13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 9,005 holding rows worth $182,535,318,000.
- Accession
- 0000950123-19-002217
- Filer
- CIK 1423053
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A combination report, 12,442 entries on the cover page, a total value of $182,535,318,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $182,535,318,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAshler Capital LLC 028-18754
- included managerCitadel Securities GP LLC 028-18870
- included managerCitadel Advisors II LLC 028-15515
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 10,200 | $164,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MFA FINL INC | 55272X102 | COM | 24,500 | $164,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 24,281 | $164,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DASEKE INC | 23753F107 | COM | 44,500 | $164,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENSCO PLC | G3157S106 | SHS CLASS A | 46,100 | $164,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 24,600 | $164,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 18,400 | $163,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VISTA OUTDOOR INC | 928377100 | COM | 14,400 | $163,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 23,300 | $163,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 78,200 | $163,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 12,857 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRAF INDUSTRIAL CORP | 384278206 | COM | 16,256 | $163,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 10,100 | $162,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 10,026 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| China Yuchai Intl Ltd | G21082105 | COM | 13,000 | $162,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CALLON PETE CO DEL | 13123X102 | COM | 25,000 | $162,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CALYXT INC | 13173L107 | COM | 15,676 | $162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LANDS END INC | 51509F105 | COMMON STOCK | 11,348 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Heritage Commerce Corp | 426927109 | Common Stock | 14,200 | $161,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UNIT CORP | 909218109 | COM | 11,300 | $161,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 168,620 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 18,100 | $160,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OCEANEERING INTL INC | 675232102 | COM | 13,200 | $160,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 15,300 | $160,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PRIMO WTR CORP | 74165N105 | COM | 11,399 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 17,800 | $159,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIBBEY INC | 529898108 | COM | 41,040 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25490K349 | DLY NATRL GAS 3X | 31,000 | $159,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 18,604 | $157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FERRO CORP | 315405100 | COM | 10,000 | $157,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 87,400 | $156,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 14,000 | $156,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 35,007 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DNOW INC | 67011P100 | COMMON STOCK | 13,400 | $156,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CNO FINL GROUP INC | 12621E103 | COM | 10,400 | $155,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 32,348 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 17,100 | $155,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 68,700 | $155,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VERADIGM INC | 01988P108 | COMMON STOCK | 16,100 | $155,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HIGHPOINT RES CORP | 43114K108 | COM | 62,167 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 17,273 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 26,788 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 15,284 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 40,600 | $154,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ELFBEAUTYINC | 26856L103 | STOK | 17,700 | $153,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 10,700 | $153,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 31,900 | $153,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 30,907 | $153,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIGI INTL INC | 253798102 | COM | 15,036 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SWITCH INC | 87105L104 | CL A | 21,700 | $152,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 15,300 | $151,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| China Yuchai Intl Ltd | G21082105 | COM | 12,134 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 28,290 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 14,400 | $151,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHARES ETF TRUST | 25459W557 | DAI 710 BEA ETF | 10,850 | $150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIGGS & STRATTON CORP | 109043109 | COM | 11,500 | $150,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 23,508 | $149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDT CORP | 448947507 | CL B NEW | 24,000 | $149,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 83,800 | $149,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| J JILL INC | 46620W102 | COM | 28,000 | $149,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 13,900 | $148,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AUDIOCODES LTD | M15342104 | ORD | 15,000 | $148,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 13,900 | $148,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BRIGHTCOVE INC | 10921T101 | COM | 21,000 | $148,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORCHID IS CAP INC | 68571X103 | COM | 23,100 | $148,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 11,800 | $148,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEOPHOTONICS CORP | 64051T100 | COM | 22,800 | $148,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 14,800 | $148,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GNC HLDGS INC | 36191G107 | COM CL A | 61,900 | $147,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RADIANT LOGISTICS INC | 75025X100 | COM | 34,375 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 33,100 | $147,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CITIZENS INC | 174740100 | COMMON STOCK | 19,500 | $147,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 13,453 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 19,747 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 69,700 | $146,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PENNEY J C INC | 708160106 | COM | 140,793 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRIFFON CORP | 398433102 | COM | 13,900 | $145,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DERMIRA INC | 24983L104 | COM | 20,200 | $145,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 49,568 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 20,800 | $144,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 72,000 | $144,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 10,600 | $144,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 93,400 | $144,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 68,194 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Xunlei Ltd-Adr | 98419E108 | COM | 42,205 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bowater Inc | 09066L105 | COMMON STOCKS | 156,947 | $143,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GANNETT SPINCO INC | 36473H104 | COM | 16,600 | $142,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COTT CORP QUE | 22163N106 | COM | 10,200 | $142,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 23,100 | $142,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 55,100 | $141,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MERCER INTL INC | 588056101 | COM | 13,500 | $141,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Fluent Co | 34380C102 | COM | 39,248 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HC2 HLDGS INC | 404139107 | COM | 53,591 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 23,799 | $140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 85,400 | $140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 64,466 | $140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 11,939 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCWEN FINL CORP | 675746309 | COM NEW | 103,800 | $139,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 10,300 | $139,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BANCO BRADESCO S A | 059460402 | SPONSORED ADR | 15,918 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 39,600 | $138,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| 180 DEGREE CAP CORP | 68235B109 | COM | 78,700 | $138,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CAMTEK LTD ORD | M20791105 | Stock | 20,200 | $137,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 14,976 | $137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVOLUS INC | 30052C107 | COM | 11,491 | $137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 71,194 | $137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISTAR INC | 45031U101 | COMMON STOCK | 14,900 | $137,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BRIGGS & STRATTON CORP | 109043109 | COM | 10,500 | $137,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IMPRIMIS PHARMA IMMY | 45323A201 | COMMON | 24,146 | $137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRESIDIO INC | 74102M103 | COM | 10,468 | $137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 10,300 | $136,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 37,900 | $136,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 120,099 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEST INC | 08653C106 | SPONSORED ADS | 33,100 | $136,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 14,800 | $135,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 101,445 | $135,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREENSKY INC | 39572G100 | CL A | 14,000 | $134,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GARRETT MOTION INC | 366505105 | COM | 10,800 | $133,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 12,400 | $133,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 53,576 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EYEPOINT PHARMACEUTICALS INC | 30233G100 | COM | 70,555 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 41,200 | $133,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 13,400 | $132,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 23,759 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WAITR HLDGS INC | 930752100 | COM | 11,786 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SITE CENTERS CORP | 82981J109 | COM | 11,800 | $131,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ITERIS INC NEW | 46564T107 | COM | 35,046 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 32,800 | $131,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 26,249 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 13,666 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 43,800 | $130,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 17,800 | $129,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 27,200 | $129,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 14,300 | $129,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GNC HLDGS INC | 36191G107 | COM CL A | 54,627 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Zagg, Inc. | 98884U108 | COM | 13,200 | $129,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 13,664 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 21,500 | $128,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RIGNET INC | 766582100 | COM | 10,139 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEOPHOTONICS CORP | 64051T100 | COM | 19,700 | $128,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 24,900 | $128,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 13,100 | $127,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 23,300 | $126,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 30,962 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| R1 RCM INC | 749397105 | COM | 15,814 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 14,000 | $125,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 14,100 | $125,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VERASTEM INC | 92337C104 | COM | 37,200 | $125,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| YRC WORLDWIDE INC | 984249607 | COM | 39,800 | $125,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 30,061 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 218,976 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CADIZ INC | 127537207 | COM NEW | 12,000 | $124,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 26,400 | $124,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ON DECK CAP INC | 682163100 | COM | 21,000 | $124,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 73,007 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 18,500 | $123,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHIMERIX INC COM | 16934W106 | Stock | 48,135 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TTOO | 89853L104 | Stock | 40,700 | $123,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 23,049 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 68,200 | $122,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 16,415 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENWORTH FINL INC | 37247D106 | COM SHS | 26,200 | $122,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PLUG PWR INC | 72919P202 | COM NEW | 98,300 | $122,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 26,060 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GANNETT SPINCO INC | 36473H104 | COM | 14,300 | $122,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 21,491 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RA MED SYS INC | 74933X104 | COM | 15,382 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLARUS CORP NEW | 18270P109 | COM | 12,000 | $121,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OCEANEERING INTL INC | 675232102 | COM | 10,009 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 60,507 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 12,100 | $121,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 11,571 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TTOO | 89853L104 | Stock | 39,381 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GSV CAPITAL CORP | 36191J101 | COM | 22,798 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 56,800 | $118,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WIDEOPENWEST INC | 96758W101 | COM | 16,500 | $118,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 10,204 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROFIRE ENERGY INC | 74316X101 | COM | 81,173 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| B2GOLD CORP COM | 11777Q209 | Stock | 40,100 | $117,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MESA AIR GROUP INC | 590479135 | COM NEW | 15,152 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| J JILL INC | 46620W102 | COM | 21,916 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 16,002 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 11,192 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 10,100 | $116,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 31,968 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERA BRADLEY INC | 92335C106 | COM | 13,400 | $115,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 13,500 | $115,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VERADIGM INC | 01988P108 | COMMON STOCK | 11,900 | $115,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 34,300 | $115,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 10,400 | $115,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 10,435 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 12,603 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 10,200 | $114,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 54,998 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 19,900 | $114,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLARUS CORP NEW | 18270P109 | COM | 11,173 | $113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONDUENT INC | 206787103 | COM | 10,600 | $113,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 15,600 | $113,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 95,787 | $113,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 21,800 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 89,300 | $112,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 23,900 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 51,400 | $112,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 10,700 | $112,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 88,600 | $111,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 43,417 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITEK SYS INC | 606710200 | COM NEW | 10,300 | $111,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 17,997 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 48,300 | $111,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUPERIOR INDS INTL INC | 868168105 | COM | 23,000 | $111,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 22,056 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 21,700 | $110,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FLOTEK INDS INC DEL | 343389102 | COM | 101,171 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GERON CORP | 374163103 | COM | 107,800 | $108,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTREPID POTASH INC | 46121Y102 | COM | 41,600 | $108,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ONESMART INTL ED GROUP LTD | 68276W103 | CMN | 13,808 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 60,900 | $107,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 27,400 | $107,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 12,948 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 25,700 | $107,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARDELYX INC | 039697107 | COM | 59,210 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 69,100 | $106,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 19,400 | $105,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 29,200 | $105,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 10,900 | $104,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 15,700 | $103,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SUNOPTA INC | 8676EP108 | COM | 26,600 | $103,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLATFELTER | 377316104 | COM | 10,500 | $102,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 11,794 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 18,168 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 13,771 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 15,300 | $100,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 11,184 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 16,200 | $100,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NOODLES & CO | 65540B105 | COM CL A | 14,300 | $100,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 13,651 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 24,900 | $100,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 44,300 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CNH INDL N V SHS | N20944109 | Stock | 10,800 | $99,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ELDORADO GOLD CORP NEW COM | 284902509 | Stock | 34,400 | $99,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 16,818 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERUS CORP | 157085101 | COM | 19,500 | $99,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 38,189 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 10,300 | $98,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALLIQUA BIOMEDICAL INC | 019621309 | COMMON STOCK | 52,465 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HIVE | 007786106 | Stock | 29,982 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 11,500 | $98,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SEADRILL LTD | G7998G106 | COM | 10,000 | $98,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 37,700 | $97,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 32,400 | $97,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 103,100 | $97,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 58,501 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 136,638 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOCIETAL CDMO INC | 75629F109 | COM | 13,692 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 17,500 | $97,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 176,493 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ON DECK CAP INC | 682163100 | COM | 16,400 | $97,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 15,050 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 11,700 | $96,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CYTOSORBENTS CORP | 23283X206 | CMN | 11,900 | $96,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| YRC WORLDWIDE INC | 984249607 | COM | 30,600 | $96,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 21,800 | $96,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEW SR INVT GROUP INC | 648691103 | COM | 23,300 | $96,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Pareteum Corporation | 69946T207 | COM | 56,640 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 11,800 | $95,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 27,400 | $95,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PIXELWORKS INC | 72581M305 | COM NEW | 32,700 | $95,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 20,100 | $95,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 60,341 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 55,378 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW SR INVT GROUP INC | 648691103 | COM | 22,900 | $94,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 38,798 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COSTAMARE INC | Y1771G102 | SHS | 21,259 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 24,500 | $93,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DRIVE SHACK INC | 262077100 | COM | 23,600 | $93,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARQULE INC | 04269E107 | COM | 33,600 | $93,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 10,900 | $92,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FERROGLOBE PLC | G33856108 | SHS | 57,869 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIOT PLATFORMS INC | 767292105 | COM | 60,695 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCHROCK INC | 03957W106 | COM | 12,200 | $91,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 10,600 | $91,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 22,700 | $91,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 22,528 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VEON LTD | 91822M106 | SPONSORED ADR | 38,600 | $90,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMPUGEN LTD | M25722105 | ORD | 41,323 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 12,824 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 93,022 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 19,158 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROCKWELL MED INC | 774374102 | COM | 39,700 | $90,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 12,200 | $89,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 12,400 | $89,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FTD COS INC | 30281V108 | COM | 60,384 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 23,398 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 11,200 | $88,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 21,825 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPARK ENERGY INC | 846511103 | CL A COM | 11,909 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 17,004 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 21,285 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 35,137 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 12,300 | $88,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 23,261 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RTW RETAILWINDS INC | 74980D100 | COM | 31,048 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 23,989 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 19,288 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERIOR INDS INTL INC | 868168105 | COM | 18,100 | $87,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 12,800 | $87,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HORIZON GLOBAL CORP | 44052W104 | COM | 60,819 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 50,100 | $87,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 17,600 | $86,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 19,154 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LENDINGCLUB CORP | 52603A109 | COM | 32,768 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PPDAI GROUP INC | 69354V108 | SPONSORED ADR | 24,005 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ODYSSEY MARINE EXPL INC | 676118201 | COM NEW | 25,594 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 64,000 | $85,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RTI BIOLOGICS INC | 74975N105 | COM | 23,078 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 40,600 | $85,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| RED LION HOTELS CORP | 756764106 | COM | 10,418 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 17,900 | $84,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM CORP | 747906501 | COM | 41,800 | $84,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Ampio Pharmaceuticals | 03209T109 | COM | 213,600 | $84,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| IDERA PHARMACEUTICALS INC | 45168K405 | COM PAR | 30,163 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTERRA INC | 34960W106 | COM | 22,287 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXT INC | 00246W103 | COM | 19,100 | $83,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 13,300 | $83,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SENSEONICS HLDGS INC | 81727U105 | COM | 32,228 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 11,900 | $83,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ELEVATE CREDIT INC | 28621V101 | COM | 18,567 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COSTAMARE INC | Y1771G102 | SHS | 18,700 | $82,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AEGON N V | 007924103 | NY REGISTRY SHS | 17,600 | $82,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALLOT LTD | M0854Q105 | SHS | 13,500 | $82,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CYTOSORBENTS CORP | 23283X206 | CMN | 10,100 | $82,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 13,516 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 56,700 | $82,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 52,000 | $81,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 10,300 | $81,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 13,900 | $81,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EDGIO INC | 53261M104 | COM | 34,600 | $81,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 12,662 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 43,095 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COVIA HLDGS CORP | 22305A103 | COM | 23,800 | $81,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 37,449 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 35,400 | $80,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 15,700 | $80,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COUSINS PROPERTIES INC | 222795106 | COM | 10,100 | $80,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 14,500 | $80,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 145,000 | $80,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TELARIA INC | 879181105 | COM | 29,129 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW GOLD INC CDA | 644535106 | COM | 104,600 | $79,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 11,543 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SENSEONICS HLDGS INC | 81727U105 | COM | 30,500 | $79,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 291,900 | $79,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACCURAY INC DEL | 004397105 | COM | 22,800 | $78,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 35,700 | $78,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 45,600 | $78,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Xunlei Ltd-Adr | 98419E108 | COM | 23,000 | $78,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VERITONE INC | 92347M100 | COM | 20,584 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SENSEONICS HLDGS INC | 81727U105 | COM | 30,200 | $78,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEOVASC INC | 64065J205 | COM NEW | 129,202 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 76,900 | $77,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 20,823 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 19,900 | $77,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 16,600 | $77,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| YOUNGEVITY INTL INC | 987537206 | COM NEW | 13,400 | $77,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAVARA INC | 805111101 | COM | 10,000 | $76,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 12,400 | $76,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LEAF GROUP LTD | 52177G102 | COM | 11,100 | $76,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 99,700 | $76,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 21,300 | $76,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENIE ENERGY LTD | 372284208 | CL B | 12,445 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 16,100 | $75,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GREAT PANTHER MINING | 39115V101 | COM | 105,305 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 69,820 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 10,919 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 130,000 | $74,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRF SA | 10552T107 | SPONSORED ADR | 13,000 | $74,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 18,600 | $74,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 15,900 | $74,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TELENAV INC | 879455103 | COMMON STOCK | 18,280 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACETO CORP | 004446100 | COM | 88,454 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 17,600 | $74,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DONNELLEY R R & SONS CO | 257867200 | COM | 18,400 | $73,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 22,876 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 33,700 | $73,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 21,050 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVR Partners, LP | 126633106 | LTD | 21,235 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 17,900 | $72,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 39,300 | $72,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 20,727 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AFFIMED N V | N01045108 | COM | 22,900 | $71,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 25,670 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 59,813 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FANG HOLDING-ADR | 30711Y102 | ADR | 49,600 | $71,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 20,300 | $70,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 11,400 | $70,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORP | 15117N503 | COM PAR NEW | 49,437 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TAOPING INC COM | G8675V101 | Stock | 58,326 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 14,200 | $69,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 13,500 | $69,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 22,191 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEGACY RESVS INC COM | 524706108 | Stock | 44,800 | $69,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| B2GOLD CORP COM | 11777Q209 | Stock | 23,400 | $68,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIANA SHIPPING INC | Y2066G104 | COM | 21,400 | $68,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GENIE ENERGY LTD | 372284208 | CL B | 11,200 | $68,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 99,800 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRED S INC CLASS A | 356108100 | COM | 35,800 | $68,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ROCKWELL MED INC | 774374102 | COM | 30,300 | $68,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLEARSIDE BIOMEDICAL INC | 185063104 | COM | 64,017 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 17,700 | $68,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA CERAMICS CO LTD | G2113X134 | SHS | 44,633 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIANA SHIPPING INC | Y2066G104 | COM | 21,100 | $67,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HIGHPOWER INTL INC | 43113X101 | COM | 31,100 | $67,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 39,600 | $67,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 22,223 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BGC PARTNERS INC | 05541T101 | CL A | 12,500 | $65,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 16,972 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 75,959 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SORL Auto Parts Inc | 78461U101 | COM | 34,600 | $65,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Xunlei Ltd-Adr | 98419E108 | COM | 18,800 | $64,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 28,607 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L106 | COM | 44,200 | $64,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 16,500 | $63,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SRC ENERGY INC | 78470V108 | COM | 13,400 | $63,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 26,400 | $63,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 12,784 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AFFIMED N V | N01045108 | COM | 20,400 | $63,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 12,200 | $63,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 161,529 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCURAY INC DEL | 004397105 | COM | 18,300 | $62,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KOSMOS ENERGY LTD | 500688106 | COM | 15,200 | $62,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CORVUS PHARMACEUTICALS INC | 221015100 | COM | 16,904 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 18,600 | $62,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 547,822 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELLECT BIOTECHNOLOGY LTD | 15116C102 | SPON ADS | 29,472 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COSTAMARE INC | Y1771G102 | SHS | 14,000 | $61,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 11,200 | $61,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 23,600 | $61,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 63,100 | $61,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 103,597 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S XPRESS ENTERPRISES INC | 90338N202 | COM | 10,700 | $60,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 75,763 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 10,970 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 16,700 | $59,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AGENUS INC | 00847G705 | COM NEW | 24,600 | $59,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 29,700 | $59,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 22,900 | $59,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 22,167 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SORL Auto Parts Inc | 78461U101 | COM | 31,636 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SESEN BIO INC | 817763105 | COM | 41,567 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORP | 15117N503 | COM PAR NEW | 41,500 | $59,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 11,300 | $58,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 13,900 | $58,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 35,336 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REMARK HLDGS INC | 75955K102 | COM | 47,800 | $58,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 13,600 | $58,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 17,882 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARNES & NOBLE ED INC | 06777U101 | COM | 14,200 | $57,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HIGHPOINT RES CORP | 43114K108 | COM | 22,800 | $57,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| IDEANOMICS INC | 45166V106 | COM | 47,200 | $57,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 155,092 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 30,300 | $57,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MENLO THERAPEUTICS INC | 586858102 | COM | 13,924 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 31,200 | $57,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 10,017 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARMONIC INC | 413160102 | COM | 11,900 | $56,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 23,200 | $56,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AQUA METALS INC | 03837J101 | COM | 30,800 | $56,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 24,700 | $56,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 16,000 | $56,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HEXINDAI INC | 428295109 | ADR | 22,262 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KALA BIO INC COM | 483119103 | Stock | 11,300 | $55,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 74,395 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 14,600 | $55,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 21,700 | $55,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 18,384 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 142,927 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 14,980 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 28,300 | $53,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 29,600 | $52,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 39,000 | $52,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 12,900 | $52,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 24,046 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 14,548 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 12,800 | $51,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Ampio Pharmaceuticals | 03209T109 | COM | 129,081 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 94,675 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 11,600 | $51,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACHAOGEN INC | 004449104 | COM | 41,698 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 59,352 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARCHEX INC | 56624R108 | CMN | 18,754 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 14,800 | $50,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 17,200 | $50,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FORTUNA MNG CORP F | 349915108 | COM | 13,600 | $50,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 60,218 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 59,326 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRISTOW GROUP INC | 110394103 | COM | 20,200 | $49,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 12,174 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MYND ANALYTICS INC | 62857N202 | COM NEW | 67,422 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 13,100 | $48,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NANTKWEST INC | 63016Q102 | COM | 41,000 | $48,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 248356107 | COM | 101,650 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-002217 | this filing | 2019-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-19-005412 | added | 2019-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-19-008322 | added | 2019-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-19-011339 | added | 2019-11-14 | acceptance time not in the bulk data set |