13F-HR filed by SEI INVESTMENTS CO
SEI INVESTMENTS CO filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-03, with 3,766 holding rows worth $29,421,570,000.
- Accession
- 0000950123-18-007376
- Filer
- CIK 350894
- Filed
- 2018-08-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A combination report, 7,559 entries on the cover page, a total value of $29,421,570,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $29,421,593,000 with VALUE read as thousands by filing date, 13F file number 028-16454. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P. 028-11685
- reports for this filerAcadian Asset Management LLC 028-05990
- reports for this filerAJO, LP 028-05508
- reports for this filerAllianceBernstein L.P. 028-10562
- reports for this filerAnalytic Investors, LLC 028-04895
- reports for this filerAQR Capital Management LLC 028-10120
- reports for this filerArcus 028-17137
- reports for this filerAres Management LLC 028-12990
- reports for this filerArrowMark Partners 028-13791
- reports for this filerAxiom International Investors 028-05615
- reports for this filerBenefit Street Partners 028-18146
- reports for this filerBeutel Goodman Capital Management 028-02951
- reports for this filerBrigade Capital Management, LP 028-12820
- reports for this filerCaerus Investors, LLC 028-18355
- reports for this filerCastleArk Management LLC 028-05573
- reports for this filerCauseway 028-11728
- reports for this filerCenterSquare Investment Management Inc 028-05577
- reports for this filerCoho Partners 028-11563
- reports for this filerEAM Investors, LLC 028-14070
- reports for this filerFalcon Point Capital 028-10492
- reports for this filerFiera Capital Corp. 028-14036
- reports for this filerGuggenheim Capital Llc 028-12836
- reports for this filerHexavest Inc. 028-12180
- reports for this filerHillsdale Investment Management Inc. 028-11957
- reports for this filerIntech Investment Management LLC 028-04211
- reports for this filerIntegrity Asset Management, LLC 028-11119
- reports for this filerInvestec Asset Management Ltd. 028-12634
- reports for this filerJackson Square Partners Ltd 028-16230
- reports for this filerJP Morgan Investment Management 028-11937
- reports for this filerKettle Hill Capital Management, LLC 028-17689
- reports for this filerKBI Global Investors Ltd 028-13048
- reports for this filerLazard Asset Management Ltd 028-10469
- reports for this filerLMCG Investments, LLC 028-13608
- reports for this filerLSV Asset Management 028-06580
- reports for this filerMacquarie Investment Management 028-13124
- reports for this filerManuLife Asset Management LLC 028-03673
- reports for this filerMaple-Brown Abbott 028-17488
- reports for this filerMontrusco Bolton Investments Inc. 028-13628
- reports for this filerNeuberger Berman Group LLC 028-13573
- reports for this filerNWQ Investment Management Company, LLC 028-01474
- reports for this filerOppenheimerFunds Inc. 028-00203
- reports for this filerPanAgora Asset Management Inc. 028-03042
- reports for this filerParametric Portfolio Associates LLC 028-04558
- reports for this filerPCJ Investment Counsel Ltd 028-12690
- reports for this filerQS Investors LLC 028-14009
- reports for this filerQuantiative Management Associates 028-11173
- reports for this filerRamius Advisors LLC 028-10674
- reports for this filerRice Hall James 028-10467
- reports for this filerRWC Asset Management LLP 028-14481
- reports for this filerSecurity Capital Research & Management Inc 028-07312
- reports for this filerSnow Capital Management LP 028-10613
- reports for this filerSpectrum Asset Management, Inc. 028-11300
- reports for this filerState Street Bank & Trust 028-00733
- reports for this filerTowle & Co 028-10640
- reports for this filerWCM Investment Management/CA 028-07104
- reports for this filerWilliam Blair & Co 028-17022
- included managerSEI Investment Management Corporation 028-16475
- included managerSEI Trust Company 028-10297
- included managerSEI Investments Canada Company 028-16449
- included managerSEI Huntington Steele, LLC
- included managerBlackcrane Capital LLC
- included managerCeredex Value Advisors LLC
- included managerEAM Investors LLC
- included managerEARNEST Partners LLC
- included managerFondsmaeglerselskabet Maj Invest A/S
- included managerJupiter Asset Management Ltd
- included managerMountaineer
- included managerSionna Investment Managers Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TESARO INC | 881569107 | COM | 1,169 | $52,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 13,081 | $52,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 5,346 | $51,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 2,270 | $51,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 14,855 | $51,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 3,832 | $51,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 1,880 | $51,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 941 | $51,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 489 | $51,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 21,072 | $51,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 3,355 | $51,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 13,197 | $51,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 2,209 | $50,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 311 | $49,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 2,000 | $49,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 4,360 | $49,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 2,978 | $49,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 4,376 | $49,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 455 | $49,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 1,500 | $49,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 4,000 | $49,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 1,504 | $48,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 955 | $48,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 2,000 | $48,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138g805 | TAXABLE MUN BD | 1,633 | $48,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 4,588 | $48,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 2,030 | $48,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 7,400 | $48,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 7,536 | $48,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 2,055 | $48,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 1,538 | $47,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 800 | $47,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 649 | $47,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 305 | $47,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 3,558 | $47,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 3,073 | $47,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 9,156 | $47,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 3,410 | $47,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 1,382 | $47,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 1,971 | $46,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 10,657 | $46,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 3,595 | $46,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 23,000 | $46,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 587 | $45,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 3,700 | $45,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 3,665 | $45,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 5,155 | $45,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 1,104 | $45,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 6,861 | $45,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 286 | $44,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 2,700 | $44,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 8,287 | $44,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR QTY 2000 | 00400R403 | CEF | 1,878 | $44,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 1,944 | $43,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 1,332 | $43,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 2,548 | $43,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2,338 | $43,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 4,256 | $43,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 1,234 | $43,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 1,718 | $43,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 2,761 | $43,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 2,084 | $43,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 6,396 | $43,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 869 | $42,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 1,321 | $42,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 874 | $42,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 1,580 | $42,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 2,396 | $42,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 5,000 | $41,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 3,657 | $41,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 2,280 | $41,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 4,511 | $41,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 2,000 | $41,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 7,211 | $41,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 640 | $41,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 373 | $40,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 2,455 | $40,000 | thousands by filing date | |
| ABRDN TOTAL DYNAMIC DIVIDEND | 00326L100 | COM SH BEN INT | 4,600 | $40,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 5,942 | $40,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 5,600 | $40,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 1,310 | $40,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 1,504 | $40,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 730 | $39,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,006 | $39,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 1,500 | $39,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 896 | $39,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,033 | $39,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 783 | $39,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 2,288 | $39,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 280 | $38,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 286 | $38,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 1,188 | $38,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 4,529 | $38,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 701 | $38,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 1,619 | $38,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 2,284 | $38,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 500 | $38,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 1,246 | $38,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 314 | $38,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 7,702 | $38,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1,227 | $37,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 2,560 | $37,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,621 | $37,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 3,325 | $37,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,581 | $37,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 2,473 | $37,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 1,113 | $36,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 2,913 | $36,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 461 | $36,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 3,011 | $36,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 4,000 | $36,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 2,113 | $36,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 8,092 | $36,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,833 | $35,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 789 | $35,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 4,692 | $35,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V266 | S&P500 PUR GWT | 303 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 987 | $35,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 713 | $35,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251K100 | COM | 1,726 | $35,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 2,286 | $35,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 2,003 | $35,000 | thousands by filing date | |
| Aussie $ ETF | 46090N103 | ETF | 473 | $35,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 483 | $34,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 1,000 | $34,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 541 | $34,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 2,173 | $34,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 772 | $34,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 906 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 801 | $34,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 1,076 | $34,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 4,184 | $34,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 678 | $34,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 19,477 | $34,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 986 | $33,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 2,408 | $33,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 901 | $33,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 1,030 | $33,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 10,480 | $33,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 1,925 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 1,173 | $33,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 161 | $32,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 411 | $32,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 934 | $32,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,923 | $32,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 4,412 | $32,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 651 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 602 | $32,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 2,075 | $32,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 858 | $32,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 9,516 | $32,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 300 | $31,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 752 | $31,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 3,390 | $31,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 1,658 | $31,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 2,876 | $31,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 330 | $31,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 1,170 | $31,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 6,917 | $31,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 1,993 | $31,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 3,481 | $31,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 848 | $31,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 800 | $31,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 454 | $30,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 203 | $30,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 349 | $30,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 1,154 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 371 | $30,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 555 | $30,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 6,364 | $30,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 783 | $30,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 800 | $30,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 3,928 | $30,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 1,640 | $30,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 2,192 | $29,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 761 | $29,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 800 | $29,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 2,182 | $29,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 1,000 | $29,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 950 | $28,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 528 | $28,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 1,080 | $28,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 5,391 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 1,061 | $28,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 562 | $28,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 2,095 | $28,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 996 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 362 | $28,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 1,149 | $28,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 9,889 | $28,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 416 | $28,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 3,569 | $28,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 1,114 | $28,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 745 | $28,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 747 | $28,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 2,122 | $28,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 220 | $27,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 537 | $27,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 800 | $27,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 5,788 | $27,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 476 | $27,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 6,168 | $27,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 513 | $27,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 1,069 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 2,060 | $27,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 607 | $27,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 1,072 | $27,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 889 | $27,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 4,200 | $27,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 3,747 | $27,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 9,499 | $27,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 1,185 | $27,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 481 | $26,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,895 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 391 | $26,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 376 | $26,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 3,228 | $26,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 569 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 360 | $26,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 694 | $26,000 | thousands by filing date | |
| INVESCO S&P SMALLCAP 600PURE VALUE ETF | 46137V167 | ETF | 340 | $26,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 425 | $25,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 16,290 | $25,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 611 | $25,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 1,651 | $25,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,511 | $25,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 8,000 | $25,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 7,334 | $25,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 290 | $24,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 1,289 | $24,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 563 | $24,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 1,137 | $24,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 1,600 | $24,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 2,335 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 1,405 | $24,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,864 | $24,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 1,561 | $24,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,552 | $24,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 3,800 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 564 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 361 | $24,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 2,400 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 424 | $24,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 1,593 | $24,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 4,924 | $24,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 10,269 | $24,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 914 | $23,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 804 | $23,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 177 | $23,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 625 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 597 | $23,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 479 | $23,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 3,625 | $23,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 1,293 | $23,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 595 | $23,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 1,696 | $23,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 846 | $23,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 570 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 900 | $23,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 2,055 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 485 | $23,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 3,808 | $23,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 962 | $23,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 696 | $23,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,495 | $23,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 858 | $23,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 6,989 | $23,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 681 | $22,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 174 | $22,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,255 | $22,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 672 | $22,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 2,000 | $22,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 1,072 | $22,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 3,500 | $22,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 504 | $22,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 519 | $22,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J601 | BULSHS 2020 HY | 906 | $22,000 | thousands by filing date | |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 2,110 | $22,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 1,445 | $22,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 412 | $21,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 545 | $21,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 657 | $21,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 424 | $21,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 606 | $21,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,844 | $21,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 1,666 | $21,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 449 | $21,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 627 | $21,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 688 | $21,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 614 | $21,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 1,523 | $21,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 880 | $21,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 414 | $20,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 500 | $20,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 742 | $20,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 414 | $20,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 356 | $20,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 574 | $20,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1,482 | $20,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 2,000 | $20,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 844 | $20,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 6,074 | $20,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,275 | $20,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 500 | $20,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 3,878 | $20,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 242 | $20,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 852 | $20,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 433 | $20,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 325 | $20,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 7,337 | $20,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 248 | $19,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,783 | $19,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 1,100 | $19,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 3,074 | $19,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 2,288 | $19,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 675 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 295 | $19,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 1,486 | $19,000 | thousands by filing date | |
| PROSHARES TR | 74347B185 | FUND | 833 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 472 | $19,000 | thousands by filing date | |
| BANCORP NEW JERSEY INC NEW | 059915108 | COM | 1,050 | $19,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 633 | $18,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 378 | $18,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 346 | $18,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 512 | $18,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 400 | $18,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 150 | $18,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 191 | $18,000 | thousands by filing date | |
| PGIM HIGH YIELD BOND FUND IN | 69346H100 | COM | 1,318 | $18,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V571 | GLOBAL DRGN CN | 385 | $18,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 304 | $18,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 1,350 | $18,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 6,403 | $18,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 777 | $18,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 722 | $18,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 200 | $17,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 195 | $17,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 2,130 | $17,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 8,207 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 300 | $17,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 2,000 | $17,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 288 | $17,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 548 | $17,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 700 | $17,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V712 | BLOO MVP MUL ETF | 166 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 315 | $17,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 1,794 | $17,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 5,894 | $17,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 4,578 | $17,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 1,554 | $17,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 371 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 1,270 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 375 | $16,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 2,806 | $16,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 464 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 142 | $16,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 280 | $16,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 267 | $16,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 591 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 166 | $16,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 481 | $16,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 433 | $16,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 940 | $16,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1,333 | $16,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 1,211 | $16,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,157 | $16,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 622 | $16,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 206 | $16,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 1,088 | $16,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 17,000 | $16,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 601 | $16,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 1,000 | $16,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 620 | $16,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G603 | HRZNS S&P500 COV | 324 | $16,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 216 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 86 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 125 | $15,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 198 | $15,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 104 | $15,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 1,083 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 514 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 488 | $15,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 321 | $15,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 3,203 | $15,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 370 | $15,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 300 | $15,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 697 | $15,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 1,596 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 680 | $15,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 1,005 | $15,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 415 | $15,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 587 | $15,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 6,140 | $15,000 | thousands by filing date | |
| FLEXSHARES TR CUR HDG EM IDX | 33939L712 | CEF | 510 | $15,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 290 | $14,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 282 | $14,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 242 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 240 | $14,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 1,049 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 200 | $14,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 601 | $14,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 1,958 | $14,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 622 | $14,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,066 | $14,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 300 | $14,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 938 | $14,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 350 | $14,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 500 | $14,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 977 | $14,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 283 | $14,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 219 | $14,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 621 | $14,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 358 | $14,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 400 | $14,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 840 | $14,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 590 | $14,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 971 | $14,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1,400 | $13,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 1,253 | $13,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 687 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 326 | $13,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 147 | $13,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 298 | $13,000 | thousands by filing date | |
| GRAFTECH INTL LTD | 384313508 | COM | 701 | $13,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 667 | $13,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 140 | $13,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 501 | $13,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 631 | $13,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 807 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 200 | $13,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 552 | $13,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 631 | $13,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 357 | $13,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 2,225 | $13,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 492 | $13,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 252 | $13,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 378 | $13,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAJ6 | NOTE 4.125% 9/1 | 11,000 | $13,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 525 | $13,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 2,150 | $13,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 277 | $12,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 201 | $12,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 125 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 497 | $12,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 228 | $12,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 309 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 239 | $12,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 409 | $12,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 510 | $12,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 293 | $12,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 502 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 195 | $12,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 659 | $12,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 160 | $12,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 143 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 535 | $12,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,200 | $12,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 852 | $12,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 8,782 | $12,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 22,000 | $12,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 154 | $11,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 415 | $11,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 207 | $11,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 202 | $11,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 213 | $11,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 503 | $11,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 849 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 222 | $11,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 358 | $11,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 173 | $11,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 2,500 | $11,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 301 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 385 | $11,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 3,342 | $11,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 1,463 | $11,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 280 | $11,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 383 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 374 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 439 | $11,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 730 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 167 | $11,000 | thousands by filing date | |
| SPIRIT MTA REIT | 84861U105 | COM SHS BEN IN | 1,138 | $11,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 150 | $11,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 408 | $11,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 1,000 | $11,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 2,023 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 356 | $11,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 707 | $11,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 735 | $11,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 1,098 | $11,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 413 | $11,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 432 | $11,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 1,463 | $11,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 422 | $11,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 425 | $11,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 285 | $10,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 130 | $10,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 325 | $10,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 328 | $10,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 177 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-007376 | this filing | 2018-08-03 | acceptance time not in the bulk data set |