13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 9,082 holding rows worth $218,073,580,000.
- Accession
- 0000950123-19-008431
- Filer
- CIK 1423053
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 12,162 entries on the cover page, a total value of $218,073,580,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $218,073,580,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitadel Securities GP LLC 028-18870
- included managerCitadel Advisors II LLC 028-15515
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 10,600 | $111,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 22,800 | $111,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GANNETT SPINCO INC | 36473H104 | COM | 13,600 | $111,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| THERAPEUTICSMD INC | 88338N107 | COM | 42,700 | $111,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 13,287 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 28,700 | $110,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 13,700 | $110,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 27,900 | $109,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BLINK CHARGING CO | 09354A100 | COM | 40,300 | $108,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 35,800 | $108,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 37,400 | $108,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VERASTEM INC | 92337C104 | COM | 71,800 | $108,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 24,300 | $107,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 15,400 | $106,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CVR Partners, LP | 126633106 | LTD | 25,837 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITEK SYS INC | 606710200 | COM NEW | 10,600 | $105,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 15,600 | $105,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 17,200 | $105,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEOPHOTONICS CORP | 64051T100 | COM | 25,100 | $105,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 30,454 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Uxin Ltd | 91818X108 | ADS | 47,300 | $104,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RYERSON HLDG CORP | 783754104 | COM | 12,300 | $102,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DRIVE SHACK INC | 262077100 | COM | 21,816 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 87,658 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 52,500 | $102,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 28,700 | $102,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 73,400 | $101,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENERGY FUELS INC | 292671708 | COM NEW | 32,400 | $101,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 20,600 | $101,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 12,700 | $101,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 166,841 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 34,056 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 16,156 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERUS CORP | 157085101 | COM | 17,700 | $99,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 13,000 | $99,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 20,226 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 11,300 | $99,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 25,100 | $99,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMSTOCK RES INC COM | 205768302 | Stock | 17,600 | $98,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 10,500 | $98,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 25,700 | $98,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| 180 DEGREE CAP CORP | 68235B109 | COM | 49,800 | $97,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 21,800 | $96,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ICAD INC | 44934S206 | COM NEW | 15,058 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 37,900 | $96,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GNC HLDGS INC | 36191G107 | COM CL A | 63,600 | $95,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTREPID POTASH INC | 46121Y102 | COM | 28,400 | $95,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 61,745 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADT INC DEL COM | 00090Q103 | Stock | 15,400 | $94,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RPC INC | 749660106 | COMMON STOCK | 13,000 | $94,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 10,411 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DONNELLEY R R & SONS CO | 257867200 | COM | 47,900 | $94,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 28,300 | $93,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 10,046 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 12,900 | $93,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 16,800 | $93,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 32,303 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 16,077 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERASTEM INC | 92337C104 | COM | 61,300 | $93,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 30,600 | $93,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 23,943 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 11,800 | $92,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74348A186 | ULTRPRO SHRT NEW | 14,586 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 27,500 | $91,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Xunlei Ltd-Adr | 98419E108 | COM | 34,600 | $91,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 48,463 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 23,100 | $91,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DRYSHIPS INC | Y2109Q705 | COM PAR NEW | 23,767 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 19,000 | $90,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEADRILL LTD | G7998G106 | COM | 21,600 | $90,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAROLINA TR BANCSHARES INC | 14422P105 | COM | 11,418 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 20,220 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RUBICON PROJ INC | 78112V102 | COM | 14,000 | $89,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSENTERIX INC | 89366M201 | COM NEW | 65,700 | $89,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHANNELADVISOR CORP | 159179100 | COM | 10,100 | $88,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 95,200 | $88,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ADMA BIOLOGICS INC | 000899104 | COM | 22,187 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 44,500 | $86,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 29,168 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW SR INVT GROUP INC | 648691103 | COM | 12,800 | $86,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 11,743 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AQUA METALS INC | 03837J101 | COM | 51,099 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 10,700 | $85,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 16,700 | $84,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CASA SYS INC | 14713L102 | COM | 13,000 | $84,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 18,700 | $84,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Tuanche Limited | 89856T104 | American Depositary Shares | 27,439 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALIX INC | 13100M509 | COM | 12,600 | $83,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 14,200 | $83,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Gulfport Energy | 402635304 | COM | 16,700 | $82,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 13,459 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AFFIMED N V | N01045108 | COM | 28,600 | $82,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 28,623 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 11,752 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TECOGEN INC NEW | 87876P201 | COM NEW | 21,730 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 10,272 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVID BIOSERVICES INC | 05368M106 | COM | 14,500 | $81,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBALSTAR INC | 378973408 | COM | 170,672 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 27,020 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FREIGHTCAR AMER INC | 357023100 | COM | 13,751 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICAD INC | 44934S206 | COM NEW | 12,500 | $80,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 104,000 | $80,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 10,561 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 54,497 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 11,900 | $79,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CITIZENS INC | 174740100 | COMMON STOCK | 10,700 | $78,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 10,450 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PECK CO HLDGS INC | 705163103 | COM NEW | 11,130 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCENDRA HEALTH INC | 690732102 | COM | 24,200 | $77,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACCURAY INC DEL | 004397105 | COM | 19,900 | $77,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 12,200 | $77,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 15,676 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SESEN BIO INC | 817763105 | COM | 51,500 | $77,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROCKWELL MED INC | 774374102 | COM | 25,300 | $76,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CORNERSTONE BLDG BRANDS INC | 21925D109 | COM | 13,000 | $76,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 10,621 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POTBELLY CORP | 73754Y100 | COM | 14,800 | $75,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 10,200 | $75,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEW SR INVT GROUP INC | 648691103 | COM | 11,200 | $75,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 17,149 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SESEN BIO INC | 817763105 | COM | 49,577 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 30,600 | $74,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| POWERBRIDGE TECHNLOGIES CO LTD ORD SHS | G72007100 | ORD SHS | 20,687 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 30,100 | $74,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 14,800 | $73,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 58,800 | $73,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DRIVE SHACK INC | 262077100 | COM | 15,600 | $73,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HIGHPOWER INTL INC | 43113X101 | COM | 17,100 | $73,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FUELCELL ENERGY INC | 35952H601 | COM | 407,171 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 91,837 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 32,453 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 12,600 | $71,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 68,100 | $71,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 12,200 | $71,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 26,400 | $71,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STEIN MART INC | 858375108 | COM | 82,560 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 16,874 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 29,127 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 134,965 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 10,316 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GERON CORP | 374163103 | COM | 49,200 | $69,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Xunlei Ltd-Adr | 98419E108 | COM | 26,500 | $69,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HORIZON GLOBAL CORP | 44052W104 | COM | 19,258 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORP | 15117N503 | COM PAR NEW | 37,675 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOBILEIRON INC | 60739U204 | COM NEW | 11,100 | $69,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RUHNN HLDG LTD | 781314109 | ADS | 20,042 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 16,735 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 11,405 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENOCEA BIOSCIENCES INC | 372427401 | COMMON STOCK | 17,290 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWLINK GENETICS CORP | 651511107 | COM | 46,228 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 14,300 | $67,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUICKLOGIC CORP | 74837P108 | COM | 116,342 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 17,078 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 27,400 | $67,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 52,000 | $67,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AGENUS INC | 00847G705 | COM NEW | 21,900 | $66,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 10,600 | $66,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 16,814 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 16,900 | $65,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IGC PHARMA INC | 45408X308 | COM NEW | 39,579 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLID BIOSCIENCES INC COM NEW | 83422E105 | Stock | 11,200 | $64,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 38,525 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATIF HOLDINGS LIMITED | G0602B100 | SHS | 19,155 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 10,300 | $63,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 21,600 | $62,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ITERIS INC NEW | 46564T107 | COM | 11,864 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TTOO | 89853L104 | Stock | 37,089 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 93,692 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 21,100 | $60,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| B2GOLD CORP COM | 11777Q209 | Stock | 19,900 | $60,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMPUGEN LTD | M25722105 | ORD | 15,500 | $60,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INVACARE CORP | 461203101 | COMMON STOCK | 11,500 | $60,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GREAT PANTHER MINING | 39115V101 | COM | 70,700 | $60,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NUVECTRA CORP | 67075N108 | COM | 18,000 | $60,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALTIMMUNE INC | 02155H200 | COM NEW | 24,814 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARMONIC INC | 413160102 | COM | 10,600 | $59,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BARNES & NOBLE ED INC | 06777U101 | COM | 17,700 | $59,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FLOTEK INDS INC DEL | 343389102 | COM | 17,800 | $59,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GREAT PANTHER MINING | 39115V101 | COM | 69,243 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 65,312 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 60,800 | $59,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 15,475 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 13,800 | $58,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AFFIMED N V | N01045108 | COM | 20,068 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME HOLDINGS INC | Y62197119 | COM | 13,030 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 56,373 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAEXPLORATION HLDGS INC | 78636X873 | COM | 16,091 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 25,300 | $57,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 48,076 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA INDEX HLDGS LTD | 16954W101 | SPNSRD ADS A | 16,004 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 21,000 | $57,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 92,900 | $57,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PUHUI WEALTH INVT MGMT CO LT | G7306H101 | SHS | 21,357 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 27,770 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OHA INVT CORP | 67091U102 | COM | 50,730 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 18,771 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 21,193 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 19,698 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Fluent Co | 34380C102 | COM | 10,400 | $56,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMPUTER TASK GROUP INC | 205477102 | COM | 14,033 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HYRECAR INC | 44916T107 | COM | 13,000 | $55,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CORREVIO PHARMA CORP | 22026V105 | COM | 25,391 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| J JILL INC | 46620W102 | COM | 27,800 | $55,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 62,800 | $54,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IDEANOMICS INC | 45166V106 | COM | 22,000 | $54,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 29,991 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 14,300 | $54,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 12,800 | $54,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 10,400 | $54,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 58,100 | $54,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 14,300 | $54,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BGC PARTNERS INC | 05541T101 | CL A | 10,200 | $53,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMPUGEN LTD | M25722105 | ORD | 13,928 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 33,568 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 85,207 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 54,211 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AETERNA ZENTARIS INC | 007975402 | COM | 17,800 | $53,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CIVEO CORP CDA | 17878Y108 | COM | 30,598 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 10,300 | $52,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 23,536 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 13,500 | $51,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 10,400 | $51,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 17,500 | $51,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EROS INTL PLC | G3788M114 | SHS NEW | 37,900 | $51,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROCKWELL MED INC | 774374102 | COM | 17,100 | $51,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMBOW ED HLDG LTD SPONSORED ADS | 02322P200 | ADR | 13,661 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 60,786 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Reebonz Holding Limited | G7457R122 | SHS | 13,629 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LSB INDS INC | 502160104 | COM | 12,808 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 104,265 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 18,600 | $50,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DYNATRONICS CORP | 268157401 | COM NEW | 30,043 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 35,453 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEADRILL LTD | G7998G106 | COM | 11,900 | $50,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 22,500 | $49,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 15,811 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KAZIA THERAPEUTICS LTD | 48669G105 | American Depository Shares | 20,473 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 17,000 | $48,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RESEARCH FRONTIERS INC | 760911107 | COM | 14,400 | $48,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AIR INDS GROUP COM | 00912N205 | Stock | 44,064 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EASTSIDE DISTILLING INC | 277802302 | COM | 10,563 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 16,713 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPTIMUMBANK HLDGS INC | 68401P403 | COM | 13,324 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELECTRO-SENSORS INC | 285233102 | COM | 14,260 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 38,300 | $47,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NANTKWEST INC | 63016Q102 | COM | 46,504 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 11,400 | $46,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 11,680 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIXELWORKS INC | 72581M305 | COM NEW | 15,500 | $46,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 33,176 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 74,885 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TANTECH HLDGS LTD | G8675X107 | COM | 30,791 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 20,259 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REALM THERAPEUTICS PLC | 75606L103 | SPONSORED ADS | 16,176 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAVARA INC | 805111101 | COM | 19,000 | $45,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SENSEONICS HLDGS INC | 81727U105 | COM | 22,200 | $45,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 39,200 | $45,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Ampio Pharmaceuticals | 03209T109 | COM | 116,100 | $45,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HUNT COS FIN TR INC | 44558T100 | COM | 13,332 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 10,700 | $44,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 14,418 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 18,200 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EDGIO INC | 53261M104 | COM | 16,466 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLLPLANT BIOTECHNOLOGIES LTD SHS NEW | 19516R107 | Stock | 11,119 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AETERNA ZENTARIS INC | 007975402 | COM | 14,776 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COOL HLDGS INC | 21640C105 | COM | 27,106 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEMETIS INC | 00770K202 | COM NEW | 50,725 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 11,200 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 18,903 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 11,887 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 17,000 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 21,878 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 15,700 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OCWEN FINL CORP | 675746309 | COM NEW | 20,800 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AETERNA ZENTARIS INC | 007975402 | COM | 14,700 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CORREVIO PHARMA CORP | 22026V105 | COM | 19,700 | $43,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TOUGHBUILT INDUSTRIES INC | 89157G306 | UNIT 10/10/20233 | 20,062 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 27,300 | $42,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 248356107 | COM | 77,808 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 20,600 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MUSTANG BIO INC | 62818Q104 | COM | 11,409 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 53,900 | $42,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VICAL INC | 925602203 | COM NEW | 49,800 | $42,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TARONIS TECHNOLOGIES INC | 876214107 | COM | 277,855 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAT GROUP INC | 07039P104 | COM | 76,851 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIANA SHIPPING INC | Y2066G104 | COM | 12,350 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 15,300 | $41,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ASIA PACIFIC WIRE & CABLE CO | G0535E106 | ORD | 19,511 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 25,657 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 22,063 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 31,700 | $41,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 60,700 | $41,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTERMOLECULAR INC | 45882D109 | COM | 34,729 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 12,572 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GULF RESOURCES INC | 40251W309 | COM | 42,060 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DAVIDSTEA INC | 238661102 | COM | 31,366 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 12,000 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTREPID POTASH INC | 46121Y102 | COM | 11,900 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 10,907 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUTOUTIAO INC ADS REP SHS A | 74915J107 | ADR | 10,100 | $40,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EVER GLORY INTL GRP INC | 299766204 | COM | 13,894 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIVUS INC | 928551308 | COM NEW | 10,500 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IBIO INC | 451033203 | COM NEW | 56,935 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 39,647 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 65,600 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALTIMMUNE INC | 02155H200 | COM NEW | 16,500 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AWARE INC MASS | 05453N100 | CMN | 11,687 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 26,600 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENPREX INC | 372446104 | COM | 31,529 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 13,127 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOCYTE CORP | 68235C107 | COM | 15,145 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARDELYX INC | 039697107 | COM | 13,873 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 14,833 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 15,400 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 16,700 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 18,900 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 48,732 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L106 | COM | 22,100 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MDJM LTD | G59290109 | SHS | 13,927 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMV INC | 44974L103 | COM | 12,565 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 62,143 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVOKE PHARMA INC | 30049G104 | COM | 59,047 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 13,300 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 11,200 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| U S GLOBAL INVS INC | 902952100 | CL A | 19,664 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 112,942 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 25,740 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 15,170 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEOVASC INC | 64065J205 | COM NEW | 73,659 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDISON NATION INC | 28103E106 | COM | 15,618 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 10,325 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTARES PHARMA INC | 036642106 | COM | 10,700 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STEEL CONNECT INC | 858098106 | CMN | 19,405 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 14,500 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 40,555 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPHERIX INC | 84842R502 | COM | 13,870 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 22,000 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 13,600 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 71,434 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWLINK GENETICS CORP | 651511107 | COM | 22,700 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HC2 HLDGS INC | 404139107 | COM | 14,500 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DIANA SHIPPING INC | Y2066G104 | COM | 10,000 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FOUR SEASONS ED CAYMAN INC SPON ADS | 35101A101 | ADR | 17,688 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 34,183 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 26,973 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 181,486 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COVIA HLDGS CORP | 22305A103 | COM | 16,800 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ONCOSEC MED INC | 68234L306 | COM | 13,073 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHIO PHARMACEUTICALS CORP | 71880W204 | COM | 85,621 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOXLIGHT CORP | 103197109 | COM CL A | 10,647 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIQI INTL HLDGS CORP | G1288E103 | SHS | 46,405 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROVISION INC DEL | 594960304 | COM NEW | 39,400 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 10,527 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC AMERN CORP | 048209100 | COM | 13,572 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 31,879 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRED S INC CLASS A | 356108100 | COM | 65,469 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 10,722 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 71,344 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 18,739 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 15,134 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 19,156 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERSON RADIO CORP | 291087203 | COM NEW | 29,951 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDGIO INC | 53261M104 | COM | 11,500 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 48,100 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VBI VACCINES INC | 91822J103 | COM NEW | 26,576 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OTONOMY INC | 68906L105 | COM | 11,196 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 41,163 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 11,247 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 21,700 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APEX GLOBAL BRANDS INC | 03755M102 | COM | 76,375 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICRON SOLUTIONS INC | 59511X105 | COM | 12,554 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIRKS GROUP INC | 09088U109 | CL A COM | 29,113 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUICKLOGIC CORP | 74837P108 | COM | 52,300 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 39,100 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 83,533 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLINK CHARGING CO | 09354A100 | COM | 10,983 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DESTINATION XL GROUP INC | 25065K104 | COM | 16,375 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDEANOMICS INC | 45166V106 | COM | 11,715 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGMATRON INTL INC | 82661L101 | COM | 11,475 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 17,100 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 14,047 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEELOS THERAPEUTICS INC | 81577F109 | COM | 13,167 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TANZANIAN GOLD CORP | 87601A107 | COM | 33,523 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XPRESSPA GROUP INC COM NEW | 98420U604 | Stock | 15,193 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UR-ENERGY INC | 91688R108 | COM | 29,792 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 19,600 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 22,700 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REALNETWORKS INC | 75605L708 | COM | 14,505 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 14,365 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 252,467 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OSSEN INNOVATION CO LTD | 688410208 | SPONSORED ADR NE | 14,268 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBALSTAR INC | 378973408 | COM | 55,700 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBALSTAR INC | 378973408 | COM | 56,600 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 12,567 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 18,304 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 20,820 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 45,157 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIANLUO SMART LTD COM CL A | G5478K100 | Stock | 21,478 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 11,079 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 11,000 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 10,298 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 10,600 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TTOO | 89853L104 | Stock | 15,500 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 26,098 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCWEN FINL CORP | 675746309 | COM NEW | 12,400 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GSE SYS INC | 36227k106 | COM | 10,920 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORP | 15117N503 | COM PAR NEW | 14,400 | $26,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 11,959 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARNWELL INDS INC | 068221100 | COM | 22,123 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 23,064 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Ampio Pharmaceuticals | 03209T109 | COM | 64,878 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDLEY CAP CORP | 58503F106 | COM | 10,418 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 32,755 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 40,063 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZION OIL & GAS INC | 989696109 | COM | 70,400 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 15,300 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AQUA METALS INC | 03837J101 | COM | 14,600 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PAVMED INC | 70387R106 | COM | 21,303 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANTKWEST INC | 63016Q102 | COM | 23,300 | $24,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SIGMA LABS INC | 826598302 | COM PAR | 17,086 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVIVO THERAPEUTICS HLDGS CO COM | 46186M407 | Stock | 32,543 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BENITEC BIOPHARMA LTD | 082053307 | SPONS ADR NEW | 32,619 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 13,438 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 14,400 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AQUA METALS INC | 03837J101 | COM | 14,000 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CURIS INC | 231269200 | COM | 12,200 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RETO ECO SOLUTIONS INC | G75271109 | COM | 22,692 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 17,500 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 21,003 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHIFTPIXY INC | 82452L104 | COM | 47,108 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 17,200 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HIGHPOINT RES CORP | 43114K108 | COM | 12,300 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SOLIGENIX INC | 834223307 | COM | 30,799 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IFRESH INC | 449538107 | COM | 17,912 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NISUN INTL ENT DVPMT GP CO LTD COM CL A | G4418R101 | Stock | 13,207 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 74,794 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SESEN BIO INC | 817763105 | COM | 14,100 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DATASEA INC | 238116206 | COM NEW | 12,897 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 13,255 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 13,100 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 29,388 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VICAL INC | 925602203 | COM NEW | 25,045 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MY SIZE INC | 62844N109 | COM | 30,807 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 15,017 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 14,100 | $20,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 24,800 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 13,464 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 10,902 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIRNET TECHNOLOGY INC | 00941Q104 | SPONSORED ADR | 11,506 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 15,845 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISLINK TECHNOLOGIES INC COM NEW | 92836Y201 | Stock | 12,591 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 47,881 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S GOLD CORP | 90291C102 | COM PAR NEW | 19,153 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 29,171 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TINGO GROUP INC | 55328R109 | COM | 24,641 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 15,400 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TELIGENT INC NEW | 87960W104 | COM | 30,064 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENPRO CAP CORP COM NEW | 39540F101 | Stock | 16,914 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 19,100 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L106 | COM | 10,900 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TREVENA INC | 89532E109 | COM | 17,700 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEURALSTEM INC | 64127R401 | COM NEW | 59,526 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 17,081 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVA LIFESTYLE INC | 66979P102 | COM | 25,835 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATTIS INDS INC | 049836208 | COM NEW | 11,084 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GEE GROUP INC | 36165A102 | COM | 21,257 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 10,025 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 13,500 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BLONDER TONGUE LABS INC | 093698108 | COM | 17,394 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 42,020 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 33,319 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DPW HLDGS INC | 26140E501 | COM NEW | 55,760 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 39,007 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMAGIN CORP | 29076N206 | COM | 35,089 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 10,681 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 30,600 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DAVIDSTEA INC | 238661102 | COM | 12,000 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 11,591 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEANERGY MARITIME HLDGS CORP SHS NEW | Y73760301 | Stock | 25,009 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAOPING INC COM | G8675V101 | Stock | 22,341 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 21,900 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 10,200 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 11,600 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 15,100 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 12,408 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIO GOLD INC | 01627X108 | COM | 18,990 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUORUM HEALTH CORP | 74909E106 | COM | 10,900 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CELLECT BIOTECHNOLOGY LTD | 15116C102 | SPON ADS | 28,604 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOTIF BIO PLC | 619784101 | SPONSORED ADR | 23,606 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 18,333 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 10,379 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 18,175 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 41,246 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 23,700 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STEIN MART INC | 858375108 | COM | 16,100 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 10,047 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABILITY INC | G8789K124 | SHS | 14,945 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NXT-ID INC | 67091J206 | COM NEW | 18,433 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUARDION HEALTH SCIENCES INC COM | 40145Q203 | Stock | 11,421 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 44,440 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-008431 | this filing | 2019-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-19-011341 | added | 2019-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-20-002478 | added | 2020-02-14 | acceptance time not in the bulk data set |