13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 3,702 holding rows worth $223,151,276,000.
- Accession
- 0000950123-19-011446
- Filer
- CIK 820027
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 9,290 entries on the cover page, a total value of $223,151,276,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $223,151,276,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Co 028-10458
- reports for this filerAmeriprise Certificate Co 028-00140
- reports for this filerRiverSource Life Insurance Co 028-00143
- reports for this filerRiverSource Life Insurance Co of New York 028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- reports for this filerColumbia Wanger Asset Management, LLC. 028-03639
- reports for this filerAmeriprise Bank, FSB 028-18942
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
- included managerColumbia Wanger Asset Management, LLC. 028-03639
- included managerAmeriprise Bank, FSB 028-18942
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 49,786 | $1,061,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 42,855 | $1,060,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 20,972 | $1,050,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 91,153 | $1,047,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 98,815 | $1,042,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 12,920 | $1,039,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 143,100 | $1,035,000 | thousands by filing date | |
| MEDALLIA INC | 584021109 | COM | 37,471 | $1,027,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 54,039 | $1,025,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 57,223 | $1,020,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 79,243 | $1,020,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 54,633 | $1,017,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 88,837 | $1,015,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 69,585 | $1,010,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 296,400 | $1,009,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 7,770 | $1,007,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 20,294 | $1,007,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 31,794 | $1,004,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 14,281 | $1,001,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 69,981 | $999,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 293,785 | $993,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 47,751 | $983,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 308,725 | $982,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 36,600 | $981,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 120,155 | $979,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 68,161 | $979,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 10,565 | $974,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 79,056 | $972,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 9,580 | $971,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 68,156 | $968,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 30,327 | $965,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 70,222 | $964,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 14,548 | $961,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 110,632 | $956,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 17,839 | $954,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 23,286 | $949,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 25,577 | $948,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 10,996 | $948,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 18,796 | $948,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 27,080 | $948,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 118,300 | $944,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 33,599 | $941,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 65,012 | $938,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 38,095 | $936,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 33,650 | $932,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 18,273 | $931,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 65,309 | $931,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 18,819 | $926,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 45,835 | $926,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 57,973 | $918,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 45,919 | $913,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 17,480 | $911,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 570,465 | $907,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 17,309 | $906,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 47,356 | $905,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 195,534 | $903,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 71,462 | $900,000 | thousands by filing date | |
| PHREESIA INC | 71944F106 | COM | 36,969 | $896,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 41,867 | $895,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 175,851 | $894,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 33,591 | $894,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 8,146 | $894,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 59,450 | $893,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 20,577 | $889,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 32,518 | $888,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 23,807 | $887,000 | thousands by filing date | |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 60,355 | $886,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 57,487 | $884,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 17,988 | $880,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 50,436 | $878,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 43,315 | $877,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 66,275 | $874,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 46,151 | $870,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 31,105 | $869,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 15,633 | $868,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 72,359 | $868,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 327,973 | $866,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 82,573 | $866,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 37,365 | $866,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 144,422 | $864,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 138,738 | $863,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 55,400 | $859,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 102,266 | $856,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 94,899 | $852,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 49,533 | $851,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 30,212 | $849,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 301,007 | $849,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 18,461 | $845,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 20,571 | $843,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 47,596 | $842,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 8,477 | $842,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 9,105 | $840,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 311,023 | $839,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 28,449 | $838,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 267,124 | $834,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 13,256 | $829,000 | thousands by filing date | |
| GENMAB A/S | 372303206 | Ordinary Shares, nominal value DKK 1 per share | 40,852 | $827,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 36,554 | $825,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 59,308 | $821,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 12,818 | $821,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 18,023 | $816,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 55,091 | $812,000 | thousands by filing date | |
| RHYTHM PHARMACEUTICALS INC | 76243J105 | COM | 37,610 | $812,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 59,227 | $812,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 14,212 | $808,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 29,966 | $804,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 11,370 | $804,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 14,677 | $803,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 84,400 | $799,000 | thousands by filing date | |
| Amplify Energy Corp | 03212B103 | COM | 129,004 | $796,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 57,393 | $792,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 35,517 | $792,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 36,890 | $790,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 70,139 | $789,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 44,947 | $781,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 68,970 | $781,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 19,117 | $780,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 62,003 | $776,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,223 | $775,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 16,940 | $774,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 10,783 | $770,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 76,143 | $770,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 26,541 | $768,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 122,341 | $767,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 86,109 | $766,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 17,583 | $765,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 52,594 | $763,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 234,319 | $761,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 28,898 | $760,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 79,500 | $753,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 17,775 | $752,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 66,135 | $750,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 169,100 | $749,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 46,327 | $748,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 22,187 | $744,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 262,365 | $742,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 28,437 | $738,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 22,135 | $737,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 34,353 | $736,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 51,308 | $736,000 | thousands by filing date | |
| NICOLET BANKSHARES INC | 65406E102 | COM | 10,991 | $732,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 31,747 | $731,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 9,873 | $730,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 14,005 | $728,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 59,301 | $728,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 29,104 | $726,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 32,484 | $726,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 15,838 | $724,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 16,663 | $722,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 50,354 | $719,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 69,451 | $719,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 39,277 | $717,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 47,318 | $716,000 | thousands by filing date | |
| CORECARD CORPORATION | 45816D100 | COM | 17,152 | $714,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 39,730 | $712,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 14,574 | $711,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 370,388 | $708,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 5,453 | $708,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 43,962 | $707,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 115,118 | $705,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 53,713 | $704,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 41,360 | $704,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 71,491 | $701,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 16,589 | $697,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 12,860 | $697,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 543,882 | $697,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 48,676 | $696,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 7,182 | $696,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 24,349 | $694,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 11,703 | $689,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 104,621 | $689,000 | thousands by filing date | |
| UNIVERSAL LOGISTICS HOLDINGS | 91388P105 | COMMON STOCK | 29,600 | $689,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 48,800 | $688,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 44,700 | $688,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 6,751 | $687,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 226,270 | $684,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 21,609 | $684,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 25,921 | $680,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 9,222 | $680,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 89,513 | $680,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 58,719 | $680,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 42,171 | $678,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 76,627 | $678,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 45,440 | $676,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 20,932 | $676,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 45,170 | $674,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 53,277 | $673,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 5,422 | $672,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 85,530 | $672,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 39,009 | $670,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 33,732 | $670,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 36,440 | $668,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 11,866 | $668,000 | thousands by filing date | |
| AVAYA HLDGS CORP | 05351X101 | COM | 65,200 | $667,000 | thousands by filing date | put |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 11,262 | $665,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 15,287 | $664,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 14,203 | $664,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 24,990 | $661,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 55,103 | $660,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 49,072 | $658,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 172,651 | $657,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 64,915 | $654,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 28,789 | $653,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 15,699 | $653,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 119,695 | $650,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 9,649 | $648,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 66,400 | $648,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 3,405 | $644,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 87,235 | $643,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 20,894 | $642,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 22,555 | $642,000 | thousands by filing date | |
| AVANTOR INC COM | 05352A100 | Stock | 43,623 | $641,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 40,982 | $640,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 12,856 | $640,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 551,140 | $640,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 41,929 | $637,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 10,622 | $636,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 59,448 | $636,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 27,604 | $634,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 197,185 | $629,000 | thousands by filing date | |
| TWIN RIV WORLDWIDE HLDGS INC | 90171V204 | COM | 27,505 | $628,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 8,221 | $627,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 22,823 | $625,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 12,098 | $623,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 32,263 | $621,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 41,160 | $619,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 27,215 | $618,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 22,631 | $612,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 30,108 | $611,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 40,610 | $610,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 15,445 | $608,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 50,320 | $607,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 27,266 | $607,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 23,201 | $605,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 11,047 | $603,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 15,735 | $602,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 37,500 | $601,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 29,973 | $600,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 58,452 | $596,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 100,896 | $596,000 | thousands by filing date | |
| ASSETMARK FINL HLDGS INC | 04546L106 | COM | 22,864 | $596,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 148,200 | $595,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 114,925 | $595,000 | thousands by filing date | |
| BRIDGEBIO PHARMA INC | 10806X102 | COM | 27,544 | $591,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 56,161 | $590,000 | thousands by filing date | |
| RETAIL VALUE INC | 76133Q102 | COM | 15,887 | $588,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 59,200 | $587,000 | thousands by filing date | |
| TURNING PT THERAPEUTICS | 90041T108 | COM | 15,627 | $587,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 43,042 | $586,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 231,940 | $585,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 6,486 | $585,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 31,515 | $579,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 55,550 | $579,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 59,500 | $579,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 18,313 | $576,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 351,614 | $576,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 887 | $576,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 36,050 | $576,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 44,346 | $575,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 37,079 | $574,000 | thousands by filing date | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 29,126 | $568,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 26,253 | $567,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 75,630 | $566,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 51,392 | $566,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 13,688 | $566,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 15,708 | $560,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 20,222 | $560,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 87,906 | $557,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 19,386 | $555,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 12,985 | $550,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 8,516 | $547,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 51,079 | $545,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 36,030 | $544,000 | thousands by filing date | |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 10,724 | $540,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 10,934 | $540,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 5,444 | $540,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 46,593 | $537,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 41,706 | $536,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 14,992 | $535,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 32,780 | $535,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 33,048 | $533,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 81,363 | $531,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 61,826 | $530,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 39,105 | $530,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 29,017 | $530,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 33,258 | $528,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 17,460 | $525,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 21,700 | $523,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 4,779 | $523,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 31,961 | $519,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 24,531 | $519,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 381,412 | $514,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 48,800 | $513,000 | thousands by filing date | put |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 20,718 | $510,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 46,361 | $509,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 6,709 | $507,000 | thousands by filing date | |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 54,006 | $507,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 33,483 | $506,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 44,336 | $505,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 30,063 | $505,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 130,308 | $502,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 60,249 | $501,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 27,038 | $498,000 | thousands by filing date | |
| SILK ROAD MEDICAL INC | 82710M100 | COMMON STOCK | 15,290 | $497,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 8,513 | $496,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 18,929 | $495,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 19,425 | $494,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 20,500 | $494,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 19,692 | $491,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 8,197 | $490,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 20,372 | $490,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 50,346 | $486,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 557,998 | $484,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 6,282 | $479,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 193,320 | $479,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 7,671 | $478,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 9,446 | $477,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 15,535 | $474,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 33,269 | $470,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 29,718 | $468,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 25,410 | $468,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 43,235 | $465,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 121,841 | $465,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 35,100 | $462,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 21,926 | $460,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 109,345 | $459,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 94,994 | $457,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 48,690 | $454,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 98,362 | $452,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 15,371 | $451,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 10,705 | $450,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 15,710 | $449,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 4,085 | $445,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 5,984 | $445,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 4,809 | $442,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 36,411 | $438,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 17,059 | $438,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 51,571 | $437,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 27,733 | $435,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 30,360 | $435,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 16,792 | $435,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 18,006 | $434,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 110,689 | $434,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 33,290 | $432,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 25,579 | $432,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 11,850 | $431,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 33,501 | $428,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 5,762 | $426,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 8,432 | $425,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 13,448 | $423,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 15,540 | $423,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 6,558 | $420,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 19,032 | $418,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 57,257 | $417,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 31,554 | $417,000 | thousands by filing date | |
| JPMORGAN INT BOND OPPORTUNITIE | 46641Q852 | INTL BD OPP ETF | 8,145 | $416,000 | thousands by filing date | |
| CHANGE HEALTHCARE INC | 15912K100 | COM | 34,368 | $415,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 21,736 | $414,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 24,159 | $411,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 38,171 | $411,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 33,274 | $411,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 67,063 | $408,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 78,700 | $408,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 86,068 | $405,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 23,046 | $404,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 28,252 | $402,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 12,336 | $402,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 30,539 | $402,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 6,343 | $397,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 14,261 | $397,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 6,476 | $395,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 90,042 | $395,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 5,796 | $395,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 17,569 | $394,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 95,453 | $394,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 7,653 | $390,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 28,710 | $390,000 | thousands by filing date | |
| BRIGHTVIEW HLDGS INC | 10948C107 | COM | 22,626 | $388,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 70,470 | $384,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 23,398 | $382,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 7,663 | $381,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 5,861 | $381,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 28,855 | $378,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,699 | $377,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 7,946 | $377,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 11,728 | $377,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 15,979 | $376,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 5,127 | $376,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 16,560 | $374,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 9,924 | $373,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 39,143 | $373,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 2,412 | $372,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 16,915 | $371,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 69,387 | $371,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 26,128 | $370,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 21,880 | $368,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 11,070 | $366,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 9,646 | $366,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 33,274 | $365,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 31,615 | $364,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 85,614 | $364,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 31,729 | $364,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 16,985 | $362,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 27,482 | $362,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 39,927 | $361,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 117,728 | $360,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 9,477 | $359,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 13,836 | $357,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 8,060 | $356,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 11,427 | $355,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 65,760 | $355,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 6,700 | $352,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 12,384 | $351,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 15,747 | $350,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 5,096 | $349,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 88,944 | $348,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 28,657 | $348,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 9,500 | $346,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 12,505 | $345,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 7,714 | $344,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 9,900 | $343,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 55,620 | $343,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 28,805 | $343,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 12,995 | $342,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 65,819 | $341,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 10,040 | $340,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 9,541 | $339,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 53,116 | $339,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 16,538 | $338,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 25,436 | $338,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 6,349 | $334,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 29,631 | $333,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 15,305 | $333,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 18,624 | $330,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 2,770 | $327,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 77,881 | $326,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 16,650 | $326,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 12,456 | $324,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 5,688 | $323,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 16,881 | $322,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 7,325 | $320,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 6,681 | $320,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 22,327 | $320,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 3,303 | $319,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 6,738 | $318,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 15,905 | $313,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 19,219 | $313,000 | thousands by filing date | |
| ISHARES TR | 46435G243 | COM | 12,200 | $310,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 61,666 | $309,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 7,381 | $307,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 39,009 | $306,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 70 | $306,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 18,798 | $305,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 26,819 | $303,000 | thousands by filing date | |
| World Gold TR | 98149E204 | SPRD GLD Minis | 20,633 | $303,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 1,600 | $302,000 | thousands by filing date | call |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 39,355 | $301,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 20,220 | $300,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 22,087 | $297,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 15,617 | $295,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 6,561 | $294,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 32,285 | $294,000 | thousands by filing date | |
| ENVISTA HOLDINGS CORPORATION | 29415F104 | COM | 13,780 | $293,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 13,360 | $291,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 31,684 | $290,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 9,855 | $288,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 4,738 | $288,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 18,178 | $286,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 13,687 | $283,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 21,344 | $283,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 9,054 | $282,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 12,888 | $281,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 18,726 | $280,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 30,367 | $279,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 10,742 | $277,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 5,112 | $274,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 24,386 | $273,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 42,708 | $273,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 93,049 | $273,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 128,649 | $269,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 7,443 | $267,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 11,178 | $265,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 15,185 | $265,000 | thousands by filing date | |
| NESCO HLDGS INC | 64083J104 | COM | 43,957 | $263,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 29,459 | $260,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 4,301 | $259,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 19,278 | $259,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 19,712 | $258,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 18,746 | $257,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 10,601 | $254,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 5,750 | $253,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 7,511 | $253,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 7,095 | $253,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 2,375 | $253,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 6,869 | $251,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 19,600 | $251,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 87,250 | $250,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 41,109 | $249,000 | thousands by filing date | |
| ZYNEX INC | 98986M103 | COM | 25,965 | $248,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 4,227 | $246,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-011446 | this filing | 2019-11-14 | acceptance time not in the bulk data set |