13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2019-06-30, filed 2019-08-14, with 9,082 holding rows worth $218,073,580,000.
- Accession
- 0000950123-19-008431
- Filer
- CIK 1423053
- Filed
- 2019-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2019
A holdings report, 12,162 entries on the cover page, a total value of $218,073,580,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $218,073,580,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitadel Securities GP LLC 028-18870
- included managerCitadel Advisors II LLC 028-15515
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 31,900 | $229,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 18,500 | $229,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 3,900 | $229,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTRICON CORP | 46121H109 | COM | 9,800 | $229,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STEWARDSHIP FINL CORP | 860326107 | COM | 14,802 | $229,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 6,200 | $228,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTERXION HOLDING N.V | N47279109 | SHS | 3,000 | $228,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 33,800 | $228,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X350 | SOLACTIVE GERMNY | 3,991 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UBS AG LONDON BRANCH | 90274E117 | NT LKD 46 | 16,252 | $228,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Delek Logistics Partners LP | 24664T103 | Com | 7,100 | $227,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 180,200 | $227,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 7,102 | $227,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WPP PLC NEW ADR | 92937A102 | ADR | 3,600 | $226,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PINNACLE WEST CAP CORP | 723484101 | COM | 2,400 | $226,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 36,592 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIERRA WIRELESS INC | 826516106 | COM | 18,700 | $226,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BK PLC | 06746P449 | FUND | 5,259 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RETAIL VALUE INC | 76133Q102 | COM | 6,495 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXSHARES TR | 33939L720 | CUR HDG DM IDX | 8,334 | $226,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 3,020 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROWN FORMAN CORP | 115637100 | CL A | 4,084 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 14,601 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VMWARE, INC. | 928563402 | CL A COM | 1,345 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 66,439 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XENCOR INC | 98401F105 | COMMON STOCK | 5,500 | $225,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OCEANEERING INTL INC | 675232102 | COM | 11,000 | $224,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 16,800 | $224,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| J P MORGAN EXCHANGE TRADED F | 46641Q746 | USD EMRNG MKT | 4,515 | $224,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHICOS FAS INC | 168615102 | COM | 66,600 | $224,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 15,453 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 18,727 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 5,900 | $223,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06744M836 | NT LKD SER B26 | 1,552 | $223,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 20,038 | $222,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KNOWLES CORP COM | 49926D109 | Stock | 12,100 | $222,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 5,200 | $222,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CEVA INC | 157210105 | COMMON STOCK | 9,100 | $222,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 6,700 | $222,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 46,300 | $222,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GSV CAPITAL CORP | 36191J101 | COM | 34,700 | $222,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 3,332 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COSTAMARE INC | Y1771G102 | SHS | 43,100 | $221,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 3,600 | $221,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 6,800 | $221,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 11,000 | $221,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 7,137 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PCSB FINL CORP COM | 69324R104 | Stock | 10,895 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 328,200 | $221,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 9,046 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES ULTRASHORT MIDCAP 400 ETF | 74348A343 | ETF | 13,595 | $221,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PALOMAR HLDGS INC COM | 69753M105 | Stock | 9,185 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRUKER CORP | 116794108 | COM | 4,400 | $220,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SYNEOS HEALTH INC | 87166B102 | CL A | 4,300 | $220,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 82,500 | $220,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 4,800 | $220,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Surmodics Inc | 868873100 | Common Stock | 5,100 | $220,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHICOS FAS INC | 168615102 | COM | 65,200 | $220,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 33,560 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRNETX HLDG CORP | 92823T108 | COM | 35,381 | $220,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVITATION HOMES INC COM | 46187W107 | REIT | 8,200 | $219,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 14,500 | $219,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 8,873 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 3,700 | $219,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 5,936 | $219,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 5,751 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25490K299 | LTN AM BL 3X NEW | 9,441 | $219,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASELLA WASTE SYS INC | 147448104 | CL A | 5,500 | $218,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GANNETT SPINCO INC | 36473H104 | COM | 26,712 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 44,216 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EPIZYME INC | 29428V104 | COM | 17,400 | $218,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25459Y405 | 20YR TRES BEAR | 11,860 | $218,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 11,856 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 4,900 | $217,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PRA Group Inc | 69354N106 | COM | 7,700 | $217,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 10,011 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FERRO CORP | 315405100 | COM | 13,759 | $217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 14,600 | $217,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 52,200 | $217,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 1,700 | $216,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 17,000 | $216,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 5,600 | $216,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 82,600 | $216,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 19,841 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 61,000 | $216,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LENDINGCLUB CORP | 52603A109 | COM | 65,800 | $216,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSAMERICA ETF TR | 89349P404 | mc | 4,402 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 22,655 | $216,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 9,800 | $215,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 5,300 | $215,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 12,900 | $215,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CSG SYSTEMS | 126349109 | COM | 4,400 | $215,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CALAMP CORP | 128126109 | COMMON STOCK | 18,400 | $215,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KEZAR LIFE SCIENCES INC | 49372L100 | COM | 27,863 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 15,355 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E242 | GBLX CHIMATL NEW | 13,514 | $215,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POSTAL REALTY TRUST INC | 73757R102 | CL A | 13,612 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXOGEN INC | 05463X106 | COM | 10,794 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENOVA INTL INC | 29357K103 | COM | 9,300 | $214,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 5,000 | $214,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 43,700 | $214,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 2,938 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES ULTRASHORT SILVER | 74347W114 | COM | 5,600 | $214,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 7,772 | $214,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEAN HARBORS INC COM | 184496107 | Stock | 3,000 | $213,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 10,452 | $213,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 102,000 | $213,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 15,200 | $213,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 12,348 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 2,785 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 14,856 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 15,500 | $212,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SERES THERAPEUTICS INC | 81750R102 | COM | 65,639 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V654 | DYNMC RETAIL | 5,797 | $212,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 32,100 | $211,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 7,200 | $211,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 7,900 | $211,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AZUL S A | 05501U106 | OPT | 6,300 | $211,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CONTROL4 CORP | 21240D107 | COM | 8,906 | $211,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADDUS HOMECARE CORP | 006739106 | COM | 2,800 | $210,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EXTREME NETWORKS INC | 30226D106 | COM | 32,500 | $210,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RPC INC | 749660106 | COMMON STOCK | 29,100 | $210,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 8,297 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HILLENBRAND INC | 431571108 | COM | 5,300 | $210,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Anglogold Ashanti Plc | 035128206 | Common | 11,794 | $210,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 52,000 | $210,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 8,916 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 52,500 | $209,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VERITIV CORP | 923454102 | COM | 10,751 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADECOAGRO S A | L00849106 | COM | 29,113 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOX CORP | 35137L204 | CL B COM | 5,700 | $208,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SILGAN HLDGS INC | 827048109 | COM | 6,800 | $208,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 4,004 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 3,951 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 60,200 | $208,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DBX ETF TR | 233051713 | XTRCK JP MRGN ES | 8,770 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHNG TRADED FD TR | 46138G607 | SHIPPING ETF | 22,992 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMBRIA ETF TR CORE EQUITY | 132061854 | CEF | 7,630 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717X255 | EUROPE MULTIFCTR | 7,375 | $208,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 5,000 | $207,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 9,900 | $207,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ETF SER SOLUTIONS | 26922A602 | VIDENT US BOND | 4,167 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 31,114 | $207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,364 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERBRIDGE INC | 29978A104 | COM | 2,300 | $206,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 14,400 | $206,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 6,393 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAMP CORP | 128126109 | COMMON STOCK | 17,617 | $206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 2,200 | $205,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COSTAMARE INC | Y1771G102 | SHS | 39,847 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EROS INTL PLC | G3788M114 | SHS NEW | 152,200 | $205,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LORAL SPACE & COM INC | 543881106 | COM | 5,941 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOBILEIRON INC | 60739U204 | COM NEW | 33,048 | $205,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAVCO INDS INC DEL | 149568107 | COM | 1,297 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRICESMART INC COM | 741511109 | Stock | 4,000 | $204,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MDU RES GROUP INC | 552690109 | COM | 7,900 | $204,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XPERI CORP | 98421B100 | COM | 9,900 | $204,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 16,300 | $204,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347R172 | ULTRA 20YR TRE | 2,232 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 12,744 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Viewra, Inc | 92672L107 | COM | 23,100 | $204,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CALYXT INC | 13173L107 | COM | 16,401 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y533 | MSCI CHINA IT | 12,420 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USAA ETF TR | 90291F402 | MSCI EMRG MKTS | 4,551 | $204,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 10,103 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 7,200 | $203,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST INTERNET BANCORP | 320557101 | COM | 9,390 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| M.D.C. HOLDINGS INC | 552676108 | COM | 6,200 | $203,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RADNET INC | 750491102 | COM | 14,700 | $203,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 30,300 | $203,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 29,729 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 80,214 | $203,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 7,962 | $202,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 86,300 | $202,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RED ROCK RESORTS INC | 75700L108 | CL A | 9,400 | $202,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 8,000 | $202,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OFFICE DEPOT INC | 676220106 | COM | 98,000 | $202,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSENTERIX INC | 89366M201 | COM NEW | 148,400 | $202,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 8,000 | $201,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CODEXIS INC | 192005106 | COM | 10,932 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONDUENT INC | 206787103 | COM | 21,000 | $201,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 6,065 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 9,700 | $201,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 7,400 | $201,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RCI HOSPITALITY HOLDINGS INC | 74934Q108 | COMMON STOCK | 11,482 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 20,530 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 21,300 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UBS AG LONDON BRH | 90274R100 | 2X LEV MSCI US | 7,658 | $201,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 3,700 | $200,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 26,312 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 46,335 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO BULKERS INC | Y7546A122 | COM | 43,523 | $200,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 173,000 | $199,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEXA RES S A | L67359106 | COM | 20,784 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 49,300 | $199,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 116,847 | $199,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 32,849 | $198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 14,054 | $198,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUDIOCODES LTD | M15342104 | ORD | 12,800 | $198,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GERON CORP | 374163103 | COM | 139,988 | $197,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 11,700 | $197,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENERPLUS CORP | 292766102 | COM | 26,100 | $197,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 10,700 | $196,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 12,000 | $196,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 24,400 | $196,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 17,126 | $196,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 32,074 | $196,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 12,369 | $195,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 23,000 | $195,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY CORPORATION | Y8564W103 | COM | 56,800 | $195,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REVLON INC | 761525609 | OPT | 10,100 | $195,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CSOP ETF TR | 12649L105 | FTSE CHINA A50 | 11,200 | $195,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 47,401 | $194,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 66,100 | $194,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 39,300 | $194,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHANNELADVISOR CORP | 159179100 | COM | 22,128 | $194,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 17,300 | $193,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TEGNA INC COM | 87901J105 | Stock | 12,723 | $193,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Viewra, Inc | 92672L107 | COM | 21,900 | $193,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 19,100 | $193,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 18,800 | $192,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 10,600 | $192,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 40,187 | $191,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 16,100 | $191,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 32,494 | $191,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIO INC SPON ADS | 62914V106 | ADR | 74,612 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CADIZ INC | 127537207 | COM NEW | 16,915 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 15,658 | $190,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXPRESS INC | 30219E103 | COMMON STOCK | 69,700 | $190,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IDT CORP | 448947507 | CL B NEW | 20,000 | $189,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 12,000 | $189,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 23,700 | $189,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSENTERIX INC | 89366M201 | COM NEW | 139,209 | $189,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 15,449 | $188,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 21,700 | $187,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 32,900 | $187,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORBCOMM INC | 68555P100 | COM | 25,800 | $187,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HERCULES CAPITAL INC | 427096508 | COM | 14,500 | $186,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANGI INC CLASS A | 00183L102 | CL A | 14,300 | $186,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HIVE | 007786106 | Stock | 42,057 | $186,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 20,288 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 12,496 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UBS AG JERSEY BRH | 902641760 | CMCI AGRI ETN | 11,491 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES ULTRASHORT UTILITIES | 74347B722 | FUND | 10,601 | $185,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 45,366 | $184,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 18,436 | $184,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW FORTRESS ENERGY INC | 644393100 | COM CL A | 15,610 | $183,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KNOWLES CORP COM | 49926D109 | Stock | 10,000 | $183,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25460E828 | DAILY RUSSIA 3X | 18,700 | $183,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BGC PARTNERS INC | 05541T101 | CL A | 34,800 | $182,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CATO CORP NEW | 149205106 | CL A | 14,800 | $182,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TILLYS INC | 886885102 | CL A | 23,900 | $182,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 46,200 | $182,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EPIZYME INC | 29428V104 | COM | 14,500 | $182,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 14,600 | $182,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Uxin Ltd | 91818X108 | ADS | 82,900 | $182,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 12,500 | $181,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 18,300 | $181,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 15,464 | $181,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 18,000 | $181,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SIERRA WIRELESS INC | 826516106 | COM | 15,000 | $181,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GERON CORP | 374163103 | COM | 127,900 | $180,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CLEARWAY ENERGY INC-CLASS A NE | 18539C105 | CL A | 11,100 | $180,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 12,112 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 14,600 | $180,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 10,781 | $179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 41,100 | $179,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHURCHILL CAP CORP II | 17143G205 | UNIT 99/99/9999 | 17,614 | $179,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WADDELL & REED FINL INC | 930059100 | CL A | 10,700 | $178,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 13,100 | $178,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CVR Partners, LP | 126633106 | LTD | 43,400 | $178,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 36,800 | $176,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 60,200 | $175,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| UNIT CORP | 909218109 | COM | 19,700 | $175,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JPMORGAN CHASE FINL CO LLC | 48129G703 | CUSHING MLP 37 | 10,268 | $175,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEGNA INC COM | 87901J105 | Stock | 11,500 | $174,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 27,600 | $174,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AXOVANT SCIENCES LTD | G0750W203 | COM | 27,900 | $174,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 26,700 | $173,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 18,400 | $173,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RIOT PLATFORMS INC | 767292105 | COM | 54,875 | $172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 19,229 | $172,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 18,100 | $171,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 39,700 | $171,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CATO CORP NEW | 149205106 | CL A | 13,900 | $171,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 30,100 | $171,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 11,300 | $170,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 19,933 | $170,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEMGROUP CORP | 81663A105 | CL A | 14,200 | $170,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 163,800 | $170,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 15,428 | $170,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHNG TRADED FD TR | 46138E776 | FRONTIER MKTS | 11,688 | $170,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRINE ACQUISITION CORP | 89628U207 | UNIT 03/31/2021 | 16,783 | $170,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 17,464 | $169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERUS CORP | 157085101 | COM | 30,100 | $169,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CannTrust Holdings Inc | 137800207 | Common / Ordinary Stock | 33,600 | $169,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MCEWEN MNG INC | 58039P107 | COM | 96,400 | $169,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 14,301 | $169,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 12,100 | $168,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHEMOCENTRYX INC | 16383L106 | COM | 18,100 | $168,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 11,789 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 27,600 | $168,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 38,600 | $168,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ECLIPSE RESOURCES CORP | 61179L100 | EQUITY | 27,591 | $168,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BK PLC | 06740L444 | 30 YR TREAS BEAR | 13,779 | $167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 29,300 | $167,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTEC PHARMA LTD JERUSALEM | M53644106 | SHS | 38,500 | $167,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VIVALDI OPPORTUNITIES FD | 92853C207 | Equity | 11,883 | $167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 12,083 | $166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 33,100 | $166,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Xunlei Ltd-Adr | 98419E108 | COM | 63,436 | $166,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEURONETICS INC | 64131A105 | COM | 13,214 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CREDIT SUISSE NASSAU BRH | 22542D365 | VELOCITY SHS SHO | 15,000 | $165,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CYTOKINETICS INC | 23282W605 | COM NEW | 14,600 | $164,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KODIAK SCIENCES INC | 50015M109 | COM | 14,016 | $164,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 10,321 | $164,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 17,019 | $164,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WAITR HLDGS INC | 930752100 | COM | 26,100 | $164,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 35,600 | $163,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 10,600 | $163,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHEMOCENTRYX INC | 16383L106 | COM | 17,500 | $163,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 10,610 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 21,089 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARROW INC | 415858109 | COM | 18,480 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 22,400 | $160,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 15,800 | $159,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 22,900 | $159,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 10,800 | $158,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CELLECTIS ADS | 15117K103 | COM | 10,100 | $158,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| YRC WORLDWIDE INC | 984249607 | COM | 39,100 | $158,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 30,557 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOCAGEN INC | 888846102 | COM | 23,600 | $158,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 75,157 | $157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 21,100 | $157,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 45,000 | $157,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CITIGROUP INC NEW | 17321F201 | CTRAKS ETN MILLR | 11,629 | $157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 11,281 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADNET INC | 750491102 | COM | 11,289 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 16,200 | $156,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SLM CORP COM | 78442P106 | Stock | 15,900 | $155,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 20,400 | $155,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 16,800 | $155,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FLOTEK INDS INC DEL | 343389102 | COM | 46,900 | $155,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GARRETT MOTION INC | 366505105 | COM | 10,000 | $154,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 26,537 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIGGS & STRATTON CORP | 109043109 | COM | 15,000 | $154,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL CORD BLOOD CORP | G39342103 | COM | 26,536 | $153,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 13,100 | $152,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 11,200 | $152,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E705 | CHINA INDL ETF | 11,208 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEI PHARMA INC | 55279B202 | COM NEW | 60,430 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 12,700 | $151,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 19,000 | $150,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME PARTNERS L.P. | Y62267409 | COM UNIT LPI | 11,100 | $150,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 42,700 | $149,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BEST INC | 08653C106 | SPONSORED ADS | 27,100 | $149,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PICO HLDGS INC | 693366205 | COM NEW | 12,723 | $149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 41,900 | $149,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 42,100 | $149,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 12,500 | $149,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 12,100 | $149,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 12,200 | $148,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 12,714 | $148,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POLARITYTE INC | 731094108 | COM | 25,900 | $148,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 26,400 | $147,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Viewra, Inc | 92672L107 | COM | 16,707 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASA SYS INC | 14713L102 | COM | 22,983 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 59,448 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METALLUS INC | 887399103 | COMMON STOCK | 18,019 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 16,575 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XBIOTECH INC | 98400H102 | COM | 19,227 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 18,292 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 24,300 | $146,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 35,300 | $145,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHIASMA INC | 16706W102 | COM | 19,384 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 35,300 | $144,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 18,100 | $144,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EGAIN CORP | 28225C806 | COM NEW | 17,588 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 221,700 | $144,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CRESCENT ACQUISITION CORP | 22564L204 | UNIT 99/99/9999 | 14,303 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 17,650 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 17,100 | $143,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 223,894 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 25,645 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 24,500 | $142,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VERASTEM INC | 92337C104 | COM | 93,608 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOCIETAL CDMO INC | 75629F109 | COM | 14,000 | $142,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 17,700 | $142,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 27,021 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| A10 NETWORKS INC | 002121101 | COM | 20,470 | $140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 29,300 | $140,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 14,900 | $139,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 36,700 | $139,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VIOMI TECHNOLOGY CO LTD | 92762J103 | SPONSORED ADS | 17,133 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 33,200 | $138,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 17,137 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOODLES & CO | 65540B105 | COM CL A | 17,500 | $138,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 102,050 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 10,600 | $138,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 17,371 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEOPHOTONICS CORP | 64051T100 | COM | 32,800 | $137,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 18,000 | $137,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Pareteum Corporation | 69946T207 | COM | 52,300 | $137,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OFFICE DEPOT INC | 676220106 | COM | 66,200 | $136,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PIVOTAL ACQUISITION CORP | 72583A200 | UNIT 12/01/2025 | 11,726 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 32,500 | $135,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 19,600 | $135,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 17,082 | $135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 116,500 | $134,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NOBLE CORP PLC | G65431101 | SHS USD | 71,900 | $134,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 14,500 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 11,532 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GNC HLDGS INC | 36191G107 | COM CL A | 88,600 | $133,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 24,375 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 14,484 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 17,600 | $131,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 95,900 | $131,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 15,900 | $131,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL PUERTO S A | 155038201 | SPONSORED ADR | 14,089 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 12,100 | $131,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 10,100 | $131,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 16,500 | $131,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRUECAR INC | 89785L107 | COM | 23,800 | $130,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 12,200 | $129,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 16,700 | $129,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| W & T OFFSHORE INC | 92922P106 | COM | 26,100 | $129,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 26,004 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTUNA MNG CORP F | 349915108 | COM | 45,100 | $129,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VOXELJET AG | 92912L107 | ADS | 70,230 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 11,561 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATENTO S A | L0427L105 | SHS | 51,566 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 13,493 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 15,200 | $127,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 25,282 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZIX CORP | 98974P100 | COM | 14,000 | $127,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEW GOLD INC CDA | 644535106 | COM | 130,600 | $126,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 15,092 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDT CORP | 448947507 | CL B NEW | 13,355 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 47,100 | $126,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Bowater Inc | 09066L105 | COMMON STOCKS | 114,117 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUOTIENT LTD | G73268107 | SHS | 13,500 | $126,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MONROE CAPITAL CORP | 610335101 | COM | 10,811 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOSCRIP INC | 09069N108 | COM | 47,886 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCENDRA HEALTH INC | 690732102 | COM | 38,601 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 51,516 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 98,658 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOCAGEN INC | 888846102 | COM | 18,600 | $124,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FERROGLOBE PLC | G33856108 | SHS | 72,635 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIQUIDITY SVCS INC | 53635B107 | COM | 20,139 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 12,344 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPRINT CORP | 85207U105 | COM SER 1 | 18,700 | $123,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 56,600 | $123,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PIXELWORKS INC | 72581M305 | COM NEW | 41,590 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L106 | COM | 73,154 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25460E513 | DLY ROB AI 3X | 10,042 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 105,699 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GNC HLDGS INC | 36191G107 | COM CL A | 81,364 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIERRA WIRELESS INC | 826516106 | COM | 10,039 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 20,800 | $121,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NOVAVAX INC | 670002401 | COM NEW | 20,600 | $121,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 17,500 | $121,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 13,000 | $121,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AGENUS INC | 00847G705 | COM NEW | 40,538 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GSV CAPITAL CORP | 36191J101 | COM | 18,900 | $121,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 13,423 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 35,600 | $120,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 31,696 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 16,500 | $120,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 20,100 | $119,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 15,000 | $119,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 16,000 | $119,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IDT CORP | 448947507 | CL B NEW | 12,600 | $119,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SORL Auto Parts Inc | 78461U101 | COM | 34,300 | $119,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 16,300 | $119,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 122,098 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 58,670 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 28,081 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 10,000 | $118,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO BULKERS INC | Y7546A122 | COM | 25,600 | $118,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VUZIX CORP | 92921W300 | COM NEW | 28,700 | $117,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 15,178 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGENUS INC | 00847G705 | COM NEW | 38,800 | $116,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FALCON MINERALS CORP | 30607B109 | CL A COM | 13,852 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADT INC DEL COM | 00090Q103 | Stock | 18,800 | $115,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 19,000 | $115,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Zagg, Inc. | 98884U108 | COM | 16,500 | $115,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 33,800 | $114,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 19,100 | $114,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TREVENA INC | 89532E109 | COM | 111,052 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 188,500 | $113,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SIEBERT FINL CORP | 826176109 | COM | 12,600 | $113,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 13,100 | $113,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Zagg, Inc. | 98884U108 | COM | 16,200 | $113,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NUVECTRA CORP | 67075N108 | COM | 33,688 | $113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 17,500 | $112,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 13,602 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDGIO INC | 53261M104 | COM | 41,600 | $112,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 25,851 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 11,856 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 71,404 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-008431 | this filing | 2019-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-19-011341 | added | 2019-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-20-002478 | added | 2020-02-14 | acceptance time not in the bulk data set |