13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 3,702 holding rows worth $223,151,276,000.
- Accession
- 0000950123-19-011446
- Filer
- CIK 820027
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A combination report, 9,290 entries on the cover page, a total value of $223,151,276,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $223,151,276,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Co 028-10458
- reports for this filerAmeriprise Certificate Co 028-00140
- reports for this filerRiverSource Life Insurance Co 028-00143
- reports for this filerRiverSource Life Insurance Co of New York 028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- reports for this filerColumbia Wanger Asset Management, LLC. 028-03639
- reports for this filerAmeriprise Bank, FSB 028-18942
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
- included managerColumbia Wanger Asset Management, LLC. 028-03639
- included managerAmeriprise Bank, FSB 028-18942
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| APERGY CORP | 03755L104 | COM | 249,440 | $6,748,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 78,356 | $6,737,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 223,828 | $6,735,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 729,435 | $6,729,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 207,200 | $6,705,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 321,327 | $6,636,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 75,322 | $6,628,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 318,216 | $6,603,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 379,118 | $6,575,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 199,330 | $6,574,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 97,186 | $6,564,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 91,532 | $6,563,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 356,439 | $6,558,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 30,055 | $6,541,000 | thousands by filing date | |
| FOX CORP CL A COM | 35137L105 | Stock | 207,261 | $6,532,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 794,418 | $6,531,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 119,001 | $6,522,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 202,051 | $6,520,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 194,509 | $6,508,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 220,161 | $6,489,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 107,993 | $6,488,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 293,073 | $6,483,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 103,423 | $6,475,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 116,535 | $6,473,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 208,019 | $6,470,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 198,331 | $6,468,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 332,944 | $6,464,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 405,038 | $6,442,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 114,079 | $6,436,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 177,070 | $6,428,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 66,187 | $6,394,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 203,251 | $6,394,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 107,579 | $6,387,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 401,963 | $6,387,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 133,409 | $6,385,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 574,616 | $6,379,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 186,774 | $6,370,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 278,657 | $6,370,000 | thousands by filing date | |
| ISTAR INC | 45031UCB5 | NOTE 3.125% 9/1 | 6,000,000 | $6,354,000 | thousands by filing date | principal |
| Vanguard Energy ETF | 92204A306 | SHS | 81,434 | $6,353,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 20,212 | $6,347,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 146,500 | $6,345,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 169,333 | $6,340,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 214,074 | $6,340,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 45,643 | $6,328,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 318,948 | $6,326,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 56,120 | $6,323,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 114,916 | $6,313,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 6,000,000 | $6,310,000 | thousands by filing date | principal |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 406,062 | $6,299,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 259,310 | $6,292,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 286,799 | $6,292,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 4,829,046 | $6,278,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 153,517 | $6,265,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 109,733 | $6,253,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 21,006 | $6,245,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 225,516 | $6,237,000 | thousands by filing date | |
| CAPRI HOLDINGS LIMITED | G1890L107 | SHS | 188,103 | $6,236,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 67,121 | $6,233,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 271,895 | $6,221,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 57,842 | $6,215,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 178,821 | $6,203,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 248,349 | $6,201,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,408,358 | $6,198,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 95,488 | $6,191,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 111,899 | $6,186,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 298,092 | $6,182,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 208,959 | $6,177,000 | thousands by filing date | |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 6,000,000 | $6,174,000 | thousands by filing date | principal |
| KINSALECAPGROUPINC | 49714P108 | STOK | 59,735 | $6,172,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 1,168,035 | $6,167,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 577,615 | $6,149,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 37,040 | $6,145,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 114,378 | $6,126,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 252,354 | $6,111,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 556,471 | $6,109,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 39,837 | $6,105,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 356,153 | $6,105,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 45,595 | $6,101,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 250,309 | $6,084,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 119,117 | $6,081,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 47,684 | $6,080,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 571,525 | $6,076,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 209,000 | $6,073,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 294,545 | $6,065,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 159,886 | $6,035,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 24,730 | $6,016,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 148,252 | $6,015,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 50,993 | $6,003,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 51,282 | $5,991,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 6,500,000 | $5,990,000 | thousands by filing date | principal |
| MILACRON HLDGS CORP | 59870L106 | COM | 359,203 | $5,988,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 306,160 | $5,985,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 27,563 | $5,983,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q845 | DIVERSFD EQT ETF | 196,883 | $5,967,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 1,278,839 | $5,959,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 174,595 | $5,956,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 151,290 | $5,947,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 435,237 | $5,898,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 187,570 | $5,895,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 233,450 | $5,895,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 450,696 | $5,890,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 103,385 | $5,887,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 218,119 | $5,883,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 259,220 | $5,865,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 165,088 | $5,842,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 1,410,909 | $5,840,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 734,204 | $5,822,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 870,428 | $5,815,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 483,895 | $5,778,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 188,776 | $5,774,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 105,234 | $5,764,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 126,744 | $5,759,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 129,884 | $5,744,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 18,435 | $5,742,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 48,114 | $5,732,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 51,824 | $5,731,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 147,740 | $5,731,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 315,486 | $5,726,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 280,151 | $5,726,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 85,795 | $5,724,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 233,534 | $5,721,000 | thousands by filing date | |
| KINIKSA PHARMACEUTICALS LTD | G5269C101 | COM CL A | 671,638 | $5,716,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 261,077 | $5,707,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 295,502 | $5,688,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 117,045 | $5,659,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 565,573 | $5,650,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 154,072 | $5,649,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 107,872 | $5,647,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 135,206 | $5,636,000 | thousands by filing date | |
| MONGODB INC | 60937PAB2 | NOTE | 3,000,000 | $5,636,000 | thousands by filing date | principal |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 674,281 | $5,597,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,500,000 | $5,589,000 | thousands by filing date | principal |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 152,725 | $5,577,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 171,573 | $5,576,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 216,781 | $5,574,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 129,605 | $5,557,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 259,106 | $5,547,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 87,061 | $5,544,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 24,843 | $5,531,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 42,609 | $5,522,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 446,174 | $5,515,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 237,292 | $5,503,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 757,701 | $5,500,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 40,677 | $5,499,000 | thousands by filing date | |
| REVOLVE GROUP INC CL A | 76156B107 | Stock | 234,184 | $5,474,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 105,486 | $5,461,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 645,143 | $5,457,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 349,315 | $5,450,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 95,428 | $5,447,000 | thousands by filing date | |
| RAPID7 INC | 753422AB0 | NOTE | 4,200,000 | $5,443,000 | thousands by filing date | principal |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 74,669 | $5,438,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 324,447 | $5,434,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 300,021 | $5,431,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 231,670 | $5,424,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 305,352 | $5,420,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 59,124 | $5,415,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 129,767 | $5,413,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 249,524 | $5,407,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 180,911 | $5,403,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 42,856 | $5,403,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 293,258 | $5,402,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 71,239 | $5,394,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 171,816 | $5,392,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 151,705 | $5,384,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 139,275 | $5,373,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 63,343 | $5,370,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 252,879 | $5,363,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 50,809 | $5,354,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 91,860 | $5,350,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 113,663 | $5,350,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 55,754 | $5,338,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156QAB4 | BOND | 1,800,000 | $5,327,000 | thousands by filing date | principal |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 173,864 | $5,325,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 220,101 | $5,322,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 247,667 | $5,311,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 65,456 | $5,310,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 306,970 | $5,301,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 220,017 | $5,296,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 108,981 | $5,292,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 268,815 | $5,290,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 478,333 | $5,282,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 456,561 | $5,273,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 218,526 | $5,260,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 363,109 | $5,243,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 299,846 | $5,233,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 329,294 | $5,226,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 95,768 | $5,220,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 1,018,995 | $5,212,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 330,770 | $5,160,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 141,877 | $5,147,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 76,159 | $5,128,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 626,397 | $5,106,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 162,115 | $5,098,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 198,158 | $5,098,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 221,608 | $5,082,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 287,096 | $5,080,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 165,953 | $5,071,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 465,744 | $5,067,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 46,481 | $5,058,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 139,948 | $5,055,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 84,475 | $5,049,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 44,754 | $5,033,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 1,042,838 | $5,016,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 645,084 | $5,008,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 192,886 | $4,993,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 134,305 | $4,971,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 103,722 | $4,970,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 598,599 | $4,965,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 78,685 | $4,948,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 108,917 | $4,944,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 109,685 | $4,937,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 87,253 | $4,936,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 306,644 | $4,925,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 28,078 | $4,916,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 95,889 | $4,910,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 4,720,000 | $4,906,000 | thousands by filing date | principal |
| PATTERSON COS INC | 703395103 | COM | 275,224 | $4,903,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 538,775 | $4,902,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 154,146 | $4,898,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 158,079 | $4,894,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 70,344 | $4,885,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 659,426 | $4,880,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 233,347 | $4,871,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 259,019 | $4,868,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 605,711 | $4,864,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 141,662 | $4,862,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 36,323 | $4,858,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 861,696 | $4,834,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 282,566 | $4,831,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 431,039 | $4,827,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 339,337 | $4,813,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 646,182 | $4,807,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 228,880 | $4,799,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 359,836 | $4,779,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 812,828 | $4,755,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 147,550 | $4,706,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 397,702 | $4,706,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 90,537 | $4,703,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 112,580 | $4,701,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 414,176 | $4,697,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 132,225 | $4,695,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 41,206 | $4,693,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 104,793 | $4,690,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 494,031 | $4,688,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 358,175 | $4,674,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 37,796 | $4,662,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 196,306 | $4,652,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 1,251,010 | $4,629,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 344,662 | $4,627,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 248,828 | $4,627,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 326,821 | $4,615,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 586,527 | $4,607,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 3,248,550 | $4,580,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 276,572 | $4,571,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 213,609 | $4,567,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 98,765 | $4,558,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 1,042,226 | $4,554,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 213,698 | $4,542,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 339,925 | $4,521,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 178,332 | $4,499,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 169,333 | $4,498,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 92,399 | $4,475,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 50,489 | $4,459,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 117,758 | $4,453,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 100,737 | $4,431,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 98,877 | $4,406,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 67,317 | $4,401,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 178,473 | $4,392,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 167,748 | $4,391,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 124,625 | $4,390,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 350,911 | $4,389,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 112,824 | $4,382,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 329,724 | $4,380,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 29,712 | $4,368,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 954,749 | $4,363,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 59,936 | $4,360,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 444,719 | $4,353,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 216,231 | $4,340,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 365,831 | $4,335,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 35,501 | $4,317,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 187,664 | $4,300,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 128,082 | $4,300,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 106,872 | $4,294,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 46,053 | $4,287,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 191,281 | $4,282,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 215,826 | $4,275,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 487,928 | $4,265,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 73,491 | $4,262,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 202,441 | $4,240,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 270,510 | $4,240,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 48,431 | $4,235,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 80,229 | $4,235,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 261,363 | $4,235,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 129,652 | $4,229,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607AB6 | DBCV 1.500%11/1 | 3,200,000 | $4,228,000 | thousands by filing date | principal |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 154,591 | $4,221,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 225,386 | $4,213,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 132,903 | $4,210,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 112,340 | $4,209,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 116,508 | $4,200,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 99,614 | $4,198,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 66,053 | $4,194,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 63,935 | $4,193,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 57,458 | $4,187,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 766,098 | $4,175,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 225,103 | $4,171,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 142,971 | $4,171,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 180,590 | $4,150,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 109,075 | $4,096,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 31,388 | $4,085,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 1,270,622 | $4,079,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 95,029 | $4,071,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 172,958 | $4,064,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 22,749 | $4,046,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 134,491 | $4,041,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 183,944 | $4,032,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 219,653 | $4,029,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 12,288 | $4,026,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 299,456 | $4,013,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 710,917 | $4,010,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 402,067 | $4,004,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 85,125 | $4,001,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 136,679 | $3,993,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 29,434 | $3,991,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 71,056 | $3,974,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 338,523 | $3,954,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 592,807 | $3,943,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 390,344 | $3,942,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 144,010 | $3,939,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 156,164 | $3,928,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 57,228 | $3,925,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 122,343 | $3,920,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 200,232 | $3,920,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 41,281 | $3,918,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 373,811 | $3,907,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 138,154 | $3,904,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 51,087 | $3,900,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 76,330 | $3,886,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 258,497 | $3,879,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 47,136 | $3,862,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 249,259 | $3,859,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 94,125 | $3,847,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 64,660 | $3,845,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 522,108 | $3,840,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,688,521 | $3,833,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 80,240 | $3,832,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 209,066 | $3,826,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 245,346 | $3,820,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 25,200 | $3,814,000 | thousands by filing date | put |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 42,768 | $3,810,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 567,040 | $3,805,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 86,475 | $3,792,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 148,604 | $3,791,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 149,698 | $3,791,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 102,498 | $3,790,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 100,622 | $3,768,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 393,771 | $3,765,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 193,190 | $3,763,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 140,588 | $3,758,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 4,000,000 | $3,755,000 | thousands by filing date | principal |
| BUCKLE INC COM | 118440106 | Stock | 181,988 | $3,749,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 298,621 | $3,744,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 355,040 | $3,742,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 546,339 | $3,738,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 288,143 | $3,738,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 249,684 | $3,728,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 252,092 | $3,727,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 58,576 | $3,725,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 68,035 | $3,724,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 80,078 | $3,722,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 104,524 | $3,722,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 107,034 | $3,716,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 79,444 | $3,710,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 1,975,261 | $3,693,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 72,080 | $3,684,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 88,529 | $3,681,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 98,219 | $3,676,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 209,999 | $3,666,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 141,961 | $3,635,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 100,119 | $3,630,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 22,716 | $3,626,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 153,374 | $3,626,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 318,035 | $3,619,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 89,775 | $3,609,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 396,271 | $3,600,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 165,862 | $3,594,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 61,379 | $3,584,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 552,540 | $3,580,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 110,910 | $3,567,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 393,529 | $3,567,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 489,338 | $3,552,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 247,657 | $3,551,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 1,756,955 | $3,549,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 72,857 | $3,532,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 59,327 | $3,522,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 173,662 | $3,512,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 235,594 | $3,506,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 62,702 | $3,504,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 532,332 | $3,503,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 115,762 | $3,497,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 2,934,096 | $3,492,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 29,654 | $3,489,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 42,418 | $3,463,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 54,328 | $3,462,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 304,658 | $3,454,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 1,826,751 | $3,452,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 191,321 | $3,448,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 92,002 | $3,438,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 301,782 | $3,434,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 114,940 | $3,432,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 50,381 | $3,429,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 197,519 | $3,428,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 310,187 | $3,412,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 259,605 | $3,406,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 199,387 | $3,388,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 43,385 | $3,387,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 80,494 | $3,379,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 136,459 | $3,378,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 201,445 | $3,376,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 1,575,651 | $3,372,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 129,795 | $3,369,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 29,324 | $3,369,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 237,797 | $3,363,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 148,470 | $3,357,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 47,146 | $3,355,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 149,578 | $3,355,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 170,991 | $3,354,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 290,723 | $3,349,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 59,644 | $3,347,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 71,941 | $3,344,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 323,731 | $3,344,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 319,611 | $3,340,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 29,047 | $3,339,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 48,365 | $3,334,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 116,907 | $3,301,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 72,141 | $3,300,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 186,314 | $3,289,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 256,398 | $3,285,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 80,195 | $3,275,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 144,769 | $3,273,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 239,650 | $3,266,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 69,071 | $3,240,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 614,950 | $3,213,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 69,022 | $3,210,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 40,508 | $3,206,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 78,648 | $3,204,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 97,607 | $3,201,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 106,835 | $3,200,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 115,241 | $3,200,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 281,676 | $3,199,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 71,000 | $3,192,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 764,570 | $3,180,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 98,105 | $3,178,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 258,508 | $3,172,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 82,671 | $3,161,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 190,652 | $3,155,000 | thousands by filing date | |
| GNC Holdings | 36191GAB3 | CONV BOND | 3,400,000 | $3,146,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 26,846 | $3,141,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 36,828 | $3,137,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 33,581 | $3,135,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 2,894 | $3,125,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 80,994 | $3,112,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 229,414 | $3,109,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 480,802 | $3,078,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 150,632 | $3,075,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 25,029 | $3,074,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 14,517 | $3,070,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 158,732 | $3,070,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 29,266 | $3,063,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 178,424 | $3,050,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 208,095 | $3,045,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 83,566 | $3,044,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 289,310 | $3,041,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 1,261,791 | $3,041,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 220,443 | $3,033,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 96,893 | $3,032,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 142,065 | $3,031,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 240,418 | $3,027,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 306,065 | $3,023,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 166,719 | $3,010,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 98,009 | $3,002,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 116,805 | $3,001,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 339,818 | $2,994,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 23,658 | $2,991,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 48,954 | $2,987,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 127,710 | $2,986,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 198,498 | $2,985,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 189,565 | $2,985,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 140,385 | $2,983,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 44,585 | $2,981,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 152,313 | $2,973,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 285,651 | $2,973,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 397,174 | $2,968,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 512,620 | $2,959,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 50,618 | $2,940,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 130,465 | $2,939,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 475,186 | $2,937,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 188,035 | $2,930,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 336,994 | $2,929,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-011446 | this filing | 2019-11-14 | acceptance time not in the bulk data set |