13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 9,186 holding rows worth $201,070,549,000.
- Accession
- 0000950123-19-005414
- Filer
- CIK 1423053
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 12,607 entries on the cover page, a total value of $201,070,549,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $201,070,549,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitadel Securities GP LLC 028-18870
- included managerCitadel Advisors II LLC 028-15515
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Bowater Inc | 09066L105 | COMMON STOCKS | 22,100 | $29,000 | thousands by filing date | call |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 32,787 | $29,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 107,966 | $29,000 | thousands by filing date | |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 17,683 | $29,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 22,536 | $29,000 | thousands by filing date | |
| BIO-KEY INTL INC | 09060C309 | COM | 19,534 | $29,000 | thousands by filing date | |
| CHINA BAT GROUP INC | 16955B106 | COM | 12,643 | $29,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 81,546 | $28,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 31,928 | $28,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 28,900 | $28,000 | thousands by filing date | call |
| BIOMERICA INC | 09061H307 | COM NEW | 11,245 | $28,000 | thousands by filing date | |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 14,267 | $28,000 | thousands by filing date | |
| FILANA THERAPEUTICS INC | 14817C107 | CMN | 20,731 | $27,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 80,914 | $27,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 43,600 | $27,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 13,300 | $26,000 | thousands by filing date | call |
| DAVIDSTEA INC | 238661102 | COM | 19,190 | $26,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 30,031 | $26,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 32,615 | $26,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 13,810 | $26,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721407 | COM | 13,525 | $26,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 26,000 | $25,000 | thousands by filing date | put |
| VEON LTD | 91822M106 | SPONSORED ADR | 12,000 | $25,000 | thousands by filing date | put |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 36,300 | $25,000 | thousands by filing date | call |
| DESTINATION XL GROUP INC | 25065K104 | COM | 10,214 | $25,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 21,411 | $25,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H475 | PS CMDT DL ETN | 11,200 | $25,000 | thousands by filing date | |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 27,498 | $25,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 10,302 | $25,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 10,700 | $24,000 | thousands by filing date | call |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 23,014 | $24,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 13,525 | $24,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 10,400 | $24,000 | thousands by filing date | call |
| MANNING + NAPIER INC | 56382Q102 | CL A | 11,600 | $24,000 | thousands by filing date | put |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 13,757 | $24,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 10,350 | $24,000 | thousands by filing date | |
| ENVIROTECH VHS INC | 00726a100 | COM | 61,692 | $24,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 27,393 | $24,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 27,922 | $23,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 23,737 | $23,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 23,500 | $23,000 | thousands by filing date | put |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 13,464 | $23,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 16,255 | $23,000 | thousands by filing date | |
| ALIO GOLD INC | 01627X108 | COM | 32,097 | $23,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 19,700 | $23,000 | thousands by filing date | call |
| SUMMIT WIRELESS TECHNLGIES I | 86633R104 | COM | 11,624 | $23,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 24,300 | $22,000 | thousands by filing date | put |
| PIER 1 IMPORTS INC | 720279108 | COM | 28,600 | $22,000 | thousands by filing date | put |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 23,216 | $22,000 | thousands by filing date | |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 45,123 | $22,000 | thousands by filing date | |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 12,598 | $21,000 | thousands by filing date | |
| ELTEK LTD | M40184208 | SHS | 13,012 | $21,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 16,600 | $21,000 | thousands by filing date | put |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 10,300 | $21,000 | thousands by filing date | call |
| Yogaworks, Inc. | 986005106 | com | 22,962 | $21,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 22,791 | $21,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 10,600 | $21,000 | thousands by filing date | call |
| LILIS ENERGY INC | 532403201 | COM NEW | 18,300 | $21,000 | thousands by filing date | call |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 85,736 | $21,000 | thousands by filing date | |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 18,799 | $21,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 18,400 | $21,000 | thousands by filing date | call |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 10,000 | $20,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 10,400 | $20,000 | thousands by filing date | call |
| STEIN MART INC | 858375108 | COM | 20,700 | $20,000 | thousands by filing date | call |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 47,290 | $20,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 12,514 | $20,000 | thousands by filing date | |
| EUROSEAS LTD | Y23592309 | SHS NEW | 28,578 | $20,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 33,300 | $20,000 | thousands by filing date | put |
| CODE CHAIN NEW CONTINENT LTD COM | 87266C109 | Stock | 11,262 | $20,000 | thousands by filing date | |
| SPAR GROUP INC | 784933103 | COM | 29,002 | $19,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 19,845 | $19,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 10,300 | $19,000 | thousands by filing date | call |
| Castle Brands Inc | 148435100 | COM | 27,867 | $19,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 27,070 | $19,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 12,200 | $19,000 | thousands by filing date | put |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 10,265 | $19,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 10,700 | $19,000 | thousands by filing date | call |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 21,805 | $18,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 39,788 | $18,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 10,222 | $18,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 18,500 | $18,000 | thousands by filing date | call |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 18,600 | $18,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 18,009 | $18,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 40,659 | $18,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 50,343 | $18,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 12,027 | $18,000 | thousands by filing date | |
| FLEXSHOPPER INC | 33939J303 | COM | 20,751 | $17,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 45,582 | $17,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 12,600 | $17,000 | thousands by filing date | put |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 16,100 | $17,000 | thousands by filing date | call |
| Bowater Inc | 09066L105 | COMMON STOCKS | 12,700 | $17,000 | thousands by filing date | put |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 11,879 | $17,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 47,702 | $17,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 16,032 | $17,000 | thousands by filing date | |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 25,471 | $17,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 67,600 | $17,000 | thousands by filing date | put |
| MOSYS INC | 619718208 | COM NEW | 97,502 | $17,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 49,735 | $17,000 | thousands by filing date | |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 23,254 | $17,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 29,860 | $16,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 26,982 | $16,000 | thousands by filing date | |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 14,365 | $16,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 10,700 | $16,000 | thousands by filing date | call |
| ZION OIL & GAS INC | 989696109 | COM | 21,600 | $16,000 | thousands by filing date | put |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 16,080 | $16,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 66,500 | $16,000 | thousands by filing date | call |
| AURYN RES INC | 05208W108 | COM | 10,832 | $16,000 | thousands by filing date | |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 30,645 | $16,000 | thousands by filing date | |
| TAOPING INC COM | G8675V101 | Stock | 16,100 | $16,000 | thousands by filing date | call |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 15,000 | $15,000 | thousands by filing date | call |
| MECHEL PREF SPON ADR | 583840509 | COM | 20,748 | $15,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 27,533 | $15,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P201 | COM NEW | 12,378 | $15,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 29,572 | $15,000 | thousands by filing date | |
| PHIO PHARMACEUTICALS CORP | 71880W204 | COM | 34,405 | $15,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 16,401 | $15,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 30,200 | $15,000 | thousands by filing date | call |
| OPGEN INC | 68373L208 | COM NEW | 24,371 | $15,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 17,511 | $14,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 11,634 | $14,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 15,025 | $14,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 24,382 | $14,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 78,979 | $14,000 | thousands by filing date | |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 62,811 | $14,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 33,531 | $14,000 | thousands by filing date | |
| INTERNET GOLD-GOLDEN LINES | M56595107 | COM | 24,967 | $14,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 10,100 | $14,000 | thousands by filing date | call |
| NANO DIMENSION LTD | 63008G104 | SPONS ADR | 20,289 | $14,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 11,653 | $13,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 10,100 | $13,000 | thousands by filing date | put |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 19,900 | $13,000 | thousands by filing date | call |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 12,900 | $13,000 | thousands by filing date | put |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 13,400 | $13,000 | thousands by filing date | put |
| GULF RESOURCES INC | 40251W309 | COM | 11,905 | $13,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 66,311 | $13,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 42,897 | $13,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 21,205 | $12,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 19,100 | $12,000 | thousands by filing date | call |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 26,271 | $12,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 34,622 | $12,000 | thousands by filing date | |
| PYXIS TANKERS INC | Y71726106 | COM | 10,594 | $12,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 19,200 | $11,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 21,300 | $11,000 | thousands by filing date | call |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 13,500 | $11,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 16,800 | $11,000 | thousands by filing date | call |
| VITAL THERAPIES INC | 92847R104 | COM | 57,591 | $11,000 | thousands by filing date | |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 11,621 | $11,000 | thousands by filing date | |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 18,072 | $11,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 11,700 | $10,000 | thousands by filing date | call |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 13,228 | $10,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 35,200 | $10,000 | thousands by filing date | call |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 12,246 | $10,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 22,300 | $10,000 | thousands by filing date | put |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 18,090 | $9,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 12,458 | $9,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 24,100 | $9,000 | thousands by filing date | put |
| Seadrill Partners, LLC | Y7545W109 | LTD | 10,900 | $9,000 | thousands by filing date | put |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 11,300 | $9,000 | thousands by filing date | call |
| LEGACY RESVS INC COM | 524706108 | Stock | 18,500 | $9,000 | thousands by filing date | put |
| PRECISION THERAPEUTICS INC | 74033P100 | COM | 11,651 | $9,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 14,847 | $8,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 15,672 | $8,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 23,100 | $8,000 | thousands by filing date | call |
| ACHAOGEN INC | 004449104 | COM | 17,200 | $8,000 | thousands by filing date | call |
| NAKED BRAND GROUP LIMITED | Q6519T109 | ORD SHS | 26,059 | $8,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 10,700 | $7,000 | thousands by filing date | put |
| GRAF INDL CORP | 384278115 | Stock | 21,969 | $7,000 | thousands by filing date | |
| SSLJ COM LIMITED | G8406F102 | SHS CL A | 13,463 | $7,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 12,000 | $6,000 | thousands by filing date | call |
| CYTORI THERAPEUTICS INC | 23283K402 | COM PAR | 21,701 | $6,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 12,500 | $6,000 | thousands by filing date | call |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 10,900 | $6,000 | thousands by filing date | call |
| SYNTHESIS ENERGY SYS INC | 871628202 | COM NEW | 11,799 | $6,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 20,175 | $6,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 19,214 | $6,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 11,600 | $5,000 | thousands by filing date | put |
| DGSE COMPANIES INC | 23323G106 | COM | 11,035 | $5,000 | thousands by filing date | |
| ALTA MESA RES INC | 02133L109 | CL A | 16,100 | $4,000 | thousands by filing date | put |
| EP ENERGY CORP | 268785102 | CL A | 13,108 | $4,000 | thousands by filing date | |
| YUMA ENERGY INC NEW | 98872F105 | COM | 36,627 | $4,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 16,100 | $4,000 | thousands by filing date | put |
| EP ENERGY CORP | 268785102 | CL A | 13,000 | $3,000 | thousands by filing date | call |
| PRECIPIO INC | 74019L107 | COM | 24,742 | $3,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 10,300 | $2,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 10,500 | $1,000 | thousands by filing date | call |
| INSPIREMD INC | 45779A135 | *W EXP 03/14/202 | 11,059 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-005414 | this filing | 2019-05-15 | acceptance time not in the bulk data set |