13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-04-26, with 4,447 holding rows worth $116,592,119,000.
- Accession
- 0000950123-19-003621
- Filer
- CIK 927971
- Filed
- 2019-04-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 14,662 entries on the cover page, a total value of $116,592,119,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $116,592,119,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AZENTA INC | 114340102 | COM | 3,857 | $114,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 3,422 | $114,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 2,260 | $114,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 960 | $113,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 2,180 | $113,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 14,706 | $113,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 16,453 | $113,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 14,101 | $113,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 5,950 | $113,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 5,384 | $112,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 21,273 | $112,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 10,700 | $112,000 | thousands by filing date | put |
| COOPER TIRE & RUBR CO | 216831107 | COM | 3,733 | $112,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 4,248 | $112,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 706 | $111,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 10,172 | $110,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 27,628 | $110,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 1,144 | $109,000 | thousands by filing date | |
| XENON PHARMACEUTICALS INC COM | 98420N105 | Stock | 10,721 | $109,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 24,531 | $109,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 11,975 | $109,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 9,410 | $108,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 18,300 | $108,000 | thousands by filing date | put |
| MIDDLESEX WTR CO | 596680108 | COM | 1,909 | $107,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 12,193 | $107,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 10,687 | $107,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 2,848 | $107,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 5,100 | $107,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 5,100 | $107,000 | thousands by filing date | put |
| TIMKEN CO | 887389104 | COM | 2,427 | $106,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 15,830 | $106,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 3,325 | $106,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 1,200 | $106,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 8,208 | $106,000 | thousands by filing date | |
| MICROSECTORS FANG INDEX -3X INVERSE LEVERAGED ETN | 063679864 | ETF | 4,794 | $106,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 2,571 | $104,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 5,511 | $104,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 1,263 | $104,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 1,576 | $103,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 1,351 | $103,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 10,000 | $103,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 6,586 | $103,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 37,268 | $103,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 1,471 | $103,000 | thousands by filing date | |
| TRIBUNE PUBG CO NEW | 89609W107 | COM | 8,737 | $103,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 12,687 | $102,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 5,248 | $102,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 2,973 | $102,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 1,010 | $102,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 1,223 | $102,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 1,646 | $102,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 661 | $101,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 4,322 | $101,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 3,911 | $101,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 30,000 | $101,000 | thousands by filing date | put |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 5,240 | $101,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 1,122 | $100,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 2,677 | $100,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 5,132 | $100,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 9,757 | $99,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 3,967 | $99,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 8,563 | $99,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 3,556 | $99,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 20,915 | $99,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 8,998 | $98,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 2,114 | $98,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,576 | $98,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 3,875 | $98,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 2,056 | $98,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 80,000 | $98,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 616 | $97,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 5,611 | $97,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 50,000 | $97,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 50,000 | $97,000 | thousands by filing date | put |
| CAREER EDUCATION CORP | 141665109 | COM | 5,818 | $97,000 | thousands by filing date | |
| SYNLOGIC INC | 87166L100 | COM | 12,738 | $97,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 3,492 | $97,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 6,038 | $96,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 9,741 | $96,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 3,636 | $96,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 7,395 | $96,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 860 | $96,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 22,163 | $96,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 22,606 | $96,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 5,960 | $96,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 70,649 | $96,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 3,626 | $95,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 3,344 | $95,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 703 | $95,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 4,349 | $95,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 8,630 | $95,000 | thousands by filing date | |
| ELEVATE CREDIT INC | 28621V101 | COM | 21,866 | $95,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 3,251 | $94,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 51,416 | $94,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 2,081 | $93,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 1,225 | $93,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,031 | $93,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 1,580 | $93,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 20,000 | $93,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 60,052 | $92,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 3,354 | $91,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 3,935 | $91,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 1,411 | $91,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 997 | $91,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 2,454 | $91,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 1,322 | $90,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 37,731 | $90,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 5,000 | $90,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 5,991 | $90,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 830 | $90,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 5,340 | $90,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 472 | $89,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 3,906 | $89,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 3,305 | $89,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 16,744 | $89,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 2,785 | $89,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,086 | $89,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 2,591 | $88,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 5,558 | $88,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 2,996 | $87,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 8,000 | $87,000 | thousands by filing date | |
| GAIA INC NEW | 36269P104 | CL A | 9,517 | $87,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 7,064 | $87,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 3,567 | $87,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 2,248 | $87,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 6,075 | $86,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 4,285 | $86,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 5,000 | $86,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 16,382 | $86,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 5,500 | $86,000 | thousands by filing date | call |
| DYNEX CAP INC | 26817Q506 | COM NEW | 14,174 | $86,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 8,011 | $86,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 4,313 | $85,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,273 | $85,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 5,118 | $84,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 3,550 | $84,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 700 | $84,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 2,021 | $84,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 2,500 | $83,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 6,006 | $83,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,896 | $83,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | 81728P105 | CL A | 8,250 | $83,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 2,400 | $82,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 281 | $82,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 3,156 | $82,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 1,585 | $82,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 4,045 | $82,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 2,520 | $82,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 2,788 | $82,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 2,181 | $81,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 26,100 | $80,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 4,065 | $80,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 1,071 | $80,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 3,012 | $80,000 | thousands by filing date | |
| ORTHOPEDIATRICS CORP | 68752L100 | COMMON STOCK | 1,825 | $80,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 2,574 | $80,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 40,000 | $80,000 | thousands by filing date | call |
| AEGION CORP | 00770F104 | COMMON STOCK | 4,546 | $80,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 32,016 | $80,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,734 | $79,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 1,286 | $79,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 2,901 | $79,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 4,122 | $79,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 5,025 | $79,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 2,498 | $79,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 3,950 | $79,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 422 | $79,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 5,000 | $79,000 | thousands by filing date | put |
| BENEFITFOCUS INC | 08180D106 | COM | 1,596 | $79,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,834 | $78,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 22,952 | $78,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 25,000 | $78,000 | thousands by filing date | call |
| REVLON INC | 761525609 | OPT | 4,000 | $78,000 | thousands by filing date | put |
| PROVIDENCE SVC CORP | 743815102 | COM | 1,174 | $78,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 3,210 | $78,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 2,253 | $77,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 1,969 | $77,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 12,617 | $77,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 2,000 | $77,000 | thousands by filing date | call |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 3,153 | $77,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 2,046 | $77,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 1,200 | $76,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 4,107 | $76,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 3,611 | $76,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 2,772 | $76,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 1,213 | $76,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 6,475 | $75,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 1,432 | $75,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 10,652 | $75,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 1,839 | $75,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 1,566 | $75,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P206 | COM NEW | 9,537 | $75,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 643 | $74,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 24,100 | $74,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 10,728 | $74,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 1,369 | $74,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 17,600 | $74,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 771 | $74,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 1,801 | $74,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 2,200 | $74,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 7,677 | $74,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 7,565 | $73,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 6,099 | $73,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1,072 | $73,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 2,168 | $73,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 795 | $73,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 2,050 | $72,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 4,473 | $72,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 1,301 | $72,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 8,151 | $72,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 20,500 | $71,000 | thousands by filing date | call |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 1,010 | $71,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 2,053 | $71,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 2,145 | $70,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 4,336 | $70,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 5,725 | $70,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 1,833 | $70,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 62,718 | $70,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 2,630 | $70,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 10,429 | $70,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 1,200 | $69,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 3,672 | $69,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 5,012 | $69,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 4,034 | $68,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 2,628 | $68,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 1,256 | $68,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 21,800 | $68,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 21,800 | $68,000 | thousands by filing date | put |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 3,216 | $68,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 32,618 | $68,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 993 | $68,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 5,400 | $67,000 | thousands by filing date | put |
| U S SILICA HLDGS INC | 90346E103 | COM | 3,862 | $67,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 4,157 | $67,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 14,227 | $67,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 1,618 | $66,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 1,105 | $66,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 3,713 | $66,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 1,548 | $66,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 5,828 | $66,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 1,900 | $65,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 27,100 | $65,000 | thousands by filing date | put |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 1,629 | $65,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 10,000 | $65,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 4,252 | $65,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 1,540 | $65,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 3,399 | $65,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 12,500 | $65,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 3,314 | $65,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 9,015 | $65,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 850 | $64,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 4,521 | $64,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 1,425 | $64,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 25,456 | $64,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 1,953 | $63,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 16,440 | $63,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 1,447 | $63,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 2,421 | $63,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 1,891 | $63,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 2,644 | $63,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 715 | $62,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 1,272 | $62,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 32,000 | $62,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 31,900 | $62,000 | thousands by filing date | put |
| RENASANT CORP | 75970E107 | COM | 1,797 | $61,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 1,290 | $61,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 745 | $61,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 1,836 | $61,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 1,885 | $61,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 1,767 | $61,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 2,198 | $60,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 2,911 | $60,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 980 | $60,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 5,050 | $60,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 2,159 | $59,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 2,385 | $59,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 950 | $59,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 2,682 | $59,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 3,040 | $59,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 2,774 | $59,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 666 | $59,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 1,903 | $59,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 3,074 | $59,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 1,643 | $59,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 3,172 | $59,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 15,000 | $59,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 4,167 | $59,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,250 | $58,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 2,574 | $58,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 1,026 | $58,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 4,894 | $58,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 7,272 | $58,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 3,201 | $57,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 732 | $57,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 333 | $57,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 10,000 | $57,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 2,000 | $57,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 6,656 | $57,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 4,250 | $56,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 957 | $56,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 11,858 | $56,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 3,500 | $56,000 | thousands by filing date | put |
| SURGERY PARTNERS INC | 86881A100 | COM | 4,873 | $55,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 909 | $55,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 2,364 | $55,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 1,833 | $55,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 2,500 | $55,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 4,011 | $55,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 6,521 | $55,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 1,120 | $55,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 852 | $55,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 62,792 | $55,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 4,933 | $55,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 834 | $54,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 837 | $54,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 2,061 | $54,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 1,651 | $54,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 6,119 | $54,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 973 | $54,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 6,256 | $54,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 3,467 | $54,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 3,900 | $54,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 5,000 | $54,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 1,126 | $53,000 | thousands by filing date | |
| CAMBRIDGE BANCORP | 132152109 | COM | 639 | $53,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 81,947 | $52,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 1,567 | $52,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 2,964 | $52,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 2,395 | $52,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 3,692 | $52,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 8,055 | $52,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 4,155 | $52,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 3,376 | $52,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 1,145 | $51,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 1,060 | $51,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 7,203 | $51,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 782 | $51,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 426 | $51,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 3,242 | $51,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 2,189 | $50,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 4,000 | $50,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 1,435 | $50,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 4,241 | $50,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 1,164 | $50,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 1,200 | $50,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 2,695 | $50,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 2,403 | $50,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 3,517 | $50,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 413 | $49,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,211 | $49,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 788 | $49,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 2,011 | $49,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 6,962 | $49,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 4,616 | $48,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 7,227 | $48,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 1,500 | $48,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 2,737 | $48,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 503 | $47,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 703 | $47,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 420 | $47,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 2,854 | $47,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 875 | $47,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 2,750 | $47,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 791 | $46,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 1,135 | $46,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 370 | $46,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 1,929 | $46,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 2,133 | $46,000 | thousands by filing date | |
| R1 RCM INC | 749397105 | COM | 4,761 | $46,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679831 | INVERSE ETN | 933 | $46,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 5,000 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 1,600 | $45,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 3,232 | $45,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 1,519 | $45,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 1,542 | $45,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 1,504 | $45,000 | thousands by filing date | |
| RPT REALTY | 74971D101 | SH BEN INT | 3,759 | $45,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 1,442 | $45,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 874 | $45,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 2,118 | $45,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 4,236 | $45,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 2,146 | $44,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 1,661 | $44,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 700 | $44,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 1,700 | $44,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 912 | $44,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 2,019 | $44,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 1,154 | $44,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 654 | $44,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 893 | $44,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 81,450 | $43,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 1,657 | $43,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 2,134 | $43,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 2,497 | $43,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 1,419 | $43,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 6,300 | $43,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 3,883 | $43,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 1,878 | $43,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 2,955 | $43,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 85,000 | $43,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 7,000 | $43,000 | thousands by filing date | |
| BANK OF MONTREAL | 063679872 | MICROSECTRS IDX | 1,001 | $43,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 2,101 | $42,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 675 | $42,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 443 | $42,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 7,396 | $42,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 522 | $42,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 891 | $42,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 645 | $42,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 1,973 | $41,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 570 | $41,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 3,527 | $41,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 672 | $41,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 10,000 | $41,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 1,693 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 810 | $41,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 1,759 | $41,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 1,476 | $41,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 21,887 | $41,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 2,182 | $41,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 2,900 | $41,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 3,035 | $40,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 1,372 | $40,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 1,027 | $40,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 743 | $40,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 2,105 | $40,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 3,296 | $40,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 2,310 | $40,000 | thousands by filing date | |
| MODEL N INC | 607525102 | COM | 2,267 | $40,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 2,833 | $40,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 630 | $39,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 560 | $39,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 1,498 | $39,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 3,363 | $39,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 693 | $39,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 1,042 | $39,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 1,279 | $39,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 4,959 | $39,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 5,477 | $39,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 5,000 | $39,000 | thousands by filing date | |
| CONSTELLATION PHARMACEUTICALS INC. | 210373106 | Common Stock | 2,850 | $39,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 12,579 | $39,000 | thousands by filing date | |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 20,000 | $39,000 | thousands by filing date | |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 20,000 | $39,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 354 | $38,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 1,347 | $38,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 1,506 | $38,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 5,019 | $38,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 530 | $38,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,150 | $38,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 1,592 | $38,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 6,067 | $38,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 477 | $37,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 1,335 | $37,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 1,790 | $37,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 1,823 | $37,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 1,945 | $37,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,550 | $37,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 2,000 | $37,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 1,075 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 622 | $37,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 703 | $37,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 584 | $37,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 307 | $36,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 400 | $36,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 800 | $36,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 412 | $36,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 729 | $36,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 2,379 | $36,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 3,860 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 640 | $36,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 5,537 | $36,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 738 | $36,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 2,498 | $36,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 1,003 | $36,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 2,747 | $36,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 12,000 | $36,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 12,000 | $36,000 | thousands by filing date | put |
| APPFOLIO INC | 03783C100 | COM CL A | 444 | $35,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 650 | $35,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 545 | $35,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,851 | $35,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 1,480 | $35,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 2,741 | $35,000 | thousands by filing date | |
| FORESTAR GROUP INC | 346232101 | COMMON STOCK | 2,029 | $35,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 4,417 | $35,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 1,331 | $35,000 | thousands by filing date | |
| SOLARWINDS CORP | 83417Q105 | COM | 1,782 | $35,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 238 | $34,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 1,660 | $34,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 1,126 | $34,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 3,599 | $34,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 446 | $34,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 2,550 | $34,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 2,200 | $34,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 3,241 | $34,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 54,292 | $34,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 29 | $34,000 | thousands by filing date | principal |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 465 | $33,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 662 | $33,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-003621 | this filing | 2019-04-26 | acceptance time not in the bulk data set |