13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-11-14, with 3,735 holding rows worth $286,058,725,000.
- Accession
- 0000950123-18-011841
- Filer
- CIK 820027
- Filed
- 2018-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A combination report, 9,339 entries on the cover page, a total value of $286,058,725,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $286,058,725,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Co 028-10458
- reports for this filerAmeriprise Certificate Co 028-00140
- reports for this filerRiverSource Life Insurance Co 028-00143
- reports for this filerRiverSource Life Insurance Co of New York 028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- reports for this filerColumbia Wanger Asset Management, LLC. 028-03639
- reports for this filerAmeriprise National Trust Bank
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
- included managerColumbia Wanger Asset Management, LLC. 028-03639
- included managerAmeriprise National Trust Bank
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 281,663 | $8,498,000 | thousands by filing date | |
| OLYMPIC STEEL INC COM | 68162K106 | Stock | 406,894 | $8,490,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 195,540 | $8,475,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 200,837 | $8,471,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 232,941 | $8,468,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 142,840 | $8,457,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 315,416 | $8,446,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 508,084 | $8,444,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 166,802 | $8,409,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 248,699 | $8,384,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 845,835 | $8,357,000 | thousands by filing date | |
| CARLYLE SECURED LENDING INC | 872280102 | COM | 500,000 | $8,350,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 44,957 | $8,345,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 616,011 | $8,286,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 289,915 | $8,281,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 120,440 | $8,279,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 467,181 | $8,274,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 190,259 | $8,257,000 | thousands by filing date | |
| FTAI AVIATION LTD | 34960P101 | COM | 453,698 | $8,248,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 595,743 | $8,240,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 160,957 | $8,218,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 204,429 | $8,208,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 550,310 | $8,199,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 386,541 | $8,195,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 58,023 | $8,150,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 384,145 | $8,139,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 294,173 | $8,123,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 31,710 | $8,121,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRA | 459506309 | UNIT 09/15/2021 | 150,000 | $8,121,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 6,100,000 | $8,114,000 | thousands by filing date | principal |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 105,448 | $8,098,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 84,292 | $8,089,000 | thousands by filing date | |
| WILDHORSE RESOURCE DEV CORP | 96812T102 | COM | 341,986 | $8,084,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 174,612 | $8,072,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 541,257 | $8,048,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 185,340 | $8,045,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 109,657 | $7,998,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 341,909 | $7,984,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 342,106 | $7,964,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 319,943 | $7,960,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 140,658 | $7,952,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 778,314 | $7,936,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 304,682 | $7,908,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 164,648 | $7,903,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 241,167 | $7,887,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 376,622 | $7,882,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 117,113 | $7,869,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 297,704 | $7,868,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,406,058 | $7,846,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 145,258 | $7,837,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 440,169 | $7,836,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 177,864 | $7,831,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 68,858 | $7,807,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 47,988 | $7,794,000 | thousands by filing date | |
| BANCOLOMBIA S A | 05968L102 | SPON ADR PREF | 183,824 | $7,791,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 49,757 | $7,768,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 2,000,000 | $7,767,000 | thousands by filing date | principal |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 275,914 | $7,766,000 | thousands by filing date | |
| DDR CORP | 23317H854 | COM | 578,112 | $7,743,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 908,276 | $7,722,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 208,297 | $7,691,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 276,283 | $7,681,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 129,412 | $7,675,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 256,028 | $7,668,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 5,502,000 | $7,662,000 | thousands by filing date | principal |
| BED BATH & BEYOND INC | 075896100 | COM | 509,249 | $7,642,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 170,630 | $7,608,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 138,750 | $7,601,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 102,025 | $7,597,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 88,352 | $7,589,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 670,117 | $7,586,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 466,912 | $7,582,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 141,963 | $7,578,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 201,953 | $7,577,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 298,192 | $7,568,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 351,978 | $7,567,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 364,960 | $7,561,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 252,559 | $7,560,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 549,658 | $7,558,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 120,617 | $7,542,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 103,093 | $7,527,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 302,219 | $7,524,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 5,006,000 | $7,523,000 | thousands by filing date | principal |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 7,000,000 | $7,522,000 | thousands by filing date | principal |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 371,746 | $7,516,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 240,742 | $7,440,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 1,005,168 | $7,429,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 162,997 | $7,423,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 135,674 | $7,423,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 223,804 | $7,418,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 363,477 | $7,416,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 6,000,000 | $7,414,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 6,600,000 | $7,410,000 | thousands by filing date | principal |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 84,650 | $7,397,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 223,465 | $7,389,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 178,159 | $7,368,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 198,047 | $7,361,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 422 | $7,334,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 264,799 | $7,330,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 218,061 | $7,324,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 243,774 | $7,308,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 199,845 | $7,295,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 180,059 | $7,274,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 440,249 | $7,274,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 343,831 | $7,272,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 355,458 | $7,258,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 112,001 | $7,258,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 43,835 | $7,245,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 6,000,000 | $7,242,000 | thousands by filing date | principal |
| GUESS INC COM | 401617105 | Stock | 320,028 | $7,233,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 669,669 | $7,232,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 227,711 | $7,204,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 281,995 | $7,194,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 331,464 | $7,166,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 142,564 | $7,157,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 167,917 | $7,157,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 56,525 | $7,155,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 198,218 | $7,148,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 5,000,000 | $7,133,000 | thousands by filing date | principal |
| IMPERVA INC | 45321L100 | COM | 153,538 | $7,131,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 172,357 | $7,130,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 99,538 | $7,129,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 51,259 | $7,119,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 220,892 | $7,117,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 83,222 | $7,113,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 174,280 | $7,107,000 | thousands by filing date | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 304,323 | $7,102,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 55,505 | $7,098,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 194,420 | $7,096,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 303,235 | $7,065,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 205,947 | $7,064,000 | thousands by filing date | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 350,650 | $7,040,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 109,004 | $7,019,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 173,227 | $6,985,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 123,031 | $6,981,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 180,138 | $6,981,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 344,836 | $6,980,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 86,663 | $6,968,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 350,441 | $6,967,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 279,850 | $6,946,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 6,500,000 | $6,946,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 7,000,000 | $6,944,000 | thousands by filing date | principal |
| SCANSOURCE INC | 806037107 | COM | 173,949 | $6,941,000 | thousands by filing date | |
| SMART & FINAL STORES INC | 83190B101 | COM | 1,213,279 | $6,916,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 88,057 | $6,908,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 169,215 | $6,905,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 329,331 | $6,879,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 190,542 | $6,874,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 139,237 | $6,854,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 606,398 | $6,843,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 106,234 | $6,835,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 154,140 | $6,825,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 316,896 | $6,813,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 114,640 | $6,792,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 6,500,000 | $6,768,000 | thousands by filing date | principal |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 109,716 | $6,764,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 194,373 | $6,764,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 497,041 | $6,760,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 181,878 | $6,723,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 360,123 | $6,680,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 150,731 | $6,668,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 266,415 | $6,666,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 106,024 | $6,660,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 52,514 | $6,637,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 568,377 | $6,604,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 115,214 | $6,588,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 151,915 | $6,584,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 96,195 | $6,565,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 324,357 | $6,557,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 194,585 | $6,552,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 138,329 | $6,542,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 337,680 | $6,541,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 155,075 | $6,521,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 50,317 | $6,518,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 92,783 | $6,508,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 106,026 | $6,504,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 84,473 | $6,501,000 | thousands by filing date | |
| TERADYNE INC | 880770AG7 | NOTE | 5,000,000 | $6,495,000 | thousands by filing date | principal |
| LINDSAY CORPORATION | 535555106 | COM | 64,583 | $6,474,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 319,553 | $6,455,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 75,100 | $6,421,000 | thousands by filing date | call |
| SILICON LABORATORIES INC | 826919AB8 | NOTE 1.375% 3/0 | 5,600,000 | $6,399,000 | thousands by filing date | principal |
| CODEXIS INC | 192005106 | COM | 372,849 | $6,395,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 242,610 | $6,393,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 443,099 | $6,367,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 52,798 | $6,364,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 277,869 | $6,358,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 198,466 | $6,351,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 102,253 | $6,343,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 118,383 | $6,338,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 56,647 | $6,330,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 88,775 | $6,316,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 29,665 | $6,311,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 48,600 | $6,307,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 6,000,000 | $6,300,000 | thousands by filing date | principal |
| INNOVIVA INC | 45781M101 | COM | 413,265 | $6,298,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 210,252 | $6,297,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 420,984 | $6,293,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 323,961 | $6,287,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 193,873 | $6,274,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 297,408 | $6,199,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 109,020 | $6,150,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 188,548 | $6,144,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 258,619 | $6,140,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 513,195 | $6,133,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 318,493 | $6,125,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 250,373 | $6,123,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 96,496 | $6,123,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 495,770 | $6,107,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 241,338 | $6,098,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 264,358 | $6,096,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 46,233 | $6,091,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 254,426 | $6,089,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 408,195 | $6,082,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 111,434 | $6,080,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 489,963 | $6,075,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 343,921 | $6,070,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 105,337 | $6,067,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 54,802 | $6,066,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 68,150 | $6,053,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 441,756 | $6,050,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 50,958 | $6,050,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 127,576 | $6,041,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 137,622 | $6,041,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 168,325 | $6,040,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 370,901 | $6,036,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 74,950 | $6,036,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 249,707 | $6,021,000 | thousands by filing date | |
| MGC | 921910873 | COM | 59,834 | $6,013,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 267,730 | $6,013,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 133,214 | $5,996,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 260,777 | $5,982,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 196,219 | $5,976,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 175,270 | $5,972,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 1,222,612 | $5,967,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 185,434 | $5,959,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 223,573 | $5,959,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 261,865 | $5,939,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 157,029 | $5,934,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 78,221 | $5,913,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 79,241 | $5,884,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 125,186 | $5,849,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 80,094 | $5,846,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 390,098 | $5,824,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 711,606 | $5,814,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 50,869 | $5,814,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 141,750 | $5,808,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 150,686 | $5,801,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 255,517 | $5,800,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 27,696 | $5,799,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 935,365 | $5,790,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 130,862 | $5,789,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 272,394 | $5,789,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 323,506 | $5,786,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 71,178 | $5,779,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 171,804 | $5,751,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 441,425 | $5,738,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 127,404 | $5,731,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 198,484 | $5,726,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 76,634 | $5,723,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 76,969 | $5,687,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 167,987 | $5,678,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 434,448 | $5,666,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 49,517 | $5,662,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,354,656 | $5,650,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 759,210 | $5,633,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 244,040 | $5,632,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 77,960 | $5,627,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 385,480 | $5,609,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 130,347 | $5,607,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 183,002 | $5,604,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 283,922 | $5,579,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 152,342 | $5,559,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 221,094 | $5,547,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 67,079 | $5,545,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 102,468 | $5,545,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 465,840 | $5,543,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 74,377 | $5,534,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 651,481 | $5,525,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 51,998 | $5,520,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 342,435 | $5,508,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 151,297 | $5,506,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 133,307 | $5,487,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 115,298 | $5,476,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 228,851 | $5,464,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 2,477,030 | $5,449,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 107,483 | $5,439,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 170,630 | $5,401,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 199,631 | $5,400,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 343,268 | $5,386,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 291,563 | $5,373,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 239,166 | $5,370,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 278,179 | $5,363,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 83,956 | $5,362,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 324,464 | $5,353,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 878,608 | $5,347,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 225,273 | $5,340,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 218,419 | $5,336,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 46,889 | $5,334,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 87,229 | $5,317,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 230,381 | $5,309,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 357,763 | $5,301,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 258,785 | $5,284,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 58,146 | $5,271,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 655,331 | $5,260,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 90,870 | $5,249,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 5,000,000 | $5,242,000 | thousands by filing date | principal |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 35,468 | $5,237,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 176,400 | $5,220,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 187,050 | $5,217,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 492,541 | $5,217,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 87,355 | $5,212,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 5,000,000 | $5,211,000 | thousands by filing date | principal |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 107,643 | $5,209,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 285,656 | $5,202,000 | thousands by filing date | |
| INNOVIVA INC | 45781MAB7 | NOTE 2.500% 8/1 | 4,700,000 | $5,201,000 | thousands by filing date | principal |
| NEKTAR THERAPEUTICS | 640268108 | COM | 85,188 | $5,193,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 217,142 | $5,190,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 492,081 | $5,182,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 163,754 | $5,167,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 48,476 | $5,160,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 182,546 | $5,159,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 281,379 | $5,150,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 70,647 | $5,139,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 5,189,619 | $5,127,000 | thousands by filing date | |
| ENCORE CAP EUROPE FIN LTD | 29260UAA5 | BOND | 5,000,000 | $5,115,000 | thousands by filing date | principal |
| GLOBAL INDEMNITY GROUP LLC COM CL A | G3933F105 | Stock | 134,800 | $5,081,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 321,446 | $5,080,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 857,642 | $5,044,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 152,736 | $5,042,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 112,654 | $5,032,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 108,500 | $5,027,000 | thousands by filing date | put |
| CARBONITE INC | 141337105 | COM | 140,926 | $5,024,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 231,773 | $5,021,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 523,030 | $5,017,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 38,879 | $5,009,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 233,074 | $5,009,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 86,961 | $5,002,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 57,049 | $4,991,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 229,345 | $4,988,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 54,159 | $4,962,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 175,559 | $4,955,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 121,498 | $4,935,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 103,980 | $4,933,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 326,192 | $4,931,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 39,669 | $4,928,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 22,692 | $4,917,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 4,720,000 | $4,914,000 | thousands by filing date | principal |
| MULTI-COLOR | 625383104 | COM | 78,910 | $4,912,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 169,783 | $4,912,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 113,160 | $4,907,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 147,800 | $4,907,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 638,707 | $4,905,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 292,401 | $4,896,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 689,540 | $4,896,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 103,195 | $4,885,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 26,741 | $4,875,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 71,322 | $4,872,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 86,682 | $4,853,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 607,021 | $4,850,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 124,303 | $4,848,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 86,936 | $4,842,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 91,420 | $4,825,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 102,153 | $4,819,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V431 | S&P 500 GARP ETF | 88,320 | $4,816,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 63,044 | $4,813,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 55,734 | $4,810,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 373,852 | $4,801,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 428,372 | $4,785,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 158,586 | $4,770,000 | thousands by filing date | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 205,853 | $4,769,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 20,186 | $4,768,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 343,170 | $4,764,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 162,950 | $4,741,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 98,445 | $4,717,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 95,766 | $4,711,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 195,533 | $4,699,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 294,490 | $4,698,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 699,384 | $4,685,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 124,579 | $4,682,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 422,484 | $4,672,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 207,211 | $4,671,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 161,533 | $4,657,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 275,934 | $4,636,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 201,561 | $4,626,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 191,763 | $4,622,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 216,944 | $4,619,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 193,548 | $4,614,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 114,391 | $4,599,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 85,274 | $4,598,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 197,533 | $4,593,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 414,723 | $4,591,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 4,800,000 | $4,581,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 157,356 | $4,576,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 63,890 | $4,573,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 932,975 | $4,570,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 184,662 | $4,565,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 197,282 | $4,560,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y401 | CMN | 66,816 | $4,555,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 27,026 | $4,545,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 239,281 | $4,522,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 64,134 | $4,513,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 305,796 | $4,510,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 204,768 | $4,508,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 143,750 | $4,492,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 35,290 | $4,484,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 83,651 | $4,472,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 246,541 | $4,465,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 253,115 | $4,450,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 684,320 | $4,450,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 314,861 | $4,427,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 63,840 | $4,426,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 102,241 | $4,414,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 965,293 | $4,412,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 291,045 | $4,410,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 201,756 | $4,408,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 38,867 | $4,404,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 189,554 | $4,402,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 31,151 | $4,394,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 191,149 | $4,387,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 40,572 | $4,375,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 665,460 | $4,366,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 139,919 | $4,359,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 224,229 | $4,355,000 | thousands by filing date | |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 4,500,000 | $4,355,000 | thousands by filing date | principal |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 48,212 | $4,351,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 105,050 | $4,345,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 86,000 | $4,342,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 104,924 | $4,341,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 39,903 | $4,330,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 130,778 | $4,319,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 84,414 | $4,311,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 270,674 | $4,310,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 119,714 | $4,310,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 72,214 | $4,309,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 50,662 | $4,308,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 188,381 | $4,304,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 452,003 | $4,289,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 105,118 | $4,289,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 199,000 | $4,288,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 691,373 | $4,287,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 213,950 | $4,279,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 208,668 | $4,263,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 187,696 | $4,259,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 425,448 | $4,255,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 60,739 | $4,254,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 101,274 | $4,249,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 261,470 | $4,245,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 390,707 | $4,239,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 48,693 | $4,222,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 5,000,000 | $4,220,000 | thousands by filing date | principal |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 231,166 | $4,200,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 52603BAA5 | NOTE | 3,300,000 | $4,184,000 | thousands by filing date | principal |
| BLOOMIN BRANDS INC | 094235108 | COM | 211,206 | $4,178,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 203,248 | $4,176,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 211,338 | $4,175,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 445,070 | $4,175,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 81,234 | $4,159,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 158,332 | $4,156,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 163,258 | $4,147,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 90,054 | $4,142,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 308,019 | $4,140,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 521,635 | $4,127,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 104,946 | $4,125,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 71,077 | $4,125,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 328,574 | $4,124,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 195,283 | $4,119,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 348,385 | $4,118,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 624,306 | $4,117,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 121,152 | $4,101,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 531,221 | $4,091,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 38,431 | $4,068,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 77,291 | $4,065,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 1,017,220 | $4,064,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 81,920 | $4,061,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 94,705 | $4,042,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 139,550 | $4,034,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 47,983 | $4,024,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 141,528 | $4,020,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 221,294 | $4,016,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 76,310 | $4,012,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 211,933 | $4,003,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 288,888 | $4,001,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 177,784 | $4,000,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 152,791 | $3,998,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 134,254 | $3,998,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 431,444 | $3,997,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 111,977 | $3,990,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 223,445 | $3,989,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 46,071 | $3,975,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 79,227 | $3,975,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 36,740 | $3,974,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 191,960 | $3,961,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 78,142 | $3,955,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 158,160 | $3,951,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 84,311 | $3,949,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 89,774 | $3,948,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 66,749 | $3,944,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 117,051 | $3,934,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 81,591 | $3,930,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-011841 | this filing | 2018-11-14 | acceptance time not in the bulk data set |