13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 9,186 holding rows worth $201,070,549,000.
- Accession
- 0000950123-19-005414
- Filer
- CIK 1423053
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 12,607 entries on the cover page, a total value of $201,070,549,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $201,070,549,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCitadel Securities GP LLC 028-18870
- included managerCitadel Advisors II LLC 028-15515
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CALLON PETE CO DEL | 13123X102 | COM | 15,000 | $113,000 | thousands by filing date | put |
| Xunlei Ltd-Adr | 98419E108 | COM | 30,500 | $112,000 | thousands by filing date | put |
| CERUS CORP | 157085101 | COM | 17,800 | $111,000 | thousands by filing date | put |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 62,900 | $111,000 | thousands by filing date | call |
| POTBELLY CORP | 73754Y100 | COM | 13,000 | $111,000 | thousands by filing date | put |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 13,800 | $111,000 | thousands by filing date | call |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 37,500 | $111,000 | thousands by filing date | call |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 29,645 | $111,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 45,708 | $111,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 57,219 | $111,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 16,100 | $111,000 | thousands by filing date | put |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 181,900 | $110,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 23,100 | $110,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 45,762 | $110,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 22,600 | $110,000 | thousands by filing date | call |
| CELSION CORP | 15117N503 | COM PAR NEW | 55,959 | $110,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 13,700 | $109,000 | thousands by filing date | put |
| CRAWFORD & CO | 224633107 | COM | 11,901 | $109,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 25,200 | $109,000 | thousands by filing date | put |
| SERES THERAPEUTICS INC | 81750R102 | COM | 15,858 | $109,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 59,900 | $109,000 | thousands by filing date | call |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 100,800 | $109,000 | thousands by filing date | call |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 110,900 | $109,000 | thousands by filing date | put |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 20,500 | $108,000 | thousands by filing date | call |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 42,900 | $108,000 | thousands by filing date | put |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 13,676 | $107,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 31,800 | $107,000 | thousands by filing date | call |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 20,450 | $107,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 10,606 | $107,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 33,759 | $106,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 13,394 | $106,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 15,300 | $106,000 | thousands by filing date | put |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 15,100 | $106,000 | thousands by filing date | call |
| INTEVAC INC | 461148108 | COM | 17,300 | $106,000 | thousands by filing date | put |
| Zagg, Inc. | 98884U108 | COM | 11,700 | $106,000 | thousands by filing date | call |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 55,034 | $106,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 74,900 | $105,000 | thousands by filing date | call |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 11,310 | $105,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 18,700 | $105,000 | thousands by filing date | put |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 26,104 | $104,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 20,411 | $104,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 10,261 | $104,000 | thousands by filing date | |
| RISE ED CAYMAN LTD | 76761L102 | SPONSORED ADR | 10,687 | $104,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K349 | DLY NATRL GAS 3X | 13,300 | $104,000 | thousands by filing date | put |
| IDT CORP | 448947507 | CL B NEW | 15,497 | $103,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 27,295 | $103,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 32,400 | $103,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 21,300 | $102,000 | thousands by filing date | put |
| VISTA OUTDOOR INC | 928377100 | COM | 12,700 | $102,000 | thousands by filing date | put |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 80,700 | $102,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 53,000 | $101,000 | thousands by filing date | put |
| EDGIO INC | 53261M104 | COM | 31,400 | $101,000 | thousands by filing date | put |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 75,600 | $101,000 | thousands by filing date | put |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 75,900 | $101,000 | thousands by filing date | call |
| TTOO | 89853L104 | Stock | 38,400 | $101,000 | thousands by filing date | call |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 25,282 | $101,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 32,405 | $100,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 10,800 | $100,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 222,215 | $100,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 13,200 | $100,000 | thousands by filing date | call |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 19,388 | $100,000 | thousands by filing date | |
| TOUGHBUILT INDUSTRIES INC | 89157G306 | UNIT 10/10/20233 | 18,920 | $99,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 20,500 | $98,000 | thousands by filing date | call |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 40,553 | $98,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 18,350 | $98,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 11,278 | $97,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 20,590 | $97,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 20,484 | $97,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 14,600 | $97,000 | thousands by filing date | call |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 65,233 | $97,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 91,334 | $97,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 98,600 | $97,000 | thousands by filing date | call |
| HC2 HLDGS INC | 404139107 | COM | 39,425 | $97,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 10,700 | $96,000 | thousands by filing date | call |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 23,000 | $96,000 | thousands by filing date | call |
| CORMEDIX INC COM | 21900C308 | Stock | 10,100 | $95,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | 500688106 | COM | 15,300 | $95,000 | thousands by filing date | call |
| Viewra, Inc | 92672L107 | COM | 12,900 | $95,000 | thousands by filing date | put |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 17,969 | $95,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 21,800 | $95,000 | thousands by filing date | put |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 25,018 | $95,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B202 | COM NEW | 19,100 | $94,000 | thousands by filing date | call |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 14,600 | $94,000 | thousands by filing date | call |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 87,200 | $94,000 | thousands by filing date | put |
| U S ENERGY CORP WYO | 911805208 | COM NEW | 120,306 | $94,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 10,700 | $93,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 28,500 | $93,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 70,048 | $92,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 21,700 | $91,000 | thousands by filing date | put |
| ADIAL PHARMACEUTICALS INC | 00688A106 | COM | 26,492 | $91,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 16,648 | $91,000 | thousands by filing date | |
| COGENT BIOSCIENCES INC COM | 903214104 | COM | 20,728 | $91,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 11,100 | $90,000 | thousands by filing date | put |
| SRC ENERGY INC | 78470V108 | COM | 17,600 | $90,000 | thousands by filing date | put |
| GRUPO SIMEC SAB DE C V | 400491106 | ADR | 10,436 | $90,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 110,200 | $90,000 | thousands by filing date | put |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 21,950 | $90,000 | thousands by filing date | |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 20,876 | $89,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 11,833 | $89,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 29,005 | $88,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 14,365 | $88,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 15,000 | $88,000 | thousands by filing date | put |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 15,492 | $88,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 26,700 | $87,000 | thousands by filing date | call |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 24,100 | $87,000 | thousands by filing date | put |
| KEY TRONIC CORP | 493144109 | COM | 13,925 | $86,000 | thousands by filing date | |
| STEEL CONNECT INC | 858098106 | CMN | 42,768 | $86,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 15,900 | $85,000 | thousands by filing date | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 25,400 | $85,000 | thousands by filing date | put |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 14,000 | $85,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 51,500 | $85,000 | thousands by filing date | put |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 10,300 | $84,000 | thousands by filing date | call |
| SOCIETAL CDMO INC | 75629F109 | COM | 14,258 | $84,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 84,908 | $84,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 54,935 | $84,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 39,369 | $84,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 32,800 | $83,000 | thousands by filing date | call |
| QUICKLOGIC CORP | 74837P108 | COM | 136,188 | $83,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 77,000 | $83,000 | thousands by filing date | call |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 13,400 | $82,000 | thousands by filing date | put |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 11,600 | $82,000 | thousands by filing date | call |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 37,217 | $82,000 | thousands by filing date | |
| HOTH THERAPEUTICS INC COM NEW | 44148G105 | Stock | 15,939 | $82,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 28,700 | $82,000 | thousands by filing date | call |
| COVIA HLDGS CORP | 22305A103 | COM | 14,600 | $82,000 | thousands by filing date | call |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 57,467 | $82,000 | thousands by filing date | |
| TITAN PHARMACEUTICALS INC DE | 888314507 | COM | 45,800 | $82,000 | thousands by filing date | call |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 13,400 | $81,000 | thousands by filing date | call |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 109,000 | $81,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 143,400 | $81,000 | thousands by filing date | call |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 74,986 | $81,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 38,500 | $81,000 | thousands by filing date | put |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 53,259 | $80,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 10,800 | $80,000 | thousands by filing date | put |
| INMUNE BIO INC | 45782T105 | COM | 10,191 | $80,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 35,700 | $80,000 | thousands by filing date | call |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 64,900 | $80,000 | thousands by filing date | call |
| DEUTSCHE BK AG LONDON BRH | 25154K866 | PS CR OIL LG ETN | 14,432 | $80,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 73,791 | $80,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 73,900 | $80,000 | thousands by filing date | put |
| CELSION CORP | 15117N503 | COM PAR NEW | 40,800 | $80,000 | thousands by filing date | put |
| Axonics | 88875G101 | COM | 13,190 | $80,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P800 | COM | 46,365 | $80,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 19,000 | $78,000 | thousands by filing date | put |
| EASTMAN KODAK CO | 277461406 | COM NEW | 26,215 | $78,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 15,319 | $78,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 11,000 | $78,000 | thousands by filing date | put |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 11,800 | $78,000 | thousands by filing date | call |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 21,600 | $78,000 | thousands by filing date | call |
| MICRON SOLUTIONS INC | 59511X105 | COM | 27,821 | $78,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 65,100 | $78,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 19,700 | $77,000 | thousands by filing date | call |
| DATA I O CORP | 237690102 | COM | 13,808 | $77,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 22,000 | $76,000 | thousands by filing date | put |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 107,859 | $76,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED NEW | Y27265407 | COM | 23,173 | $76,000 | thousands by filing date | |
| SHARPS COMPLIANCE CORP | 820017101 | COM | 20,386 | $75,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 60,687 | $75,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 15,908 | $74,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 10,900 | $74,000 | thousands by filing date | call |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 13,000 | $74,000 | thousands by filing date | put |
| SORL Auto Parts Inc | 78461U101 | COM | 25,700 | $74,000 | thousands by filing date | put |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 37,900 | $74,000 | thousands by filing date | put |
| SUNWORKS INC | 86803X105 | COM | 168,577 | $74,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 11,400 | $73,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 75,200 | $73,000 | thousands by filing date | call |
| AVID BIOSERVICES INC | 05368M106 | COM | 17,200 | $73,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 47,000 | $73,000 | thousands by filing date | put |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 17,518 | $73,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 10,100 | $73,000 | thousands by filing date | call |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 26,333 | $73,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 18,100 | $72,000 | thousands by filing date | put |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 35,496 | $72,000 | thousands by filing date | |
| ASTROTECH CORP | 046484200 | COM NEW | 19,847 | $72,000 | thousands by filing date | |
| PUHUI WEALTH INVT MGMT CO LT | G7306H101 | SHS | 22,828 | $72,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 30,400 | $72,000 | thousands by filing date | call |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 10,083 | $71,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 27,600 | $71,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 19,100 | $71,000 | thousands by filing date | call |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 22,312 | $71,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 169,594 | $71,000 | thousands by filing date | |
| FARMMI INC SHS NEW | G33277107 | Stock | 16,113 | $71,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 14,423 | $70,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 41,631 | $70,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 36,200 | $70,000 | thousands by filing date | call |
| SUPERIOR INDS INTL INC | 868168105 | COM | 14,745 | $70,000 | thousands by filing date | |
| MDJM LTD | G59290109 | SHS | 20,229 | $70,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 17,154 | $70,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 16,700 | $70,000 | thousands by filing date | call |
| 180 DEGREE CAP CORP | 68235B109 | COM | 37,800 | $70,000 | thousands by filing date | call |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 40,700 | $69,000 | thousands by filing date | put |
| B2GOLD CORP COM | 11777Q209 | Stock | 24,500 | $69,000 | thousands by filing date | call |
| ACCENDRA HEALTH INC | 690732102 | COM | 16,900 | $69,000 | thousands by filing date | call |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 10,800 | $69,000 | thousands by filing date | call |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 11,600 | $69,000 | thousands by filing date | call |
| ZION OIL & GAS INC | 989696109 | COM | 91,900 | $69,000 | thousands by filing date | call |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 19,388 | $69,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 46,002 | $69,000 | thousands by filing date | |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 50,120 | $69,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 40,900 | $68,000 | thousands by filing date | call |
| COSTAMARE INC | Y1771G102 | SHS | 13,100 | $68,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 13,300 | $68,000 | thousands by filing date | put |
| VERONA PHARMA PLC | 925050106 | SPONSORED ADS | 10,824 | $68,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 14,400 | $68,000 | thousands by filing date | put |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 106,940 | $68,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 55,880 | $68,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 34,000 | $68,000 | thousands by filing date | call |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 62,806 | $68,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 22,300 | $68,000 | thousands by filing date | call |
| FUWEI FILMS HLDGS CO LTD | G3704F110 | SHS NEW | 26,365 | $68,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 22,700 | $67,000 | thousands by filing date | put |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 19,225 | $67,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 70,800 | $67,000 | thousands by filing date | call |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 51,100 | $67,000 | thousands by filing date | call |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 34,400 | $66,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 16,800 | $66,000 | thousands by filing date | put |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 10,100 | $66,000 | thousands by filing date | call |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 34,529 | $66,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 19,779 | $66,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 19,100 | $66,000 | thousands by filing date | call |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 32,942 | $66,000 | thousands by filing date | |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 53,800 | $66,000 | thousands by filing date | call |
| MIND C T I LTD | M70240102 | ORD | 29,890 | $65,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 14,000 | $65,000 | thousands by filing date | call |
| AVALON GLOBOCARE CORP | 05344R104 | COM | 11,992 | $65,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 15,300 | $65,000 | thousands by filing date | put |
| FANG HOLDING-ADR | 30711Y102 | ADR | 48,335 | $65,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 52,929 | $65,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 12,900 | $64,000 | thousands by filing date | put |
| COMPUGEN LTD | M25722105 | ORD | 15,379 | $64,000 | thousands by filing date | |
| MASTECH HLDGS INC | 57633B100 | COM | 10,404 | $64,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 13,600 | $64,000 | thousands by filing date | put |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 18,200 | $64,000 | thousands by filing date | put |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 10,300 | $63,000 | thousands by filing date | put |
| RIMINI STR INC DEL | 76674Q107 | COM | 12,523 | $63,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 11,500 | $63,000 | thousands by filing date | call |
| RADA ELECTR INDS LTD | M81863124 | CMN | 21,431 | $63,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 20,856 | $63,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 54,577 | $63,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 10,800 | $62,000 | thousands by filing date | call |
| FRED S INC CLASS A | 356108100 | COM | 25,200 | $62,000 | thousands by filing date | put |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 76,800 | $62,000 | thousands by filing date | call |
| ATLAS FINANCIAL HOLDINGS INC | G06207115 | SHS NEW | 25,000 | $62,000 | thousands by filing date | call |
| HIGHPOWER INTL INC | 43113X101 | COM | 21,219 | $62,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 19,500 | $62,000 | thousands by filing date | put |
| SMART & FINAL STORES INC | 83190B101 | COM | 12,500 | $62,000 | thousands by filing date | put |
| SENSEONICS HLDGS INC | 81727U105 | COM | 25,000 | $61,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 39,400 | $61,000 | thousands by filing date | call |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 71,247 | $61,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 26,781 | $61,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 11,200 | $61,000 | thousands by filing date | call |
| PLATINUM GROUP METALS LTD | 72765Q882 | CMN | 30,311 | $60,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 26,700 | $60,000 | thousands by filing date | put |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 13,911 | $60,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 62,344 | $60,000 | thousands by filing date | |
| 1347 Property Insurance Holdings | 68244P107 | COM | 11,466 | $60,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 49,632 | $60,000 | thousands by filing date | |
| SENMIAO TECHNOLOGY LTD | 817225105 | COM | 13,797 | $60,000 | thousands by filing date | |
| QUALSTAR CORP | 74758R208 | COM NEW | 11,117 | $60,000 | thousands by filing date | |
| DESWELL INDS INC | 250639101 | COM | 19,742 | $59,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 53,600 | $59,000 | thousands by filing date | call |
| HILL INTERNATIONAL INC | 431466101 | COM | 20,175 | $59,000 | thousands by filing date | |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 17,854 | $59,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 21,125 | $59,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 12,000 | $58,000 | thousands by filing date | put |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 12,900 | $58,000 | thousands by filing date | put |
| NEWLINK GENETICS CORP | 651511107 | COM | 29,933 | $58,000 | thousands by filing date | |
| NANOVIBRONIX INC | 63008J108 | COM | 14,683 | $58,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 33,900 | $57,000 | thousands by filing date | call |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 10,700 | $57,000 | thousands by filing date | put |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 16,300 | $57,000 | thousands by filing date | call |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 75,697 | $57,000 | thousands by filing date | |
| BROADWAY FINL CORP DEL | 111444105 | COM | 42,335 | $57,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 37,232 | $57,000 | thousands by filing date | |
| GREENPRO CAP CORP COM NEW | 39540F101 | Stock | 28,099 | $57,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 18,400 | $56,000 | thousands by filing date | put |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 10,900 | $56,000 | thousands by filing date | call |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 10,800 | $56,000 | thousands by filing date | put |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 18,075 | $56,000 | thousands by filing date | |
| STEALTHGAS INC | Y81669106 | COM | 16,032 | $56,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 47,224 | $56,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 30,200 | $56,000 | thousands by filing date | call |
| NISUN INTL ENT DVPMT GP CO LTD COM CL A | G4418R101 | Stock | 59,275 | $56,000 | thousands by filing date | |
| VICAL INC | 925602203 | COM NEW | 46,935 | $56,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 18,445 | $55,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 89,285 | $55,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 56,200 | $55,000 | thousands by filing date | put |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 10,900 | $55,000 | thousands by filing date | put |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 10,600 | $54,000 | thousands by filing date | put |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 29,520 | $54,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 13,755 | $54,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 11,400 | $54,000 | thousands by filing date | call |
| RETO ECO SOLUTIONS INC | G75271109 | COM | 31,968 | $54,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 17,214 | $54,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468203 | COM NEW | 16,623 | $54,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 13,590 | $53,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 17,586 | $53,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 11,100 | $53,000 | thousands by filing date | put |
| ATHERSYS INC | 04744L106 | COM | 35,600 | $53,000 | thousands by filing date | call |
| AETERNA ZENTARIS INC | 007975402 | COM | 11,300 | $53,000 | thousands by filing date | put |
| Melinta Therapeutics Inc | 58549G209 | Common / Ordinary Stock | 14,790 | $53,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 14,900 | $52,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 26,400 | $52,000 | thousands by filing date | put |
| SILVERCREST METALS INC | 828363101 | COM | 15,864 | $52,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 11,400 | $52,000 | thousands by filing date | put |
| NANTKWEST INC | 63016Q102 | COM | 32,671 | $52,000 | thousands by filing date | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 14,225 | $51,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 16,700 | $51,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 85,136 | $51,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 55,232 | $51,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 12,400 | $51,000 | thousands by filing date | put |
| OCEAN BIO-CHEM INC | 674631106 | COM | 14,899 | $51,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 22,739 | $51,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 16,415 | $50,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 11,700 | $50,000 | thousands by filing date | call |
| QUARTERHILL INC COM | 747713105 | COM | 44,805 | $50,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 15,235 | $50,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 15,500 | $50,000 | thousands by filing date | put |
| BK Technologies Corp. | 05587G104 | COM | 11,735 | $50,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 10,700 | $49,000 | thousands by filing date | call |
| Lee Enterprises Inc | 523768109 | COM | 14,959 | $49,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 13,263 | $49,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 31,729 | $49,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 20,300 | $49,000 | thousands by filing date | call |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 49,702 | $49,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 36,000 | $49,000 | thousands by filing date | call |
| ENTREE RES LTD COM | 29384j103 | CS | 133,944 | $49,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 31,995 | $49,000 | thousands by filing date | |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 43,183 | $49,000 | thousands by filing date | |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 47,480 | $49,000 | thousands by filing date | |
| COUNTERPATH CORP | 22228P302 | COM | 29,342 | $49,000 | thousands by filing date | |
| VISLINK TECHNOLOGIES INC | 92836Y102 | COM | 145,821 | $49,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 12,600 | $48,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 18,700 | $48,000 | thousands by filing date | put |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 70,760 | $48,000 | thousands by filing date | |
| POLAR PWR INC | 73102V105 | COM | 10,727 | $48,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 176,727 | $48,000 | thousands by filing date | |
| URBAN TEA INC | G9396G100 | ORD SHS | 21,914 | $48,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 12,434 | $47,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 36,683 | $47,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 15,200 | $47,000 | thousands by filing date | call |
| EDGIO INC | 53261M104 | COM | 14,649 | $47,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 11,300 | $47,000 | thousands by filing date | call |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 28,260 | $47,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 10,000 | $47,000 | thousands by filing date | call |
| TELIGENT INC NEW | 87960W104 | COM | 40,805 | $47,000 | thousands by filing date | |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 10,899 | $47,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 16,200 | $46,000 | thousands by filing date | call |
| BARNWELL INDS INC | 068221100 | COM | 31,189 | $46,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 23,544 | $46,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 10,300 | $46,000 | thousands by filing date | put |
| AQUA METALS INC | 03837J101 | COM | 14,928 | $46,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 37,700 | $46,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 37,000 | $46,000 | thousands by filing date | call |
| BRISTOW GROUP INC | 110394103 | COM | 41,300 | $46,000 | thousands by filing date | put |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 10,900 | $46,000 | thousands by filing date | call |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 73,727 | $46,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 15,900 | $46,000 | thousands by filing date | call |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 23,100 | $46,000 | thousands by filing date | call |
| IBIO INC | 451033203 | COM NEW | 53,241 | $46,000 | thousands by filing date | |
| RA MED SYS INC | 74933X104 | COM | 13,500 | $46,000 | thousands by filing date | |
| DROPCAR INC | 26210U203 | COM NEW | 15,605 | $46,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 38,615 | $46,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 27,157 | $45,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 19,160 | $45,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 10,900 | $45,000 | thousands by filing date | call |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 18,328 | $45,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 80,941 | $45,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H200 | COM NEW | 15,200 | $44,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 13,600 | $44,000 | thousands by filing date | put |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 13,730 | $44,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 25,123 | $44,000 | thousands by filing date | |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 23,783 | $44,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 34,306 | $44,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 20,319 | $44,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 19,100 | $44,000 | thousands by filing date | call |
| MER TELEMANAGEMENT SOLUTIONS | M69676209 | SHS | 24,003 | $44,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 11,300 | $43,000 | thousands by filing date | call |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 24,531 | $43,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 17,325 | $43,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 27,550 | $43,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 13,955 | $43,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 27,400 | $43,000 | thousands by filing date | call |
| Zedge Inc | 98923T104 | COM | 23,564 | $42,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 21,900 | $42,000 | thousands by filing date | put |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 16,103 | $42,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 22,900 | $42,000 | thousands by filing date | put |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 17,760 | $42,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 17,300 | $42,000 | thousands by filing date | call |
| SONOMA PHARMACEUTICALS INC | 83558L105 | COM | 45,057 | $42,000 | thousands by filing date | |
| AMERICAN SHARED HOSPITAL SVC | 029595105 | COM | 14,761 | $41,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 26,420 | $41,000 | thousands by filing date | |
| GIGAMEDIA LTD | Y2711Y112 | SHS NEW | 15,364 | $41,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 11,100 | $41,000 | thousands by filing date | call |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 28,094 | $41,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 33,468 | $41,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 16,609 | $41,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424207 | SPON ADR NEW | 38,790 | $41,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 19,682 | $41,000 | thousands by filing date | |
| PRESBIA PLC | G7234P100 | SHS | 56,764 | $41,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 11,100 | $40,000 | thousands by filing date | put |
| AH BELO CORP | 001282102 | COMMON STOCK | 10,681 | $40,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 15,189 | $40,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 23,900 | $40,000 | thousands by filing date | call |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 16,900 | $40,000 | thousands by filing date | put |
| RENOVARE ENVIRONMENTAL I | 09074B107 | COM | 15,818 | $40,000 | thousands by filing date | |
| SUNLANDS ONLINE ED GROUP | 86740P108 | ADS | 11,008 | $40,000 | thousands by filing date | |
| COCRYSTAL PHARMA INC | 19188J300 | CMN | 14,812 | $40,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 10,142 | $39,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 11,200 | $39,000 | thousands by filing date | put |
| RENN FD INC | 759720105 | COM | 23,071 | $39,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 16,864 | $39,000 | thousands by filing date | |
| CTI INDUSTRIES CORP | 125961300 | COM NEW | 12,568 | $39,000 | thousands by filing date | |
| PROFESSIONAL DIVERSITY NET I | 74312Y202 | COM | 12,591 | $39,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 10,400 | $39,000 | thousands by filing date | call |
| HC2 HLDGS INC | 404139107 | COM | 15,800 | $39,000 | thousands by filing date | put |
| ALTIMMUNE INC | 02155H200 | COM NEW | 13,081 | $38,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 34,832 | $38,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 26,568 | $38,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 38,900 | $38,000 | thousands by filing date | put |
| GLOWPOINT INC | 379887201 | CMN | 278,331 | $38,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 13,500 | $38,000 | thousands by filing date | call |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 13,501 | $38,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 69,085 | $38,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 15,174 | $38,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 63,200 | $37,000 | thousands by filing date | call |
| RESEARCH FRONTIERS INC | 760911107 | COM | 16,900 | $37,000 | thousands by filing date | call |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 10,431 | $37,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 18,505 | $37,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 58,515 | $37,000 | thousands by filing date | |
| TINGO GROUP INC | 55328R109 | COM | 29,701 | $37,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 16,300 | $37,000 | thousands by filing date | call |
| NEWLINK GENETICS CORP | 651511107 | COM | 19,100 | $37,000 | thousands by filing date | put |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 74,874 | $37,000 | thousands by filing date | |
| SOLENO THERAPEUTIVS, INC. | 834203200 | COMM | 17,920 | $37,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 13,900 | $37,000 | thousands by filing date | put |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 16,075 | $37,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 30,700 | $37,000 | thousands by filing date | call |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 159,774 | $37,000 | thousands by filing date | |
| DPW HLDGS INC | 26140E501 | COM NEW | 127,456 | $37,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 13,800 | $36,000 | thousands by filing date | put |
| BONSO ELECTRS INTL INC | 098529308 | COM PAR $0.003 | 12,123 | $36,000 | thousands by filing date | |
| WESTWATER RES INC | 961684107 | COM | 268,278 | $36,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 18,657 | $36,000 | thousands by filing date | |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 44,647 | $36,000 | thousands by filing date | |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 19,935 | $36,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 413,489 | $36,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 77,010 | $36,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 68,303 | $35,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 10,700 | $35,000 | thousands by filing date | call |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 21,039 | $35,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 31,055 | $35,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 252,023 | $35,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 31,854 | $35,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 34,317 | $35,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 54,317 | $35,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 18,100 | $35,000 | thousands by filing date | call |
| FOUR SEASONS ED CAYMAN INC SPON ADS | 35101A101 | ADR | 19,000 | $34,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 44,600 | $34,000 | thousands by filing date | call |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 19,939 | $34,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 37,698 | $34,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 26,300 | $34,000 | thousands by filing date | put |
| QUICKLOGIC CORP | 74837P108 | COM | 56,200 | $34,000 | thousands by filing date | put |
| DYNATRONICS CORP | 268157401 | COM NEW | 17,135 | $34,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 53,300 | $34,000 | thousands by filing date | call |
| CHECK CAP LTD | M2361E203 | SHS | 12,533 | $34,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 54,400 | $33,000 | thousands by filing date | call |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 10,600 | $33,000 | thousands by filing date | call |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 40,931 | $33,000 | thousands by filing date | |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 13,773 | $33,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO COM | 46186M407 | Stock | 21,114 | $33,000 | thousands by filing date | |
| MYOS RENS TECHNOLOGY INC | 62857P108 | COM | 20,722 | $33,000 | thousands by filing date | |
| SPHERIX INC | 84842R403 | COM PAR NEW | 36,833 | $33,000 | thousands by filing date | |
| EMERSON RADIO CORP | 291087203 | COM NEW | 24,573 | $32,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 65,135 | $32,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 14,500 | $32,000 | thousands by filing date | call |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 28,766 | $32,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 20,506 | $32,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 20,400 | $32,000 | thousands by filing date | put |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 22,394 | $32,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 24,428 | $32,000 | thousands by filing date | |
| NEUROMETRIX INC | 641255708 | COM PAR | 29,008 | $32,000 | thousands by filing date | |
| GOOD TIMES RESTAURANTS INC | 382140879 | COM NEW | 12,876 | $31,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 10,201 | $31,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 142,495 | $31,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 40,800 | $31,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 10,000 | $31,000 | thousands by filing date | put |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 31,700 | $31,000 | thousands by filing date | call |
| SOLIGENIX INC | 834223307 | COM | 34,324 | $31,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 34,745 | $31,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P100 | COM | 42,209 | $31,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 69,680 | $31,000 | thousands by filing date | |
| ARCA BIOPHARMA INC | 00211Y407 | COM PAR | 81,938 | $31,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 109,366 | $30,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 20,300 | $30,000 | thousands by filing date | put |
| SUMMER INFANT INC | 865646103 | COMM STK | 42,007 | $30,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 16,574 | $30,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 10,600 | $30,000 | thousands by filing date | put |
| DATASEA INC | 238116206 | COM NEW | 14,283 | $30,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 10,963 | $30,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-005414 | this filing | 2019-05-15 | acceptance time not in the bulk data set |