13F-HR/A filed by Allianz Asset Management GmbH
Allianz Asset Management GmbH filed this 13F-HR/A for the quarter ended 2016-12-31, filed 2019-04-17, with 2,537 holding rows worth $111,194,146,000.
- Accession
- 0000950123-19-003402
- Filer
- CIK 1535323
- Filed
- 2019-04-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, amendment of type restatement, 4,736 entries on the cover page, a total value of $111,194,146,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $111,194,135,000 with VALUE read as thousands by filing date, 13F file number 028-15014. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNFJ Investment Group LLC 028-10770
- included managerPacific Investment Management Company LLC 028-10952
- included managerAllianz Global Investors U.S. LLC 028-13991
- included managerAllianz Global Investors Asia Pacific Ltd 028-15015
- included managerAllianz Global Investors GmbH 028-14962
- included managerAllianz Global Investors Taiwan Ltd. 028-15071
- included managerAllianz Global Investors Japan Co. Ltd. 028-17306
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 51,825,000 | $53,925,000 | thousands by filing date | principal |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,074,844 | $53,570,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 977,179 | $53,296,000 | thousands by filing date | |
| MARATHON PETE CORP | 56585A952 | PUT | 1,055,300 | $53,134,000 | thousands by filing date | put |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 669,312 | $53,123,000 | thousands by filing date | |
| DISNEY WALT CO | 254687906 | COM | 509,300 | $53,079,000 | thousands by filing date | call |
| ZENDESK INC | 98936J101 | COM | 2,498,941 | $52,978,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 1,116,755 | $52,957,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 46,245,000 | $52,822,000 | thousands by filing date | principal |
| PEPSICO INC | 713448908 | CALL | 503,800 | $52,713,000 | thousands by filing date | call |
| TESORO CORP | 881609101 | COM | 601,952 | $52,641,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 1,035,450 | $52,632,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 758,954 | $52,558,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 1,355,827 | $52,294,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512959 | OPTION | 663,900 | $52,289,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC | 02376R952 | PUT | 1,119,900 | $52,288,000 | thousands by filing date | put |
| Duke Energy Corporation | 26441C204 | COM | 671,438 | $52,116,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 49,840,000 | $52,093,000 | thousands by filing date | principal |
| CBS CORP-CLASS B NON VOTING | 124857952 | COM | 818,000 | $52,041,000 | thousands by filing date | put |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 34,225,000 | $51,679,000 | thousands by filing date | principal |
| BAKER HUGHES INC | 057224957 | COM | 795,300 | $51,671,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 4,499,350 | $51,473,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 35,720,000 | $51,437,000 | thousands by filing date | principal |
| ACCENDRA HEALTH INC | 690732102 | COM | 1,456,244 | $51,391,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 927,741 | $51,369,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 1,047,471 | $51,357,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 1,424,751 | $51,191,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 50,215,000 | $51,094,000 | thousands by filing date | principal |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 1,337,049 | $50,968,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 2,038,339 | $50,939,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 1,390,076 | $50,919,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 41,225,000 | $50,830,000 | thousands by filing date | principal |
| COMFORT SYS USA INC COM | 199908104 | Stock | 1,524,815 | $50,776,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 3,041,775 | $50,767,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,487,771 | $50,689,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 2,045,856 | $50,656,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 512,963 | $50,531,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 47,665,000 | $50,525,000 | thousands by filing date | principal |
| AT&T INC | 00206R902 | CALL | 1,184,300 | $50,368,000 | thousands by filing date | call |
| Vanguard Total World Stock ETF | 922042742 | SHS | 823,625 | $50,241,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 764,600 | $50,211,000 | thousands by filing date | |
| PRAXAIR INC | 74005P954 | COM | 428,100 | $50,169,000 | thousands by filing date | put |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 136,643 | $50,161,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,265,100 | $49,933,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 3,779,269 | $49,848,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 514,375 | $49,776,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 1,780,880 | $49,740,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 467,523 | $49,409,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 970,516 | $49,332,000 | thousands by filing date | |
| SM ENERGY CO | 78454LAM2 | NOTE 1.500% 7/0 | 41,745,000 | $48,930,000 | thousands by filing date | principal |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 37,485,000 | $48,760,000 | thousands by filing date | principal |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 694,142 | $48,722,000 | thousands by filing date | |
| ANALOG DEVICES INC | 032654955 | PUT | 670,000 | $48,656,000 | thousands by filing date | put |
| CARLISLE COS INC COM | 142339100 | Stock | 441,047 | $48,643,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 2,112,037 | $48,408,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 1,159,583 | $48,250,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B951 | PUT | 2,326,300 | $48,178,000 | thousands by filing date | put |
| BCE INC COM NEW | 05534B760 | Stock | 1,110,494 | $48,054,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 1,621,504 | $47,721,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351959 | COM | 389,900 | $47,704,000 | thousands by filing date | put |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 1,046,134 | $47,630,000 | thousands by filing date | |
| PFIZER INC | 717081903 | CALL | 1,466,400 | $47,629,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 574,368 | $47,581,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 796,049 | $47,524,000 | thousands by filing date | |
| HCA HEALTHCARE INC | 40412C951 | PUT | 640,100 | $47,380,000 | thousands by filing date | put |
| 3M CO | 88579Y901 | CALL | 265,300 | $47,375,000 | thousands by filing date | call |
| INTEL CORP | 458140900 | CALL | 1,303,700 | $47,285,000 | thousands by filing date | call |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 41,960,000 | $47,257,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 41,080,000 | $47,238,000 | thousands by filing date | principal |
| WELLTOWER INC | 95040Q954 | COM | 703,800 | $47,105,000 | thousands by filing date | put |
| CITIGROUP INC | 172967904 | CALL | 791,200 | $47,021,000 | thousands by filing date | call |
| EQUINIX INC COM | 29444U700 | REIT | 131,485 | $46,994,000 | thousands by filing date | |
| CSX CORP | 126408953 | PUT | 1,307,000 | $46,961,000 | thousands by filing date | put |
| UNITEDHEALTH GROUP INC | 91324P902 | CALL | 293,000 | $46,892,000 | thousands by filing date | call |
| SCHULMAN (A.) INC | 808194104 | COM | 1,400,288 | $46,840,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 1,365,483 | $46,836,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 50,870,000 | $46,832,000 | thousands by filing date | principal |
| NEENAH PAPER INC | 640079109 | COM | 547,635 | $46,659,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 822,287 | $46,492,000 | thousands by filing date | |
| SYNCHRONY FINANCIAL | 87165B953 | COM | 1,278,100 | $46,357,000 | thousands by filing date | put |
| INCYTE CORP COM | 45337C102 | Stock | 459,102 | $46,034,000 | thousands by filing date | |
| DOLLAR GEN CORP | 256677955 | COM | 621,400 | $46,027,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLUTIO | 192446952 | CL A | 820,600 | $45,978,000 | thousands by filing date | put |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 41,480,000 | $45,951,000 | thousands by filing date | principal |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 416,146 | $45,867,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 1,109,074 | $45,860,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 2,435,642 | $45,741,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 3,261,850 | $45,679,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 658,333 | $45,610,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 2,324,165 | $45,530,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 2,500,898 | $45,391,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 1,016,567 | $45,349,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 2,090,856 | $45,226,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 263,883 | $45,195,000 | thousands by filing date | |
| ROSS STORES INC | 778296953 | COM | 688,400 | $45,159,000 | thousands by filing date | put |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 33,025,000 | $44,846,000 | thousands by filing date | principal |
| WASTE MGMT INC DEL | 94106L959 | COM | 631,800 | $44,801,000 | thousands by filing date | put |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 2,569,657 | $44,610,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 845,739 | $44,571,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 524,641 | $44,499,000 | thousands by filing date | |
| KROGER CO | 501044951 | PUT | 1,284,400 | $44,325,000 | thousands by filing date | put |
| SANMINA CORP COM | 801056102 | Stock | 1,209,029 | $44,311,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 430,924 | $44,291,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 37,745,000 | $44,151,000 | thousands by filing date | principal |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 2,870,933 | $44,011,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 571,198 | $43,982,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 383,217 | $43,932,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 1,032,233 | $43,880,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 40,890,000 | $43,797,000 | thousands by filing date | principal |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 743,146 | $43,727,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 462,392 | $43,576,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 945,902 | $43,427,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 503,651 | $43,163,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 1,254,936 | $43,107,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 1,454,155 | $43,072,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 38,440,000 | $43,039,000 | thousands by filing date | principal |
| EMERSON ELEC CO | 291011954 | PUT | 771,200 | $42,994,000 | thousands by filing date | put |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 2,820,124 | $42,979,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 526,792 | $42,923,000 | thousands by filing date | |
| M & T BK CORP | 55261F954 | PUT | 274,100 | $42,877,000 | thousands by filing date | put |
| Chubb Limited | H1467J104 | COM | 324,245 | $42,840,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280AT6 | NOTE 6.375%12/3 | 42,899,000 | $42,792,000 | thousands by filing date | principal |
| YADKIN FINANCIAL CORP | 984305102 | COM | 1,246,709 | $42,712,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 592,383 | $42,705,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 1,687,967 | $42,638,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537951 | COM | 676,100 | $42,567,000 | thousands by filing date | put |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 833,772 | $42,497,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 53,270,000 | $42,483,000 | thousands by filing date | principal |
| INTERSIL CORP | 46069S109 | CL A | 1,898,431 | $42,334,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 859,951 | $42,302,000 | thousands by filing date | |
| EDISON INTL | 281020957 | COM | 586,400 | $42,215,000 | thousands by filing date | put |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 37,625,000 | $42,181,000 | thousands by filing date | principal |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 750,625 | $41,846,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 481,741 | $41,801,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 607,316 | $41,777,000 | thousands by filing date | |
| APPLIED MATLS INC | 038222955 | PUT | 1,294,200 | $41,764,000 | thousands by filing date | put |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 2,903,568 | $41,695,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 690,156 | $41,664,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 658,290 | $41,650,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 45,325,000 | $41,563,000 | thousands by filing date | principal |
| FIRSTENERGY CORP | 337932107 | COM | 1,341,012 | $41,532,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 1,380,854 | $41,522,000 | thousands by filing date | |
| CIGNA CORP | 125509959 | COM | 308,600 | $41,164,000 | thousands by filing date | put |
| VERIZON COMMUNICATIONS INC | 92343V904 | COM | 769,300 | $41,065,000 | thousands by filing date | call |
| CINTAS CORP COM | 172908105 | Stock | 354,993 | $41,023,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 953,827 | $40,948,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 587,104 | $40,862,000 | thousands by filing date | |
| TYSON FOODS INC | 902494953 | CL A | 661,400 | $40,795,000 | thousands by filing date | put |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 35,165,000 | $40,795,000 | thousands by filing date | principal |
| MONSTER BEVERAGE CORP NEW | 61174X959 | PUT | 918,300 | $40,717,000 | thousands by filing date | put |
| BLACKROCK INC CL A COM | 09247X101 | COM | 106,983 | $40,711,000 | thousands by filing date | |
| ECOLAB INC | 278865950 | PUT | 347,100 | $40,687,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,231,515 | $40,652,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 202,941 | $40,524,000 | thousands by filing date | |
| ILLUMINA INC | 452327959 | PUT | 316,100 | $40,473,000 | thousands by filing date | put |
| APACHE CORP | 037411955 | COM | 637,500 | $40,462,000 | thousands by filing date | put |
| VISA INC | 92826C909 | CALL | 516,600 | $40,305,000 | thousands by filing date | call |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 668,700 | $40,268,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 1,605,963 | $40,149,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 513,340 | $40,138,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 2,792,119 | $40,122,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 156,671 | $39,941,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 778,442 | $39,841,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 213,563 | $39,766,000 | thousands by filing date | |
| MANDIANT INC | 31816QAD3 | NOTE 1.625% 6/0 | 44,400,000 | $39,738,000 | thousands by filing date | principal |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 1,556,785 | $39,651,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 545,059 | $39,637,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 616,900 | $39,599,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,279,610 | $39,502,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO | 460146953 | COM | 743,700 | $39,461,000 | thousands by filing date | put |
| KEYCORP COM | 493267108 | Stock | 2,153,564 | $39,346,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 546,425 | $39,338,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 533,910 | $39,334,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 693,838 | $39,326,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 752,281 | $39,314,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 243,755 | $39,281,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 38,835,000 | $39,087,000 | thousands by filing date | principal |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 422,890 | $39,075,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 3,127,588 | $39,032,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 1,840,600 | $38,984,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 1,127,786 | $38,886,000 | thousands by filing date | |
| ARCONIC INC | 03965L308 | PREFERRED STOCK | 1,287,235 | $38,810,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115954 | COM | 525,200 | $38,697,000 | thousands by filing date | put |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 2,960,121 | $38,364,000 | thousands by filing date | |
| MCDONALDS CORP | 580135901 | COM | 314,600 | $38,293,000 | thousands by filing date | call |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 674,523 | $38,205,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 343,609 | $38,196,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 31,875,000 | $38,165,000 | thousands by filing date | principal |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 2,666,670 | $38,160,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,157,917 | $38,122,000 | thousands by filing date | |
| ZOETIS INC | 98978V953 | PUT | 712,100 | $38,119,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914953 | COM | 690,900 | $37,896,000 | thousands by filing date | put |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 673,923 | $37,874,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 614,978 | $37,870,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 525,916 | $37,750,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F200 | PFD CV A $1.95 | 1,507,305 | $37,547,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 16,405,000 | $37,351,000 | thousands by filing date | principal |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 492,050 | $37,303,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 1,085,637 | $37,270,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 4,890,283 | $37,264,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L957 | SH BEN INT | 576,000 | $37,071,000 | thousands by filing date | put |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 35,705,000 | $36,945,000 | thousands by filing date | principal |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 36,205,000 | $36,873,000 | thousands by filing date | principal |
| BOEING CO | 097023905 | CALL | 236,800 | $36,865,000 | thousands by filing date | call |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 27,000,000 | $36,735,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327R101 | COM | 505,434 | $36,685,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 1,098,657 | $36,475,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 2,242,588 | $36,330,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 3,343,832 | $36,313,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 619,430 | $36,268,000 | thousands by filing date | |
| DOLLAR TREE INC | 256746958 | PUT | 468,600 | $36,167,000 | thousands by filing date | put |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 857,245 | $36,133,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC | 718172909 | CALL | 394,800 | $36,120,000 | thousands by filing date | call |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 1,600,070 | $35,922,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 629,855 | $35,901,000 | thousands by filing date | |
| ACTIVISION BLIZZARD INC | 00507V959 | COM | 993,500 | $35,875,000 | thousands by filing date | put |
| CST BRANDS INC | 12646R105 | COM | 744,680 | $35,856,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 744,364 | $35,769,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,592,182 | $35,697,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 641,692 | $35,678,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 367,499 | $35,445,000 | thousands by filing date | |
| AMGEN INC | 031162900 | CALL | 242,000 | $35,383,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 3,537,190 | $35,266,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 547,404 | $35,231,000 | thousands by filing date | |
| COCA COLA CO | 191216900 | CALL | 849,300 | $35,212,000 | thousands by filing date | call |
| CYRUSONE INC | 23283R100 | COM | 786,524 | $35,181,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,471,804 | $35,162,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560959 | COM | 855,700 | $35,161,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 358,577 | $35,144,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 2,234,526 | $35,127,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 2,529,923 | $35,090,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 518,020 | $35,044,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 37,180,000 | $34,875,000 | thousands by filing date | principal |
| AUTOMATIC DATA PROCESSING IN | 053015953 | PUT | 338,300 | $34,770,000 | thousands by filing date | put |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 36,660,000 | $34,687,000 | thousands by filing date | principal |
| WESTERN UN CO COM | 959802109 | Stock | 1,594,910 | $34,641,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 29,650,000 | $34,565,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y950 | PUT | 693,748 | $34,479,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW | 25179M953 | PUT | 754,200 | $34,444,000 | thousands by filing date | put |
| DANA INC | 235825205 | COM | 1,798,650 | $34,138,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 32,340,000 | $34,122,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AH5 | NOTE 2.875% 3/1 | 39,000,000 | $34,087,000 | thousands by filing date | principal |
| ARCHER DANIELS MIDLAND CO | 039483952 | PUT | 745,800 | $34,046,000 | thousands by filing date | put |
| AVALONBAY CMNTYS INC | 053484951 | COM | 192,100 | $34,031,000 | thousands by filing date | put |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 797,100 | $33,917,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 327,527 | $33,860,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 31,305,000 | $33,825,000 | thousands by filing date | principal |
| PDVWIRELESS INC | 69290R104 | COM | 1,500,000 | $33,825,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 164,381 | $33,749,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 578,051 | $33,730,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 23,725 | $33,570,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 482,359 | $33,331,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 2,501,915 | $33,301,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N901 | CALL | 482,200 | $33,296,000 | thousands by filing date | call |
| EDWARDS LIFESCIENCES CORP | 28176E958 | COM | 353,800 | $33,151,000 | thousands by filing date | put |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 273,742 | $33,128,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 28,465,000 | $33,073,000 | thousands by filing date | principal |
| AUTOZONE INC | 053332952 | OPTION | 41,700 | $32,934,000 | thousands by filing date | put |
| CMS ENERGY CORP COM | 125896100 | Stock | 790,505 | $32,901,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 797,622 | $32,894,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 3,020,902 | $32,685,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 1,128,000 | $32,599,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 1,692,700 | $32,584,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 631,352 | $32,539,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 226,987 | $32,424,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 250,419 | $32,294,000 | thousands by filing date | |
| MASTERCARD INCORPORATED | 57636Q904 | CL A | 312,400 | $32,255,000 | thousands by filing date | call |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 1,891,475 | $32,192,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 494,947 | $32,156,000 | thousands by filing date | |
| ABBVIE INC | 00287Y909 | CALL | 510,800 | $31,986,000 | thousands by filing date | call |
| ALTRIA GROUP INC | 02209S903 | CALL | 472,000 | $31,917,000 | thousands by filing date | call |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 420,242 | $31,880,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 2,585,442 | $31,801,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 32,010,000 | $31,742,000 | thousands by filing date | principal |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 863,575 | $31,676,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 30,090,000 | $31,582,000 | thousands by filing date | principal |
| PARSLEY ENERGY INC | 701877102 | CL A | 892,661 | $31,458,000 | thousands by filing date | |
| CELGENE CORP | 151020904 | COM | 271,700 | $31,449,000 | thousands by filing date | call |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 6,458,781 | $31,390,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 289,736 | $31,311,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 567,979 | $31,238,000 | thousands by filing date | |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 25,580,000 | $31,191,000 | thousands by filing date | principal |
| NEUSTAR INC | 64126X201 | CL A | 932,324 | $31,139,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 642,960 | $31,120,000 | thousands by filing date | |
| EXELON CORP | 30161N951 | COM | 875,300 | $31,064,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 465,956 | $30,795,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 784,976 | $30,786,000 | thousands by filing date | |
| FORD MTR CO | 345370950 | PUT | 2,536,500 | $30,768,000 | thousands by filing date | put |
| Concho Resources Inc. | 20605P101 | COM | 231,932 | $30,754,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 582,350 | $30,742,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 637,176 | $30,649,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 32,755,000 | $30,602,000 | thousands by filing date | principal |
| MERCK & CO INC | 58933Y905 | CALL | 519,200 | $30,565,000 | thousands by filing date | call |
| KELLOGG CO | 487836958 | COM | 413,600 | $30,486,000 | thousands by filing date | put |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 31,235,000 | $30,448,000 | thousands by filing date | principal |
| EBAY INC. | 278642953 | PUT | 1,021,800 | $30,337,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 350,242 | $30,313,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 247,319 | $30,259,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SV | 31620M956 | COM | 398,400 | $30,135,000 | thousands by filing date | put |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 286,055 | $30,084,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 467,855 | $30,036,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 27,250,000 | $29,975,000 | thousands by filing date | principal |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 6,101,601 | $29,959,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 237,347 | $29,866,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 705,257 | $29,839,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 232,862 | $29,820,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 611,976 | $29,809,000 | thousands by filing date | |
| SLB LIMITED | 806857908 | CALL | 354,900 | $29,794,000 | thousands by filing date | call |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 2,608,081 | $29,775,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 432,844 | $29,715,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 2,256,498 | $29,425,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 438,926 | $29,377,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 346,153 | $29,372,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 1,036,879 | $29,344,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 1,387,670 | $29,252,000 | thousands by filing date | |
| BAXTER INTL INC | 071813959 | COM | 659,700 | $29,251,000 | thousands by filing date | put |
| LENDINGTREE INC | 52603B107 | COM | 288,146 | $29,204,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 217,884 | $29,063,000 | thousands by filing date | |
| WEYERHAEUSER CO | 962166954 | PUT | 959,700 | $28,877,000 | thousands by filing date | put |
| AIR PRODUCTS AND CHEMICALS I | 009158956 | COM | 200,000 | $28,764,000 | thousands by filing date | put |
| CLARCOR INC | 179895107 | COM | 348,762 | $28,762,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558903 | COM | 401,100 | $28,723,000 | thousands by filing date | call |
| ORCL 280121C00240000 | 68389x905 | CALL | 742,500 | $28,549,000 | thousands by filing date | call |
| RAYTHEON CO | 755111507 | COM NEW | 200,646 | $28,492,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 507,745 | $28,469,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 271,231 | $28,300,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 792,517 | $28,245,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 797,134 | $28,226,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 617,294 | $28,192,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 1,560,934 | $28,144,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 455,535 | $28,129,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 16,805 | $28,048,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC | 910047959 | COM | 382,200 | $27,855,000 | thousands by filing date | put |
| XLF 260717P00050000 | 81369y955 | PUT | 1,193,700 | $27,754,000 | thousands by filing date | put |
| INFRAREIT INC | 45685L100 | COM | 1,549,523 | $27,752,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 222,752 | $27,576,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 200,303 | $27,519,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 607,104 | $27,407,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 438,569 | $27,398,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 426,676 | $27,200,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 879,720 | $27,197,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 711,289 | $27,135,000 | thousands by filing date | |
| ISHARES TR | 464287959 | PUT | 350,006 | $26,929,000 | thousands by filing date | put |
| VERTEX PHARMACEUTICALS INC | 92532F950 | COM | 365,500 | $26,926,000 | thousands by filing date | put |
| MASTEC INC COM | 576323109 | Stock | 703,453 | $26,907,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 1,056,544 | $26,836,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 38,545,000 | $26,813,000 | thousands by filing date | principal |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 686,775 | $26,805,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 961,891 | $26,702,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 730,451 | $26,625,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 404,249 | $26,519,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 147,796 | $26,433,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 540,042 | $26,413,000 | thousands by filing date | |
| SEMPRA | 816851959 | COM | 261,500 | $26,317,000 | thousands by filing date | put |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 148,217 | $26,257,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 1,096,936 | $26,239,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 354,444 | $26,236,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R959 | CL B | 269,100 | $26,186,000 | thousands by filing date | put |
| UNUM GROUP COM | 91529Y106 | Stock | 594,946 | $26,136,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,915,517 | $26,111,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 1,341,822 | $26,098,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 234,647 | $26,076,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 423,600 | $25,984,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 470,107 | $25,856,000 | thousands by filing date | |
| PAYCHEX INC | 704326957 | COM | 424,600 | $25,850,000 | thousands by filing date | put |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 414,224 | $25,827,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 909,030 | $25,816,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 24,050,000 | $25,601,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 35,365,000 | $25,463,000 | thousands by filing date | principal |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 18,250,000 | $25,423,000 | thousands by filing date | principal |
| RAYONIER ADVANCED MATLS INC | 75508B203 | PFD CV SER A | 219,000 | $25,376,000 | thousands by filing date | |
| SCMP 3.25 12/21 | 864909AA4 | Bond 30/360P2 U | 23,500,000 | $25,174,000 | thousands by filing date | principal |
| SMITH A O CORP COM | 831865209 | Stock | 531,066 | $25,146,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 321,482 | $25,085,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,675,825 | $24,970,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 702,548 | $24,940,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 107,784 | $24,883,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 15,720,000 | $24,752,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 341,395 | $24,727,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 216,086 | $24,660,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 23,240,000 | $24,651,000 | thousands by filing date | principal |
| PPL CORP | 69351T956 | COM | 722,700 | $24,608,000 | thousands by filing date | put |
| MARRIOTT INTL INC NEW | 571903952 | PUT | 297,500 | $24,597,000 | thousands by filing date | put |
| RALPH LAUREN CORP | 751212101 | CL A | 272,223 | $24,587,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 2,604,768 | $24,571,000 | thousands by filing date | |
| LAUDER ESTEE COS INC | 518439954 | PUT | 320,800 | $24,538,000 | thousands by filing date | put |
| CISCO SYS INC | 17275R902 | CALL | 807,200 | $24,394,000 | thousands by filing date | call |
| UNITED PARCEL SVCS INC | 911312906 | CALL | 212,700 | $24,384,000 | thousands by filing date | call |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 385,033 | $24,369,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650900 | CALL | 308,300 | $24,328,000 | thousands by filing date | call |
| BRISTOL-MYERS SQUIBB CO | 110122908 | CALL | 414,900 | $24,247,000 | thousands by filing date | call |
| CERNER CORP | 156782104 | COM | 511,572 | $24,233,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,270,792 | $24,145,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 15,400,000 | $24,120,000 | thousands by filing date | principal |
| BATS GLOBAL MKTS INC COM | 05491G109 | Stock | 718,527 | $24,078,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 16,250,000 | $24,028,000 | thousands by filing date | principal |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 1,020,000 | $23,990,000 | thousands by filing date | |
| UNION PAC CORP | 907818908 | CALL | 231,100 | $23,960,000 | thousands by filing date | call |
| PAYCHEX INC | 704326107 | COM | 392,966 | $23,924,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A958 | PUT | 706,400 | $23,912,000 | thousands by filing date | put |
| OMNICOM GROUP INC | 681919956 | COM | 280,300 | $23,856,000 | thousands by filing date | put |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 21,825,000 | $23,788,000 | thousands by filing date | principal |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 311,675 | $23,747,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 362,635 | $23,684,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 1,665,744 | $23,637,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 881,335 | $23,620,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 290,899 | $23,612,000 | thousands by filing date | |
| BXP INC | 101121951 | COM | 187,300 | $23,559,000 | thousands by filing date | put |
| COUSINS PROPERTIES INC | 222795106 | COM | 2,762,300 | $23,507,000 | thousands by filing date | |
| COSTCO WHOLESALE CORPORATION | 22160K905 | CALL | 146,700 | $23,488,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 441,467 | $23,442,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 607,626 | $23,358,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 309,238 | $23,258,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427908 | CALL | 280,200 | $23,189,000 | thousands by filing date | call |
| HELMERICH & PAYNE INC | 423452101 | COM | 299,543 | $23,185,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1,152,686 | $23,156,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 4,628,880 | $23,098,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 22,045,000 | $23,094,000 | thousands by filing date | principal |
| ALLERGAN PLC | G0177J908 | COM | 109,800 | $23,059,000 | thousands by filing date | call |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 16,225,000 | $23,017,000 | thousands by filing date | principal |
| GROUPON INC | 399473107 | COMMON STOCK | 6,900,630 | $22,910,000 | thousands by filing date | |
| FIREEYE INC | 31816QAB7 | NOTE 1.000% 6/0 | 24,680,000 | $22,857,000 | thousands by filing date | principal |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 800,815 | $22,623,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 750,838 | $22,615,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 308,156 | $22,563,000 | thousands by filing date | |
| INTUITIVE SURGICAL INC | 46120E952 | PUT | 35,400 | $22,450,000 | thousands by filing date | put |
| V F CORP | 918204958 | PUT | 420,800 | $22,450,000 | thousands by filing date | put |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 264,160 | $22,409,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 96,327 | $22,396,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 177,169 | $22,283,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 695,590 | $22,259,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 460,930 | $22,236,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 1,064,935 | $22,193,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 2,439,201 | $22,074,000 | thousands by filing date | |
| STARBUCKS CORP | 855244909 | CALL | 396,700 | $22,025,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 269,484 | $22,017,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 1,376,369 | $21,967,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 18,195,000 | $21,927,000 | thousands by filing date | principal |
| MARSH & MCLENNAN COS INC | 571748952 | COM | 323,700 | $21,879,000 | thousands by filing date | put |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 455,685 | $21,873,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 407,854 | $21,833,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 216,745 | $21,813,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 434,275 | $21,805,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 682,409 | $21,775,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 358,940 | $21,763,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 356,508 | $21,729,000 | thousands by filing date | |
| MDCO 1.375 6/17 | 584688AC9 | Bond 30/360P2 U | 15,815,000 | $21,724,000 | thousands by filing date | principal |
| UNITED TECHNOLOGIES CORP | 913017909 | COM | 197,600 | $21,661,000 | thousands by filing date | call |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 75,165 | $21,641,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 373,410 | $21,605,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 168,592 | $21,587,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 219,673 | $21,585,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 281,823 | $21,503,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 347,955 | $21,493,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC | 67103H957 | COM | 77,200 | $21,493,000 | thousands by filing date | put |
| FIVE9 INC | 338307101 | COM | 1,509,953 | $21,426,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 267,144 | $21,422,000 | thousands by filing date | |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 17,040,000 | $21,328,000 | thousands by filing date | principal |
| INTERPUBLIC GROUP COS | 460690100 | COM | 909,180 | $21,284,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 678,959 | $21,129,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 541,935 | $21,119,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 19,880,000 | $21,081,000 | thousands by filing date | principal |
| FIREEYE INC | 31816Q101 | COM | 1,768,941 | $21,050,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,264,383 | $21,014,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 314,751 | $20,947,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 3,640,772 | $20,935,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 19,500,000 | $20,921,000 | thousands by filing date | principal |
| EBAY INC. COM | 278642103 | Stock | 704,071 | $20,904,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 2,862,787 | $20,898,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 275,506 | $20,870,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 102,169 | $20,845,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 2,393,888 | $20,803,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 540,452 | $20,759,000 | thousands by filing date | |
| WALMART INC | 931142953 | PUT | 300,000 | $20,736,000 | thousands by filing date | put |
| MDU RES GROUP INC | 552690109 | COM | 719,842 | $20,709,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 461,141 | $20,687,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 819,307 | $20,622,000 | thousands by filing date | |
| NIKE INC | 654106903 | CALL | 405,400 | $20,606,000 | thousands by filing date | call |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 28,680,000 | $20,578,000 | thousands by filing date | principal |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 202,665 | $20,537,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,279,280 | $20,500,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308959 | PUT | 167,000 | $20,451,000 | thousands by filing date | put |
| THE COOPER COMPANIES | 216648402 | COM NEW | 116,857 | $20,442,000 | thousands by filing date | |
| BIOGEN INC | 09062X903 | CALL | 72,000 | $20,418,000 | thousands by filing date | call |
| DOMTAR CORP | 257559203 | COM NEW | 522,092 | $20,404,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 237,288 | $20,395,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 758,628 | $20,308,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 165,766 | $20,278,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 930,677 | $20,269,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 187,129 | $20,221,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 20,320,000 | $20,193,000 | thousands by filing date | principal |
| GOGO INC | 38046CAB5 | NOTE 3.750 3/0 | 26,445,000 | $20,098,000 | thousands by filing date | principal |
| ASSURANT INC COM | 04621X108 | Stock | 216,428 | $20,097,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 307,795 | $20,090,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 370,675 | $20,065,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 465,169 | $20,030,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 417,900 | $20,026,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 464,362 | $19,986,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 269,246 | $19,964,000 | thousands by filing date | |
| L BRANDS INC | 501797954 | COM | 302,300 | $19,903,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001628280-17-001162 | superseded | 2017-02-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001628280-17-002553 | superseded | 2017-03-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-19-003402 | this filing | 2019-04-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-24-005928 | added | 2024-05-23 | acceptance time not in the bulk data set |