13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 9,005 holding rows worth $182,535,318,000.
- Accession
- 0000950123-19-002217
- Filer
- CIK 1423053
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A combination report, 12,442 entries on the cover page, a total value of $182,535,318,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $182,535,318,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAshler Capital LLC 028-18754
- included managerCitadel Securities GP LLC 028-18870
- included managerCitadel Advisors II LLC 028-15515
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 11,200 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 14,800 | $47,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 27,900 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CRH MEDICAL CORP | 12626F105 | COM | 15,310 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECLIPSE RES CORP | 27890G100 | COM | 45,121 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 28,234 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 13,527 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 128,822 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 10,200 | $46,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 15,700 | $46,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 24,180 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUICKLOGIC CORP | 74837P108 | COM | 62,846 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 14,260 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 25,500 | $46,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DAVIDSTEA INC | 238661102 | COM | 39,104 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 21,614 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DASEKE INC | 23753F107 | COM | 12,200 | $45,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 84,700 | $45,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIBROCELL SCIENCE INC | 315721407 | COM | 29,926 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 11,713 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 75,953 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORMEDIX INC | 21900C100 | COM | 33,900 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 14,274 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TREVENA INC | 89532E109 | COM | 102,731 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELIGENT INC NEW | 87960W104 | COM | 32,163 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 13,653 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 14,800 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 20,400 | $43,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 10,637 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYANOTECH CORP | 232437301 | COM PAR $0.02 | 14,155 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 23,800 | $42,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Fluent Co | 34380C102 | COM | 11,700 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 42,500 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 11,091 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 28,146 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 13,700 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 23,029 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 22,932 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAEXPLORATION HLDGS INC | 78636X873 | COM | 22,058 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 45,200 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 11,500 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ZION OIL & GAS INC | 989696109 | COM | 96,529 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 23,229 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 17,546 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MYOS RENS TECHNOLOGY INC | 62857P108 | COM | 28,509 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 23,000 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 17,800 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 10,867 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLD STD VENTURES CORP | 380738104 | COM | 31,195 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Castle Brands Inc | 148435100 | COM | 45,432 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 23,700 | $39,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUORUM HEALTH CORP | 74909E106 | COM | 13,600 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FLOTEK INDS INC DEL | 343389102 | COM | 35,000 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMBER INTL HLDG LTD SPON ADS NEW | 45113Y104 | ADR | 11,253 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPROACH RESOURCES INC | 03834A103 | COM | 44,117 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 18,029 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORREVIO PHARMA CORP | 22026V105 | COM | 15,199 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 20,000 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 137,600 | $37,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HILL INTERNATIONAL INC | 431466101 | COM | 12,029 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 46,366 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIVEO CORP CDA | 17878Y108 | COM | 25,645 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 17,294 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLUG PWR INC | 72919P202 | COM NEW | 29,153 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 10,600 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 42,830 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASANKO GOLD INC | 04341Y105 | COM | 57,133 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRISTOW GROUP INC | 110394103 | COM | 14,800 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 39,100 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 38,900 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 33,500 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 15,667 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HC2 HLDGS INC | 404139107 | COM | 13,500 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMPUGEN LTD | M25722105 | ORD | 16,300 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VIRTRA INC | 92827K301 | CMN | 11,408 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 34,430 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVR Partners, LP | 126633106 | LTD | 10,200 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 22,518 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 18,427 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 45,800 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 10,067 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 59,900 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CO-DIAGNOSTICS INC | 189763105 | COM | 23,285 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JUST ENERGY GROUP INC | 48213W101 | COM | 10,400 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 21,600 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SORL Auto Parts Inc | 78461U101 | COM | 18,300 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MUSTANG BIO INC | 62818Q104 | COM | 11,570 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELIGENT INC NEW | 87960W104 | COM | 25,100 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AUTOWEB INC | 05335B100 | COM | 11,092 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENREN INC | 759892201 | SPON ADR A NEW | 22,400 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UR-ENERGY INC | 91688R108 | COM | 51,125 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDGIO INC | 53261M104 | COM | 14,300 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GREAT PANTHER MINING | 39115V101 | COM | 46,100 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 34,400 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AROTECH CORP | 042682203 | COM NEW | 12,696 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 24,261 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 61,222 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 15,200 | $33,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| National Holdings Corporation | 636375206 | COM NEW | 12,379 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 20,000 | $33,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 64,112 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 34,297 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 32,574 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 11,200 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STEIN MART INC | 858375108 | COM | 29,715 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 15,500 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VICAL INC | 925602203 | COM NEW | 27,096 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD COM | 876511106 | Stock | 66,417 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 14,200 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARDELYX INC | 039697107 | COM | 17,200 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 15,000 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 39,400 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LILIS ENERGY INC | 532403201 | COM NEW | 22,600 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 36,400 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NANTKWEST INC | 63016Q102 | COM | 27,053 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 13,400 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BLINK CHARGING CO | 09354A100 | COM | 17,600 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 57,900 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 27,371 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CURIS INC | 231269200 | COM | 43,400 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 70,256 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 31,700 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 11,666 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 46,770 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 39,027 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 76,804 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTIMMUNE INC | 02155H200 | COM NEW | 13,900 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 16,800 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DESTINATION XL GROUP INC | 25065K104 | COM | 13,331 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Fte Networks Inc | 30283R402 | COM | 12,192 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENTREE RES LTD COM | 29384j103 | CS | 71,511 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 11,500 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 31,456 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 13,887 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIVEO CORP CDA | 17878Y108 | COM | 20,000 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 15,523 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORDIC AMERN OFFSHORE LTD | G65772108 | SHS | 66,413 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 23,400 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VBI VACCINES INC | 91822J103 | COM NEW | 17,768 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 53,537 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGMATRON INTL INC | 82661L101 | COM | 11,772 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 29,699 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UQM TECHNOLOGIES INC | 903213106 | COM | 33,445 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L106 | COM | 19,200 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SESEN BIO INC | 817763105 | COM | 19,900 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 45,918 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVOGENE LTD | M4119S104 | SHS | 13,849 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 34,161 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIPOCINE INC NEW | 53630X104 | CMN | 21,800 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FANG HOLDING-ADR | 30711Y102 | ADR | 19,697 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARTS WAY MFG INC | 043168103 | COM | 13,397 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 10,573 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 28,400 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AQUA METALS INC | 03837J101 | COM | 14,928 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 21,405 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWLINK GENETICS CORP | 651511107 | COM | 17,600 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SYNACOR INC | 871561106 | COM | 18,378 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATE BIOPHARMACEUTICLS I | 45782F105 | COM PAR | 11,900 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CONTRAVIR PHARMACEUTICALS IN | 21234W202 | COM NEW | 96,909 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lee Enterprises Inc | 523768109 | COM | 12,100 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 20,200 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 58,376 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REEDS INC COM | 758338107 | Stock | 12,340 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 13,154 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 41,349 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 13,301 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOP SHIPS INC | Y8897Y800 | COM | 31,204 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 140,947 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHANTICLEER HLDGS INC | 15930P800 | COM | 19,961 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEGACY RESVS INC COM | 524706108 | Stock | 16,776 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KITOV PHARMA LTD SPONSORED ADS | 49803V107 | Stock | 38,720 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERNIX THERAPEUTICS HLDGS IN | 71426VAK4 | DBCV 4.250 4/0 | 5,250,000 | $26,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 16,476 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROVISION INC DEL | 594960304 | COM NEW | 40,672 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 46,927 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 19,158 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 26,200 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PHI INC-NON VOTING | 69336T205 | COM | 13,488 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 45,200 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MOGO FIN TECHNOLOGY INC | 608008108 | COM | 10,900 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AKERS BIOSCIENCES INC | 00973E300 | COM NEW | 22,337 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACHAOGEN INC | 004449104 | COM | 20,500 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 26,318 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 11,054 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 21,377 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEUTSCHE BK AG LDN BRH | 25154H475 | PS CMDT DL ETN | 11,762 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 48,902 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 125,346 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 10,800 | $24,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 30,748 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MER TELEMANAGEMENT SOLUTIONS | M69676209 | SHS | 13,390 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROBOT MED INC | 59503A204 | COM NEW | 13,653 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 15,900 | $23,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 14,300 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUICKLOGIC CORP | 74837P108 | COM | 31,100 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REALNETWORKS INC | 75605L708 | COM | 10,000 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHEROKEE INC | 16444H102 | COM | 44,776 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RETO ECO SOLUTIONS INC | G75271109 | COM | 17,974 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVAXIS INC | 007624208 | COM NEW | 119,002 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELLECTAR BIOSCIENCES INC | 15117F500 | COM PAR | 14,594 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 16,608 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 58,900 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 63,859 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMAGIN CORP | 29076N206 | COM | 21,682 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Seadrill Partners, LLC | Y7545W109 | LTD | 12,600 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PIER 1 IMPORTS INC | 720279108 | COM | 72,935 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEWLINK GENETICS CORP | 651511107 | COM | 14,171 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEIN MART INC | 858375108 | COM | 20,500 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| QUICKLOGIC CORP | 74837P108 | COM | 30,200 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MANNING + NAPIER INC | 56382Q102 | CL A | 12,336 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 28,407 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NXT-ID INC | 67091J206 | COM NEW | 32,998 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 28,199 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 21,164 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TDH HLDGS INC SHS NEW | G87084102 | Stock | 39,867 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 15,242 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIVEVE MED INC | 92852W204 | COM NEW | 21,311 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XENETIC BIOSCIENCES INC | 984015206 | COM NEW | 13,812 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTRX CORP | 232828608 | COM PAR | 48,900 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 21,461 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 35,597 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IT TECH PACKAGING INC | 46527C100 | COM NEW | 34,448 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Ocugen | 43358V109 | Common | 249,113 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONCOSEC MED INC | 68234L207 | COM NEW | 34,143 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERSHING GOLD CORP | 715302204 | COM NEW | 20,500 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VICAL INC | 925602203 | COM NEW | 19,000 | $22,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 48,251 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 13,700 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FUEL TECH INC | 359523107 | COM | 18,021 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 24,600 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MECHEL PAO | 583840608 | SPONSORED ADR NE | 10,800 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 14,026 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DURECT CORP | 266605104 | COM | 42,647 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 22,415 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANNING + NAPIER INC | 56382Q102 | CL A | 12,000 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 24,200 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 119,187 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Kelso Technologies Inc | 48826D201 | COM | 47,600 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 35,298 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUMMIT THERAPEUTICS INC COM | 86627R102 | Stock | 18,001 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DUNXIN FINL HLDGS LTD | 26605Q106 | SPONSORED ADS | 11,710 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPI ENERGY CO LTD | G8651P110 | SHS NEW | 25,087 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIO GOLD INC | 01627X108 | COM | 25,480 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAKUNG ART LTD | 87407Q207 | COM NEW | 31,514 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 13,835 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SELLAS LIFE SCIENCES GROUP I | 81642T100 | COM | 17,005 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 17,460 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 60,164 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA COML CR INC | 16891K103 | COM | 64,739 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 18,969 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 12,800 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 42,225 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XCEL BRANDS INC | 98400M101 | COM NEW | 18,015 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 175,900 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 32,715 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REMARK HLDGS INC | 75955K102 | COM | 16,419 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IBIO INC | 451033203 | COM NEW | 26,585 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEURALSTEM INC | 64127R401 | COM NEW | 63,509 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK JAFFE LABORATORIES I | 41015N106 | COM | 14,025 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEX PHARMA INC | 33938A105 | COM | 59,992 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NISUN INTL ENT DVPMT GP CO LTD COM CL A | G4418R101 | Stock | 25,414 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVUME SOLUTIONS INC | 67012D106 | COM | 32,472 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 13,996 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNODATA INC | 457642205 | COM NEW | 12,807 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 21,284 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METALPHA TECHN HOLDING LTD | G28365107 | CMN | 14,938 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 10,188 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENN FD INC | 759720105 | COM | 12,821 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW CONCEPT ENERGY INC | 643611106 | COM | 13,602 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 16,500 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 11,600 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 26,456 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 22,200 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Yogaworks, Inc. | 986005106 | com | 38,017 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUMU CORP | 749063103 | COM | 10,233 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 54,638 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REMARK HLDGS INC | 75955K102 | COM | 16,000 | $19,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TANTECH HLDGS LTD | G8675X107 | COM | 11,042 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEEL CONNECT INC | 858098106 | CMN | 11,106 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S GOLD CORP | 90291C102 | COM PAR NEW | 21,520 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDATECH PHARMA PLC | 59564R104 | SPONSORED ADS | 122,021 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDGE THERAPEUTICS INC | 279870109 | COM | 60,395 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 29,186 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 12,000 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 12,879 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCORPIUS HOLDINGS INC | 42237K300 | COMMON STOCK | 18,255 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIR INDS GROUP COM | 00912N205 | Stock | 24,599 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 19,313 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cinedigm Corp CL A | 172406209 | COM NEW | 32,162 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Seadrill Partners, LLC | Y7545W109 | LTD | 10,437 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUDSON GLOBAL INC | 443787106 | COM | 13,008 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHARLES + COLVARD LTD | 159765106 | COM | 21,603 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 33,957 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 12,200 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 81,616 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAOPING INC COM | G8675V101 | Stock | 15,200 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NOVA LIFESTYLE INC | 66979P102 | COM | 39,938 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOPIN CORP | 500600101 | COMMON STOCK | 17,478 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOPIN CORP | 500600101 | COMMON STOCK | 17,000 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMSTOCK HLDG COS INC | 205684202 | CL A NEW | 10,257 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 13,889 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 17,070 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 145,400 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 18,980 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROADWAY FINL CORP DEL | 111444105 | COM | 16,562 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AILERON THERAPEUTICS INC COM NEW | 00887A105 | Stock | 20,525 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPHTHOTECH CORP | 683745103 | COM | 13,900 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 40,700 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 35,997 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 18,712 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIPOCINE INC NEW | 53630X104 | CMN | 13,030 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 26,373 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEANERGY MARITIME HLDGS CORP | Y73760137 | SHS NEW | 32,168 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RENMIN TIANLI GROUP INC | G7500A100 | SHS | 18,093 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD COM | 876511106 | Stock | 34,700 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 11,025 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUARTERHILL INC COM | 747713105 | COM | 16,020 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIRKS GROUP INC | 09088U109 | CL A COM | 16,324 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 191,284 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 23,700 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MECHEL PREF SPON ADR | 583840509 | COM | 25,153 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Jason Industries Inc | 471172106 | COMMON STOCK | 11,929 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 11,900 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEWLINK GENETICS CORP | 651511107 | COM | 10,200 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DGSE COMPANIES INC | 23323G106 | COM | 35,238 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SESEN BIO INC | 817763105 | COM | 11,200 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 11,100 | $16,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 10,803 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATYR PHARMA INC | 002120103 | COM | 31,477 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTRX CORP | 232828608 | COM PAR | 34,569 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 12,741 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVINE LIVE INC | 300487105 | CL A | 40,471 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TOUGHBUILT INDS INC | 89157G207 | Cmn | 13,841 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PULMATRIX INC | 74584P103 | COM | 65,572 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 30,920 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD COM | 876511106 | Stock | 31,000 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 10,727 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXIBLE SOLUTIONS INTL INC | 33938T104 | COM | 10,742 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROADWIND INC | 11161T207 | CMN | 11,892 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 16,300 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 12,300 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 15,776 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EUROSEAS LTD | Y23592309 | SHS NEW | 21,574 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 36,554 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANTHEALTH INC | 630104107 | CMN | 26,857 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 18,700 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 18,657 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 17,342 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALERITAS HLDGS INC | 91914N202 | COM NEW | 46,086 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEUROMETRIX INC | 641255708 | COM PAR | 20,240 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OHA INVT CORP | 67091U102 | COM | 14,706 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 30,053 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KOPIN CORP | 500600101 | COMMON STOCK | 14,500 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 39,022 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 16,200 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DYNASIL CORP AMER | 268102100 | COM | 15,626 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 11,348 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 13,521 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANOVIRICIDES INC | 630087203 | COM NEW | 69,447 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONE HORIZON GROUP INC | 68235H304 | COM PAR | 156,939 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 42,147 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHINECO INC COM NEW | 824567200 | Stock | 23,608 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 19,760 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOXIAN INC | 624697207 | COM NEW | 40,807 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 33,047 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELBIT IMAGING LTD | M37605124 | SHS | 11,124 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 11,900 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 16,358 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 10,507 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INUVO INC | 46122W204 | COM NEW | 12,482 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 66,300 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 43,300 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 30,300 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Ampio Pharmaceuticals | 03209T109 | COM | 32,400 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 129,497 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 20,896 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 13,875 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATUZZI S P A | 63905A101 | ADR | 16,355 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOWPOINT INC | 379887201 | CMN | 104,000 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VITAL THERAPIES INC | 92847R104 | COM | 70,699 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESONANT INC | 76118L102 | COM | 10,358 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TREVENA INC | 89532E109 | COM | 30,500 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 14,415 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PYXIS TANKERS INC | Y71726106 | COM | 12,772 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOLASE INC | 090911207 | COM NEW | 13,100 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EP ENERGY CORP | 268785102 | CL A | 18,900 | $13,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENERGY FUELS INC | 292671179 | *W EXP 09/ | 10,484 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 32,100 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COUNTERPATH CORP | 22228P302 | COM | 11,045 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S GLOBAL INVS INC | 902952100 | CL A | 10,732 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 15,849 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OXBRIDGE RE HLDGS LTD | G6856M106 | SHS | 19,455 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZION OIL & GAS INC | 989696109 | COM | 28,100 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FLOTEK INDS INC DEL | 343389102 | COM | 11,300 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WIDEPOINT CORP COMMON | 967590100 | COM | 27,594 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICONIX BRAND GROUP INC | 451055107 | COM | 142,833 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPROACH RESOURCES INC | 03834A103 | COM | 13,300 | $12,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 43,762 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 14,640 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 14,600 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AIRMEDIA GROUP INC | 009411109 | ADR | 48,484 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BOXLIGHT CORP | 103197109 | COM CL A | 10,013 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENVIROTECH VHS INC | 00726a100 | COM | 42,286 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMSTOCK MNG INC | 205750201 | COM NEW | 89,933 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMBER ENERGY INC | 13200M300 | COM NEW | 10,360 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XPRESSPA GROUP INC | 98420U109 | COM | 78,681 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEMETIS INC | 00770K202 | COM NEW | 18,505 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 12,332 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 29,078 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 15,100 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 12,898 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 11,700 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CEMTREX INC | 15130G303 | COM PAR $.001 | 19,472 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 18,124 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 39,910 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALTA MESA RES INC | 02133L109 | CL A | 10,900 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IFRESH INC | 449538107 | COM | 13,198 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 14,000 | $11,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 15,774 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EP ENERGY CORP | 268785102 | CL A | 14,619 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 26,026 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AURIS MED HLDG AG | H0381L104 | COM | 23,550 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 10,424 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBALSTAR INC | 378973408 | COM | 16,200 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 51,035 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERMILLION INC | 92407M206 | COM NEW | 32,080 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 10,424 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOBILIS HEALTH CORP | 65500B103 | COM | 22,700 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| REGULUS THERAPEUTICS INC | 75915K200 | COM NEW | 10,671 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 12,600 | $10,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 12,644 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOSYS INC | 619718208 | COM NEW | 61,732 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDGE THERAPEUTICS INC | 279870109 | COM | 32,600 | $10,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RESTORATION ROBOTICS INC | 76133C103 | COM | 24,043 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROVISION INC DEL | 594960304 | COM NEW | 14,600 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 27,322 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 13,685 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 11,700 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TINGO GROUP INC | 55328R109 | COM | 12,878 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPROACH RESOURCES INC | 03834A103 | COM | 10,600 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 46,573 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 17,970 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 19,218 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 20,100 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 20,961 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 11,900 | $9,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GULF RESOURCES INC | 40251W309 | COM | 12,030 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 12,020 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENSYNC INC. | 29359T102 | Common Stock | 52,449 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 29,318 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TREVENA INC | 89532E109 | COM | 20,000 | $9,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SYNTHESIS ENERGY SYS INC | 871628202 | COM NEW | 12,230 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 43,330 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGNEGAS APPLIED TECHNLGY SO | 55939M101 | COM | 37,224 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 11,400 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PIER 1 IMPORTS INC | 720279108 | COM | 25,200 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 24,218 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 22,500 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| THERIVA BIOLOGICS INC COM NEW | 87164U201 | Stock | 13,763 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 13,400 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EP ENERGY CORP | 268785102 | CL A | 10,900 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GRAF INDL CORP | 384278115 | Stock | 19,924 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 248356107 | COM | 15,600 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 23,118 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 14,200 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 14,600 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 14,215 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 18,800 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ASANKO GOLD INC | 04341Y105 | COM | 10,800 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DURECT CORP | 266605104 | COM | 15,400 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PHIO PHARMACEUTICALS CORP | 71880W204 | COM | 19,886 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 11,400 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PRECISION THERAPEUTICS INC | 74033P100 | COM | 11,525 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 14,700 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 20,300 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 15,400 | $6,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 14,354 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANCER GENETICS INC. | 13739u104 | COM | 26,826 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 16,100 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EVINE LIVE INC | 300487105 | CL A | 13,900 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 10,800 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ADVAXIS INC | 007624208 | COM NEW | 23,900 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VITAL THERAPIES INC | 92847R104 | COM | 24,900 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 12,400 | $5,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PRECIPIO INC | 74019L107 | COM | 34,228 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XG TECHNOLOGY INC | 98372A705 | COM PAR | 15,475 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XPRESSPA GROUP INC | 98420U109 | COM | 34,000 | $5,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUNWORKS INC | 86803X105 | COM | 20,772 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 17,900 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VITAL THERAPIES INC | 92847R104 | COM | 20,000 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 10,100 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 10,100 | $4,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 12,400 | $4,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IDEAL PWR INC | 451622104 | COM | 15,546 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 11,600 | $3,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRIDGELINE DIGITAL INC | 10807Q403 | COM PAR | 13,429 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAGUAR HEALTH INC | 47010C300 | COM NEW | 11,744 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DPW HLDGS INC | 26140E105 | COM | 26,410 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 10,000 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INSPIREMD INC | 45779A861 | COM PAR | 12,252 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-002217 | this filing | 2019-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-19-005412 | added | 2019-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-19-008322 | added | 2019-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-19-011339 | added | 2019-11-14 | acceptance time not in the bulk data set |