13F-HR/A filed by Allianz Asset Management GmbH
Allianz Asset Management GmbH filed this 13F-HR/A for the quarter ended 2017-09-30, filed 2019-04-17, with 2,589 holding rows worth $115,172,872,000.
- Accession
- 0000950123-19-003387
- Filer
- CIK 1535323
- Filed
- 2019-04-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, amendment of type restatement, 4,480 entries on the cover page, a total value of $115,172,872,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $115,172,877,000 with VALUE read as thousands by filing date, 13F file number 028-15014. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPacific Investment Management Company LLC 028-10952
- included managerAllianz Global Investors U.S. LLC 028-13991
- included managerAllianz Global Investors Asia Pacific Ltd 028-15015
- included managerAllianz Global Investors GmbH 028-14962
- included managerAllianz Global Investors Taiwan Ltd. 028-15071
- included managerAllianz Global Investors Japan Co. Ltd. 028-17306
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 452,120 | $1,958,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 34,359 | $1,957,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 51,951 | $1,943,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 58,317 | $1,933,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 66,871 | $1,926,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 90,824 | $1,925,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 88,866 | $1,919,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 83,002 | $1,910,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 331,898 | $1,885,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 50,403 | $1,884,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 128,995 | $1,879,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 17,045 | $1,877,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 27,000 | $1,876,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 59,757 | $1,874,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723AA8 | NOTE 2.500 7/1 | 2,000,000 | $1,870,000 | thousands by filing date | principal |
| HRG GROUP INC COM | 40434J100 | Stock | 119,123 | $1,860,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 35,363 | $1,852,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 300,823 | $1,850,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 16,752 | $1,847,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 46,832 | $1,847,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 27,612 | $1,846,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 35,248 | $1,844,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 440,136 | $1,844,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODS HLDGS I | G21515104 | COM | 19,872 | $1,834,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 160,044 | $1,833,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 241,850 | $1,828,000 | thousands by filing date | |
| DOLLAR GEN CORP | 256677905 | CALL | 22,500 | $1,824,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 130,240 | $1,819,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 39,960 | $1,817,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW | 7591EP950 | COM | 119,100 | $1,814,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 159,337 | $1,788,000 | thousands by filing date | |
| MCCLATCHY CO | 579489303 | CL A NEW | 241,104 | $1,782,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 232,635 | $1,780,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 14,312 | $1,776,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 109,708 | $1,772,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 103,714 | $1,768,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 71,447 | $1,761,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 475,329 | $1,759,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 119,066 | $1,756,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 74,290 | $1,753,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 87,300 | $1,746,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC | 98956P902 | COM | 14,900 | $1,745,000 | thousands by filing date | call |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 11,400 | $1,736,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 52,690 | $1,736,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 123,910 | $1,732,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 22,054 | $1,729,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 85,370 | $1,724,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 77,345 | $1,722,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 66,967 | $1,714,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 15,675 | $1,712,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 33,841 | $1,709,000 | thousands by filing date | |
| PG&E CORP | 69331C908 | COM | 25,100 | $1,709,000 | thousands by filing date | call |
| SKYWORKS SOLUTIONS INC | 83088M902 | COM | 16,700 | $1,702,000 | thousands by filing date | call |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 24,610 | $1,700,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 118,686 | $1,697,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 1,355,000 | $1,678,000 | thousands by filing date | principal |
| INNOVIVA INC | 45781M101 | COM | 117,862 | $1,664,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE C | 42824C959 | PUT | 113,100 | $1,664,000 | thousands by filing date | put |
| ACETO CORP | 004446100 | COM | 147,674 | $1,658,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 200,574 | $1,649,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 74,000 | $1,649,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 48,187 | $1,646,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 113,463 | $1,645,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 65,366 | $1,641,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 100,627 | $1,636,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 41,384 | $1,623,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 35,604 | $1,620,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 556,787 | $1,615,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 2,000,000 | $1,606,000 | thousands by filing date | principal |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 78,812 | $1,599,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 33,454 | $1,598,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 135,093 | $1,593,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 57,822 | $1,593,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 26,134 | $1,586,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 168,856 | $1,582,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 8,242 | $1,565,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 89,637 | $1,559,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 64,461 | $1,555,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 27,722 | $1,554,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 65,580 | $1,551,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 33,426 | $1,547,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 56,757 | $1,537,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 29,366 | $1,536,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 129,378 | $1,533,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 93,941 | $1,527,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 39,350 | $1,526,000 | thousands by filing date | |
| NEWMONT CORP | 651639906 | CALL | 40,500 | $1,519,000 | thousands by filing date | call |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 1,500,000 | $1,511,000 | thousands by filing date | principal |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 194,422 | $1,507,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 47,026 | $1,507,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 42,940 | $1,505,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 34,753 | $1,498,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 33,434 | $1,497,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 16,916 | $1,488,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 201,523 | $1,483,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341901 | COM | 11,300 | $1,477,000 | thousands by filing date | call |
| ERIE INDTY CO CL A | 29530P102 | Stock | 12,245 | $1,476,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 176,785 | $1,462,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 81,813 | $1,462,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 144,509 | $1,452,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 54,253 | $1,450,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 108,810 | $1,448,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 51,250 | $1,446,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 46,407 | $1,444,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 91,480 | $1,444,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 44,329 | $1,439,000 | thousands by filing date | |
| DISCOVERY COMMUNICATIONS-A | 25470F954 | COM | 67,500 | $1,437,000 | thousands by filing date | put |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 44,459 | $1,434,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 33,274 | $1,422,000 | thousands by filing date | |
| Mersana Therapeutics Inc | 59045L106 | Common Stock | 82,099 | $1,419,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 83,809 | $1,416,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 222,768 | $1,412,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 66,291 | $1,411,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 117,029 | $1,408,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 312,596 | $1,403,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 34,953 | $1,402,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 22,321 | $1,399,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 26,602 | $1,398,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 97,951 | $1,394,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 101,807 | $1,394,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SV | 31620M906 | COM | 14,900 | $1,392,000 | thousands by filing date | call |
| VERITIV CORP | 923454102 | COM | 42,711 | $1,388,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 147,982 | $1,384,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 29,735 | $1,380,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 53,000 | $1,371,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 33,575 | $1,368,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 31,341 | $1,367,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 11,973 | $1,366,000 | thousands by filing date | |
| AMPHENOL CORP | 032095901 | CALL | 16,100 | $1,363,000 | thousands by filing date | call |
| Allegiance Bancshares | 01748H107 | COM | 37,006 | $1,362,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 739,343 | $1,353,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 9,609 | $1,350,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 24,505 | $1,350,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 44,207 | $1,349,000 | thousands by filing date | |
| ONEOK INC NEW | 682680903 | COM | 24,300 | $1,346,000 | thousands by filing date | call |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 78,484 | $1,346,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC | 74144T908 | CALL | 14,800 | $1,342,000 | thousands by filing date | call |
| PROGRESSIVE CORP | 743315903 | CALL | 27,700 | $1,341,000 | thousands by filing date | call |
| WESTROCK CO | 96145D105 | COM | 23,447 | $1,330,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 76,309 | $1,326,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 42,556 | $1,326,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 818,710 | $1,326,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 32,740 | $1,324,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 129,677 | $1,321,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 129,430 | $1,317,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 94,291 | $1,315,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 24,859 | $1,310,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 20,600 | $1,300,000 | thousands by filing date | |
| TYSON FOODS INC | 902494903 | CALL | 18,400 | $1,296,000 | thousands by filing date | call |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 112,276 | $1,295,000 | thousands by filing date | |
| DATAWATCH CORP | 237917208 | COM NEW | 112,094 | $1,295,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 75,840 | $1,293,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 6,248 | $1,288,000 | thousands by filing date | |
| CR BARD INC | 067383959 | COM | 4,000 | $1,282,000 | thousands by filing date | put |
| FORD MTR CO | 345370900 | CALL | 106,800 | $1,278,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R106 | COM | 39,858 | $1,269,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 68,300 | $1,268,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 54,009 | $1,262,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 100,398 | $1,260,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 1,200,000 | $1,256,000 | thousands by filing date | principal |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 26,176 | $1,254,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 56,986 | $1,252,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 79,740 | $1,252,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 94,553 | $1,251,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 1,230,000 | $1,230,000 | thousands by filing date | principal |
| TORCHMARK CORP | 891027104 | COM | 15,292 | $1,224,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 63,274 | $1,222,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 101,408 | $1,222,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 102,377 | $1,218,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 26,706 | $1,218,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 17,976 | $1,209,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 19,468 | $1,198,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 68,915 | $1,189,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 61,645 | $1,189,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 10,373 | $1,189,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 70,000 | $1,186,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 16,880 | $1,182,000 | thousands by filing date | |
| OMNICOM GROUP INC | 681919906 | COM | 15,900 | $1,178,000 | thousands by filing date | call |
| IGNYTA INC | 451731103 | COM | 95,146 | $1,175,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 161,482 | $1,174,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 145,621 | $1,157,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 129,111 | $1,155,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 36,420 | $1,148,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 54,010 | $1,143,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 64,702 | $1,142,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 171,423 | $1,140,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 60,166 | $1,134,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 28,000 | $1,130,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 980,000 | $1,130,000 | thousands by filing date | principal |
| MEDIFAST INC | 58470H101 | COM | 19,007 | $1,128,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 41,727 | $1,125,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 24,658 | $1,124,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 113,673 | $1,120,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 43,563 | $1,119,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 19,704 | $1,119,000 | thousands by filing date | |
| FIFTH THIRD BANCORP | 316773900 | COM | 39,600 | $1,108,000 | thousands by filing date | call |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 9,688 | $1,105,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 19,305 | $1,105,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 57,963 | $1,102,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 71,275 | $1,098,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 23,401 | $1,097,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 84,070 | $1,097,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 241,500 | $1,096,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 6,804 | $1,095,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 29,053 | $1,095,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 24,996 | $1,091,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 47,378 | $1,089,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 1,486,820 | $1,085,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 265,962 | $1,074,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 86,285 | $1,072,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 235,560 | $1,072,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 22,091 | $1,071,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 85,148 | $1,070,000 | thousands by filing date | |
| IES HOLDINGS INC | 44951W106 | COM | 61,562 | $1,065,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 8,500 | $1,063,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 30,863 | $1,060,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 52,502 | $1,058,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 21,491 | $1,058,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 13,889 | $1,052,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP | 706327953 | Put | 30,000 | $1,050,000 | thousands by filing date | put |
| SCMP 3.25 12/21 | 864909AA4 | Bond 30/360P2 U | 1,000,000 | $1,041,000 | thousands by filing date | principal |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 14,316 | $1,037,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 132,076 | $1,037,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 12,076 | $1,036,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 214,784 | $1,035,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 234,585 | $1,035,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 8,798 | $1,033,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 29,738 | $1,030,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 17,140 | $1,028,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 10,090 | $1,024,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 64,076 | $1,024,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO | 60871R959 | CL B | 12,500 | $1,021,000 | thousands by filing date | put |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 70,376 | $1,020,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 10,297 | $1,019,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 190,524 | $1,018,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 1,000,000 | $1,016,000 | thousands by filing date | principal |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 11,773 | $1,012,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 1,000,000 | $997,000 | thousands by filing date | principal |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 110,883 | $996,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 54,788 | $995,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 54,258 | $985,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 19,185 | $984,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 19,110 | $983,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 16,238 | $982,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 24,891 | $981,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 36,402 | $967,000 | thousands by filing date | |
| FREEPORT MCMORAN INC | 35671D907 | CALL | 68,900 | $967,000 | thousands by filing date | call |
| AGILENT TECHNOLOGIES INC | 00846U901 | CALL | 15,000 | $963,000 | thousands by filing date | call |
| MACROGENICS INC | 556099109 | COM | 52,021 | $961,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 52,495 | $960,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 20,204 | $953,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 19,729 | $951,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 21,248 | $951,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 65,518 | $950,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 35,746 | $950,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 60,780 | $948,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 50,180 | $940,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 21,804 | $937,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 47,440 | $933,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 9,697 | $926,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 31,314 | $925,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 22,915 | $923,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 34,076 | $918,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 68,489 | $913,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 11,751 | $906,000 | thousands by filing date | |
| DOLLAR TREE INC | 256746908 | COM | 10,400 | $903,000 | thousands by filing date | call |
| ENERGY RECOVERY INC | 29270J100 | COM | 113,585 | $897,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 41,552 | $893,000 | thousands by filing date | |
| CERNER CORP | 156782904 | COM | 12,500 | $892,000 | thousands by filing date | call |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 99,115 | $890,000 | thousands by filing date | |
| SYMANTEC CORP | 871503908 | COM | 27,000 | $886,000 | thousands by filing date | call |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 26,081 | $874,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 24,685 | $874,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 31,215 | $874,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 95,425 | $873,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 41,435 | $869,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 9,461 | $868,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 644,621 | $864,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 30,992 | $863,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 45,700 | $863,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 120,454 | $861,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 97,150 | $860,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 100,112 | $857,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 77,269 | $850,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 44,090 | $847,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 7,825 | $844,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 390,000 | $842,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 12,450 | $842,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 159,364 | $835,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 16,325 | $833,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 7,146 | $828,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 51,120 | $815,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 24,203 | $813,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 12,135 | $810,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 22,793 | $806,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 15,601 | $801,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 10,216 | $790,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 9,464 | $787,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 11,388 | $786,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 29,209 | $774,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 33,880 | $769,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 15,819 | $753,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 4,179 | $750,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 700,000 | $750,000 | thousands by filing date | principal |
| EVANS BANCORP INC | 29911Q208 | COM | 17,331 | $749,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 35,025 | $746,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 85,366 | $738,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 9,996 | $736,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 27,542 | $734,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 77,245 | $733,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 128,713 | $733,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 14,603 | $731,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 46,341 | $728,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 89,655 | $724,000 | thousands by filing date | |
| TARENA INTL INC | 876108101 | SPONSORED ADS | 49,745 | $724,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 19,102 | $723,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 68,891 | $721,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 19,948 | $718,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 46,005 | $715,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 21,533 | $714,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 10,698 | $711,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 41,630 | $710,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 34,117 | $708,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 15,229 | $698,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 125,670 | $697,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 21,608 | $684,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 49,360 | $682,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 41,073 | $682,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 79,521 | $681,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 35,833 | $680,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 17,253 | $678,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 22,900 | $675,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 25,589 | $674,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 40,010 | $672,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 5,456 | $670,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 30,699 | $664,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 14,405 | $659,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 11,425 | $659,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 14,994 | $657,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 9,675 | $648,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 3,188 | $646,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 12,213 | $644,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 18,425 | $636,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 66,333 | $632,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 20,000 | $627,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 11,544 | $621,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 102,761 | $617,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 21,570 | $616,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 147,271 | $616,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 42,824 | $611,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 44,435 | $609,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 51,005 | $606,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 24,215 | $605,000 | thousands by filing date | |
| BXP INC | 101121901 | COM | 4,900 | $602,000 | thousands by filing date | call |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,800 | $601,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 24,731 | $586,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 16,588 | $585,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 31,585 | $585,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 9,300 | $584,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC | 67103H907 | CALL | 2,700 | $581,000 | thousands by filing date | call |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 20,760 | $577,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 36,504 | $575,000 | thousands by filing date | |
| KELLOGG CO | 487836908 | COM | 9,200 | $574,000 | thousands by filing date | call |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 15,701 | $573,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 42,463 | $571,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 23,677 | $566,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 51,515 | $562,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 128,484 | $562,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 40,656 | $561,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 14,887 | $561,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 29,846 | $558,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 22,381 | $558,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 10,865 | $556,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 16,500 | $555,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 10,731 | $553,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 20,507 | $549,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 90,893 | $549,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 39,394 | $546,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 159,197 | $543,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 33,478 | $540,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 19,368 | $539,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 7,486 | $537,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 22,632 | $535,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 51,841 | $528,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 12,613 | $523,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 30,636 | $522,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 14,532 | $519,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 9,177 | $519,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 27,970 | $518,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 5,350 | $518,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 4,400 | $517,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 13,492 | $517,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 48,405 | $516,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 5,200 | $513,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 11,590 | $513,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,996 | $511,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 39,960 | $510,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 4,120 | $510,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 14,722 | $505,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 7,226 | $503,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 10,238 | $501,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 31,833 | $499,000 | thousands by filing date | |
| DIGITAL RLTY TR INC | 253868953 | COM | 4,200 | $497,000 | thousands by filing date | put |
| HMS HLDGS CORP | 40425J101 | COM | 24,788 | $492,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 17,236 | $491,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 80,943 | $486,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 2,712 | $485,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 650,000 | $485,000 | thousands by filing date | principal |
| CAREER EDUCATION CORP | 141665109 | COM | 46,565 | $484,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 126,391 | $480,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 7,000 | $479,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 42,225 | $479,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 7,654 | $477,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 4,748 | $476,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 10,341 | $476,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 188,925 | $472,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 8,478 | $472,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 7,565 | $471,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 4,364 | $464,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 311,168 | $464,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 4,822 | $457,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 13,972 | $453,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 11,529 | $452,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 5,098 | $450,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 38,854 | $449,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 3,729 | $440,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 8,799 | $436,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 4,900 | $432,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 20,000 | $431,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 6,861 | $427,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,290 | $427,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 17,133 | $426,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 6,560 | $425,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 10,612 | $424,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 110,291 | $421,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 15,505 | $419,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 10,765 | $418,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 4,950 | $416,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 33,385 | $416,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 13,936 | $414,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 6,130 | $413,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 28,048 | $411,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 13,246 | $409,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 11,273 | $408,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 15,500 | $407,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 20,406 | $404,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 6,635 | $403,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 25,000 | $403,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 25,941 | $402,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 6,757 | $401,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 3,343 | $400,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 68,703 | $397,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 14,044 | $395,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,051 | $393,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 14,564 | $388,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 7,012 | $385,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 18,323 | $384,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 7,387 | $383,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 7,255 | $376,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,473 | $375,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 15,433 | $373,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 15,528 | $370,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 59,822 | $370,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 16,635 | $369,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 25,015 | $364,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 6,040 | $363,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 14,727 | $359,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 4,707 | $358,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 11,185 | $358,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 5,456 | $357,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 9,613 | $355,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 13,136 | $353,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 15,000 | $352,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 8,617 | $352,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 22,128 | $348,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 5,192 | $346,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,300 | $345,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 6,500 | $345,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 6,944 | $343,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 12,000 | $342,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 13,365 | $341,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE C | 42824C909 | CALL | 23,100 | $340,000 | thousands by filing date | call |
| VERINT SYS INC | 92343X100 | COM | 8,040 | $336,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 4,086 | $336,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 60,414 | $335,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 10,200 | $333,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 8,522 | $332,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 11,498 | $331,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 16,908 | $331,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 13,464 | $331,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 50,284 | $330,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 32,802 | $329,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 95,382 | $328,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 18,203 | $325,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 16,720 | $325,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 17,483 | $323,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 17,620 | $319,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 9,695 | $316,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 22,481 | $315,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017904 | CALL | 3,500 | $314,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001628280-17-011456 | superseded | 2017-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-19-003387 | this filing | 2019-04-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-24-005968 | added | 2024-05-23 | acceptance time not in the bulk data set |