13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2019-09-30, filed 2019-11-14, with 9,080 holding rows worth $212,040,694,000.
- Accession
- 0000950123-19-011343
- Filer
- CIK 1423053
- Filed
- 2019-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, 12,097 entries on the cover page, a total value of $212,040,694,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $212,040,694,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitadel Securities GP LLC 028-18870
- included managerCitadel Advisors II LLC 028-15515
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 20,000 | $96,000 | thousands by filing date | put |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 30,931 | $95,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 10,500 | $95,000 | thousands by filing date | put |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 31,500 | $95,000 | thousands by filing date | call |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 42,000 | $95,000 | thousands by filing date | put |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 11,200 | $95,000 | thousands by filing date | call |
| VERASTEM INC | 92337C104 | COM | 78,100 | $95,000 | thousands by filing date | call |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 18,000 | $95,000 | thousands by filing date | call |
| QUOTIENT LTD | G73268107 | SHS | 12,200 | $95,000 | thousands by filing date | call |
| LIVENT CORP | 53814L108 | COM | 14,000 | $94,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 22,800 | $94,000 | thousands by filing date | call |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 10,348 | $94,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 23,100 | $94,000 | thousands by filing date | put |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 129,700 | $94,000 | thousands by filing date | call |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 24,800 | $94,000 | thousands by filing date | call |
| LSB INDS INC | 502160104 | COM | 18,143 | $93,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 19,200 | $93,000 | thousands by filing date | put |
| ARDELYX INC | 039697107 | COM | 19,840 | $93,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 19,800 | $93,000 | thousands by filing date | put |
| RESEARCH FRONTIERS INC | 760911107 | COM | 29,100 | $93,000 | thousands by filing date | call |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 41,100 | $93,000 | thousands by filing date | call |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 23,856 | $93,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 19,530 | $93,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 12,100 | $92,000 | thousands by filing date | call |
| ADECOAGRO S A | L00849106 | COM | 15,674 | $92,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 13,000 | $92,000 | thousands by filing date | put |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 12,500 | $92,000 | thousands by filing date | put |
| Pareteum Corporation | 69946T207 | COM | 71,200 | $92,000 | thousands by filing date | put |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 17,215 | $91,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 24,100 | $91,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 68,000 | $90,000 | thousands by filing date | put |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 12,000 | $90,000 | thousands by filing date | call |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 37,300 | $90,000 | thousands by filing date | call |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 11,000 | $90,000 | thousands by filing date | call |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 16,500 | $90,000 | thousands by filing date | put |
| CASA SYS INC | 14713L102 | COM | 11,306 | $89,000 | thousands by filing date | |
| SUNDIAL GROWERS INC | 86730L109 | COM | 18,500 | $89,000 | thousands by filing date | call |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 14,840 | $89,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 13,600 | $89,000 | thousands by filing date | put |
| HEXINDAI INC | 428295109 | ADR | 58,490 | $89,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 20,400 | $88,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 43,502 | $87,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 15,187 | $87,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 17,198 | $87,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 119,560 | $87,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 12,000 | $87,000 | thousands by filing date | call |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 17,054 | $86,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 146,581 | $86,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 13,500 | $86,000 | thousands by filing date | call |
| NN INC | 629337106 | COM | 12,100 | $86,000 | thousands by filing date | put |
| DERMIRA INC | 24983L104 | COM | 13,500 | $86,000 | thousands by filing date | put |
| PC TEL INC | 69325Q105 | COM | 10,259 | $86,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 74,100 | $86,000 | thousands by filing date | put |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 23,219 | $85,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 10,100 | $85,000 | thousands by filing date | put |
| SORL Auto Parts Inc | 78461U101 | COM | 26,800 | $85,000 | thousands by filing date | put |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 17,426 | $85,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 13,600 | $84,000 | thousands by filing date | put |
| GOLD STD VENTURES CORP | 380738104 | COM | 107,481 | $83,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 63,600 | $82,000 | thousands by filing date | put |
| CURIS INC | 231269200 | COM | 36,500 | $82,000 | thousands by filing date | call |
| SEACHANGE INTL INC | 811699107 | COM | 28,500 | $82,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 36,387 | $81,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 11,700 | $81,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 19,700 | $81,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 39,630 | $81,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 11,402 | $81,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 75,113 | $81,000 | thousands by filing date | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 11,711 | $81,000 | thousands by filing date | |
| MUSTANG BIO INC | 62818Q104 | COM | 25,064 | $81,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 74,734 | $80,000 | thousands by filing date | |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 20,900 | $80,000 | thousands by filing date | call |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 69,000 | $80,000 | thousands by filing date | call |
| USCF FDS TR | 91733T406 | US 3X SHRT OIL | 18,747 | $80,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 17,800 | $79,000 | thousands by filing date | put |
| A10 NETWORKS INC | 002121101 | COM | 11,383 | $79,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 27,300 | $79,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 26,200 | $79,000 | thousands by filing date | put |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 15,985 | $78,000 | thousands by filing date | |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 21,100 | $78,000 | thousands by filing date | call |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 15,700 | $77,000 | thousands by filing date | put |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 20,000 | $77,000 | thousands by filing date | put |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 16,539 | $77,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 33,700 | $77,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 186,086 | $77,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 19,400 | $77,000 | thousands by filing date | call |
| AQUA METALS INC | 03837J101 | COM | 45,069 | $77,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 11,500 | $77,000 | thousands by filing date | call |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 25,045 | $77,000 | thousands by filing date | |
| NOVAVAX INC | 670002401 | COM NEW | 15,200 | $76,000 | thousands by filing date | put |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 13,931 | $76,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 11,500 | $76,000 | thousands by filing date | call |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 18,600 | $76,000 | thousands by filing date | put |
| TTOO | 89853L104 | Stock | 30,300 | $76,000 | thousands by filing date | call |
| AFFIMED N V | N01045108 | COM | 26,000 | $76,000 | thousands by filing date | put |
| ROCKWELL MED INC | 774374102 | COM | 27,637 | $76,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 25,754 | $76,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 11,700 | $75,000 | thousands by filing date | put |
| BARNES & NOBLE ED INC | 06777U101 | COM | 24,025 | $75,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 20,400 | $75,000 | thousands by filing date | put |
| CALYXT INC | 13173L107 | COM | 13,249 | $75,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 24,200 | $74,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 25,973 | $74,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 101,226 | $73,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 117,300 | $73,000 | thousands by filing date | call |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 16,300 | $73,000 | thousands by filing date | call |
| TANTECH HLDGS LTD | G8675X107 | COM | 46,993 | $73,000 | thousands by filing date | |
| GREENPRO CAP CORP COM NEW | 39540F101 | Stock | 77,163 | $73,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 17,897 | $72,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 28,900 | $71,000 | thousands by filing date | put |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 23,100 | $70,000 | thousands by filing date | put |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 19,046 | $70,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 16,500 | $70,000 | thousands by filing date | call |
| KALA BIO INC COM | 483119103 | Stock | 18,500 | $70,000 | thousands by filing date | put |
| OCWEN FINL CORP | 675746309 | COM NEW | 37,195 | $70,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 22,900 | $70,000 | thousands by filing date | call |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 59,066 | $69,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 20,300 | $69,000 | thousands by filing date | call |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 20,022 | $69,000 | thousands by filing date | |
| ATIF HOLDINGS LIMITED | G0602B100 | SHS | 22,997 | $69,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 14,500 | $68,000 | thousands by filing date | call |
| SPROTT FOCUS TR INC | 85208J109 | COM | 10,060 | $68,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 13,400 | $68,000 | thousands by filing date | call |
| ORCHID IS CAP INC | 68571X103 | COM | 11,838 | $68,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 16,300 | $67,000 | thousands by filing date | put |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 13,961 | $67,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 29,300 | $67,000 | thousands by filing date | call |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 71,281 | $67,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 19,600 | $67,000 | thousands by filing date | put |
| EDGIO INC | 53261M104 | COM | 22,335 | $67,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 55,700 | $67,000 | thousands by filing date | put |
| CVR Partners, LP | 126633106 | LTD | 17,300 | $67,000 | thousands by filing date | put |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 15,631 | $67,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 10,668 | $66,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 13,000 | $66,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 30,100 | $66,000 | thousands by filing date | put |
| CALIX INC | 13100M509 | COM | 10,100 | $65,000 | thousands by filing date | put |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 11,900 | $65,000 | thousands by filing date | call |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 23,565 | $65,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 77,667 | $65,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 134,602 | $64,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 21,113 | $64,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 17,300 | $64,000 | thousands by filing date | put |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 11,800 | $64,000 | thousands by filing date | call |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 50,200 | $64,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 11,360 | $63,000 | thousands by filing date | |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 85,863 | $63,000 | thousands by filing date | |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 16,500 | $63,000 | thousands by filing date | put |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 13,629 | $62,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 77,469 | $62,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 12,831 | $62,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 18,800 | $61,000 | thousands by filing date | put |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 17,133 | $61,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 18,500 | $60,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 21,000 | $60,000 | thousands by filing date | put |
| TRANSENTERIX INC | 89366M201 | COM NEW | 96,200 | $60,000 | thousands by filing date | put |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 23,000 | $59,000 | thousands by filing date | call |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 14,200 | $59,000 | thousands by filing date | put |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 11,500 | $59,000 | thousands by filing date | put |
| FAT BRANDS INC | 30258N105 | CLASS A COM | 11,609 | $59,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 82,600 | $59,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 16,101 | $58,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 22,504 | $58,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 123,932 | $58,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 20,061 | $58,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 36,500 | $58,000 | thousands by filing date | call |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 13,300 | $57,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 49,300 | $57,000 | thousands by filing date | call |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 14,400 | $57,000 | thousands by filing date | put |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 14,855 | $57,000 | thousands by filing date | |
| ZOVIO INC | 98979V102 | COMMON STOCK | 28,302 | $56,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 13,100 | $56,000 | thousands by filing date | call |
| BLUE HAT INTERACTIVE ENTMT T | G1329V106 | SHS | 16,932 | $56,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 18,254 | $55,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 11,800 | $55,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 20,200 | $55,000 | thousands by filing date | call |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 11,300 | $55,000 | thousands by filing date | put |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 39,259 | $55,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 17,800 | $54,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 20,000 | $54,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 18,700 | $54,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 20,278 | $53,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 21,900 | $53,000 | thousands by filing date | put |
| DURECT CORP | 266605104 | COM | 28,600 | $53,000 | thousands by filing date | put |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 43,818 | $53,000 | thousands by filing date | |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 11,400 | $53,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 11,900 | $52,000 | thousands by filing date | call |
| BEYOND AIR INC | 08862L103 | COM | 10,827 | $52,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 32,400 | $52,000 | thousands by filing date | put |
| EVER GLORY INTL GRP INC | 299766204 | COM | 15,744 | $52,000 | thousands by filing date | |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 33,800 | $52,000 | thousands by filing date | put |
| DAVIDSTEA INC | 238661102 | COM | 25,015 | $52,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 27,810 | $52,000 | thousands by filing date | |
| IMEDIA BRANDS INC COM CL A | 452465107 | Stock | 92,557 | $52,000 | thousands by filing date | |
| MRI INTERVENTIONS INC | 55347P209 | COM NEW | 10,268 | $52,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 19,300 | $51,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 27,200 | $51,000 | thousands by filing date | call |
| TOCAGEN INC | 888846102 | COM | 77,224 | $51,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 16,000 | $50,000 | thousands by filing date | call |
| ADMA BIOLOGICS INC | 000899104 | COM | 11,300 | $50,000 | thousands by filing date | call |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 12,000 | $50,000 | thousands by filing date | call |
| UNIT CORP | 909218109 | COM | 14,800 | $50,000 | thousands by filing date | put |
| NEWLINK GENETICS CORP | 651511107 | COM | 31,555 | $50,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 12,224 | $50,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 15,400 | $50,000 | thousands by filing date | put |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 12,000 | $50,000 | thousands by filing date | call |
| VIVUS INC | 928551308 | COM NEW | 13,100 | $50,000 | thousands by filing date | call |
| MARATHON PATENT GROUP INC | 56585W401 | COM | 28,826 | $50,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 32,585 | $50,000 | thousands by filing date | |
| NUVERRA ENVIRONMENTAL SOLUTI | 67091K302 | CMN | 11,881 | $50,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 140,169 | $49,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 86,132 | $49,000 | thousands by filing date | |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 12,803 | $49,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 25,722 | $49,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 24,700 | $49,000 | thousands by filing date | call |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 15,988 | $48,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 15,100 | $48,000 | thousands by filing date | put |
| SUNOPTA INC | 8676EP108 | COM | 26,500 | $48,000 | thousands by filing date | call |
| SUPERIOR INDS INTL INC | 868168105 | COM | 16,700 | $48,000 | thousands by filing date | call |
| CAN FITE BIOPHARMA LTD | 13471N201 | SPONSORED ADS | 23,163 | $48,000 | thousands by filing date | |
| Uxin Ltd | 91818X108 | ADS | 19,795 | $48,000 | thousands by filing date | |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 11,541 | $47,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 18,305 | $47,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 48,899 | $47,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 141,192 | $46,000 | thousands by filing date | |
| NORTECH SYS INC | 656553104 | COM | 15,375 | $46,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 18,000 | $46,000 | thousands by filing date | call |
| CVR Partners, LP | 126633106 | LTD | 11,900 | $46,000 | thousands by filing date | call |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 29,700 | $46,000 | thousands by filing date | call |
| AURYN RES INC | 05208W108 | COM | 37,686 | $46,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 17,500 | $45,000 | thousands by filing date | call |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 12,700 | $45,000 | thousands by filing date | call |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 24,064 | $45,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 11,890 | $45,000 | thousands by filing date | |
| SMTC CORP | 832682207 | COM NEW | 20,763 | $45,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 15,700 | $45,000 | thousands by filing date | call |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 14,753 | $45,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 158,555 | $44,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 17,700 | $44,000 | thousands by filing date | call |
| CURIS INC | 231269200 | COM | 19,600 | $44,000 | thousands by filing date | put |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 52,469 | $44,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 81,332 | $44,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 88,300 | $44,000 | thousands by filing date | call |
| FTS INTERNATIONAL INC | 30283W104 | COM | 19,600 | $44,000 | thousands by filing date | put |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 10,100 | $43,000 | thousands by filing date | put |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 20,800 | $43,000 | thousands by filing date | call |
| HILL INTERNATIONAL INC | 431466101 | COM | 14,423 | $43,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 70,135 | $43,000 | thousands by filing date | |
| APEX GLOBAL BRANDS INC | 03755M201 | COM NEW | 28,993 | $43,000 | thousands by filing date | |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 37,500 | $42,000 | thousands by filing date | put |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 20,923 | $42,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 14,473 | $42,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 74,217 | $42,000 | thousands by filing date | |
| DAVIDSTEA INC | 238661102 | COM | 20,500 | $42,000 | thousands by filing date | put |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 21,222 | $42,000 | thousands by filing date | |
| SC HEALTH CORP | G78516401 | *W EXP 99/99/999 | 34,857 | $42,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C309 | COM | 67,923 | $42,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 13,600 | $41,000 | thousands by filing date | put |
| IGC PHARMA INC | 45408X308 | COM NEW | 42,231 | $41,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 13,007 | $41,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 11,900 | $41,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 27,300 | $40,000 | thousands by filing date | call |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 13,344 | $40,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 20,800 | $40,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 14,800 | $40,000 | thousands by filing date | put |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13,000 | $40,000 | thousands by filing date | call |
| METALPHA TECHN HOLDING LTD | G28365107 | CMN | 25,992 | $40,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 40,340 | $40,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 14,000 | $40,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 21,200 | $40,000 | thousands by filing date | put |
| SESEN BIO INC | 817763105 | COM | 34,400 | $40,000 | thousands by filing date | call |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 82,744 | $40,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 10,600 | $40,000 | thousands by filing date | call |
| GLOBUS MARITIME LIMITED NEW | Y27265407 | COM | 19,710 | $40,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 15,666 | $40,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 19,800 | $39,000 | thousands by filing date | call |
| BLINK CHARGING CO | 09354A100 | COM | 15,043 | $39,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 10,410 | $39,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 39,391 | $39,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 18,300 | $39,000 | thousands by filing date | put |
| MTBC INC | 55378G102 | COM | 10,332 | $39,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 42,017 | $38,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 16,000 | $38,000 | thousands by filing date | call |
| TTOO | 89853L104 | Stock | 15,304 | $38,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 31,666 | $38,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 13,400 | $38,000 | thousands by filing date | call |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 15,297 | $38,000 | thousands by filing date | |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 60,562 | $38,000 | thousands by filing date | |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 22,940 | $37,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 15,300 | $37,000 | thousands by filing date | call |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 10,231 | $37,000 | thousands by filing date | |
| TOUGHBUILT INDUSTRIES INC | 89157G306 | UNIT 10/10/20233 | 20,714 | $37,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 26,300 | $36,000 | thousands by filing date | put |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 10,587 | $36,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 10,669 | $36,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 50,500 | $36,000 | thousands by filing date | call |
| MITCHAM INDS INC COM | 606501104 | COM | 10,965 | $36,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 27,178 | $36,000 | thousands by filing date | |
| PEDEVCO CORP C | 70532Y303 | OM PAR | 24,560 | $36,000 | thousands by filing date | |
| SILVERSUN TECHNOLOGIES INC | 82846H207 | COMMON | 10,261 | $36,000 | thousands by filing date | |
| NEMAURA MED INC | 640442109 | COM | 49,951 | $36,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 10,300 | $35,000 | thousands by filing date | call |
| SEMILEDS CORP | 816645204 | COM NEW | 14,228 | $35,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 10,300 | $35,000 | thousands by filing date | call |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 17,636 | $35,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 40,151 | $35,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 14,177 | $35,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 153,611 | $35,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 11,700 | $34,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 10,500 | $34,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 14,500 | $34,000 | thousands by filing date | put |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 18,135 | $34,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 16,757 | $34,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 181,552 | $34,000 | thousands by filing date | |
| AVINGER INC | 053734604 | COM | 40,608 | $34,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 18,600 | $34,000 | thousands by filing date | call |
| CODE CHAIN NEW CONTINENT LTD COM | 87266C109 | Stock | 39,102 | $34,000 | thousands by filing date | |
| FUWEI FILMS HLDGS CO LTD | G3704F110 | SHS NEW | 12,674 | $34,000 | thousands by filing date | |
| Tuanche Limited | 89856T104 | American Depositary Shares | 15,513 | $34,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 17,024 | $33,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 19,659 | $33,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 22,546 | $33,000 | thousands by filing date | |
| SIFCO INDS INC | 826546103 | COM | 12,054 | $33,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 32,937 | $33,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 27,800 | $33,000 | thousands by filing date | put |
| AMERI HLDGS INC | 02362F104 | COM | 191,485 | $33,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 11,600 | $33,000 | thousands by filing date | put |
| ICONIX BRAND GROUP INC COM NEW | 451055305 | Stock | 18,299 | $33,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 54,700 | $32,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 10,100 | $32,000 | thousands by filing date | call |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 20,639 | $32,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 41,981 | $32,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 64,663 | $32,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 10,345 | $32,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 18,764 | $32,000 | thousands by filing date | |
| PUHUI WEALTH INVT MGMT CO LT | G7306H101 | SHS | 12,569 | $32,000 | thousands by filing date | |
| CAMBER ENERGY INC COM | 13200M409 | Stock | 195,832 | $32,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 11,800 | $31,000 | thousands by filing date | call |
| VAXART INC NEW | 92243A200 | COM | 86,221 | $31,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 44,971 | $31,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 18,300 | $31,000 | thousands by filing date | call |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 23,700 | $31,000 | thousands by filing date | put |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 10,500 | $31,000 | thousands by filing date | put |
| EVOGENE LTD | M4119S104 | SHS | 19,375 | $31,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 37,483 | $31,000 | thousands by filing date | |
| URBAN TEA INC | G9396G100 | ORD SHS | 96,208 | $31,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 18,597 | $30,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 22,070 | $30,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 50,745 | $30,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 14,284 | $30,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 41,300 | $30,000 | thousands by filing date | call |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 23,100 | $29,000 | thousands by filing date | call |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 12,954 | $29,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 10,904 | $29,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 11,378 | $29,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 13,448 | $29,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 18,962 | $29,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 32,095 | $29,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 24,149 | $29,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 28,435 | $29,000 | thousands by filing date | |
| Fluent Co | 34380C102 | COM | 10,100 | $28,000 | thousands by filing date | put |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 29,652 | $28,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 27,434 | $28,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 108,566 | $28,000 | thousands by filing date | |
| DOLPHIN ENTMT INC COM NEW | 25686H100 | Stock | 32,993 | $28,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 21,792 | $28,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 11,808 | $28,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 45,600 | $27,000 | thousands by filing date | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 12,600 | $27,000 | thousands by filing date | call |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 10,416 | $27,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 35,800 | $27,000 | thousands by filing date | call |
| CORREVIO PHARMA CORP | 22026V105 | COM | 13,400 | $27,000 | thousands by filing date | call |
| HC2 HLDGS INC | 404139107 | COM | 11,700 | $27,000 | thousands by filing date | put |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 31,120 | $26,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 10,361 | $26,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 14,944 | $26,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 11,000 | $26,000 | thousands by filing date | call |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 18,800 | $26,000 | thousands by filing date | call |
| XTL BIOPHARMACEUTICALS LTD | 98386D307 | SPONSORED ADR NE | 18,254 | $26,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 17,000 | $26,000 | thousands by filing date | put |
| PAVMED INC | 70387R106 | COM | 26,807 | $26,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 19,300 | $26,000 | thousands by filing date | put |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 12,413 | $26,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 16,900 | $26,000 | thousands by filing date | put |
| WAITR HLDGS INC | 930752100 | COM | 19,900 | $26,000 | thousands by filing date | call |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 14,447 | $26,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC COM NE | 67424l209 | COM | 13,311 | $26,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 11,900 | $25,000 | thousands by filing date | put |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 12,300 | $25,000 | thousands by filing date | call |
| TECOGEN INC NEW | 87876P201 | COM NEW | 10,445 | $25,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 15,411 | $25,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 21,710 | $25,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 14,800 | $24,000 | thousands by filing date | put |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 12,300 | $24,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 12,600 | $24,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 12,963 | $24,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 42,800 | $24,000 | thousands by filing date | call |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 99,516 | $24,000 | thousands by filing date | |
| DGSE COMPANIES INC | 23323G106 | COM | 20,036 | $24,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 10,061 | $24,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 29,400 | $24,000 | thousands by filing date | call |
| NUVECTRA CORP | 67075N108 | COM | 17,782 | $24,000 | thousands by filing date | |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 35,162 | $24,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 160,264 | $24,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 32,400 | $23,000 | thousands by filing date | call |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 15,100 | $23,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 10,600 | $23,000 | thousands by filing date | call |
| IDEANOMICS INC | 45166V106 | COM | 15,045 | $23,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 42,015 | $23,000 | thousands by filing date | |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 13,537 | $23,000 | thousands by filing date | |
| RA MED SYS INC | 74933X104 | COM | 16,549 | $23,000 | thousands by filing date | |
| TOUGHBUILT INDS INC | 89157G207 | Cmn | 73,044 | $23,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 12,824 | $22,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 10,200 | $22,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 54,100 | $22,000 | thousands by filing date | put |
| FANG HLDGS LTD | 30711Y201 | ADR NEW | 10,046 | $22,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 82,400 | $22,000 | thousands by filing date | call |
| ENGLOBAL CORP | 293306106 | COM | 21,880 | $22,000 | thousands by filing date | |
| AMBOW ED HLDG LTD SPONSORED ADS | 02322P200 | ADR | 13,627 | $22,000 | thousands by filing date | |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 14,855 | $22,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 15,921 | $22,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 10,200 | $22,000 | thousands by filing date | put |
| CO-DIAGNOSTICS INC | 189763105 | COM | 20,399 | $21,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 17,108 | $21,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 15,405 | $21,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 19,600 | $21,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 43,232 | $21,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 58,822 | $21,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 25,841 | $21,000 | thousands by filing date | |
| SEADRILL LTD | G7998G106 | COM | 10,000 | $21,000 | thousands by filing date | put |
| SEADRILL LTD | G7998G106 | COM | 10,100 | $21,000 | thousands by filing date | call |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 39,176 | $21,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 33,773 | $21,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784122 | *W EXP 08/27/202 | 34,487 | $21,000 | thousands by filing date | |
| MY SIZE INC | 62844N109 | COM | 43,454 | $21,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 13,300 | $20,000 | thousands by filing date | put |
| SENSEONICS HLDGS INC | 81727U105 | COM | 19,800 | $20,000 | thousands by filing date | call |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 63,754 | $20,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 14,900 | $20,000 | thousands by filing date | put |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 16,700 | $20,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 11,000 | $20,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS INC | 63937x202 | COM | 28,915 | $20,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 14,641 | $20,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 15,000 | $20,000 | thousands by filing date | call |
| CIVEO CORP CDA | 17878Y108 | COM | 15,800 | $20,000 | thousands by filing date | call |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 55,833 | $20,000 | thousands by filing date | |
| VALERITAS HOLDINGS INC | 91914N301 | COM | 14,215 | $20,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 31,100 | $20,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 44,608 | $19,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 21,714 | $19,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 11,003 | $19,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 55,300 | $19,000 | thousands by filing date | put |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 17,434 | $19,000 | thousands by filing date | |
| BOXLIGHT CORP | 103197109 | COM CL A | 10,121 | $19,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 23,331 | $19,000 | thousands by filing date | |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 43,992 | $19,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 33,029 | $18,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 31,010 | $18,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 14,081 | $18,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 11,004 | $18,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 34,950 | $18,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 56,461 | $18,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 11,600 | $18,000 | thousands by filing date | call |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 10,444 | $18,000 | thousands by filing date | |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 13,156 | $18,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 14,950 | $18,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 35,482 | $18,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078306 | COM | 33,389 | $18,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 30,027 | $18,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 19,283 | $18,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 26,602 | $17,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 16,018 | $17,000 | thousands by filing date | |
| SIERRA METALS INC | 82639W106 | COM | 14,609 | $17,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 15,115 | $17,000 | thousands by filing date | |
| PINTEC TECHNOLOGY HLDGS LTD SPONSORED ADS | 72352G107 | ADR | 15,013 | $17,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 16,400 | $17,000 | thousands by filing date | call |
| TANZANIAN GOLD CORP | 87601A107 | COM | 20,971 | $17,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 24,720 | $17,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 13,100 | $17,000 | thousands by filing date | put |
| CELSION CORP | 15117N503 | COM PAR NEW | 10,900 | $17,000 | thousands by filing date | call |
| TOCAGEN INC | 888846102 | COM | 26,300 | $17,000 | thousands by filing date | put |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 83,839 | $17,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 48,700 | $16,000 | thousands by filing date | call |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 16,489 | $16,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 62,766 | $16,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 62,000 | $16,000 | thousands by filing date | call |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 21,900 | $16,000 | thousands by filing date | put |
| ATHERSYS INC | 04744L106 | COM | 12,100 | $16,000 | thousands by filing date | call |
| AETERNA ZENTARIS INC | 007975402 | COM | 15,093 | $16,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 14,800 | $16,000 | thousands by filing date | call |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 10,938 | $16,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 52,922 | $16,000 | thousands by filing date | |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 13,260 | $16,000 | thousands by filing date | |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 11,170 | $16,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 23,560 | $16,000 | thousands by filing date | |
| CHINA CERAMICS CO LTD | G2113X134 | SHS | 20,936 | $16,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 18,513 | $15,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 12,403 | $15,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 12,349 | $15,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 12,752 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-011343 | this filing | 2019-11-14 | acceptance time not in the bulk data set |