13F-HR filed by SEI INVESTMENTS CO
SEI INVESTMENTS CO filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-03, with 3,766 holding rows worth $29,421,570,000.
- Accession
- 0000950123-18-007376
- Filer
- CIK 350894
- Filed
- 2018-08-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, 7,559 entries on the cover page, a total value of $29,421,570,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $29,421,593,000 with VALUE read as thousands by filing date, 13F file number 028-16454. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P. 028-11685
- reports for this filerAcadian Asset Management LLC 028-05990
- reports for this filerAJO, LP 028-05508
- reports for this filerAllianceBernstein L.P. 028-10562
- reports for this filerAnalytic Investors, LLC 028-04895
- reports for this filerAQR Capital Management LLC 028-10120
- reports for this filerArcus 028-17137
- reports for this filerAres Management LLC 028-12990
- reports for this filerArrowMark Partners 028-13791
- reports for this filerAxiom International Investors 028-05615
- reports for this filerBenefit Street Partners 028-18146
- reports for this filerBeutel Goodman Capital Management 028-02951
- reports for this filerBrigade Capital Management, LP 028-12820
- reports for this filerCaerus Investors, LLC 028-18355
- reports for this filerCastleArk Management LLC 028-05573
- reports for this filerCauseway 028-11728
- reports for this filerCenterSquare Investment Management Inc 028-05577
- reports for this filerCoho Partners 028-11563
- reports for this filerEAM Investors, LLC 028-14070
- reports for this filerFalcon Point Capital 028-10492
- reports for this filerFiera Capital Corp. 028-14036
- reports for this filerGuggenheim Capital Llc 028-12836
- reports for this filerHexavest Inc. 028-12180
- reports for this filerHillsdale Investment Management Inc. 028-11957
- reports for this filerIntech Investment Management LLC 028-04211
- reports for this filerIntegrity Asset Management, LLC 028-11119
- reports for this filerInvestec Asset Management Ltd. 028-12634
- reports for this filerJackson Square Partners Ltd 028-16230
- reports for this filerJP Morgan Investment Management 028-11937
- reports for this filerKettle Hill Capital Management, LLC 028-17689
- reports for this filerKBI Global Investors Ltd 028-13048
- reports for this filerLazard Asset Management Ltd 028-10469
- reports for this filerLMCG Investments, LLC 028-13608
- reports for this filerLSV Asset Management 028-06580
- reports for this filerMacquarie Investment Management 028-13124
- reports for this filerManuLife Asset Management LLC 028-03673
- reports for this filerMaple-Brown Abbott 028-17488
- reports for this filerMontrusco Bolton Investments Inc. 028-13628
- reports for this filerNeuberger Berman Group LLC 028-13573
- reports for this filerNWQ Investment Management Company, LLC 028-01474
- reports for this filerOppenheimerFunds Inc. 028-00203
- reports for this filerPanAgora Asset Management Inc. 028-03042
- reports for this filerParametric Portfolio Associates LLC 028-04558
- reports for this filerPCJ Investment Counsel Ltd 028-12690
- reports for this filerQS Investors LLC 028-14009
- reports for this filerQuantiative Management Associates 028-11173
- reports for this filerRamius Advisors LLC 028-10674
- reports for this filerRice Hall James 028-10467
- reports for this filerRWC Asset Management LLP 028-14481
- reports for this filerSecurity Capital Research & Management Inc 028-07312
- reports for this filerSnow Capital Management LP 028-10613
- reports for this filerSpectrum Asset Management, Inc. 028-11300
- reports for this filerState Street Bank & Trust 028-00733
- reports for this filerTowle & Co 028-10640
- reports for this filerWCM Investment Management/CA 028-07104
- reports for this filerWilliam Blair & Co 028-17022
- included managerSEI Investment Management Corporation 028-16475
- included managerSEI Trust Company 028-10297
- included managerSEI Investments Canada Company 028-16449
- included managerSEI Huntington Steele, LLC
- included managerBlackcrane Capital LLC
- included managerCeredex Value Advisors LLC
- included managerEAM Investors LLC
- included managerEARNEST Partners LLC
- included managerFondsmaeglerselskabet Maj Invest A/S
- included managerJupiter Asset Management Ltd
- included managerMountaineer
- included managerSionna Investment Managers Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PITNEY BOWES INC COM | 724479100 | Stock | 1,145 | $10,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 427 | $10,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 412 | $10,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 500 | $10,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 485 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 324 | $10,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 450 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 289 | $10,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 74 | $10,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 555 | $10,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 787 | $10,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 1,620 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 263 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 257 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 200 | $10,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 83 | $10,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 1,466 | $10,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 220 | $10,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 1,000 | $10,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 5,247 | $10,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 73 | $9,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 78 | $9,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 739 | $9,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,534 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 61 | $9,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 225 | $9,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 800 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 265 | $9,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 525 | $9,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 2,307 | $9,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 484 | $9,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 497 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 341 | $9,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 669 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 96 | $9,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 343 | $9,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 126 | $9,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 1,160 | $9,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 79 | $9,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 1,838 | $9,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 2,076 | $9,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 875 | $9,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 800 | $9,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 180 | $9,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 460 | $9,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 600 | $9,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 2,862 | $9,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 1,402 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 604 | $9,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 40 | $8,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 219 | $8,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 129 | $8,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 813 | $8,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 464 | $8,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 247 | $8,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 559 | $8,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 704 | $8,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 192 | $8,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 2,000 | $8,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 410 | $8,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 833 | $8,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,301 | $8,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 522 | $8,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 1,185 | $8,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 81 | $8,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 641 | $8,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 327 | $8,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 514 | $8,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 5,502 | $8,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 120 | $8,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 700 | $8,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 254 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 300 | $8,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 646 | $8,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 716 | $8,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 200 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 299 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 158 | $7,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 245 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 228 | $7,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 615 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 550 | $7,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 569 | $7,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 320 | $7,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 304 | $7,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 148 | $7,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 488 | $7,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 262 | $7,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 731 | $7,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 1,000 | $7,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,190 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 183 | $7,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 156 | $7,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 539 | $7,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 450 | $7,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 922 | $7,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 3,200 | $7,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 11,500 | $7,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 161 | $6,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 153 | $6,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 707 | $6,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 80 | $6,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 200 | $6,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 119 | $6,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 159 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 104 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 65 | $6,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 108 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 120 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 100 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 76 | $6,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 567 | $6,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 200 | $6,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 109 | $6,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 83 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 188 | $6,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 277 | $6,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 175 | $6,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 461 | $6,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 400 | $6,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 433 | $6,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 500 | $6,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 277 | $6,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 500 | $6,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 70 | $6,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 82 | $6,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 750 | $6,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 251 | $6,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 250 | $6,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 209 | $6,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 150 | $6,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 720 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 187 | $6,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 1,000 | $6,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 2,666 | $6,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 365 | $6,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 2,720 | $6,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 169 | $6,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 161 | $6,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 531 | $6,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 215 | $5,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 331 | $5,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 69 | $5,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 3,015 | $5,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 600 | $5,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 245 | $5,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,115 | $5,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 147 | $5,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 97 | $5,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 282 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 80 | $5,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 131 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 206 | $5,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 50 | $5,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 350 | $5,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 200 | $5,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 106 | $5,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 98 | $5,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 911 | $5,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 222 | $5,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 250 | $5,000 | thousands by filing date | |
| FIRST BANCORP INC ME | 31866P102 | COMMON STOCK | 170 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F825 | DEFENSE ETF | 300 | $5,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 300 | $5,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 422 | $5,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 205 | $5,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,025 | $5,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 1,200 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 73 | $5,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 149 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 184 | $5,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 217 | $5,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 429 | $5,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 1,000 | $5,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 1,030 | $5,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 364 | $5,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 212 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 272 | $5,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 212 | $5,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 176 | $5,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 203 | $5,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 288 | $5,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 257 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J106 | BULSHS2018 COR | 235 | $5,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J304 | BULSHS 2019 CB | 224 | $5,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 675 | $5,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 2,342 | $5,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 240 | $4,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 30 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 85 | $4,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 62 | $4,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 90 | $4,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 80 | $4,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 146 | $4,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 588 | $4,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 19 | $4,000 | thousands by filing date | |
| INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF | 46137V563 | ETF | 209 | $4,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 100 | $4,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 268 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 31 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 45 | $4,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 467 | $4,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 1 | $4,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 76 | $4,000 | thousands by filing date | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 37 | $4,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 300 | $4,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 101 | $4,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 320 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 204 | $4,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 638 | $4,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 211 | $4,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 304 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 133 | $4,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 328 | $4,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 55 | $4,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 120 | $4,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 154 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 143 | $4,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 154 | $4,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 50 | $4,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 348 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 120 | $4,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 423 | $4,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 142 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 210 | $4,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 7 | $4,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 928 | $4,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 215 | $4,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 866 | $4,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 774 | $4,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 1,322 | $4,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 1,690 | $4,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 136 | $4,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 66 | $4,000 | thousands by filing date | |
| GRIFFIN LAND + NURSERIES | 398231100 | CL A | 101 | $4,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 81 | $4,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 5,000 | $4,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 392 | $4,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 394 | $4,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 492 | $4,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 173 | $4,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 118 | $4,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 14 | $3,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 60 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 30 | $3,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 62 | $3,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 43 | $3,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 56 | $3,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 89 | $3,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 108 | $3,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 1,000 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 22 | $3,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 268 | $3,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 128 | $3,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 421 | $3,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 219 | $3,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 100 | $3,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 400 | $3,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 174 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V746 | LARGE CAP GROWTH | 67 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 43 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 103 | $3,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 50 | $3,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 53 | $3,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 21 | $3,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 221 | $3,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 185 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 60 | $3,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 9 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 100 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 56 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 250 | $3,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 193 | $3,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 226 | $3,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 291 | $3,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 172 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 70 | $3,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 454 | $3,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 217 | $3,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 126 | $3,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 120 | $3,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 170 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 274 | $3,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383204 | COM NEW | 97 | $3,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 78 | $3,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 88 | $3,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 121 | $3,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 67 | $3,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 117 | $3,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 645 | $3,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2019 HIGH | 46138J403 | BULSHS 2019 HY | 141 | $3,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2020 CORP | 46138J502 | BULSHS 2020 CB | 159 | $3,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 109 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V480 | S&P SMCP VLU MNT | 108 | $3,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 61 | $3,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 100 | $3,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 416 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 91 | $3,000 | thousands by filing date | |
| MIND C T I LTD | M70240102 | ORD | 1,430 | $3,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 119 | $3,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 386 | $3,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 400 | $3,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 45 | $3,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 252 | $3,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 210 | $3,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 50 | $3,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 315 | $3,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 86 | $3,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 3,347 | $3,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 96 | $3,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E606 | CHINA FINL ETF | 203 | $3,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 1,600 | $3,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 88 | $3,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 220 | $3,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 700 | $3,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 13,695 | $3,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 144 | $3,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 7,202 | $3,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J205 | BULSHS 2018 HY | 117 | $3,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E685 | GLOBAL AGRCLTR | 100 | $3,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 84 | $3,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 49 | $2,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 67 | $2,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 84 | $2,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 34 | $2,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 19 | $2,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 31 | $2,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 112 | $2,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 33 | $2,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 106 | $2,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 45 | $2,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 84 | $2,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 107 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 51 | $2,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 142 | $2,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 51 | $2,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 76 | $2,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 100 | $2,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 31 | $2,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 29 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 100 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V332 | S&P500 EQL HLT | 9 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 60 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 17 | $2,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 48 | $2,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 46 | $2,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 24 | $2,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 229 | $2,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 156 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 144 | $2,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 121 | $2,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 33 | $2,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 160 | $2,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 35 | $2,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 229 | $2,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 63 | $2,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 825 | $2,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 130 | $2,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 120 | $2,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 115 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 130 | $2,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 82 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 94 | $2,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 319 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 9 | $2,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 167 | $2,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 136 | $2,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 50 | $2,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 45 | $2,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 125 | $2,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 72 | $2,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 68 | $2,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 41 | $2,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 506 | $2,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 750 | $2,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 162 | $2,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 33 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 77 | $2,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 100 | $2,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 25 | $2,000 | thousands by filing date | |
| IMAX CORP | 45245E909 | COM | 72 | $2,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 1,000 | $2,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,668 | $2,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 132 | $2,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 92 | $2,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 291 | $2,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 31 | $2,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 99 | $2,000 | thousands by filing date | |
| THE STARS GROUP INC | 85570W100 | COMMON STOCK-FO | 50 | $2,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 77 | $2,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 92 | $2,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 107 | $2,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 386 | $2,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 125 | $2,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 114 | $2,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 57 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 91 | $2,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 202 | $2,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 359 | $2,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 600 | $2,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 2,000 | $2,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 2,000 | $2,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 626 | $2,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 152 | $2,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 91 | $2,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 71 | $2,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 130 | $2,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 20 | $2,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 32 | $2,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 129 | $2,000 | thousands by filing date | |
| PARTNER COMMUNICATIONS CO LT | 70211M109 | ADR | 449 | $2,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 57 | $2,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 149 | $2,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 700 | $2,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 1,800 | $2,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 107 | $2,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 135 | $2,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 632 | $2,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 113 | $2,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 79 | $2,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 29 | $1,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 25 | $1,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 27 | $1,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 11 | $1,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 22 | $1,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 553 | $1,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 13 | $1,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 3 | $1,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 32 | $1,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 12 | $1,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 525 | $1,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 66 | $1,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 51 | $1,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 159 | $1,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 96 | $1,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 40 | $1,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 20 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 39 | $1,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 9 | $1,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 30 | $1,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 20 | $1,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 47 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 30 | $1,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 16 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 40 | $1,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 38 | $1,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E128 | COM CL C | 35 | $1,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA LTD | G9001E102 | COM CL A | 31 | $1,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 18 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 10 | $1,000 | thousands by filing date | |
| BANKWELL FINL GROUP INC | 06654A103 | COM | 35 | $1,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 30 | $1,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 40 | $1,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 15 | $1,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 33 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V324 | S&P500 EQL IND | 11 | $1,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 25 | $1,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 24 | $1,000 | thousands by filing date | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 22 | $1,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 150 | $1,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 62 | $1,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 38 | $1,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 24 | $1,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 62 | $1,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 71 | $1,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 22 | $1,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 250 | $1,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 39 | $1,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 65 | $1,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 19 | $1,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 29 | $1,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 30 | $1,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 64 | $1,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 88 | $1,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 15 | $1,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 28 | $1,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 250 | $1,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 50 | $1,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 100 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 32 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J700 | BULSHS 2021 CB | 60 | $1,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 42 | $1,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 106 | $1,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 79 | $1,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 146 | $1,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 250 | $1,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 113 | $1,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 27 | $1,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 45 | $1,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 82 | $1,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 73 | $1,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 97 | $1,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 16 | $1,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 8 | $1,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 110 | $1,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 16 | $1,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 37 | $1,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 21 | $1,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 86 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-007376 | this filing | 2018-08-03 | acceptance time not in the bulk data set |