13F-HR filed by UBS Group AG
UBS Group AG filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-02-14, with 8,115 holding rows worth $220,519,201,000.
- Accession
- 0000950123-19-001793
- Filer
- CIK 1610520
- Filed
- 2019-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A combination report, 14,003 entries on the cover page, a total value of $220,519,201,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $220,518,266,000 with VALUE read as thousands by filing date, 13F file number 028-16612. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerUBS ASSET MANAGEMENT (AMERICAS) INC 028-02682
- reports for this filerUBS OCONNOR LLC 028-06327
- included managerUBS Financial Services Inc. 028-11496
- included managerUBS Swiss Financial Advisors AG 028-11603
- included managerUBS AG New York Branch 028-07344
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Applied Materials,Inc. | 038222105 | COM | 1,866,347 | $61,105,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 203,721 | $61,103,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 4,934,318 | $61,087,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 2,412,457 | $60,915,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 1,443,786 | $60,798,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 394,164 | $60,757,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,541,672 | $60,757,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 1,808,665 | $60,644,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,287,985 | $60,625,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 201,215 | $60,549,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 458,000 | $60,428,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 7,851,277 | $60,219,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 2,807,081 | $60,211,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 1,458,510 | $60,207,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 1,210,887 | $60,204,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,764,700 | $60,088,000 | thousands by filing date | put |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,927,811 | $59,916,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 3,949,462 | $59,834,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 2,920,591 | $59,756,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 444,748 | $59,716,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,524,367 | $59,648,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,274,200 | $59,339,000 | thousands by filing date | call |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 901,055 | $59,299,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 7,826,400 | $59,246,000 | thousands by filing date | put |
| Charles Schwab Corp | 808513105 | COM | 1,424,107 | $59,142,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 1,160,273 | $59,046,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,343,826 | $59,021,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 351,500 | $58,718,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 488,310 | $58,470,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 1,222,579 | $58,439,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 579,120 | $58,370,000 | thousands by filing date | call |
| CZR | 127686103 | Stock | 8,577,330 | $58,240,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 1,216,015 | $58,101,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 1,111,808 | $58,013,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 431,500 | $57,605,000 | thousands by filing date | call |
| NUTRIEN LTD COM | 67077M108 | Stock | 1,225,502 | $57,599,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,904,169 | $57,526,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 2,721,348 | $57,284,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 2,650,138 | $57,243,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 425,534 | $57,230,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 1,217,205 | $56,953,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 835,000 | $56,939,000 | thousands by filing date | call |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,074,800 | $56,878,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 1,300,900 | $56,784,000 | thousands by filing date | put |
| ZOETIS INC CL A | 98978V103 | Stock | 663,383 | $56,746,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 550,000 | $56,535,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 2,299,275 | $56,401,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 2,244,712 | $56,073,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 3,870,130 | $55,962,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 1,042,500 | $55,753,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 1,177,100 | $55,736,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 1,204,900 | $55,522,000 | thousands by filing date | call |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 2,360,114 | $55,274,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 5,194,348 | $55,215,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 1,436,420 | $55,058,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 2,037,039 | $55,020,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 1,129,637 | $54,764,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 1,050,080 | $54,730,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,174,804 | $54,711,000 | thousands by filing date | |
| VanEck High Yield Muni ETF | 92189H409 | SHS | 894,278 | $54,587,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 3,444,317 | $54,524,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 469,862 | $54,508,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,425,578 | $54,471,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,389,874 | $54,414,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 257,712 | $54,300,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 311,000 | $54,126,000 | thousands by filing date | call |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 1,102,029 | $54,099,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 826,596 | $53,762,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 471,996 | $53,553,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 858,300 | $53,515,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,028,800 | $53,477,000 | thousands by filing date | put |
| ROYAL BK CDA COM | 780087102 | Stock | 780,211 | $53,460,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 2,185,043 | $53,184,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 2,055,200 | $52,942,000 | thousands by filing date | put |
| SENDGRID INC | 816883102 | COM | 1,223,417 | $52,815,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 1,330,100 | $52,420,000 | thousands by filing date | put |
| ISTAR INC | 45031U101 | COMMON STOCK | 5,711,032 | $52,370,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 624,713 | $52,220,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 3,665,101 | $52,081,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 530,522 | $52,002,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 1,178,503 | $51,666,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E743 | RAFI DVLPD MRKTS | 1,376,296 | $51,639,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 620,466 | $51,598,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 3,665,772 | $51,431,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 1,248,516 | $51,401,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 843,205 | $50,870,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 475,188 | $50,546,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 487,519 | $50,502,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 318,456 | $50,144,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 549,289 | $50,111,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 514,986 | $50,005,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 614,055 | $49,917,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 1,589,992 | $49,814,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 286,704 | $49,559,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 2,315,727 | $49,533,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 940,590 | $49,494,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 1,064,908 | $49,401,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 1,661,206 | $49,388,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 975,000 | $49,189,000 | thousands by filing date | put |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 602,446 | $49,129,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 1,116,573 | $49,107,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 1,496,800 | $49,005,000 | thousands by filing date | put |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 570,350 | $48,583,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 1,493,172 | $48,528,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 583,091 | $48,513,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 161,000 | $48,448,000 | thousands by filing date | call |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 389,368 | $48,266,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 8,540,102 | $48,081,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 3,305,965 | $47,804,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 2,194,326 | $47,792,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 1,673,185 | $47,786,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 913,754 | $47,744,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 418,839 | $47,723,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 797,136 | $47,589,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 4,475,481 | $47,395,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 755,816 | $47,360,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 498,467 | $47,195,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 683,414 | $47,067,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 769,228 | $46,984,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 638,750 | $46,942,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 245,200 | $46,720,000 | thousands by filing date | put |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 888,662 | $46,699,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 422,400 | $46,667,000 | thousands by filing date | put |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 385,551 | $46,424,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 809,310 | $46,390,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 397,800 | $46,368,000 | thousands by filing date | call |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 3,883,269 | $46,288,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 271,518 | $46,141,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 620,300 | $45,989,000 | thousands by filing date | call |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 187,407 | $45,897,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 2,181,000 | $45,648,000 | thousands by filing date | put |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 1,023,465 | $45,432,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 274,070 | $45,416,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 269,202 | $45,224,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 229,613 | $45,199,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 2,854,433 | $45,043,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 2,434,493 | $44,965,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 775,348 | $44,831,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 456,100 | $44,524,000 | thousands by filing date | call |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 2,897,618 | $44,507,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 461,200 | $44,474,000 | thousands by filing date | put |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 3,071,545 | $44,415,000 | thousands by filing date | put |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 1,010,258 | $44,361,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 427,800 | $44,316,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 896,542 | $44,200,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 2,650,931 | $43,794,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 404,973 | $43,769,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,559,800 | $43,628,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 3,238,209 | $43,618,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 739,316 | $43,516,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 6,484,618 | $43,317,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 356,620 | $43,312,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 423,530 | $43,298,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 335,500 | $43,149,000 | thousands by filing date | call |
| HESS CORP | 42809H107 | COM | 1,065,000 | $43,133,000 | thousands by filing date | call |
| iShares MSCI Japan ETF | 46434G822 | SHS | 850,000 | $43,087,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 632,611 | $43,056,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 250,100 | $42,972,000 | thousands by filing date | call |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 886,470 | $42,808,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 524,805 | $42,646,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 515,724 | $42,615,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 885,300 | $42,601,000 | thousands by filing date | put |
| Apollo Global Management | 037612306 | COM | 1,735,640 | $42,593,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 314,925 | $42,515,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 309,900 | $42,447,000 | thousands by filing date | call |
| Amgen Inc. | 031162100 | COM | 217,900 | $42,419,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 894,300 | $42,345,000 | thousands by filing date | call |
| BAXTER INTL INC | 071813109 | COM | 642,452 | $42,287,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 233,840 | $42,281,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 169,300 | $42,176,000 | thousands by filing date | put |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 610,594 | $42,174,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 452,500 | $42,150,000 | thousands by filing date | put |
| PAYCHEX INC | 704326107 | COM | 645,300 | $42,041,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 1,422,513 | $41,750,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 958,677 | $41,616,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 24,100 | $41,510,000 | thousands by filing date | call |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,011,405 | $41,437,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 141,156 | $41,338,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 644,151 | $41,303,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 7,424,449 | $41,057,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 2,625,754 | $41,014,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 541,889 | $40,984,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 827,831 | $40,804,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 103,534 | $40,737,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 782,300 | $40,664,000 | thousands by filing date | call |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 213,662 | $40,662,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 617,651 | $40,616,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 1,521,722 | $40,600,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 314,385 | $40,434,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 904,086 | $40,413,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 863,200 | $40,389,000 | thousands by filing date | put |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 413,715 | $40,366,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 422,362 | $40,315,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 1,359,199 | $40,300,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 661,404 | $40,246,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 662,693 | $40,212,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 2,088,743 | $40,208,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 346,000 | $40,195,000 | thousands by filing date | put |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 370,975 | $40,147,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 1,751,489 | $39,969,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 328,253 | $39,919,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 360,856 | $39,863,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 16,347 | $39,838,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 2,224,793 | $39,646,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 868,960 | $39,555,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 778,300 | $39,522,000 | thousands by filing date | put |
| LADDER CAP CORP CL A | 505743104 | REIT | 2,554,720 | $39,521,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 874,200 | $39,470,000 | thousands by filing date | call |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 105,334 | $39,342,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 837,000 | $39,280,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 288,355 | $39,265,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 18,668,500 | $39,204,000 | thousands by filing date | call |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 775,871 | $39,018,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 241,083 | $38,969,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 863,686 | $38,961,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 2,874,652 | $38,894,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 214,960 | $38,886,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 194,545 | $38,872,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 422,500 | $38,836,000 | thousands by filing date | put |
| FORTIVE CORP COM | 34959J108 | Stock | 573,341 | $38,793,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 2,764,600 | $38,787,000 | thousands by filing date | put |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 789,946 | $38,755,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,347,762 | $38,734,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 718,251 | $38,642,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 1,425,115 | $38,564,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 901,839 | $38,509,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 901,915 | $38,476,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 45,842 | $38,431,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 1,446,417 | $38,258,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 845,600 | $38,179,000 | thousands by filing date | put |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1,457,600 | $38,175,000 | thousands by filing date | put |
| UNITED RENTALS INC COM | 911363109 | Stock | 371,824 | $38,122,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1,396,326 | $38,036,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 2,563,751 | $37,892,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 3,017,150 | $37,835,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 1,525,003 | $37,820,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 702,228 | $37,797,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 603,600 | $37,755,000 | thousands by filing date | call |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 1,382,489 | $37,548,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 331,667 | $37,363,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 35,716 | $37,322,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 574,053 | $37,239,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 5,888,791 | $37,158,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 202,840 | $37,127,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 808,717 | $37,120,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H201 | INTRMDT MUNI ETF | 779,195 | $36,988,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 322,972 | $36,980,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 2,879,301 | $36,970,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 761,513 | $36,910,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 482,200 | $36,845,000 | thousands by filing date | put |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 2,040,229 | $36,806,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 528,868 | $36,709,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 982,577 | $36,699,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 288,300 | $36,634,000 | thousands by filing date | put |
| ORBOTECH LTD | M75253100 | ORD | 647,937 | $36,634,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 802,495 | $36,562,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 865,248 | $36,488,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 126,853 | $36,340,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 384,100 | $36,297,000 | thousands by filing date | put |
| DISCOVER FINL SVCS | 254709108 | COM | 614,748 | $36,258,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 1,488,222 | $36,253,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 835,500 | $36,202,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 744,274 | $36,075,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 1,313,011 | $35,977,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 3,124,136 | $35,678,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 638,020 | $35,532,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 872,675 | $35,518,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 258,900 | $35,461,000 | thousands by filing date | put |
| NUTRI SYS INC NEW | 67069D108 | COM | 807,488 | $35,433,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V613 | RAFI US 1000 ETF | 348,808 | $35,428,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 270,049 | $35,422,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 403,592 | $35,419,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 925,000 | $35,335,000 | thousands by filing date | call |
| Eli Lilly and Company | 532457108 | COM | 302,500 | $35,006,000 | thousands by filing date | put |
| EASTMAN CHEM CO COM | 277432100 | Stock | 478,528 | $34,986,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,410,235 | $34,974,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 1,097,379 | $34,963,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 1,352,583 | $34,910,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 2,240,340 | $34,905,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 201,019 | $34,882,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 2,446,317 | $34,518,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 1,243,657 | $34,486,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,085,000 | $34,427,000 | thousands by filing date | call |
| KAMAN CORP-CLASS A | 483548103 | COM | 612,900 | $34,378,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 8,734,100 | $34,325,000 | thousands by filing date | put |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,213,298 | $34,251,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 664,728 | $34,107,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 978,789 | $34,101,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 3,096,185 | $34,089,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 774,586 | $34,066,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 1,118,478 | $34,046,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 1,173,304 | $34,002,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 1,336,669 | $33,898,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 779,624 | $33,774,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 1,938,581 | $33,770,000 | thousands by filing date | |
| COLONY CR REAL ESTATE INC | 19625T101 | COM CL A | 2,134,172 | $33,699,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 671,947 | $33,510,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 1,774,100 | $33,371,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 924,015 | $33,357,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 639,254 | $33,273,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 175,700 | $33,146,000 | thousands by filing date | put |
| TOLL BROTHERS INC COM | 889478103 | Stock | 1,002,658 | $33,018,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 566,500 | $33,010,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 309,000 | $32,902,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 160,200 | $32,710,000 | thousands by filing date | put |
| MASCO CORP | 574599106 | COM | 1,117,845 | $32,686,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 434,300 | $32,546,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 700,000 | $32,473,000 | thousands by filing date | call |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 697,658 | $32,469,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 968,805 | $32,436,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 552,799 | $32,390,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 348,563 | $32,180,000 | thousands by filing date | |
| MGC | 921910873 | COM | 369,833 | $32,131,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 780,980 | $32,106,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 504,597 | $32,027,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 1,166,095 | $31,858,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 743,259 | $31,693,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 510,578 | $31,686,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 1,476,426 | $31,463,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 538,700 | $31,212,000 | thousands by filing date | call |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 417,743 | $31,139,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 1,175,203 | $31,132,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 2,142,655 | $31,111,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 336,900 | $31,059,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 311,439 | $31,035,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 271,600 | $30,873,000 | thousands by filing date | put |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,624,531 | $30,850,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 542,000 | $30,845,000 | thousands by filing date | put |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 3,211,283 | $30,797,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 135,400 | $30,633,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 538,503 | $30,619,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 477,370 | $30,595,000 | thousands by filing date | call |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 986,982 | $30,508,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 761,071 | $30,298,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 1,053,100 | $30,266,000 | thousands by filing date | put |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 1,473,968 | $30,231,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 562,667 | $30,024,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 845,000 | $29,862,000 | thousands by filing date | call |
| HERSHEY CO COM | 427866108 | Stock | 277,486 | $29,742,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 700,704 | $29,653,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 520,000 | $29,645,000 | thousands by filing date | put |
| INVESCO EXCHANGE TRADED FD T | 46137V282 | S&P500 EQL TEC | 210,401 | $29,631,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 599,833 | $29,525,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 442,353 | $29,487,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 2,464,507 | $29,427,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 4,089,749 | $29,242,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 390,869 | $29,202,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 202,033 | $29,099,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 853,471 | $29,095,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 4,284,100 | $29,089,000 | thousands by filing date | call |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 101,789 | $29,007,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 800,000 | $28,968,000 | thousands by filing date | call |
| MOHAWK INDS INC | 608190104 | COM | 247,192 | $28,912,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 256,300 | $28,872,000 | thousands by filing date | put |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,991,154 | $28,832,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 647,984 | $28,803,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 1,046,200 | $28,771,000 | thousands by filing date | call |
| ISHARES TR | 46435G516 | COM | 500,926 | $28,743,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 123,371 | $28,649,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 2,373,342 | $28,646,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 1,333,785 | $28,530,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,161,900 | $28,515,000 | thousands by filing date | call |
| ZYNGA INC. | 98986T108 | CL A | 7,236,703 | $28,440,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 1,491,733 | $28,418,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 586,849 | $28,333,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 7,205,800 | $28,319,000 | thousands by filing date | call |
| Analog Devices,Inc. | 032654105 | COM | 329,691 | $28,297,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 446,829 | $28,181,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 620,266 | $27,974,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 815,443 | $27,962,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 1,664,619 | $27,866,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 1,069,250 | $27,832,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 852,817 | $27,760,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 432,200 | $27,700,000 | thousands by filing date | put |
| INCYTE CORP COM | 45337C102 | Stock | 435,000 | $27,662,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 4,750,100 | $27,646,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,353,927 | $27,634,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 482,390 | $27,564,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 1,877,404 | $27,522,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 697,500 | $27,488,000 | thousands by filing date | call |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 240,835 | $27,373,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 275,000 | $27,346,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 225,000 | $27,281,000 | thousands by filing date | put |
| TECHNIPFMC PLC COM | G87110105 | Stock | 1,391,006 | $27,235,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 1,450,000 | $27,188,000 | thousands by filing date | put |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 969,513 | $27,011,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 690,140 | $26,998,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 1,748,482 | $26,962,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 269,832 | $26,945,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 299,229 | $26,922,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 272,153 | $26,919,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 80,600 | $26,823,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 3,504,600 | $26,810,000 | thousands by filing date | put |
| BCE INC COM NEW | 05534B760 | Stock | 677,684 | $26,789,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 487,566 | $26,723,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 4,527,876 | $26,669,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,429,272 | $26,613,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 140,400 | $26,486,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 1,176,091 | $26,438,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 158,200 | $26,427,000 | thousands by filing date | call |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 550,063 | $26,365,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 355,582 | $26,352,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 689,843 | $26,352,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 790,206 | $26,345,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 445,713 | $26,275,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 547,957 | $26,258,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 851,205 | $26,251,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 569,567 | $26,241,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 2,828,696 | $26,222,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 309,928 | $26,173,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 309,604 | $25,926,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 556,035 | $25,916,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 533,800 | $25,879,000 | thousands by filing date | put |
| MURPHY USA INC COM | 626755102 | Stock | 337,500 | $25,866,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 807,289 | $25,866,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 308,800 | $25,856,000 | thousands by filing date | put |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 2,499,964 | $25,825,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 263,851 | $25,813,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 188,239 | $25,813,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 447,341 | $25,767,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 485,000 | $25,686,000 | thousands by filing date | put |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 893,856 | $25,582,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 996,403 | $25,577,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,216,300 | $25,457,000 | thousands by filing date | call |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 143,080 | $25,414,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 490,306 | $25,403,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 4,123,002 | $25,398,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 1,050,172 | $25,383,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 1,873,797 | $25,371,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 1,159,908 | $25,298,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 120,622 | $25,262,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 319,593 | $25,223,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1,204,679 | $25,214,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 67,500 | $25,211,000 | thousands by filing date | put |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 656,678 | $25,184,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 4,364,859 | $25,142,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 447,585 | $25,106,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 2,354,752 | $25,101,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 756,278 | $25,078,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 403,200 | $24,990,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 252,600 | $24,985,000 | thousands by filing date | put |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 240,742 | $24,969,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 278,480 | $24,922,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 826,348 | $24,906,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 534,959 | $24,865,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 137,793 | $24,778,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 1,338,100 | $24,715,000 | thousands by filing date | put |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 493,307 | $24,700,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,715,217 | $24,596,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 466,273 | $24,582,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 757,776 | $24,521,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 4,229,200 | $24,445,000 | thousands by filing date | put |
| HCA Healthcare Inc | 40412C101 | COM | 196,282 | $24,427,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,819,551 | $24,419,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 91,583 | $24,409,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 286,183 | $24,374,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 2,417,968 | $24,349,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 300,000 | $24,330,000 | thousands by filing date | call |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 202,717 | $24,326,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,925,076 | $24,219,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 505,346 | $24,145,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 850,167 | $24,085,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 607,074 | $24,070,000 | thousands by filing date | call |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,954,541 | $24,022,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 164,458 | $23,905,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 388,136 | $23,855,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 913,447 | $23,786,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 133,340 | $23,741,000 | thousands by filing date | call |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 1,010,213 | $23,669,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 242,913 | $23,650,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 3,407,500 | $23,648,000 | thousands by filing date | put |
| TIFFANY & CO NEW | 886547108 | COM | 293,565 | $23,636,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 1,032,557 | $23,583,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 435,309 | $23,572,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,686,100 | $23,572,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 183,064 | $23,529,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 467,430 | $23,456,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 1,225,214 | $23,365,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 324,694 | $23,352,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 760,260 | $23,340,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 715,221 | $23,338,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 301,101 | $23,312,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,262,600 | $23,308,000 | thousands by filing date | put |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 728,309 | $23,204,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 290,619 | $23,166,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 265,109 | $23,120,000 | thousands by filing date | call |
| WORKDAY INC CL A | 98138H101 | Stock | 144,625 | $23,094,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 3,115,145 | $23,052,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,125,329 | $22,979,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 1,521,515 | $22,929,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 1,791,786 | $22,845,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 131,057 | $22,810,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 132,700 | $22,800,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 339,381 | $22,746,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 756,443 | $22,723,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 961,226 | $22,685,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 1,373,226 | $22,672,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 294,644 | $22,528,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 958,043 | $22,476,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 786,900 | $22,458,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-19-001793 | this filing | 2019-02-14 | acceptance time not in the bulk data set |