13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-15, with 3,685 holding rows worth $217,418,067,000.
- Accession
- 0000950123-19-005250
- Filer
- CIK 820027
- Filed
- 2019-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A combination report, 9,088 entries on the cover page, a total value of $217,418,067,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $217,418,067,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Co 028-10458
- reports for this filerAmeriprise Certificate Co 028-00140
- reports for this filerRiverSource Life Insurance Co 028-00143
- reports for this filerRiverSource Life Insurance Co of New York 028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- reports for this filerColumbia Wanger Asset Management, LLC. 028-03639
- reports for this filerAmeriprise National Trust Bank 028-18942
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
- included managerColumbia Wanger Asset Management, LLC. 028-03639
- included managerAmeriprise National Trust Bank 028-18942
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 82,059 | $3,224,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 111,333 | $3,217,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 1,097,821 | $3,217,000 | thousands by filing date | |
| TRICIDA INC | 89610F101 | COM | 82,866 | $3,200,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 17,311 | $3,189,000 | thousands by filing date | |
| PAMPA ENERGIA SA | 697660207 | SPONS ADR LVL I | 115,248 | $3,178,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 46,801 | $3,175,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 77,793 | $3,173,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 85,352 | $3,171,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 70,752 | $3,168,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 125,836 | $3,160,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 70,731 | $3,147,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 109,836 | $3,147,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 29,654 | $3,147,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 174,793 | $3,127,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 340,062 | $3,111,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 123,607 | $3,108,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 205,521 | $3,103,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 135,252 | $3,092,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 185,445 | $3,088,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 951,465 | $3,082,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 64,059 | $3,074,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 68,824 | $3,073,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 76,702 | $3,072,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 281,648 | $3,061,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 66,721 | $3,058,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 65,143 | $3,048,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 297,808 | $3,046,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 231,449 | $3,043,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 561,567 | $3,043,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 173,729 | $3,041,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 154,025 | $3,031,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 104,805 | $3,024,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 132,618 | $3,022,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 232,710 | $2,996,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 46,309 | $2,987,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 82,904 | $2,987,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 22,941 | $2,985,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 49,634 | $2,983,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 85,110 | $2,982,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 120,133 | $2,982,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 67,573 | $2,968,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 215,667 | $2,965,000 | thousands by filing date | |
| LEGACY HOUSING CORP | 52472M101 | COMMON STOCK | 248,953 | $2,962,000 | thousands by filing date | |
| INVESCO | 46090C305 | EXCHANGE TRADED | 71,354 | $2,961,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 58,253 | $2,941,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 118,048 | $2,938,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 68,774 | $2,934,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 341,435 | $2,923,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 350,074 | $2,920,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 49,112 | $2,915,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 181,871 | $2,904,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 48,906 | $2,880,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 61,582 | $2,872,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 318,825 | $2,869,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 83,435 | $2,866,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 213,834 | $2,864,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 167,230 | $2,863,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 166,236 | $2,863,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 141,456 | $2,863,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 176,273 | $2,846,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 16,277 | $2,846,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 100,633 | $2,840,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 79,710 | $2,829,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 117,274 | $2,829,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 15,087 | $2,825,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 138,048 | $2,819,000 | thousands by filing date | |
| INVESCO DB MLTI SECTR CMMTY | 46140H601 | GOLD FD | 71,000 | $2,817,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 30,137 | $2,816,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 53,018 | $2,810,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 131,908 | $2,810,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 39,414 | $2,795,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 187,683 | $2,793,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 57,653 | $2,788,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 129,950 | $2,783,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 419,068 | $2,782,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 48,307 | $2,764,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 233,138 | $2,758,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 62,119 | $2,755,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 115,822 | $2,754,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 53,631 | $2,753,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 110,144 | $2,746,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 287,666 | $2,744,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 155,631 | $2,742,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 55,006 | $2,738,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 62,760 | $2,738,000 | thousands by filing date | |
| TRANSPORTATION & LOGISTI | 438083107 | COM | 98,394 | $2,729,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 24,804 | $2,728,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 81,237 | $2,728,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 248,820 | $2,719,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 139,574 | $2,719,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 29,643 | $2,719,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 46,300 | $2,718,000 | thousands by filing date | put |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 124,636 | $2,718,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 78,307 | $2,718,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 21,190 | $2,713,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 96,876 | $2,702,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 67,248 | $2,701,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 34,680 | $2,701,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 84,883 | $2,693,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 129,477 | $2,687,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 120,758 | $2,686,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 121,528 | $2,683,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 174,100 | $2,680,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 57,788 | $2,667,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 880,377 | $2,666,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 121,119 | $2,664,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 221,140 | $2,658,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 496,311 | $2,636,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 58,021 | $2,627,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 58,471 | $2,626,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 41,260 | $2,620,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 743,170 | $2,616,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 22,100 | $2,616,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 27,550 | $2,610,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,749,381 | $2,606,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 185,320 | $2,590,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 795,290 | $2,576,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 199,627 | $2,569,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 110,211 | $2,566,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 31,934 | $2,559,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 2,591,000 | $2,558,000 | thousands by filing date | principal |
| CONTROL4 CORP | 21240D107 | COM | 150,910 | $2,555,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 102,491 | $2,554,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 125,059 | $2,547,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 202,427 | $2,546,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 60,108 | $2,530,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 63,405 | $2,524,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 46,015 | $2,524,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 59,086 | $2,522,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 311,350 | $2,519,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 207,351 | $2,518,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 219,706 | $2,509,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 41,009 | $2,507,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 132,999 | $2,501,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 159,242 | $2,497,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 229,202 | $2,489,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 122,951 | $2,488,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 55,265 | $2,487,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 12,369 | $2,467,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 661,084 | $2,466,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 390,059 | $2,453,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 45,537 | $2,447,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 57,596 | $2,440,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 40,160 | $2,436,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 89,603 | $2,434,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 105,479 | $2,431,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 92,316 | $2,430,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 99,206 | $2,424,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 50,405 | $2,412,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 197,265 | $2,409,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 179,895 | $2,404,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 280,290 | $2,404,000 | thousands by filing date | |
| TCR2 THERAPEUTICS INC | 87808K106 | COM | 137,796 | $2,401,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 35,260 | $2,400,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 19,972 | $2,399,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 29,790 | $2,390,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 27,079 | $2,386,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 73,799 | $2,385,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 19,934 | $2,381,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 365,510 | $2,376,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 113,286 | $2,370,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 68,022 | $2,367,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 250,304 | $2,366,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 306,673 | $2,364,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 61,582 | $2,354,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 69,572 | $2,341,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 69,096 | $2,339,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 465,225 | $2,339,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 35,516 | $2,330,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 187,465 | $2,323,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 1,133,045 | $2,323,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 76,026 | $2,301,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 67,401 | $2,300,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 66,042 | $2,295,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 69,729 | $2,289,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 180,574 | $2,275,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 115,531 | $2,270,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 44,836 | $2,267,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 176,480 | $2,265,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 36,270 | $2,261,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 76,162 | $2,261,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 154,261 | $2,254,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 59,108 | $2,254,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 181,988 | $2,250,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 90,662 | $2,246,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 483,996 | $2,245,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 309,744 | $2,240,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 166,794 | $2,235,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 148,208 | $2,220,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 296,432 | $2,214,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 17,458 | $2,205,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 138,532 | $2,200,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 161,299 | $2,200,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 25,011 | $2,198,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 398,102 | $2,190,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 107,520 | $2,187,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 157,177 | $2,185,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 83,869 | $2,183,000 | thousands by filing date | |
| PRESIDIO INC | 74102M103 | COM | 147,447 | $2,182,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 217,599 | $2,176,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 50,188 | $2,175,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 138,805 | $2,168,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 229,943 | $2,159,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 72,505 | $2,156,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 135,902 | $2,141,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 155,080 | $2,135,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 81,325 | $2,132,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 129,181 | $2,127,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 39,506 | $2,126,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 156,598 | $2,125,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 56,913 | $2,119,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 54,581 | $2,107,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 168,479 | $2,106,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 53,540 | $2,103,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 266,220 | $2,103,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 151,854 | $2,097,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 324,883 | $2,095,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 289,688 | $2,094,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 184,979 | $2,090,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 181,833 | $2,090,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 205,937 | $2,089,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 130,893 | $2,080,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 98,170 | $2,078,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 43,419 | $2,072,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 35,864 | $2,057,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 72,559 | $2,055,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 74,475 | $2,055,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 210,422 | $2,054,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 96,929 | $2,048,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 199,728 | $2,045,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 156,106 | $2,036,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 163,108 | $2,023,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 5,429 | $2,019,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 17,773 | $2,013,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 422,196 | $2,010,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 65,454 | $2,007,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 335,983 | $2,005,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 35,861 | $1,997,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 53,960 | $1,988,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 85,784 | $1,986,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 307,467 | $1,982,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 111,161 | $1,980,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 109,266 | $1,979,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 26,301 | $1,968,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 120,390 | $1,959,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 11,659 | $1,957,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 185,057 | $1,953,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 356,195 | $1,949,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 44,478 | $1,943,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 149,852 | $1,939,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 568,899 | $1,933,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 329,082 | $1,931,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 86,209 | $1,909,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 32,746 | $1,908,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 189,889 | $1,907,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 76,129 | $1,895,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 153,245 | $1,893,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 65,090 | $1,891,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 273,296 | $1,888,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 35,081 | $1,887,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 339,420 | $1,887,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 114,982 | $1,886,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 69,291 | $1,883,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 195,199 | $1,880,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 118,052 | $1,877,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 17,805 | $1,875,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 100,694 | $1,869,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 96,547 | $1,868,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 46,482 | $1,865,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 228,871 | $1,858,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 14,594 | $1,855,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 69,583 | $1,850,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 84,553 | $1,848,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 39,963 | $1,844,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 135,151 | $1,837,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 111,502 | $1,835,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 387,135 | $1,828,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 59,219 | $1,827,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 42,691 | $1,824,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 334,705 | $1,818,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 55,295 | $1,814,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 29,356 | $1,812,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 100,131 | $1,812,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 311,665 | $1,811,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 128,486 | $1,809,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 48,880 | $1,803,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 101,665 | $1,795,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 32,093 | $1,793,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 102,045 | $1,792,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 77,567 | $1,792,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 50,474 | $1,781,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 156,286 | $1,776,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 55,934 | $1,770,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 283,106 | $1,764,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 12,741 | $1,760,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 133,891 | $1,755,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 81,010 | $1,751,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 27,986 | $1,745,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 25,538 | $1,745,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 422,095 | $1,743,000 | thousands by filing date | |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 79,036 | $1,743,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 8,605 | $1,741,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 158,800 | $1,739,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 264,394 | $1,731,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 84,736 | $1,724,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 25,231 | $1,715,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 394,500 | $1,713,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 77,290 | $1,711,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 21,763 | $1,709,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 31,699 | $1,708,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 147,868 | $1,706,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 219,969 | $1,700,000 | thousands by filing date | |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 28,650 | $1,697,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 58,975 | $1,695,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 89,560 | $1,690,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 101,199 | $1,684,000 | thousands by filing date | |
| TWIST BIOSCIENCE CORP | 90184D100 | COM | 72,543 | $1,682,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 69,971 | $1,680,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 65,901 | $1,680,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 17,900 | $1,679,000 | thousands by filing date | call |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 156,243 | $1,672,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 113,992 | $1,670,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 106,305 | $1,669,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 1,702,418 | $1,669,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 128,286 | $1,663,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 501,880 | $1,655,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 109,055 | $1,655,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394AF0 | NOTE 4.500 6/0 | 8,184,000 | $1,647,000 | thousands by filing date | principal |
| HIGHPOINT RES CORP | 43114K108 | COM | 742,975 | $1,642,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 14,500 | $1,640,000 | thousands by filing date | call |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 67,945 | $1,634,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 15,659 | $1,632,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 69,954 | $1,632,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 273,030 | $1,625,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 230,715 | $1,625,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 702,400 | $1,623,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 49,300 | $1,615,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 14,237 | $1,612,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 103,657 | $1,611,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 153,094 | $1,609,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 375,590 | $1,608,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 159,243 | $1,608,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 60,605 | $1,603,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 87,917 | $1,599,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 42,044 | $1,598,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 70,354 | $1,598,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 122,243 | $1,590,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 198,440 | $1,588,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 71,244 | $1,587,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 64,708 | $1,582,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 70,604 | $1,582,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 24,402 | $1,574,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 11,560 | $1,566,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 71,778 | $1,565,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 94,813 | $1,562,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 21,068 | $1,562,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 102,603 | $1,560,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 50,477 | $1,559,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 186,207 | $1,558,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 40,542 | $1,555,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 162,281 | $1,547,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 78,890 | $1,542,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 43,484 | $1,530,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 287,126 | $1,528,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 68,089 | $1,517,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 60,841 | $1,503,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 51,125 | $1,501,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 29,251 | $1,501,000 | thousands by filing date | |
| EDUCATIONAL DEV CORP | 281479105 | COM | 197,797 | $1,497,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 23,670 | $1,490,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 959,138 | $1,487,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 52,482 | $1,487,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 43,455 | $1,485,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 54,653 | $1,485,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 55,909 | $1,484,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 72,148 | $1,480,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 33,215 | $1,476,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 60,135 | $1,475,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 44,029 | $1,474,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 183,737 | $1,473,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 82,300 | $1,473,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 357,694 | $1,467,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 57,935 | $1,464,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 67,333 | $1,464,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 195,465 | $1,462,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 16,456 | $1,452,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 66,336 | $1,449,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 583,928 | $1,448,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 8,323 | $1,448,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 63,772 | $1,443,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 35,046 | $1,438,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 116,349 | $1,432,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 45,072 | $1,431,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 13,207 | $1,428,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 41,302 | $1,425,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 252,364 | $1,425,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,842 | $1,425,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 65,680 | $1,424,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 34,600 | $1,424,000 | thousands by filing date | call |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 270,816 | $1,419,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 10,040 | $1,418,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 201,450 | $1,416,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 25,089 | $1,414,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 11,082 | $1,412,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 117,996 | $1,409,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 22,614 | $1,405,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 102,651 | $1,398,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 139,720 | $1,397,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 116,210 | $1,397,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 46,824 | $1,393,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 65,123 | $1,383,000 | thousands by filing date | |
| FGL HLDGS | G3402M102 | ORD SHS | 175,000 | $1,377,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 118,810 | $1,371,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 18,631 | $1,370,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 14,938 | $1,369,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 192,005 | $1,359,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 56,580 | $1,356,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 107,017 | $1,355,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 75,737 | $1,350,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 201,150 | $1,346,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 237,270 | $1,345,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 121,503 | $1,334,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 22,618 | $1,329,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 97,900 | $1,328,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 90,700 | $1,325,000 | thousands by filing date | |
| VAPOTHERM INC | 922107107 | COM | 67,100 | $1,319,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 84,400 | $1,317,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 31,267 | $1,306,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 37,400 | $1,294,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 12,186 | $1,293,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 19,629 | $1,293,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 33,725 | $1,292,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 21,306 | $1,287,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 56,645 | $1,284,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 20,989 | $1,282,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 68,000 | $1,281,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 56,558 | $1,277,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 104,321 | $1,272,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 23,002 | $1,270,000 | thousands by filing date | |
| VICTORY CAP HLDGS INC DEL COM CL A | 92645B103 | Stock | 84,400 | $1,268,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 83,926 | $1,266,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 102,115 | $1,266,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 22,674 | $1,261,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 33,803 | $1,258,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 32,250 | $1,257,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 10,043 | $1,256,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 55,571 | $1,252,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 220,993 | $1,251,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 42,342 | $1,249,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 70,346 | $1,248,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 17,220 | $1,248,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 61,901 | $1,243,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 86,529 | $1,242,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 51,744 | $1,242,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 25,407 | $1,238,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 12,959 | $1,229,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 11,660 | $1,229,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 34,797 | $1,226,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 77,857 | $1,222,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 39,585 | $1,221,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 43,526 | $1,218,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 25,763 | $1,216,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 10,469 | $1,215,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 24,469 | $1,215,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 15,274 | $1,214,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 50,957 | $1,211,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 156,610 | $1,208,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 77,001 | $1,208,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 23,179 | $1,200,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 70,800 | $1,199,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 47,437 | $1,198,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 183,540 | $1,198,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 32,290 | $1,197,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 13,025 | $1,190,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 589,393 | $1,173,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 83,917 | $1,170,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 22,055 | $1,164,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 93,975 | $1,163,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 37,377 | $1,161,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 23,558 | $1,155,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 78,159 | $1,152,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 14,820 | $1,146,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 51,351 | $1,144,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 61,800 | $1,143,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 71,618 | $1,138,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 74,825 | $1,137,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 33,399 | $1,135,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 58,245 | $1,130,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 35,925 | $1,116,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 20,446 | $1,108,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 153,626 | $1,107,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 83,593 | $1,103,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 83,523 | $1,102,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 20,700 | $1,095,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 95,228 | $1,095,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 41,505 | $1,095,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 157,809 | $1,092,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 168,160 | $1,090,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 85,303 | $1,090,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-005250 | this filing | 2019-05-15 | acceptance time not in the bulk data set |