13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 3,735 holding rows worth $286,058,725,000.
- Accession
- 0000950123-18-011841
- Filer
- CIK 820027
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 9,339 entries on the cover page, a total value of $286,058,725,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $286,058,725,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Co 028-10458
- reports for this filerAmeriprise Certificate Co 028-00140
- reports for this filerRiverSource Life Insurance Co 028-00143
- reports for this filerRiverSource Life Insurance Co of New York 028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- reports for this filerColumbia Wanger Asset Management, LLC. 028-03639
- reports for this filerAmeriprise National Trust Bank
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
- included managerColumbia Wanger Asset Management, LLC. 028-03639
- included managerAmeriprise National Trust Bank
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NORDSTROM INC | 655664100 | COM | 65,156 | $3,902,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 116,668 | $3,892,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 2,069,789 | $3,892,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 604,567 | $3,887,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 156,838 | $3,886,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 47,906 | $3,879,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 99,182 | $3,878,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 547,349 | $3,875,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 184,043 | $3,871,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 128,024 | $3,871,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 64,193 | $3,868,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 515,673 | $3,868,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 23,447 | $3,856,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 116,636 | $3,856,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 265,158 | $3,854,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 1,605,457 | $3,854,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 2,023,623 | $3,846,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 116,769 | $3,820,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 108,920 | $3,816,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 211,449 | $3,816,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 54,743 | $3,800,000 | thousands by filing date | |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 637,930 | $3,795,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 130,393 | $3,792,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 30,057 | $3,789,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 61,524 | $3,778,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 108,658 | $3,767,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 101,999 | $3,766,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 73,401 | $3,764,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 218,449 | $3,757,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 198,326 | $3,754,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 93,604 | $3,750,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 194,630 | $3,744,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 112,530 | $3,740,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 430,241 | $3,735,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 116,336 | $3,719,000 | thousands by filing date | |
| KLX ENERGY SERVICS HOLDNGS I | 48253L106 | COM | 115,918 | $3,710,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 155,142 | $3,707,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 242,727 | $3,690,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 148,440 | $3,684,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 140,973 | $3,682,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 38,906 | $3,674,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 48,544 | $3,668,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 53,031 | $3,663,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 203,895 | $3,659,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 195,060 | $3,645,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 3,895 | $3,645,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E388 | S&P 500 EX RAT | 100,524 | $3,645,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 185,438 | $3,643,000 | thousands by filing date | |
| PIVOTAL SOFTWARE INC | 72582H107 | COM CL A | 186,053 | $3,643,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 60,994 | $3,642,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 18,330 | $3,642,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 148,630 | $3,625,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 85,850 | $3,608,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 110,141 | $3,607,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 38,911 | $3,604,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 588,301 | $3,600,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 249,515 | $3,588,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 577,697 | $3,570,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 53,698 | $3,556,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 192,047 | $3,553,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 331,964 | $3,553,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 123,400 | $3,548,000 | thousands by filing date | |
| EVENTBRITE INC | 29975E109 | COM CL A | 93,437 | $3,548,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 132,586 | $3,548,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 163,667 | $3,545,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 82,115 | $3,541,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 55,015 | $3,539,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 226,331 | $3,519,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 132,558 | $3,509,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 73,629 | $3,503,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 51,798 | $3,500,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 369,548 | $3,496,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 158,569 | $3,483,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 199,066 | $3,473,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 57,049 | $3,466,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 290,908 | $3,454,000 | thousands by filing date | |
| HAMILTON BEACH BRAND A | 40701T104 | COMMON STOCK | 157,240 | $3,450,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 67,628 | $3,435,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 119,540 | $3,434,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 41,010 | $3,428,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 98,796 | $3,427,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 191,203 | $3,426,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 17,113 | $3,420,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 65,929 | $3,412,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 262,679 | $3,409,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L102 | SUSTANBLE GLBL | 113,416 | $3,403,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 114,445 | $3,401,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 251,144 | $3,369,000 | thousands by filing date | |
| ONESPAN INC | 68287N100 | COM | 176,710 | $3,367,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 181,429 | $3,363,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 61,237 | $3,355,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 53,991 | $3,355,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 316,962 | $3,349,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 151,348 | $3,345,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 195,298 | $3,344,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 76,453 | $3,343,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 24,747 | $3,318,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 24,494 | $3,314,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907AK4 | NOTE 4.750 2/1 | 800,000 | $3,314,000 | thousands by filing date | principal |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 108,106 | $3,313,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 178,006 | $3,302,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 304,120 | $3,302,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 138,024 | $3,301,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 161,741 | $3,297,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 148,422 | $3,280,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 197,887 | $3,265,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 27,063 | $3,240,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 243,768 | $3,235,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 37,194 | $3,232,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 194,535 | $3,227,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 124,766 | $3,218,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 112,983 | $3,203,000 | thousands by filing date | |
| OCEAN RIG UDW INC | G66964118 | SHS NEW | 92,522 | $3,203,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 329,391 | $3,201,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 160,292 | $3,198,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 45,726 | $3,189,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,136,196 | $3,182,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 23,712 | $3,169,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 43,225 | $3,167,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 318,546 | $3,156,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 226,661 | $3,146,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 47,569 | $3,142,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 31,519 | $3,136,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 68,673 | $3,121,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 66,372 | $3,113,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 31,532 | $3,103,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 192,079 | $3,102,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 99,735 | $3,090,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 560,901 | $3,084,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 661,754 | $3,084,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 312,951 | $3,083,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 78,322 | $3,082,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 15,008 | $3,070,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 111,449 | $3,062,000 | thousands by filing date | |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 185,010 | $3,051,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 93,333 | $3,047,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851505 | PFD | 29,654 | $3,039,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 83,373 | $3,035,000 | thousands by filing date | |
| TENABLE HLDGS INC | 88025T102 | COM | 77,912 | $3,030,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 127,368 | $3,028,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 214,721 | $3,027,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 65,121 | $3,004,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 292,364 | $2,997,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V530 | CMN | 22,241 | $2,995,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 76,727 | $2,990,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 103,808 | $2,982,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 475,354 | $2,981,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 74,757 | $2,978,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,772,212 | $2,942,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 77,263 | $2,935,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 76,414 | $2,935,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 85,380 | $2,917,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 45,442 | $2,914,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 50,261 | $2,913,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 255,033 | $2,912,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 41,000 | $2,909,000 | thousands by filing date | principal |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 74,105 | $2,901,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 66,091 | $2,895,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 170,131 | $2,869,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 31,222 | $2,864,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 172,292 | $2,860,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 65,553 | $2,844,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 118,743 | $2,840,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 94,763 | $2,814,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 145,091 | $2,808,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 140,718 | $2,807,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 645,515 | $2,807,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 179,227 | $2,803,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 63,430 | $2,801,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 206,004 | $2,795,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 74,825 | $2,782,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 25,582 | $2,779,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 109,933 | $2,773,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 18,000 | $2,765,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 212,689 | $2,761,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 307,382 | $2,751,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 5,560 | $2,748,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 218,643 | $2,744,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 181,807 | $2,744,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 40,492 | $2,738,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 73,571 | $2,733,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 202,668 | $2,732,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 101,667 | $2,730,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 59,628 | $2,727,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 46,087 | $2,723,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 128,128 | $2,722,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 140,526 | $2,722,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 177,860 | $2,715,000 | thousands by filing date | |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 139,449 | $2,708,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 94,381 | $2,702,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 343,908 | $2,696,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 210,240 | $2,695,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 18,617 | $2,694,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 149,656 | $2,693,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 130,947 | $2,685,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 43,738 | $2,679,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 91,273 | $2,678,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 119,647 | $2,677,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 58,123 | $2,668,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 244,766 | $2,668,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 294,948 | $2,654,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 109,000 | $2,654,000 | thousands by filing date | principal |
| SECOO HLDG LTD | 81367P101 | ADR | 208,605 | $2,648,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 177,634 | $2,643,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 178,597 | $2,634,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 169,101 | $2,619,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 153,541 | $2,618,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 860,483 | $2,616,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 236,251 | $2,616,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 105,731 | $2,607,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 155,080 | $2,605,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 58,514 | $2,604,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 347,104 | $2,589,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 39,238 | $2,587,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 81,292 | $2,573,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 45,611 | $2,567,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 75,819 | $2,563,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 121,000 | $2,555,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 61,076 | $2,551,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 33,499 | $2,546,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 82,315 | $2,543,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 22,750 | $2,541,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 159,220 | $2,531,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 210,080 | $2,529,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 55,384 | $2,528,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 37,000 | $2,516,000 | thousands by filing date | principal |
| UNIFI INC | 904677200 | COM NEW | 88,694 | $2,513,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 71,909 | $2,508,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 70,414 | $2,499,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 74,892 | $2,494,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 29,557 | $2,486,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 29,000 | $2,483,000 | thousands by filing date | principal |
| BRISTOW GROUP INC | 110394103 | COM | 204,552 | $2,481,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 91,455 | $2,477,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 25,000 | $2,469,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 18,457 | $2,463,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 64,206 | $2,456,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 369,352 | $2,452,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 20,568 | $2,444,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E628 | KBW BK ETF | 45,214 | $2,444,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 80,781 | $2,441,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 112,183 | $2,437,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 134,718 | $2,434,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 326,504 | $2,433,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 372,157 | $2,432,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 172,715 | $2,409,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 60,848 | $2,404,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 48,676 | $2,393,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 127,663 | $2,393,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 158,075 | $2,379,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 180,291 | $2,363,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 52,643 | $2,363,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 59,660 | $2,362,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 48,596 | $2,357,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 49,721 | $2,352,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 53,213 | $2,342,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 80,773 | $2,339,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 17,100 | $2,335,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 77,061 | $2,334,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253HAB7 | NOTE 4.500% 7/0 | 1,000,000 | $2,334,000 | thousands by filing date | principal |
| ACUSHNET HLDGS CORP | 005098108 | COM | 85,009 | $2,332,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 81,571 | $2,330,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 204,860 | $2,327,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 46,992 | $2,321,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 44,935 | $2,310,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V449 | S&P 100 EQL WIGH | 41,165 | $2,309,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 125,099 | $2,308,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 44,436 | $2,292,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 53,877 | $2,291,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 367,996 | $2,280,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 655,640 | $2,268,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 46,263 | $2,267,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 120,538 | $2,266,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 54,642 | $2,265,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 312,465 | $2,263,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 417,968 | $2,257,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 16,905 | $2,254,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 62,700 | $2,240,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 22,000 | $2,219,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 151,538 | $2,215,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 57,350 | $2,214,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 369,497 | $2,209,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 132,476 | $2,206,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 215,086 | $2,203,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 101,805 | $2,195,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 26,487 | $2,187,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 76,088 | $2,187,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 434,886 | $2,182,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 16,147 | $2,163,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 21,565 | $2,160,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 160,312 | $2,152,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 48,500 | $2,151,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 100,173 | $2,151,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 46,817 | $2,131,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 39,175 | $2,130,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 52,312 | $2,118,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 108,310 | $2,111,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 58,161 | $2,109,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 70,619 | $2,107,000 | thousands by filing date | |
| SELECTA BIOSCIENCES INC | 816212104 | COM | 135,050 | $2,100,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 85,805 | $2,085,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 44,753 | $2,084,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 78,505 | $2,076,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 186,822 | $2,065,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 133,377 | $2,054,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 85,491 | $2,051,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 15,979 | $2,051,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 47,007 | $2,049,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 83,854 | $2,040,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 11,760 | $2,039,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 162,301 | $2,039,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 85,128 | $2,038,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 320,171 | $2,030,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 39,613 | $2,021,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 193,781 | $2,010,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HLDG PL | g8060n102 | SHS | 40,554 | $2,009,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 46,853 | $2,006,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 344,130 | $1,996,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 434,919 | $1,988,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 103,504 | $1,981,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 160,924 | $1,958,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 120,493 | $1,957,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 112,204 | $1,955,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 29,590 | $1,943,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 430,915 | $1,940,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 18,291 | $1,937,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 70,713 | $1,932,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 1,882,000 | $1,918,000 | thousands by filing date | principal |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 130,372 | $1,914,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 43,956 | $1,911,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 109,060 | $1,906,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 39,623 | $1,895,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 43,311 | $1,895,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 54,814 | $1,893,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 90,399 | $1,883,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 160,913 | $1,880,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 48,991 | $1,875,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 98,772 | $1,871,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 52,282 | $1,867,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 65,509 | $1,866,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 41,785 | $1,865,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 94,458 | $1,865,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 47,879 | $1,864,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 66,413 | $1,855,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 54,183 | $1,850,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 17,302 | $1,840,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 91,267 | $1,840,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 19,755 | $1,837,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 37,960 | $1,833,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 77,008 | $1,822,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 28,786 | $1,813,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 81,596 | $1,810,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 5,058 | $1,804,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 206,140 | $1,800,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 70,447 | $1,784,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 56,100 | $1,769,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 49,322 | $1,761,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 33,247 | $1,756,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 164,581 | $1,756,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 297,160 | $1,753,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 101,631 | $1,745,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 251,651 | $1,741,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 54,670 | $1,740,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 230,331 | $1,739,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 58,913 | $1,724,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 19,866 | $1,722,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 47,268 | $1,711,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 13,561 | $1,708,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 147,515 | $1,700,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 134,387 | $1,699,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 54,044 | $1,698,000 | thousands by filing date | |
| COREPOINT LODGING INC | 21872L104 | COM | 87,068 | $1,693,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 123,502 | $1,675,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 149,608 | $1,664,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 31,595 | $1,663,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 125,493 | $1,657,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 36,107 | $1,656,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 15,357 | $1,655,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 68,588 | $1,651,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 10,963 | $1,648,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 5,217 | $1,647,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 225,235 | $1,645,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 47,412 | $1,644,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 68,100 | $1,641,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 54,437 | $1,639,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 250,550 | $1,638,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 99,965 | $1,629,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 63,019 | $1,612,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 37,164 | $1,607,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 79,008 | $1,605,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 21,394 | $1,603,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 67,016 | $1,602,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 11,101 | $1,597,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 41,082 | $1,585,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 174,341 | $1,579,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 220,634 | $1,578,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 44,558 | $1,575,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 131,821 | $1,569,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 126,778 | $1,566,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 7,435 | $1,559,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 35,744 | $1,557,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 43,979 | $1,557,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 36,861 | $1,556,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 59,687 | $1,554,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 86,624 | $1,550,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 50,587 | $1,549,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 175,520 | $1,545,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 48,139 | $1,543,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 79,265 | $1,542,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 51,401 | $1,542,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 104,090 | $1,538,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 138,775 | $1,537,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 38,591 | $1,536,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 57,830 | $1,533,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 28,105 | $1,531,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 26,001 | $1,528,000 | thousands by filing date | |
| AI POWERED EQUITY ETF | 26924G813 | FUND | 51,645 | $1,525,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 152,237 | $1,522,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 20,000 | $1,519,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 93,103 | $1,511,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 18,452 | $1,504,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 219,271 | $1,497,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 20,484 | $1,494,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 65,922 | $1,487,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 70,042 | $1,471,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 38,850 | $1,469,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 41,322 | $1,467,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 183,694 | $1,464,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 36,934 | $1,460,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 554,694 | $1,459,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 32,300 | $1,458,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 74,340 | $1,452,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 103,404 | $1,451,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 37,624 | $1,446,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 12,013 | $1,443,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 424,071 | $1,441,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 75,064 | $1,438,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 59,488 | $1,431,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 81,772 | $1,424,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 42,719 | $1,419,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 26,024 | $1,417,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 23,020 | $1,415,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 24,801 | $1,413,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 156,110 | $1,410,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 37,185 | $1,409,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 122,135 | $1,408,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 61,700 | $1,408,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 322,585 | $1,407,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 40,928 | $1,403,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 79,254 | $1,400,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 489,720 | $1,396,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 108,340 | $1,395,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 13,844 | $1,390,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 11,503 | $1,380,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 25,947 | $1,376,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 109,902 | $1,366,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 84,066 | $1,363,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 25,231 | $1,356,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 45,574 | $1,355,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 23,388 | $1,353,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 20,479 | $1,351,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 21,834 | $1,335,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 35,547 | $1,335,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 182,639 | $1,333,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 29,174 | $1,332,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 27,702 | $1,330,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 115 | $1,321,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| COVANTA HLDG CORP | 22282E102 | COM | 81,162 | $1,320,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 23,014 | $1,318,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 38,802 | $1,308,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 40,002 | $1,304,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 41,405 | $1,301,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 203,548 | $1,301,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 185,862 | $1,301,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 76,889 | $1,301,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 83,195 | $1,298,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 437,092 | $1,289,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 53,441 | $1,288,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 65,751 | $1,281,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 61,510 | $1,281,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 37,400 | $1,275,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 30,279 | $1,274,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 13,093 | $1,271,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 122,208 | $1,267,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 50,346 | $1,264,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 265,780 | $1,262,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 41,639 | $1,261,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 95,223 | $1,259,000 | thousands by filing date | |
| LAIX INC | 50736W105 | ADS | 100,000 | $1,255,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 15,966 | $1,251,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 19,874 | $1,246,000 | thousands by filing date | |
| ISHARES TR | 46435G862 | MSCI UN KNGDOM | 51,335 | $1,238,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 41,928 | $1,235,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 62,659 | $1,226,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 65,250 | $1,225,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 6,000 | $1,221,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 55,289 | $1,220,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 11,000 | $1,220,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 97,441 | $1,218,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 59,704 | $1,217,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-011841 | this filing | 2018-11-14 | acceptance time not in the bulk data set |