13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-04-26, with 4,447 holding rows worth $116,592,119,000.
- Accession
- 0000950123-19-003621
- Filer
- CIK 927971
- Filed
- 2019-04-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 14,662 entries on the cover page, a total value of $116,592,119,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $116,592,119,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STONECO LTD | G85158106 | COM CL A | 800 | $33,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 2,017 | $33,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 2,000 | $33,000 | thousands by filing date | put |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 13,148 | $33,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 1,701 | $33,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 2,961 | $33,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 1,861 | $33,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 35,473 | $33,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 854 | $33,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 3,343 | $33,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 1,303 | $32,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 1,073 | $32,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 894 | $32,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 1,000 | $32,000 | thousands by filing date | |
| BAYCOM CORP | 07272M107 | COMMON STOCK | 1,394 | $32,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767850 | MSCI CHINA CLEAN | 1,600 | $32,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 5,691 | $32,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 673 | $32,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 12,594 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 617 | $31,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,715 | $31,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 932 | $31,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 1,403 | $31,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 775 | $31,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 1,038 | $31,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 850 | $31,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 8,638 | $31,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 16,138 | $31,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 2,000 | $31,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 360 | $30,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 500 | $30,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,872 | $30,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 1,762 | $30,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 2,186 | $30,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 1,538 | $30,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 2,609 | $30,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 515 | $30,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 934 | $30,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 3,000 | $30,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 3,000 | $30,000 | thousands by filing date | put |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 724 | $30,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 900 | $30,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 37,000 | $30,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 1,517 | $30,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 2,050 | $30,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 2,900 | $30,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 1,559 | $29,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 4,056 | $29,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 1,025 | $29,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 840 | $29,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,000 | $29,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 46,750 | $28,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 844 | $28,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 287 | $28,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,870 | $28,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 3,863 | $28,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 3,313 | $28,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 4,800 | $28,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 10,000 | $28,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 3,321 | $27,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 441 | $27,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 1,508 | $27,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 510 | $27,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 1,059 | $27,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 1,275 | $27,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 2,248 | $27,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 425 | $27,000 | thousands by filing date | |
| ALITHYA GROUP INC | 01643b106 | COM | 8,450 | $27,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 2,143 | $27,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 6,647 | $27,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 1,635 | $27,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 1,205 | $27,000 | thousands by filing date | |
| NCS MULTISTAGE HLDGS INC | 628877102 | COM | 5,251 | $27,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 825 | $26,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,213 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 859 | $26,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 2,562 | $26,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 1,340 | $26,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 836 | $26,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 5,000 | $26,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 2,096 | $26,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 565 | $26,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 12,830 | $26,000 | thousands by filing date | |
| EVELO BIOSCIENCES INC | 299734103 | COM | 3,296 | $26,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 6,971 | $26,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 480 | $25,000 | thousands by filing date | |
| GOSSAMER BIO INC COM | 38341P102 | Stock | 1,160 | $25,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 786 | $25,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 1,648 | $25,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 1,291 | $25,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 331 | $25,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 1,558 | $25,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 346 | $25,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 1,110 | $25,000 | thousands by filing date | |
| TIDAL TR III ETF IMPACT SHARES WOMEN'S EMPOWERMENT | 45259A100 | ETF | 1,275 | $25,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 4,629 | $25,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 12,500 | $25,000 | thousands by filing date | put |
| AEGLEA BIOTHERAPEUTICS INC | 00773J103 | COM | 3,118 | $25,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 14,631 | $25,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 35,000 | $25,000 | thousands by filing date | call |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 533 | $25,000 | thousands by filing date | |
| VIVUS INC | 928551308 | COM NEW | 6,000 | $25,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 232 | $25,000 | thousands by filing date | principal |
| BLOOM ENERGY CORP | 093712107 | COM | 1,922 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 294 | $24,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 491 | $24,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 238 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 215 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 770 | $24,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 1,412 | $24,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 726 | $24,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 837 | $24,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 636 | $24,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 244 | $24,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 500 | $24,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 2,900 | $24,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 4,325 | $24,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 2,518 | $24,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 5,385 | $24,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 575 | $23,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,595 | $23,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 1,250 | $23,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 302 | $23,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 377 | $23,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 585 | $23,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 1,663 | $23,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 672 | $23,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,200 | $23,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 1,092 | $23,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 360 | $23,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 646 | $23,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 685 | $23,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 1,000 | $23,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 13,600 | $23,000 | thousands by filing date | put |
| ECOVYST INC. | 73943T103 | Common Stock | 1,489 | $23,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 7,635 | $23,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 15,000 | $23,000 | thousands by filing date | |
| BIOCEPT INC | 09072V402 | COM PAR | 20,000 | $23,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 6,059 | $23,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 377 | $22,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 2,338 | $22,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 524 | $22,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 5,923 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 583 | $22,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 2,000 | $22,000 | thousands by filing date | put |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 800 | $22,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 1,125 | $22,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 3,133 | $22,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 3,133 | $22,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 839 | $22,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 9,529 | $22,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 1,000 | $22,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 12,007 | $22,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D218 | FI ENHANCD ETN | 129 | $22,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 485 | $21,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 1,518 | $21,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 505 | $21,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 732 | $21,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 2,000 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 488 | $21,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 2,195 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 347 | $21,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 2,866 | $21,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 1,948 | $21,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 2,588 | $21,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 7,400 | $21,000 | thousands by filing date | put |
| VERSO CORP | 92531L207 | CL A | 1,000 | $21,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 10,758 | $20,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 684 | $20,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 1,384 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 808 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 869 | $20,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 4,833 | $20,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 1,050 | $20,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 610 | $20,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 455 | $20,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 6,100 | $20,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 150 | $20,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 523 | $20,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 3,470 | $20,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 1,855 | $20,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 5,257 | $20,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 443 | $19,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 148 | $19,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 1,335 | $19,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 640 | $19,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 296 | $19,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 523 | $19,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 345 | $19,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 853 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 700 | $19,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 2,186 | $19,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 575 | $19,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 5,660 | $19,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 452 | $19,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 1,328 | $19,000 | thousands by filing date | |
| MOGO FIN TECHNOLOGY INC | 608008108 | COM | 7,412 | $19,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 15,002 | $19,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 300 | $18,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,337 | $18,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 480 | $18,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 1,827 | $18,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 2,540 | $18,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 223 | $18,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 760 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 281 | $18,000 | thousands by filing date | |
| INVESCO DB PRECIOUS METALS FUND | 46140H502 | ETF | 500 | $18,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 2,251 | $18,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 1,907 | $18,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 2,372 | $18,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 2,509 | $18,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 2,612 | $18,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 3,369 | $18,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 2,700 | $18,000 | thousands by filing date | |
| ObsEva SA | H5861P103 | COM | 1,464 | $18,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 451 | $18,000 | thousands by filing date | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 11,168 | $18,000 | thousands by filing date | |
| EXANTAS CAP CORP | 30068N105 | COM NEW | 1,724 | $18,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 1,308 | $18,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 2,102 | $17,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 928 | $17,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 171 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 274 | $17,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 988 | $17,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 552 | $17,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 1,150 | $17,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 632 | $17,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 375 | $17,000 | thousands by filing date | |
| RTW RETAILWINDS INC | 74980D100 | COM | 7,275 | $17,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 200 | $16,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 2,500 | $16,000 | thousands by filing date | put |
| V2X INC | 92242T101 | COM | 585 | $16,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 56 | $16,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 5,206 | $16,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 368 | $16,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 593 | $16,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 401 | $16,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 1,163 | $16,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 700 | $16,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 568 | $16,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 532 | $16,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 600 | $16,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 480 | $16,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 2,000 | $16,000 | thousands by filing date | |
| CO-DIAGNOSTICS INC | 189763105 | COM | 15,000 | $16,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 913 | $16,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 5,400 | $16,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 117 | $15,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 199 | $15,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 193 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 314 | $15,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 809 | $15,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 1,300 | $15,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 384 | $15,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 340 | $15,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,589 | $15,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 817 | $15,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 5,100 | $15,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,500 | $15,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 13,925 | $15,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 4,336 | $15,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 7,160 | $15,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 4,000 | $15,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 694 | $15,000 | thousands by filing date | |
| OASIS MIDSTREAM PARTNERS LP | 67420T206 | COM UNITS REPS | 715 | $15,000 | thousands by filing date | |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 900 | $15,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 32,000 | $15,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 433 | $14,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 239 | $14,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 250 | $14,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 495 | $14,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 975 | $14,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 182 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 911 | $14,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 1,000 | $14,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 357 | $14,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 549 | $14,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 519 | $14,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 324 | $14,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 4,022 | $14,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 1,156 | $14,000 | thousands by filing date | |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 459 | $14,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 794 | $14,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 531 | $14,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 257 | $14,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 101 | $13,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 189 | $13,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 377 | $13,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 750 | $13,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 26,693 | $13,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 300 | $13,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 1,000 | $13,000 | thousands by filing date | |
| TALOS ENERGY INC | 87484T108 | COM | 490 | $13,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 755 | $13,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 365 | $13,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 804 | $13,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 1,339 | $13,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 2,162 | $13,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 849 | $13,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 258 | $13,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 1,029 | $13,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 2,718 | $13,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 1,615 | $13,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 1,574 | $13,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 495 | $13,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 952 | $13,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 1,483 | $13,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 2,546 | $13,000 | thousands by filing date | |
| EIDOS THERAPEUTICS INC. | 28249H104 | Common Stock | 550 | $13,000 | thousands by filing date | |
| COVIA HLDGS CORP | 22305A103 | COM | 2,375 | $13,000 | thousands by filing date | |
| NEOVASC INC | 64065J205 | COM NEW | 30,000 | $13,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 506 | $12,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 96 | $12,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 305 | $12,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 1,113 | $12,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 390 | $12,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 800 | $12,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 298 | $12,000 | thousands by filing date | |
| UPWORK INC | 91688F104 | COM | 650 | $12,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 1,148 | $12,000 | thousands by filing date | |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 375 | $12,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 2,028 | $12,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 1,783 | $12,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 757 | $12,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 1,625 | $12,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 570 | $12,000 | thousands by filing date | |
| Berry Corp | 08579X101 | Common Stock | 1,027 | $12,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 3,799 | $12,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 425 | $12,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 1,220 | $12,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 754 | $12,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 647 | $12,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 11,100 | $12,000 | thousands by filing date | put |
| CHANNELADVISOR CORP | 159179100 | COM | 946 | $12,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 5,886 | $12,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 1,252 | $12,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 46,268 | $12,000 | thousands by filing date | |
| PERFORMANCE SHIPPING INC | Y67305105 | COM | 10,000 | $12,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 300 | $11,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 109 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 500 | $11,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,472 | $11,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 200 | $11,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 1,000 | $11,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 800 | $11,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 4,244 | $11,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 820 | $11,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 155 | $11,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 754 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 113 | $11,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 200 | $11,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 714 | $11,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 4,314 | $11,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 2,000 | $11,000 | thousands by filing date | put |
| LIBERTY | 531229888 | COMMON STOCK | 400 | $11,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 1,524 | $11,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 5,789 | $11,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 1,733 | $11,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 1,045 | $11,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 4,987 | $11,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 2,284 | $11,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 2,000 | $11,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22542d316 | COM | 114 | $11,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 3,859 | $11,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 500 | $10,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 656 | $10,000 | thousands by filing date | |
| PENNYMAC FINL SVCS INC NEW | 70932M107 | COM | 441 | $10,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 675 | $10,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 371 | $10,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 519 | $10,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 140 | $10,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 200 | $10,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 750 | $10,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 825 | $10,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 532 | $10,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 800 | $10,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 1,723 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 288 | $10,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 335 | $10,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 634 | $10,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 1,087 | $10,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 913 | $10,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 716 | $10,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 5,000 | $10,000 | thousands by filing date | principal |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 37,250 | $10,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 7,500 | $10,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 228 | $10,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 3,943 | $10,000 | thousands by filing date | |
| Trovagene Inc | 897238606 | COM | 2,600 | $10,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 299 | $10,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 40,071 | $10,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRANCH | 22539U107 | FI ENHNCD EUR 50 | 118 | $10,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679104 | ETN LKD 36 | 200 | $10,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 34,230 | $10,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 225 | $9,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 313 | $9,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 250 | $9,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,500 | $9,000 | thousands by filing date | put |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 444 | $9,000 | thousands by filing date | |
| ESSENTIAL PPTYS RLTY TR INC COM | 29670E107 | REIT | 436 | $9,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 14,734 | $9,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 390 | $9,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 739 | $9,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 516 | $9,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 371 | $9,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 470 | $9,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 200 | $9,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 538 | $9,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 705 | $9,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 707 | $9,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 803 | $9,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 387 | $9,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 1,305 | $9,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 628 | $9,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 1,554 | $9,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 2,000 | $9,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 3,209 | $9,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 575 | $9,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 167 | $9,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 2,232 | $9,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 663 | $9,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 259 | $9,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 382 | $9,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 1,000 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 280 | $8,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 1,798 | $8,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 401 | $8,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 485 | $8,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 94 | $8,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 574 | $8,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 366 | $8,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 2,923 | $8,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 693 | $8,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 700 | $8,000 | thousands by filing date | put |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 94 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 500 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y863 | GLOBAL X GOLD EX | 380 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 257 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q478 | DISRUPTIVE TECH | 285 | $8,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 614 | $8,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 525 | $8,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 133 | $8,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 689 | $8,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 3,131 | $8,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 5,930 | $8,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 925 | $8,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 1,000 | $8,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 1,884 | $8,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 800 | $8,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 2,445 | $8,000 | thousands by filing date | |
| CHECK CAP LTD | M2361E203 | SHS | 3,000 | $8,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 300 | $7,000 | thousands by filing date | put |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 5,003 | $7,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 133 | $7,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 1,000 | $7,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 222 | $7,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 126 | $7,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 376 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 160 | $7,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 2,880 | $7,000 | thousands by filing date | |
| MILLICOM INTL CELLULAR S A | L6388F110 | COM STK | 116 | $7,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 560 | $7,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 864 | $7,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 884 | $7,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 563 | $7,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 1,892 | $7,000 | thousands by filing date | |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 276 | $7,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 351 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 132 | $7,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 1,003 | $7,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 750 | $7,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 668 | $7,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 17,910 | $7,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 5,471 | $7,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 944 | $7,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 4,504 | $7,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 299 | $7,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 750 | $7,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 8,033 | $7,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 1,702 | $7,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 1,296 | $7,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 4,926 | $7,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 391 | $6,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 362 | $6,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 376 | $6,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 300 | $6,000 | thousands by filing date | put |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 520 | $6,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 525 | $6,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,872 | $6,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 751 | $6,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 411 | $6,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 267 | $6,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 305 | $6,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 331 | $6,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 200 | $6,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 1,600 | $6,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 1,000 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 100 | $6,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 249 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-003621 | this filing | 2019-04-26 | acceptance time not in the bulk data set |