13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 3,685 holding rows worth $217,418,067,000.
- Accession
- 0000950123-19-005250
- Filer
- CIK 820027
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A combination report, 9,088 entries on the cover page, a total value of $217,418,067,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $217,418,067,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Co 028-10458
- reports for this filerAmeriprise Certificate Co 028-00140
- reports for this filerRiverSource Life Insurance Co 028-00143
- reports for this filerRiverSource Life Insurance Co of New York 028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- reports for this filerColumbia Wanger Asset Management, LLC. 028-03639
- reports for this filerAmeriprise National Trust Bank 028-18942
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
- included managerColumbia Wanger Asset Management, LLC. 028-03639
- included managerAmeriprise National Trust Bank 028-18942
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 51,463 | $1,087,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 28,010 | $1,085,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 57,984 | $1,083,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 46,703 | $1,082,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 23,895 | $1,076,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 38,903 | $1,075,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 150,590 | $1,071,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 93,187 | $1,069,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 78,716 | $1,068,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 26,170 | $1,068,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 116,209 | $1,068,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 43,397 | $1,064,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 20,705 | $1,063,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 82,163 | $1,063,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 83,320 | $1,061,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 90,931 | $1,061,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 10,218 | $1,061,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 75,385 | $1,060,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 10,629 | $1,060,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 20,390 | $1,060,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 78,737 | $1,059,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 40,908 | $1,055,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 33,712 | $1,052,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 42,185 | $1,050,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 57,104 | $1,050,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 965,783 | $1,043,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 33,618 | $1,041,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 23,236 | $1,041,000 | thousands by filing date | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 21,367 | $1,040,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 97,687 | $1,039,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 20,372 | $1,031,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 46,812 | $1,027,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 25,495 | $1,023,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 61,400 | $1,019,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 39,055 | $1,016,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 65,323 | $1,015,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 228,296 | $1,015,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 82,535 | $1,011,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 23,273 | $1,003,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 40,403 | $1,000,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 8,825 | $999,000 | thousands by filing date | |
| DESPEGAR COM CORP | G27358103 | ORD SHS | 66,696 | $994,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 67,538 | $993,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 70,177 | $992,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 66,331 | $991,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 21,200 | $990,000 | thousands by filing date | call |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 16,993 | $989,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 11,758 | $987,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 66,851 | $981,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 127,380 | $977,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 49,480 | $975,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 12,924 | $971,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 36,531 | $971,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 69,547 | $968,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 111,409 | $960,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 39,508 | $959,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 79,428 | $952,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 87,980 | $952,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 33,497 | $951,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 18,589 | $950,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 47,338 | $947,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 52,571 | $946,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 122,702 | $945,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 48,590 | $940,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 79,530 | $940,000 | thousands by filing date | |
| APELLIS PHARMACEUTICALS INC | 03753U106 | COM | 48,058 | $937,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 21,218 | $934,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 35,389 | $934,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 29,100 | $931,000 | thousands by filing date | put |
| FITBIT INC | 33812L102 | CL A | 156,971 | $929,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 22,130 | $927,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 41,579 | $927,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 71,584 | $925,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 110,503 | $923,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 75,876 | $919,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 23,893 | $915,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 9,672 | $915,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 18,870 | $910,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 7,241 | $907,000 | thousands by filing date | |
| EMERALD EXPOSITIONS EVENTS I | 29103B100 | COM | 71,400 | $907,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 32,046 | $905,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 73,486 | $904,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 75,001 | $903,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 36,648 | $902,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 18,940 | $901,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 174,800 | $901,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 17,155 | $899,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 73,522 | $898,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 39,733 | $897,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 41,614 | $889,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 100,546 | $888,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253HAB7 | NOTE 4.500% 7/0 | 1,000,000 | $881,000 | thousands by filing date | principal |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 9,677 | $877,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 64,491 | $873,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 183,252 | $871,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 36,100 | $865,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 45,169 | $859,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 66,027 | $855,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 23,887 | $853,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 358,630 | $853,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 93,397 | $850,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 170,606 | $847,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 105,924 | $843,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 200,639 | $843,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 18,910 | $837,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,223 | $836,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 260,516 | $836,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 46,743 | $836,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 40,747 | $831,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 92,062 | $816,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 6,391 | $813,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 295,700 | $811,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 16,896 | $808,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 8,053 | $808,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 19,191 | $806,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 16,102 | $803,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 53,302 | $801,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 17,913 | $799,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 34,380 | $798,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 55,325 | $798,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 65,443 | $795,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 17,273 | $792,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 15,323 | $791,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 21,900 | $789,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 97,441 | $787,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 55,430 | $786,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 20,592 | $786,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 33,599 | $785,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 108,365 | $785,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 20,388 | $784,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 14,700 | $781,000 | thousands by filing date | call |
| SECUREWORKS CORP | 81374A105 | CL A | 42,327 | $779,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 6,052 | $778,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 54,148 | $777,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 36,580 | $773,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 537,101 | $773,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 17,788 | $771,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 120,298 | $768,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 27,842 | $768,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 16,500 | $768,000 | thousands by filing date | call |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 9,454 | $767,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 92,727 | $765,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 19,540 | $762,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 31,108 | $761,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 429,973 | $761,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 17,425 | $759,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 36,440 | $758,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 66,456 | $758,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 85,180 | $758,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 35,068 | $753,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 13,773 | $752,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 161,786 | $752,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 23,932 | $751,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 18,000 | $749,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 121,160 | $746,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 52,179 | $743,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 30,913 | $739,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 55,395 | $739,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 55,809 | $735,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 48,139 | $734,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 16,809 | $726,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 79,132 | $725,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 23,025 | $723,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 35,600 | $723,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 82,631 | $722,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 154,747 | $718,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 17,208 | $718,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 19,196 | $716,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 23,182 | $716,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 197,736 | $716,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 65,453 | $715,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 9,815 | $713,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 22,416 | $713,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 114,250 | $713,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 231,115 | $710,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 57,247 | $709,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 46,893 | $704,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 47,754 | $703,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 18,981 | $702,000 | thousands by filing date | |
| LUTHER BURBANK CORP | 550550107 | COM | 69,250 | $700,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 72,768 | $699,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 48,993 | $693,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 17,597 | $692,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 27,163 | $691,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 18,032 | $688,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 43,536 | $687,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 94,080 | $685,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J775 | BLOO PRI PWR ETF | 13,713 | $685,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 27,159 | $684,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 196,436 | $682,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 12,771 | $680,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 43,791 | $678,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 45,523 | $676,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 12,669 | $674,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 16,220 | $674,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 60,567 | $667,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 33,955 | $667,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 19,008 | $662,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 16,302 | $660,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 34,108 | $660,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 50,163 | $660,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 21,244 | $658,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 60,981 | $658,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 117,261 | $652,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 49,711 | $647,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 38,937 | $646,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 83,116 | $642,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 59,138 | $642,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 32,270 | $642,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 8,846 | $641,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 36,870 | $637,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L688 | STOX GBL ESG SLT | 6,683 | $636,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 43,400 | $636,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 105,428 | $634,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 48,927 | $633,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 103,628 | $633,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 46,860 | $632,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 64,982 | $628,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 12,414 | $626,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 101,798 | $625,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 184,310 | $621,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 10,922 | $619,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 17,127 | $619,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 12,227 | $618,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 11,425 | $618,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 344,900 | $616,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 29,765 | $614,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 48,761 | $609,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 37,801 | $608,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 29,510 | $607,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 11,133 | $602,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 48,360 | $602,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 119,000 | $601,000 | thousands by filing date | principal |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 13,890 | $595,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 45,634 | $594,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 9,663 | $594,000 | thousands by filing date | |
| AMALGAMATED BANK | 022663108 | COMMON STOCK | 37,500 | $587,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 10,495 | $586,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 27,306 | $585,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 36,434 | $584,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 103,362 | $580,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 104,516 | $580,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 20,078 | $578,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 44,950 | $578,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 38,858 | $577,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 42,765 | $574,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 81,614 | $573,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 43,900 | $569,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 178,900 | $564,000 | thousands by filing date | |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 8,206 | $563,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 8,142 | $558,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 11,789 | $557,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 32,944 | $556,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 417,142 | $555,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 46,928 | $553,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 7,664 | $553,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 43,863 | $549,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 28,495 | $548,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 35,021 | $547,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 114,597 | $546,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 100,716 | $545,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 8,770 | $545,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 241,507 | $543,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 15,907 | $542,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 13,338 | $541,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 11,977 | $541,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 47,817 | $540,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 4,475 | $540,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 13,250 | $539,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 33,026 | $538,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 34,032 | $537,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 29,296 | $536,000 | thousands by filing date | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 12,704 | $535,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 10,474 | $529,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 19,801 | $529,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 64,356 | $527,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 9,475 | $524,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 14,959 | $523,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 50,492 | $520,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 54,100 | $519,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 35,508 | $515,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 40,850 | $511,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 27,282 | $511,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 3,911 | $509,000 | thousands by filing date | |
| ALTUS MIDSTREAM CO | 02215L100 | CL A | 86,200 | $509,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 36,749 | $506,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 9,353 | $504,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 105,317 | $503,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 8,839 | $500,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 10,056 | $500,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 19,179 | $500,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E834 | DWA TACTCL MLT | 19,930 | $499,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 25,702 | $497,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 5,583 | $496,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 13,907 | $494,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 367,679 | $493,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 2,700 | $493,000 | thousands by filing date | put |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 7,732 | $491,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 9,706 | $491,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 12,260 | $488,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 17,861 | $486,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 118,700 | $484,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 18,652 | $484,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 6,715 | $483,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 51,346 | $481,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 17,774 | $479,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 9,000 | $478,000 | thousands by filing date | put |
| ARCONIC INC | 03965L100 | COM | 24,800 | $474,000 | thousands by filing date | call |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 49,335 | $473,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 37,889 | $470,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 160,873 | $469,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 28,750 | $468,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 9,393 | $467,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 14,465 | $466,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 14,102 | $462,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 21,477 | $462,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 11,352 | $457,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 94,840 | $454,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 9,813 | $454,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 21,059 | $453,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 46,707 | $453,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 41,719 | $450,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 128,068 | $449,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 106,565 | $448,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 30,992 | $447,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 7,909 | $446,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 73,350 | $446,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 77,776 | $445,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 22,172 | $444,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 17,833 | $442,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 37,047 | $442,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 33,811 | $441,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 97,676 | $441,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 5,814 | $441,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 8,509 | $440,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 16,250 | $437,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 33,563 | $436,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 66,694 | $435,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 13,495 | $434,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 7,261 | $432,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 28,905 | $430,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 30,192 | $429,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 111,740 | $425,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 12,526 | $425,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 91,488 | $424,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 18,983 | $420,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 40,880 | $419,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 20,320 | $417,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 3,104 | $416,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 15,112 | $415,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 6,716 | $414,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 30,000 | $412,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 15,607 | $410,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 62,860 | $409,000 | thousands by filing date | |
| TELARIA INC | 879181105 | COM | 64,313 | $408,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 29,497 | $407,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 7,253 | $406,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 21,354 | $406,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 14,424 | $402,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 92,683 | $399,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 23,206 | $399,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 30,824 | $398,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 63,063 | $397,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 40,231 | $395,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 12,750 | $395,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 36,734 | $393,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 20,522 | $393,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 19,173 | $390,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 31,011 | $388,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 15,614 | $387,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 5,796 | $383,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 6,120 | $381,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 38,980 | $381,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 30,350 | $378,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 5,798 | $378,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 14,531 | $376,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 9,327 | $371,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 15,124 | $371,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 47,093 | $371,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 28,827 | $369,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 51,986 | $369,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 4,600 | $368,000 | thousands by filing date | put |
| VEONEER INC | 92336X109 | COM | 15,914 | $364,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 28,046 | $364,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 13,494 | $361,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 22,970 | $361,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 29,425 | $361,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 4,548 | $359,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 14,664 | $358,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 15,767 | $358,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 75,809 | $356,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 16,209 | $355,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 50,000 | $355,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 6,227 | $354,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 17,057 | $354,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 9,149 | $353,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 37,635 | $352,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 36,688 | $349,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 15,490 | $349,000 | thousands by filing date | |
| STERLING BANCORP INC | 85917W102 | COM | 34,300 | $348,000 | thousands by filing date | |
| BG STAFFING INC | 05544A109 | COM | 15,907 | $347,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 14,509 | $346,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 16,850 | $345,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 22,909 | $345,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 28,336 | $343,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 20,609 | $339,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 38,610 | $338,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 5,158 | $338,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 98,019 | $337,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 10,105 | $337,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 19,060 | $336,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 7,060 | $336,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 22,044 | $335,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 28,836 | $334,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 22,086 | $334,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 9,900 | $330,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 83,000 | $330,000 | thousands by filing date | principal |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 14,200 | $329,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 7,800 | $329,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 8,781 | $325,000 | thousands by filing date | |
| LUXFER HOLDINGS PLC | G5698W116 | COMMON STOCK | 12,957 | $324,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 28,051 | $323,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 11,740 | $321,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 61,868 | $321,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 24,958 | $320,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 29,318 | $320,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 53,252 | $320,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 71,356 | $318,000 | thousands by filing date | |
| BANCO SANTANDER MEXICO SA | 05969B103 | SPONSORED ADS B | 47,046 | $317,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 17,034 | $316,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 15,305 | $316,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 39,600 | $316,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 21,389 | $315,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 4,940 | $314,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 13,500 | $313,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 5,900 | $312,000 | thousands by filing date | put |
| SAFEHOLD INC | 78645L100 | COM | 14,293 | $312,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 43,559 | $311,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 22,879 | $310,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 21,375 | $308,000 | thousands by filing date | |
| PREFORMED LINE PRODS CO | 740444104 | COM | 5,795 | $308,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 25,374 | $307,000 | thousands by filing date | |
| RBB BANCORP | 74930B105 | COMMON STOCK | 16,305 | $307,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 181,425 | $307,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 22,981 | $304,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 38,392 | $303,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 17,702 | $303,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 22,228 | $302,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 12,097 | $300,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 10,424 | $299,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 18,667 | $298,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 12,126 | $297,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 5,925 | $296,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 9,500 | $293,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 22,469 | $290,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 27,997 | $290,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 8,969 | $290,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 7,400 | $289,000 | thousands by filing date | put |
| ALLIANZGI CONVERTIBLE & INCOME 2024 TARGET TERM FUND | 01883H102 | COM | 31,958 | $288,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 19,932 | $286,000 | thousands by filing date | |
| TARONIS TECHNOLOGIES INC | 876214107 | COM | 350,181 | $286,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 59,140 | $284,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 91,730 | $284,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 10,945 | $282,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 65 | $279,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 10,875 | $279,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 22,182 | $278,000 | thousands by filing date | |
| LOMA NEGRA C I A S A MTN 14 | 54150E104 | SPONSORED ADS | 25,370 | $278,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 45,521 | $278,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 11,341 | $275,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 29,458 | $273,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 51,050 | $273,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 68,436 | $272,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 18,601 | $272,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 27,587 | $271,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 12,166 | $270,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 63,660 | $269,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 16,742 | $269,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3,512 | $268,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 28,888 | $267,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 13,310 | $266,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 67,300 | $266,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 4,957 | $263,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 5,848 | $262,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 12,616 | $262,000 | thousands by filing date | |
| FARMERS MERCHANTS BANCO OH | 30779N105 | COMMON STOCK | 8,612 | $259,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 10,644 | $258,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 6,128 | $258,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 12,300 | $257,000 | thousands by filing date | call |
| ARGAN INC | 04010E109 | COM | 5,100 | $255,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 17,011 | $253,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC NEW COM | 84790A105 | Stock | 4,595 | $252,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 23,309 | $251,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 7,751 | $251,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 18,141 | $251,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P800 | COM | 135,000 | $251,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 10,696 | $248,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 107,291 | $247,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 5,913 | $247,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 8,600 | $244,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-005250 | this filing | 2019-05-15 | acceptance time not in the bulk data set |