13F-HR/A filed by Allianz Asset Management GmbH
Allianz Asset Management GmbH filed this 13F-HR/A for the quarter ended 2017-06-30, filed 2019-04-17, with 2,588 holding rows worth $103,387,132,000.
- Accession
- 0000950123-19-003394
- Filer
- CIK 1535323
- Filed
- 2019-04-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, amendment of type restatement, 4,800 entries on the cover page, a total value of $103,387,132,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $103,387,131,000 with VALUE read as thousands by filing date, 13F file number 028-15014. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNFJ Investment Group LLC 028-10770
- included managerPacific Investment Management Company LLC 028-10952
- included managerAllianz Global Investors U.S. LLC 028-13991
- included managerAllianz Global Investors Asia Pacific Ltd 028-15015
- included managerAllianz Global Investors GmbH 028-14962
- included managerAllianz Global Investors Taiwan Ltd. 028-15071
- included managerAllianz Global Investors Japan Co. Ltd. 028-17306
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NISOURCE INC COM | 65473P105 | Stock | 73,178 | $1,856,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC | 025537901 | COM | 26,700 | $1,855,000 | thousands by filing date | call |
| HASBRO INC COM | 418056107 | Stock | 16,792 | $1,852,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 105,011 | $1,852,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 40,036 | $1,851,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 143,802 | $1,841,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 65,993 | $1,832,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 24,683 | $1,832,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 1,872 | $1,815,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 88,287 | $1,801,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 29,280 | $1,795,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 36,640 | $1,795,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 37,417 | $1,791,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 101,325 | $1,787,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO | 460146903 | COM | 31,300 | $1,772,000 | thousands by filing date | call |
| PROS Holdings Inc | 74346Y103 | Common Stock | 64,416 | $1,764,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 129,838 | $1,755,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 90,490 | $1,752,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 25,202 | $1,741,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 160,800 | $1,741,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 197,038 | $1,740,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 25,378 | $1,737,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 43,043 | $1,733,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 66,206 | $1,729,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 51,520 | $1,721,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 331,040 | $1,714,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 23,658 | $1,698,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 117,029 | $1,693,000 | thousands by filing date | |
| ZOETIS INC | 98978V903 | CALL | 27,100 | $1,690,000 | thousands by filing date | call |
| GENERAL MILLS INC | 370334904 | COM | 30,500 | $1,690,000 | thousands by filing date | call |
| NEWELL BRANDS INC | 651229906 | COM NEW | 31,500 | $1,689,000 | thousands by filing date | call |
| KFORCE INC COM | 493732101 | Stock | 85,309 | $1,672,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 119,750 | $1,671,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 32,707 | $1,670,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 216,725 | $1,668,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 50,720 | $1,666,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 110,695 | $1,665,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 31,808 | $1,662,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW | 7591EP950 | COM | 113,400 | $1,660,000 | thousands by filing date | put |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 38,833 | $1,651,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D209 | PFD CNV 5.25% A1 | 14,480 | $1,647,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 12,334 | $1,644,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 47,766 | $1,643,000 | thousands by filing date | |
| PG&E CORP | 69331C908 | COM | 24,700 | $1,639,000 | thousands by filing date | call |
| ICONIX BRAND GROUP INC | 451055107 | COM | 236,310 | $1,634,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 27,924 | $1,633,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 41,069 | $1,622,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 36,134 | $1,621,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 63,754 | $1,619,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 38,023 | $1,598,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 53,620 | $1,598,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 33,936 | $1,593,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 13,033 | $1,584,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 36,324 | $1,583,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 65,518 | $1,576,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 102,025 | $1,570,000 | thousands by filing date | |
| BAXTER INTL INC | 071813909 | COM | 25,900 | $1,568,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 186,881 | $1,553,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 198,116 | $1,553,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 22,214 | $1,543,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 17,282 | $1,537,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 149,339 | $1,532,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 12,245 | $1,529,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 36,077 | $1,528,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 66,261 | $1,528,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 31,331 | $1,526,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 109,657 | $1,521,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 149,712 | $1,519,000 | thousands by filing date | |
| DOLLAR GEN CORP | 256677905 | CALL | 21,000 | $1,514,000 | thousands by filing date | call |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 152,903 | $1,511,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 77,195 | $1,509,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 1,500,000 | $1,508,000 | thousands by filing date | principal |
| HRG GROUP INC COM | 40434J100 | Stock | 85,535 | $1,503,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 190,502 | $1,498,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 75,800 | $1,497,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 46,500 | $1,493,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 486,072 | $1,487,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 56,285 | $1,486,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 61,647 | $1,486,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 98,059 | $1,469,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 81,753 | $1,460,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 101,083 | $1,460,000 | thousands by filing date | |
| MOODYS CORP | 615369905 | COM | 12,000 | $1,460,000 | thousands by filing date | call |
| VERSARTIS INC | 92529L102 | COM | 83,482 | $1,457,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 16,961 | $1,450,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 78,481 | $1,435,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 78,759 | $1,434,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 41,384 | $1,432,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 194,836 | $1,432,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 144,402 | $1,430,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 27,579 | $1,425,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 33,678 | $1,422,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 27,876 | $1,420,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 34,953 | $1,419,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 33,434 | $1,419,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 241,396 | $1,412,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 167,528 | $1,410,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 23,104 | $1,407,000 | thousands by filing date | |
| EVERSOURCE ENERGY | 30040W908 | COM | 23,100 | $1,402,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 290,837 | $1,398,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 52,923 | $1,390,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 204,202 | $1,387,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 11,657 | $1,386,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC | 416515904 | CALL | 26,300 | $1,383,000 | thousands by filing date | call |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 49,000 | $1,373,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 24,913 | $1,372,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 177,565 | $1,371,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 99,266 | $1,368,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 241,500 | $1,363,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 47,500 | $1,361,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 129,891 | $1,361,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 51,397 | $1,353,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 21,260 | $1,345,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 36,056 | $1,339,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 28,130 | $1,321,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 1,230,000 | $1,315,000 | thousands by filing date | principal |
| SHOE STA GROUP INC | 824889109 | COM | 62,440 | $1,305,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 36,872 | $1,291,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 90,744 | $1,280,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 24,748 | $1,270,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 20,715 | $1,266,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 104,538 | $1,265,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 41,418 | $1,257,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 124,848 | $1,255,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 52,484 | $1,251,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 40,603 | $1,247,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 91,013 | $1,245,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 24,859 | $1,241,000 | thousands by filing date | |
| AUTODESK INC | 052769906 | CALL | 12,300 | $1,240,000 | thousands by filing date | call |
| YUM CHINA HLDGS INC | 98850P109 | COM | 31,399 | $1,238,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 24,706 | $1,238,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 30,000 | $1,236,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 63,240 | $1,236,000 | thousands by filing date | |
| KBC BK NV N Y BRH | B5339WGK8 | DEBT 8.000% 1/2 | 1,200,000 | $1,236,000 | thousands by filing date | principal |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 265,387 | $1,230,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 69,600 | $1,228,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 68,300 | $1,222,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 51,858 | $1,213,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 22,395 | $1,211,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 147,982 | $1,206,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 42,999 | $1,193,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 24,373 | $1,192,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 129,111 | $1,191,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC | 83088M902 | COM | 12,400 | $1,190,000 | thousands by filing date | call |
| U S G CORP | 903293405 | COM NEW | 40,870 | $1,186,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 61,993 | $1,181,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 90,855 | $1,177,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 118,832 | $1,172,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 15,277 | $1,167,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 17,933 | $1,166,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 23,881 | $1,158,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 79,447 | $1,152,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 21,998 | $1,148,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 22,073 | $1,146,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 47,378 | $1,144,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 57,940 | $1,141,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 11,354 | $1,139,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 40,255 | $1,134,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 56,924 | $1,133,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 62,180 | $1,129,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 11,532 | $1,122,000 | thousands by filing date | |
| TYSON FOODS INC | 902494903 | CALL | 17,900 | $1,121,000 | thousands by filing date | call |
| SYNCHRONY FINANCIAL | 87165B903 | COM | 37,600 | $1,121,000 | thousands by filing date | call |
| DMC GLOBAL INC | 23291C103 | COM | 85,142 | $1,115,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 156,490 | $1,115,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 51,084 | $1,110,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 78,346 | $1,106,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 28,000 | $1,106,000 | thousands by filing date | |
| FORD MTR CO | 345370900 | CALL | 98,700 | $1,104,000 | thousands by filing date | call |
| VMWARE, INC. | 928563402 | CL A COM | 12,519 | $1,093,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 13,889 | $1,092,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042909 | SH BEN INT | 11,600 | $1,089,000 | thousands by filing date | call |
| IROBOT CORP | 462726100 | COM | 12,506 | $1,085,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 9,580 | $1,084,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 5,895 | $1,081,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 36,002 | $1,077,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 16,255 | $1,074,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 27,591 | $1,073,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 106,712 | $1,072,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 6,637 | $1,070,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 75,309 | $1,064,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 21,947 | $1,063,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 39,666 | $1,062,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 60,899 | $1,057,000 | thousands by filing date | |
| PROGRESSIVE CORP | 743315903 | CALL | 23,900 | $1,054,000 | thousands by filing date | call |
| VIACOM INC | 92553P201 | CL B | 30,905 | $1,053,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 55,213 | $1,049,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 64,664 | $1,048,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 1,000,000 | $1,048,000 | thousands by filing date | principal |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 86,170 | $1,047,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 31,528 | $1,046,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 66,956 | $1,041,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 19,592 | $1,035,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 27,645 | $1,035,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 110,547 | $1,028,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 164,600 | $1,024,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 17,140 | $1,022,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 16,637 | $1,021,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 110,517 | $1,019,000 | thousands by filing date | |
| DTE ENERGY CO | 233331907 | COM | 9,600 | $1,016,000 | thousands by filing date | call |
| China Yuchai Intl Ltd | G21082105 | COM | 52,038 | $1,013,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 31,463 | $1,008,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 10,090 | $1,007,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 10,331 | $1,006,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 32,388 | $1,003,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP | 706327953 | Put | 30,000 | $997,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 37,373 | $991,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 37,609 | $990,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 39,990 | $990,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 39,148 | $990,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 644,621 | $986,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R959 | CL B | 11,400 | $984,000 | thousands by filing date | put |
| TELADOC HEALTH INC | 87918A105 | COM | 28,306 | $982,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 16,082 | $982,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 34,962 | $980,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 109,642 | $978,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 57,527 | $977,000 | thousands by filing date | |
| NCI INC-CLASS A | 62886K104 | COMMON STOCK | 46,266 | $976,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 43,683 | $969,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 18,885 | $969,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 213,145 | $965,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 95,425 | $955,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 13,710 | $954,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 29,516 | $954,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 7,772 | $953,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 104,936 | $950,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 54,341 | $950,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 23,031 | $948,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 113,501 | $941,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 105,263 | $941,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 38,100 | $940,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 46,048 | $926,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 41,205 | $926,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 236,444 | $924,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 141,808 | $920,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 19,363 | $919,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 115,775 | $917,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 36,461 | $912,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 51,982 | $910,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 19,110 | $908,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 102,874 | $904,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 40,000 | $902,000 | thousands by filing date | |
| BCE INC | 05534B950 | COMMON STOCK | 20,000 | $899,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 36,593 | $898,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 69,421 | $896,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 49,005 | $894,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 49,745 | $891,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 27,590 | $887,000 | thousands by filing date | |
| CR BARD INC | 067383959 | COM | 2,800 | $885,000 | thousands by filing date | put |
| GREAT PLAINS ENERGY INC | 391164950 | COM | 30,000 | $878,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220KAD0 | NOTE 0.750 8/1 | 525,000 | $876,000 | thousands by filing date | principal |
| TIFFANY & CO NEW | 886547108 | COM | 9,441 | $874,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 37,419 | $870,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 59,270 | $866,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 20,755 | $862,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 52,478 | $853,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 9,060 | $852,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 13,907 | $851,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 65,000 | $850,000 | thousands by filing date | |
| NEWMONT CORP | 651639906 | CALL | 26,200 | $849,000 | thousands by filing date | call |
| A10 NETWORKS INC | 002121101 | COM | 100,015 | $844,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 33,649 | $841,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 19,890 | $837,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 21,730 | $836,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 8,110 | $835,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 29,138 | $835,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 21,473 | $834,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 11,388 | $833,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 11,179 | $832,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 6,384 | $828,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 99,115 | $821,000 | thousands by filing date | |
| SWEDBANK AB | W9423X4R0 | MTNF 5.500%12/3 | 800,000 | $816,000 | thousands by filing date | principal |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 84,217 | $813,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 77,887 | $805,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 16,270 | $803,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 79,521 | $803,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 8,602 | $800,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 27,270 | $799,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 135,780 | $794,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 6,798 | $793,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 16,901 | $793,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 18,836 | $790,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 122,692 | $785,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 15,477 | $784,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 12,200 | $783,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 8,071 | $779,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 38,678 | $777,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 36,771 | $776,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 9,073 | $771,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 49,360 | $771,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 47,761 | $770,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 80,182 | $767,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 710,000 | $765,000 | thousands by filing date | principal |
| UMH PPTYS INC | 903002103 | COM | 44,735 | $763,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 25,173 | $762,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 120,720 | $761,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 11,439 | $760,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 14,034 | $755,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 50,060 | $751,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 9,020 | $741,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 12,805 | $737,000 | thousands by filing date | |
| FIFTH THIRD BANCORP | 316773900 | COM | 28,200 | $732,000 | thousands by filing date | call |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 23,719 | $731,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 14,000 | $729,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 700,000 | $728,000 | thousands by filing date | principal |
| CITIZENS FINL GROUP INC | 174610905 | COM | 20,300 | $724,000 | thousands by filing date | call |
| QUALITY SYS INC | 747582104 | COM | 42,050 | $724,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 125,670 | $723,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 7,685 | $723,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 3,881 | $713,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 138,910 | $713,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 70,050 | $711,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 20,750 | $709,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 41,587 | $709,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 30,025 | $707,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 17,774 | $707,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 6,943 | $704,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 36,035 | $701,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 33,800 | $700,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 20,224 | $692,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 13,283 | $691,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 183,402 | $690,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,961 | $688,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 15,819 | $688,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 24,620 | $684,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 37,140 | $683,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 68,966 | $683,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 15,414 | $679,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 12,980 | $679,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 11,257 | $673,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 10,505 | $673,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 96,533 | $668,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 33,755 | $667,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 19,625 | $665,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 157 | $665,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 5,869 | $662,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 7,000 | $662,000 | thousands by filing date | |
| RH | 74967X103 | COM | 10,241 | $662,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 39,045 | $662,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 6,287 | $660,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 17,253 | $659,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 26,060 | $659,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 117,637 | $654,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 14,994 | $654,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 108,320 | $651,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 88,443 | $650,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 35,865 | $646,000 | thousands by filing date | |
| DOLLAR TREE INC | 256746908 | COM | 9,200 | $643,000 | thousands by filing date | call |
| ENERPLUS CORP | 292766102 | COM | 79,211 | $642,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 12,135 | $637,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 3,773 | $633,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 42,463 | $631,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 14,722 | $629,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 9,645 | $629,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 42,940 | $629,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 185,505 | $625,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 6,032 | $623,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 18,501 | $621,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 31,899 | $619,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 20,180 | $616,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D907 | CALL | 50,800 | $610,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 43,845 | $602,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 12,140 | $595,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 11,529 | $594,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 53,630 | $590,000 | thousands by filing date | |
| KELLOGG CO | 487836908 | COM | 8,500 | $590,000 | thousands by filing date | call |
| CURIS INC | 231269101 | COM | 311,887 | $589,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 10,050 | $589,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 121,149 | $588,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 62,305 | $583,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 29,005 | $580,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 9,627 | $579,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 41,124 | $576,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 650,000 | $575,000 | thousands by filing date | principal |
| CITRIX SYSTEMS INC | 177376100 | COM | 7,186 | $571,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 14,887 | $565,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 30,399 | $563,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 47,612 | $562,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 27,388 | $560,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 16,588 | $559,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 138,633 | $556,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 20,970 | $555,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 21,982 | $550,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 50,000 | $548,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 23,030 | $546,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 23,419 | $542,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC | 74144T908 | CALL | 7,100 | $527,000 | thousands by filing date | call |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 16,924 | $525,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 90,893 | $521,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 5,200 | $519,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 7,486 | $511,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 9,577 | $511,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 13,492 | $509,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 30,699 | $508,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 130,585 | $508,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 27,062 | $506,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 207,468 | $505,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE C | 42824C909 | CALL | 30,000 | $498,000 | thousands by filing date | call |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 15,000 | $495,000 | thousands by filing date | |
| SYMANTEC CORP | 871503908 | COM | 17,500 | $494,000 | thousands by filing date | call |
| CARE CAP PPTYS INC | 141624106 | COM | 18,173 | $485,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 9,177 | $483,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 15,038 | $479,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 50,975 | $477,000 | thousands by filing date | |
| CR BARD INC | 067383909 | COM | 1,500 | $474,000 | thousands by filing date | call |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,500 | $466,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 3,785 | $464,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 42,555 | $461,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 44,712 | $461,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 5,000 | $460,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 35,935 | $460,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 14,463 | $457,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 10,341 | $457,000 | thousands by filing date | |
| SVENSKA HANDELSBANKEN AB NY | W9124Y2Y7 | MTNF 5.250%12/3 | 450,000 | $457,000 | thousands by filing date | principal |
| ONEBEACON INSURANCE GROUP LT | G67742109 | COMMON STOCK | 25,000 | $456,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 14,334 | $455,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 3,588 | $455,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 23,140 | $451,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 25,930 | $450,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 46,565 | $447,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 33,499 | $447,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 15,505 | $446,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 42,824 | $440,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 33,952 | $437,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 14,585 | $435,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 33,910 | $434,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 52,759 | $432,000 | thousands by filing date | |
| CERNER CORP | 156782904 | COM | 6,500 | $432,000 | thousands by filing date | call |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 11,826 | $431,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 25,000 | $431,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 7,687 | $430,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 8,606 | $429,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 27,219 | $429,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 9,805 | $424,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 3,000 | $420,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 33,003 | $415,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 13,936 | $415,000 | thousands by filing date | |
| ISHARES TR | 464287904 | CALL | 10,000 | $414,000 | thousands by filing date | call |
| iShares Global 100 ETF | 464287572 | SHS | 4,900 | $413,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 12,004 | $408,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 251,768 | $408,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 54,154 | $406,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 10,238 | $405,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 64,939 | $405,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 49,456 | $403,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 25,015 | $403,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 15,500 | $399,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 7,367 | $394,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,051 | $392,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 30,636 | $392,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 24,458 | $391,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 13,136 | $388,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 18,116 | $388,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 22,430 | $387,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 5,093 | $384,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 51,955 | $382,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 7,138 | $381,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 6,130 | $381,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 25,941 | $379,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 6,546 | $375,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 14,900 | $375,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 22,400 | $373,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 13,324 | $373,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 16,635 | $365,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 4,578 | $365,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 9,613 | $362,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 5,456 | $360,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 15,433 | $359,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 2,945 | $357,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 6,560 | $355,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 5,701 | $354,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 5,325 | $350,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 8,617 | $343,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 174,360 | $342,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 12,310 | $341,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 475 | $338,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 17,640 | $333,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 4,086 | $333,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 3,799 | $330,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 2,030 | $329,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 5,115 | $329,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 5,765 | $328,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 16,720 | $328,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 18,203 | $326,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 22,128 | $325,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 13,250 | $323,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 17,563 | $323,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 5,869 | $319,000 | thousands by filing date | |
| CREDIT SUISSE GROUP | H3698DAL8 | DEBT 6.250%12/3 | 300,000 | $319,000 | thousands by filing date | principal |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 3,750 | $318,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 36,504 | $318,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 60,510 | $318,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 6,395 | $317,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 10,271 | $315,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 2,370 | $313,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 39,241 | $313,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 7,426 | $312,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 8,190 | $305,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 1,744,959 | $305,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 11,591 | $305,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001628280-17-008614 | superseded | 2017-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-19-003394 | this filing | 2019-04-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-24-005947 | added | 2024-05-23 | acceptance time not in the bulk data set |