13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 9,080 holding rows worth $212,040,694,000.
- Accession
- 0000950123-19-011343
- Filer
- CIK 1423053
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 12,097 entries on the cover page, a total value of $212,040,694,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $212,040,694,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitadel Securities GP LLC 028-18870
- included managerCitadel Advisors II LLC 028-15515
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 40,763 | $15,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 39,141 | $15,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 33,191 | $15,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 20,301 | $15,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 40,195 | $14,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 13,700 | $14,000 | thousands by filing date | put |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 29,416 | $14,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 17,900 | $14,000 | thousands by filing date | put |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 18,800 | $14,000 | thousands by filing date | put |
| TELIGENT INC NEW | 87960W104 | COM | 14,256 | $14,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 17,000 | $14,000 | thousands by filing date | put |
| AERPIO PHARMACEUTICALS INC | 00810B105 | COM | 21,337 | $14,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P302 | COM | 12,290 | $14,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 29,500 | $13,000 | thousands by filing date | call |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 10,300 | $13,000 | thousands by filing date | call |
| VERB TECHNOLOGY CO INC | 92337U104 | COM | 12,101 | $13,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 39,800 | $13,000 | thousands by filing date | call |
| NANTHEALTH INC | 630104107 | CMN | 18,194 | $13,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 17,700 | $13,000 | thousands by filing date | call |
| Reebonz Holding Limited | G7457R122 | SHS | 12,637 | $13,000 | thousands by filing date | |
| B RILEY PRINCIPAL MERGER COR | 05586Y114 | *W EXP 04/08/202 | 28,471 | $13,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 20,639 | $12,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 26,987 | $12,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 22,354 | $12,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 12,872 | $12,000 | thousands by filing date | |
| CELLECT BIOTECHNOLOGY LTD | 15116C102 | SPON ADS | 25,147 | $12,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP SHS NEW | Y73760301 | Stock | 25,336 | $12,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 31,185 | $12,000 | thousands by filing date | |
| U S GOLD CORP | 90291C102 | COM PAR NEW | 13,420 | $12,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 18,945 | $12,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 11,000 | $11,000 | thousands by filing date | put |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 17,367 | $11,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 26,200 | $11,000 | thousands by filing date | call |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 34,899 | $11,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 10,812 | $11,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 14,000 | $11,000 | thousands by filing date | call |
| LIANLUO SMART LTD COM CL A | G5478K100 | Stock | 16,668 | $11,000 | thousands by filing date | |
| PREDICTIVE ONCOLOGY INC | 74039M101 | COM | 22,540 | $11,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 14,500 | $10,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 22,000 | $10,000 | thousands by filing date | put |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 16,916 | $10,000 | thousands by filing date | |
| Fte Networks Inc | 30283R402 | COM | 23,022 | $10,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 13,937 | $10,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 10,000 | $10,000 | thousands by filing date | call |
| AKERS BIOSCIENCES INC | 00973E300 | COM NEW | 23,080 | $10,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 13,400 | $10,000 | thousands by filing date | put |
| REGALWOOD GLOBAL ENERGY LTD | G74760128 | *W EXP 12/05/202 | 17,263 | $10,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 27,938 | $9,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750201 | COM NEW | 81,620 | $9,000 | thousands by filing date | |
| MOTIF BIO PLC | 619784101 | SPONSORED ADR | 24,785 | $9,000 | thousands by filing date | |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 17,487 | $9,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 36,851 | $9,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 23,300 | $8,000 | thousands by filing date | put |
| POLYMET MINING CORP | 731916102 | COM | 25,791 | $8,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 12,553 | $8,000 | thousands by filing date | |
| SG BLOCKS INC | 78418A307 | COM PAR | 18,198 | $8,000 | thousands by filing date | |
| RANPAK HLDGS CORP | 75321W111 | *W EXP 06/03/202 | 10,506 | $8,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 17,500 | $7,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 14,500 | $7,000 | thousands by filing date | put |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 11,837 | $7,000 | thousands by filing date | |
| GRAF INDL CORP | 384278115 | Stock | 19,169 | $7,000 | thousands by filing date | |
| SAFE T GROUP LTD | 78643B302 | SPONSORED ADS | 11,819 | $7,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 15,856 | $6,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 21,400 | $6,000 | thousands by filing date | put |
| DROPBOX INC - CLASS A | G4027R104 | COM | 11,804 | $6,000 | thousands by filing date | |
| TAOPING INC COM | G8675V101 | Stock | 11,277 | $6,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC COM NEW | 92836Y201 | Stock | 11,479 | $6,000 | thousands by filing date | |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 16,269 | $6,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 12,611 | $5,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X309 | COM | 15,219 | $5,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 23,553 | $5,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 14,306 | $5,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 13,345 | $5,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 17,000 | $4,000 | thousands by filing date | put |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 14,578 | $4,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 17,700 | $4,000 | thousands by filing date | call |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 22,522 | $4,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 14,600 | $4,000 | thousands by filing date | call |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 15,812 | $3,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 10,223 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-011343 | this filing | 2019-11-14 | acceptance time not in the bulk data set |