC SPONSORED ADR | 05523R107 | ADUS | 2,007 | $60,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 7,515 | $60,000 | thousands by filing date | |
| ANGLO AMERICAN PLC ADR | 03485P300 | ADR | 4,166 | $60,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 358 | $59,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 1,188 | $59,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 9,900 | $59,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 1,650 | $59,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 1,831 | $59,000 | thousands by filing date | |
| RWE AG | 74975E303 | Equity | 1,913 | $59,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 4,162 | $59,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 1,121 | $58,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 3,862 | $58,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 2,654 | $58,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 636 | $58,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 307 | $58,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 1,689 | $58,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 1,767 | $58,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 9,550 | $58,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 1,332 | $58,000 | thousands by filing date | |
| SANDS CHINA LTD UNSPONS ADR | 80007R105 | COM | 1,088 | $58,000 | thousands by filing date | |
| OLD POINT FINL CORP | 680194107 | COM | 2,082 | $58,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 1,738 | $57,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 464 | $57,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 2,200 | $57,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 1,054 | $57,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 1,296 | $57,000 | thousands by filing date | |
| Repsol YPF SA-old ticker | 76026t205 | COM | 3,628 | $57,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 7,180 | $57,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 11,856 | $57,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 7,211 | $57,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 7,039 | $56,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 2,832 | $56,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 713 | $56,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 2,720 | $56,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 3,600 | $56,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 3,883 | $56,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 6,407 | $56,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 7,224 | $56,000 | thousands by filing date | |
| Compagnie de Saint-Gobain SA | 204280309 | Equity | 6,869 | $56,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 2,451 | $56,000 | thousands by filing date | |
| OPTION CARE HEALTH INC | 68404L102 | COM | 15,108 | $56,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 1,820 | $55,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 2,253 | $55,000 | thousands by filing date | |
| PENNANT GROUP INC | 70805E109 | COM | 1,653 | $55,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 2,000 | $55,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 720 | $55,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 375 | $55,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 2,267 | $55,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 1,581 | $55,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 1,367 | $55,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 2,750 | $55,000 | thousands by filing date | |
| AXA SA FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 054536107 | ADR | 1,952 | $55,000 | thousands by filing date | |
| Deutsche Post AG | 25157Y202 | Equity | 1,440 | $55,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,456 | $55,000 | thousands by filing date | |
| JAPAN AIRLS LTD FSPONSORED ADR 1 ADR REPS 0 5 ORD SHS | 471038109 | ADR | 3,519 | $55,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 731 | $54,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 2,331 | $54,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 1,265 | $54,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 1,100 | $54,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 1,478 | $54,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 2,153 | $54,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 3,176 | $54,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 2,133 | $54,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 12,200 | $54,000 | thousands by filing date | |
| SIEMENS HEALTHINEERS F | 82622J104 | USD | 2,261 | $54,000 | thousands by filing date | |
| ADECCO GROUP AG ADR | 006754204 | COM | 1,704 | $54,000 | thousands by filing date | |
| PYXUS INTL INC | 74737V106 | COM | 6,050 | $54,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 1,548 | $53,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 1,369 | $53,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 920 | $53,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 13,906 | $53,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 11,398 | $53,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 1,124 | $53,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 1,416 | $53,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 4,885 | $53,000 | thousands by filing date | |
| E.ON AG ADR | 268780103 | ADR | 4,939 | $53,000 | thousands by filing date | |
| ACS ACTIVIDADES DE CONST Y SER UNSPONSORED ADR | 00089H106 | USD | 6,607 | $53,000 | thousands by filing date | |
| DNB ASA-SPONSOR ADR | 23328E106 | COM | 2,815 | $53,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 5,075 | $53,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 1,000 | $52,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 4,799 | $52,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 6,153 | $52,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 4,114 | $52,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,771 | $52,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 2,725 | $52,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 1,091 | $52,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 5,000 | $52,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 407 | $52,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 700 | $52,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 3,659 | $52,000 | thousands by filing date | |
| 1895 BANCORP OF WIS INC COM | 28252W105 | Stock | 4,800 | $52,000 | thousands by filing date | |
| FI ENHANCED EUROPE 50 ETN UBS | 90274D234 | COM | 280 | $52,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 1,339 | $51,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 2,408 | $51,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 3,129 | $51,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 2,112 | $51,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 1,502 | $51,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 3,043 | $51,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 1,357 | $51,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 852 | $51,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 13,184 | $51,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 1,573 | $51,000 | thousands by filing date | |
| Wells Fargo & 5.85 PFD PFD Ser Q | 949746556 | PFD | 1,871 | $51,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 3,073 | $50,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 1,228 | $50,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 20,000 | $50,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 1,758 | $50,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 2,413 | $50,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 12,000 | $50,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 5,612 | $50,000 | thousands by filing date | |
| Basf Se-Spon Adr | 055262505 | Equity | 2,652 | $50,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 1,656 | $50,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 2,427 | $50,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 25,402 | $50,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 1,775 | $49,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 850 | $49,000 | thousands by filing date | |
| OTSUKA HOLDINGS CO LTD UNSPONS ADR | 689164101 | FOREIGN | 2,192 | $49,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 2,033 | $49,000 | thousands by filing date | |
| PROTECTIVE INS CORP | 74368L104 | CL A | 3,132 | $49,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 285 | $48,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 1,073 | $48,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 1,377 | $48,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 431 | $48,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,600 | $48,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 1,354 | $48,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 2,043 | $48,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 10,097 | $48,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 8,768 | $48,000 | thousands by filing date | |
| CORTLAND BANCORP COM | 220587109 | COM | 2,200 | $48,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,223 | $47,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 2,164 | $47,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 7,783 | $47,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 2,037 | $47,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 860 | $47,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 767 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 1,879 | $47,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 3,585 | $47,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 20,000 | $47,000 | thousands by filing date | |
| DUKE ENERGY CORP $1.281 PFD | 26441C303 | PREFERRED | 1,805 | $47,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 982 | $46,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 1,739 | $46,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 1,465 | $46,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 985 | $46,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 3,110 | $46,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 1,350 | $46,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 834 | $46,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 702 | $46,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 1,185 | $46,000 | thousands by filing date | |
| Nordea Bank ABP- Spon Adr | 65558R109 | Equity | 5,698 | $46,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 2,833 | $46,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 1,327 | $46,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 6,325 | $46,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 9,901 | $46,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 527 | $45,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 554 | $45,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 508 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 745 | $45,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 2,019 | $45,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 1,516 | $45,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 2,632 | $45,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 3,086 | $45,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,875 | $45,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 2,087 | $45,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 4,560 | $45,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 1,448 | $45,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP PFD SER F | 14040H881 | Preferred | 1,758 | $45,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 12,000 | $45,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 2,255 | $45,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 176,055 | $45,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 3,106 | $45,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 741 | $44,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 2,077 | $44,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 426 | $44,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 1,894 | $44,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 5,107 | $44,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 2,012 | $44,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 6,032 | $44,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 2,000 | $44,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 863 | $44,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 433 | $43,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 1,677 | $43,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 1,574 | $43,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 1,179 | $43,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 3,768 | $43,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 873 | $43,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 3,044 | $43,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 883 | $43,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 1,818 | $43,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 832 | $43,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 2,028 | $43,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 2,361 | $43,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 511 | $43,000 | thousands by filing date | |
| ROLLS-ROYCE HOLDINGS P FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 775781206 | AMERICAN DEPOSITORY | 4,704 | $43,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 3,200 | $43,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 712 | $43,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 3,017 | $42,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 3,066 | $42,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 765 | $42,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 1,842 | $42,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 1,751 | $42,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 4,956 | $42,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 467 | $42,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 1,441 | $42,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 901 | $42,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 891 | $42,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 6,404 | $42,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 2,523 | $42,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 1,514 | $42,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,140 | $42,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 3,989 | $42,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 362 | $42,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 1,622 | $42,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 1,130 | $42,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-20-001059 | this filing | 2020-02-07 | acceptance time not in the bulk data set |