13F-HR/A filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR/A for the quarter ended 2018-03-31, filed 2018-05-14, with 8,199 holding rows worth $181,789,904,000.
- Accession
- 0000950123-18-005128
- Filer
- CIK 1423053
- Filed
- 2018-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, amendment of type restatement, 10,485 entries on the cover page, a total value of $181,789,904,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $181,789,904,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAshler Capital LLC
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 47,881 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 10,800 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ICONIX BRAND GROUP INC | 451055107 | COM | 33,700 | $37,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ONCOCYTE CORP | 68235C107 | COM | 17,771 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XPRESSPA GROUP INC | 98420U109 | COM | 50,920 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 14,100 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SOCKET MOBILE INC | 83368E200 | COM NEW | 11,038 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOLASE INC | 090911108 | COMMON STOCK | 89,548 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L106 | COM | 19,900 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 10,000 | $36,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 15,700 | $36,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 10,848 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 16,800 | $35,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 15,764 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 18,200 | $35,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA NEW BORUN CORP | 16890T105 | ADR | 26,207 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COUNTERPATH CORP | 22228P302 | COM | 12,311 | $35,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD COM | 876511106 | Stock | 29,790 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 14,919 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 24,100 | $34,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROPHASE LABS INC | 74345W108 | COM | 11,545 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 15,142 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 29,414 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 29,142 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOPHARMX CORP | 09072X101 | COM | 146,859 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNESIS PHARMACEUTICALS INC | 867328700 | COM | 12,400 | $34,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SYNTHESIS ENERGY SYS INC | 871628202 | COM NEW | 12,652 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 71,524 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LUNA INNOVATIONS INC | 550351100 | COM | 10,250 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CO-DIAGNOSTICS INC | 189763105 | COM | 14,974 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OVASCIENCE INC | 69014Q101 | COM | 41,023 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 40,724 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 16,005 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PULMATRIX INC | 74584P103 | COM | 64,324 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 10,712 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 54,600 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RUBICON PROJ INC | 78112V102 | COM | 17,500 | $32,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 32,700 | $32,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| YIELD10 BIOSCIENCE INC | 98585K201 | COM NEW | 16,506 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EURO TECH HOLDINGS CO LTD | G32030127 | SHS NEW | 12,317 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBALSTAR INC | 378973408 | COM | 45,600 | $31,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 21,985 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 14,600 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 13,500 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 18,809 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOBILIS HEALTH CORP | 65500B103 | COM | 18,600 | $31,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WESTWATER RES INC | 961684107 | COM | 54,199 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEURALSTEM INC | 64127R401 | COM NEW | 18,604 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 136,810 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 12,500 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MARCHEX INC | 56624R108 | CMN | 11,032 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Bowater Inc | 09066L105 | COMMON STOCKS | 11,300 | $30,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 11,400 | $30,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 26,517 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEUROMETRIX INC | 641255708 | COM PAR | 21,321 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHF SOLUTIONS INC | 12542Q508 | COM NEW | 10,753 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDIGUS LTD | 58471G201 | SPONSORD ADR NEW | 23,660 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 15,600 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AFFIMED N V | N01045108 | COM | 15,500 | $29,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 15,500 | $29,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GEE GROUP INC | 36165A102 | COM | 10,462 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 20,700 | $28,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 10,220 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Link Motion Inc | 53577L105 | COM | 16,665 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 21,038 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IBIO INC | 451033104 | COM | 127,798 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHIASMA INC | 16706W102 | COM | 18,417 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTRAFECT CORP | 212326102 | COM | 17,702 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 24,700 | $28,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RESHAPE LIFESCIENCES INC | 761123108 | COM | 19,505 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 10,100 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 32,772 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBALSTAR INC | 378973408 | COM | 39,000 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 19,700 | $27,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEI PHARMA INC | 55279B202 | COM NEW | 12,900 | $27,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 12,048 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATHERSYS INC | 04744L106 | COM | 14,907 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 67,649 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EUROSEAS LTD | Y23592309 | SHS NEW | 12,721 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIANLUO SMART LTD COM CL A | G5478K100 | Stock | 14,392 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EGALET CORP | 28226B104 | COM | 42,343 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 11,600 | $26,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GREAT PANTHER MINING | 39115V101 | COM | 22,335 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIDGELINE DIGITAL INC | 10807Q403 | COM PAR | 12,553 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 18,140 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CGG | 12531Q204 | SPON ADR NEW | 11,565 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S GOLD CORP | 90291C102 | COM PAR NEW | 20,066 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VICAL INC | 925602203 | COM NEW | 17,905 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD COM | 876511106 | Stock | 22,000 | $25,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 18,848 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 11,600 | $25,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STRATA SKIN SCIENCES INC | 86272A206 | COMMON | 21,879 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XENETIC BIOSCIENCES INC | 984015206 | COM NEW | 11,682 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 26,818 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REEDS INC COM | 758338107 | Stock | 14,092 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 16,024 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TREVENA INC | 89532E109 | COM | 14,695 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 12,021 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONE HORIZON GROUP INC | 68235H304 | COM PAR | 27,889 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA LENDING CORP | G21612109 | SHS | 11,934 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Cinedigm Corp CL A | 172406209 | COM NEW | 17,075 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 10,800 | $23,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 16,209 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 16,471 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERTEX ENERGY INC | 92534K107 | COM | 19,283 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMAGIN CORP | 29076N206 | COM | 14,875 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 18,500 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 14,600 | $22,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PERSHING GOLD CORP | 715302204 | COM NEW | 10,875 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OASMIA PHARMACEUTICAL AB | 67421W109 | ADR | 16,734 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 56,628 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 16,000 | $21,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DENISON MINES CORP | 248356107 | COM | 46,203 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 36,500 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TRUETT-HURST INC THST | 897871109 | COMMON | 11,089 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Kelso Technologies Inc | 48826D201 | COM | 37,088 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 15,400 | $21,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BIOCEPT INC | 09072V204 | COM NEW | 70,011 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 10,580 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRECISION THERAPEUTICS INC | 74033P100 | COM | 18,954 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHECK CAP LTD | M2361E112 | SHS | 40,202 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNSUITES HOSPITALITY TR | 457919108 | SH BEN INT | 12,958 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMERSON RADIO CORP | 291087203 | COM NEW | 13,859 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Lee Enterprises Inc | 523768109 | COM | 10,000 | $20,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 34,308 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 18,462 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNODATA INC | 457642205 | COM NEW | 17,436 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CPS TECHNOLOGIES CORP | 12619F104 | COM | 14,244 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMX RTY CORP | 26873J107 | COM | 21,521 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 59,700 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 19,052 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 10,500 | $19,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 24,604 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENETIC TECHNOLOGIES LTD | 37185R208 | SPONSORED ADR | 17,869 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGMA LABS INC | 826598302 | COM PAR | 13,485 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUICKLOGIC CORP | 74837P108 | COM | 11,800 | $18,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 17,000 | $18,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINANET ONLINE HLDGS INC | 16949H201 | COM NEW | 11,027 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBUS MARITIME LIMITED NEW | Y27265308 | SHS NEW | 24,590 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 13,839 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERMOLECULAR INC | 45882D109 | COM | 13,038 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FC GLOBAL RLTY INC | 30258F102 | COM | 22,210 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 11,800 | $17,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JMU LTD | 46647L105 | SPONSORED ADR | 20,275 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAEXPLORATION HLDGS INC | 78636X204 | COM NEW | 12,638 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 20,276 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUMMER INFANT INC | 865646103 | COMM STK | 13,628 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNASIL CORP AMER | 268102100 | COM | 12,497 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEANERGY MARITIME HLDGS CORP | Y73760137 | SHS NEW | 18,197 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VICAL INC | 925602203 | COM NEW | 10,800 | $16,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SPI ENERGY CO LTD | G8651P201 | SHS | 27,711 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 18,919 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROVISION INC DEL | 594960304 | COM NEW | 13,000 | $15,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INUVO INC | 46122W204 | COM NEW | 16,456 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AETERNA ZENTARIS INC | 007975402 | COM | 10,153 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AETERNA ZENTARIS INC | 007975402 | COM | 10,300 | $15,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCE MMA INC | 018626101 | COM | 33,428 | $15,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUEL TECH INC | 359523107 | COM | 11,258 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 43,700 | $14,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EP ENERGY CORP | 268785102 | CL A | 10,400 | $14,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 108,867 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELMAR PHARMACEUTICALS INC | 247078207 | COM NEW | 15,335 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TURTLE BEACH CORP COM | 900450107 | Stock | 22,903 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIRKS GROUP INC | 09088U109 | CL A COM | 12,219 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIVUS INC | 928551100 | COM | 36,200 | $13,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CONCORDIA INTL CORP | 20653P102 | COM | 27,618 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPHERIX INC | 84842R403 | COM PAR NEW | 10,725 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 18,199 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 17,900 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 32,480 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AIRMEDIA GROUP INC | 009411109 | ADR | 13,600 | $12,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BLONDER TONGUE LABS INC | 093698108 | COM | 16,405 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 10,781 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIDATECH PHARMA PLC | 59564R104 | SPONSORED ADS | 15,493 | $12,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 44,287 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 13,081 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 10,500 | $11,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 35,297 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAGNEGAS CORP | 55939L400 | COM PAR | 11,716 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INPIXON | 45790J305 | COM NEW | 10,547 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 44,784 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 19,307 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 29,600 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESSA PHARMA INC | 29668H104 | COM | 53,646 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CURIS INC | 231269101 | COM | 14,532 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOWPOINT INC | 379887201 | CMN | 34,215 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 26,300 | $8,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JAGUAR HEALTH INC | 47010C201 | COM | 40,691 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 10,400 | $8,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 11,600 | $7,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NETLIST INC | 64118P109 | COM | 30,928 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 13,400 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CONCORDIA INTL CORP | 20653P102 | COM | 14,800 | $7,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 10,900 | $6,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| THE9 LTD | 88337K104 | ADR | 13,050 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 28,906 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN LORAIN CORP | 027297100 | COM | 25,867 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 45,492 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 11,900 | $2,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-004974 | superseded | 2018-05-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-18-005128 | this filing | 2018-05-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-18-008045 | added | 2018-08-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-18-011383 | added | 2018-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-19-002205 | added | 2019-02-14 | acceptance time not in the bulk data set |