13F-HR/A filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR/A for the quarter ended 2018-03-31, filed 2018-05-14, with 8,199 holding rows worth $181,789,904,000.
- Accession
- 0000950123-18-005128
- Filer
- CIK 1423053
- Filed
- 2018-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, amendment of type restatement, 10,485 entries on the cover page, a total value of $181,789,904,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $181,789,904,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAshler Capital LLC
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 11,524 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 10,400 | $160,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 11,590 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VEON LTD | 91822M106 | SPONSORED ADR | 60,300 | $159,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| QUINTANA ENERGY SVCS INC | 74875T103 | COM | 16,330 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIANA SHIPPING INC | Y2066G104 | COM | 43,200 | $158,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 17,280 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 29,937 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 24,100 | $158,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REGALWOOD GLOBAL ENERGY LTD | G74760110 | UNIT 99/99/9999 | 15,635 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLUG PWR INC | 72919P202 | COM NEW | 83,000 | $157,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 35,289 | $157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 50,981 | $157,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CNH INDL N V SHS | N20944109 | Stock | 12,600 | $156,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 15,400 | $156,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 38,800 | $156,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 30,100 | $156,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 37,126 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 22,332 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 73,835 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMTRUST FINL SVCS INC | 032359309 | COM | 12,500 | $154,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AVON PRODS INC | 054303102 | COM | 54,300 | $154,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DEPOMED INC | 249908104 | COM | 23,300 | $154,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CYTOKINETICS INC | 23282W605 | COM NEW | 21,200 | $153,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 11,627 | $153,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 137,019 | $153,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARATHON PATENT GROUP INC | 56585W302 | COM PAR | 136,600 | $153,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAREDX INC | 14167L103 | COM | 19,060 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRONOS GROUP INC | 22717L101 | COM | 22,645 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 15,773 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 15,800 | $152,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 77,000 | $151,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 52,000 | $151,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XCERRA CORP | 98400J108 | COM | 13,000 | $151,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CRONOS GROUP INC | 22717L101 | COM | 22,300 | $150,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ROSETTA STONE INC | 777780107 | COM | 11,400 | $150,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAVARA INC | 805111101 | COM | 16,202 | $149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 11,255 | $149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VEREIT INC | 92339V100 | COM | 21,400 | $149,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 82,600 | $149,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 10,900 | $149,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NEVSUN RES LTD | 64156L101 | COM | 62,700 | $149,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 47,600 | $149,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 11,400 | $148,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 28,544 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 20,543 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 23,210 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 33,986 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 13,700 | $147,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 64,700 | $147,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| APPROACH RESOURCES INC | 03834A103 | COM | 56,144 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 65,483 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 15,200 | $147,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RED VIOLET INC | 75704L104 | COMMON STOCK | 23,941 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 11,395 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HIGHPOINT RES CORP | 43114K108 | COM | 28,700 | $146,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 48,800 | $146,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FARMMI INC SHS NEW | G33277107 | Stock | 23,128 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 10,594 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 28,020 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIREXION SHS ETF TR | 25460E836 | DLY SEMICNDTR 3X | 11,983 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 12,529 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 21,868 | $144,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 19,500 | $144,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| B2GOLD CORP COM | 11777Q209 | Stock | 52,300 | $143,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 14,800 | $143,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 11,650 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 10,071 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 68,100 | $142,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 14,800 | $141,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 44,506 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Viewra, Inc | 92672L107 | COM | 22,000 | $141,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 33,749 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Ampio Pharmaceuticals | 03209T109 | COM | 41,600 | $141,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARDELYX INC | 039697107 | COM | 27,667 | $140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 28,200 | $140,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 28,900 | $140,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 36,744 | $140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 19,300 | $140,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DIGI INTL INC | 253798102 | COM | 13,531 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CADIZ INC | 127537207 | COM NEW | 10,300 | $139,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 11,000 | $139,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 23,400 | $139,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 44,700 | $139,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 26,600 | $138,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DIANA SHIPPING INC | Y2066G104 | COM | 37,619 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 18,127 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CODEXIS INC | 192005106 | COM | 12,507 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 59,300 | $138,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Ampio Pharmaceuticals | 03209T109 | COM | 40,447 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MERCER INTL INC | 588056101 | COM | 11,000 | $137,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FRONT YD RESIDENTIAL CORP | 35904G107 | COM | 13,600 | $137,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 21,700 | $137,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 11,700 | $136,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FREIGHTCAR AMER INC | 357023100 | COM | 10,168 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEYW HLDG CORP | 493723100 | COM | 17,300 | $136,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 43,649 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERICEL CORP | 92346J108 | COM | 13,500 | $134,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 13,606 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 18,300 | $134,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 13,200 | $134,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CMB.TECH NV SHS | B38564108 | Stock | 16,262 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 13,422 | $133,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 47,400 | $133,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 28,614 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 35,500 | $132,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 10,064 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 21,480 | $131,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 22,300 | $130,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 27,700 | $130,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 27,100 | $130,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RTI BIOLOGICS INC | 74975N105 | COM | 28,142 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 39,653 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UR-ENERGY INC | 91688R108 | COM | 214,651 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 19,800 | $129,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VEON LTD | 91822M106 | SPONSORED ADR | 49,000 | $129,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OFG BANCORP | 67103X102 | COM | 12,300 | $129,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TELLURIAN INC NEW | 87968A104 | COM | 17,846 | $129,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 40,400 | $128,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ROCKWELL MED INC | 774374102 | COM | 24,500 | $128,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Blackrock 2022 Global In | 09258P104 | ETF | 13,472 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY RECOVERY INC | 29270J100 | COM | 15,500 | $127,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CITIZENS INC | 174740100 | COMMON STOCK | 17,400 | $127,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 57,138 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 33,700 | $127,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 14,400 | $127,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 12,838 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMTEK LTD ORD | M20791105 | Stock | 18,708 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 27,779 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOCIETAL CDMO INC | 75629F109 | COM | 11,418 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 10,100 | $125,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VIRNETX HLDG CORP | 92823T108 | COM | 31,600 | $125,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 35,800 | $125,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 11,400 | $124,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SRC ENERGY INC | 78470V108 | COM | 13,100 | $124,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TRANSENTERIX INC | 89366M201 | COM NEW | 73,200 | $124,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 11,265 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 23,979 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGENUS INC | 00847G705 | COM NEW | 26,100 | $123,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FRED S INC CLASS A | 356108100 | COM | 41,200 | $123,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Pareteum Corporation | 69946T207 | COM | 50,599 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDICINOVA INC | 58468P206 | COM NEW | 11,900 | $122,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Viewra, Inc | 92672L107 | COM | 19,000 | $122,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BEST INC | 08653C106 | SPONSORED ADS | 11,800 | $122,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 26,600 | $122,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 40,800 | $122,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 17,100 | $121,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SUNRUN INC | 86771W105 | COM | 13,595 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 10,441 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MYOMO INC | 62857J102 | COM | 40,861 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 10,700 | $120,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VONAGE HLDGS CORP | 92886T201 | COM | 11,300 | $120,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 13,300 | $120,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 41,000 | $119,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 11,500 | $119,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OSPREY ENERGY ACQUISITION CO | 688397207 | UNIT 07/21/2022 | 11,801 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| A10 NETWORKS INC | 002121101 | COM | 20,300 | $118,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 33,600 | $118,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 21,271 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 10,467 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 16,674 | $117,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 51,000 | $116,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 52,800 | $116,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 50,357 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 26,390 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 11,516 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 14,690 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PURE CYCLE CORP | 746228303 | COMMON STOCK | 12,098 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOBILEIRON INC | 60739U204 | COM NEW | 23,100 | $114,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 58,200 | $113,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GANNETT SPINCO INC | 36473H104 | COM | 11,300 | $113,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 19,200 | $112,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PIONEER PWR SOLUTIONS IN | 723836300 | COMMON STOCK | 17,584 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 25,300 | $112,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 10,209 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 26,500 | $111,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GIGCAPITAL INC | 37518N205 | UNIT 03/06/2025 | 10,684 | $111,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARQULE INC | 04269E107 | COM | 38,147 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESTORBIO INC | 76133L103 | COM | 11,463 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELADON GROUP INC | 150838100 | COM | 29,500 | $109,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ARBOR REALTY TRUST INC | 038923108 | COM | 12,296 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERICEL CORP | 92346J108 | COM | 10,900 | $108,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KINDRED HEALTHCARE INC | 494580103 | COM | 11,800 | $108,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 13,000 | $108,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 23,800 | $107,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 11,174 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 38,070 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLUG PWR INC | 72919P202 | COM NEW | 56,300 | $106,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 39,680 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELENAV INC | 879455103 | COMMON STOCK | 19,604 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 15,671 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENDOCYTE INC | 29269A102 | COM | 11,500 | $105,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JUST ENERGY GROUP INC | 48213W101 | COM | 23,848 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 15,686 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIANA SHIPPING INC | Y2066G104 | COM | 28,300 | $104,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 17,500 | $104,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 35,792 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 18,000 | $104,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 14,362 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 16,863 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTOSORBENTS CORP | 23283X206 | CMN | 14,400 | $102,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| FLOTEK INDS INC DEL | 343389102 | COM | 16,800 | $102,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEADRILL ORD | G7945E105 | COM | 524,400 | $102,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 11,000 | $102,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 17,400 | $102,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 26,400 | $101,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 10,568 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APPROACH RESOURCES INC | 03834A103 | COM | 38,200 | $100,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GSV CAPITAL CORP | 36191J101 | COM | 13,200 | $100,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347X575 | SHT MSCI NEW | 13,065 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 47,236 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERUS CORP | 157085101 | COM | 18,000 | $99,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 10,300 | $99,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RED LION HOTELS CORP | 756764106 | COM | 10,204 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 25,900 | $99,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MICROBOT MED INC | 59503A105 | COM | 146,191 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOCELLULAR THERAPEUTICS | 452536204 | COM NEW | 394,655 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTOKINETICS INC | 23282W605 | COM NEW | 13,600 | $98,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 20,572 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 11,400 | $98,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 27,700 | $98,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PIXELWORKS INC | 72581M305 | COM NEW | 25,400 | $98,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 24,369 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHOTRONICS INC | 719405102 | COM | 11,700 | $97,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 48,200 | $97,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 15,400 | $97,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 26,792 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EGAIN CORP | 28225C806 | COM NEW | 12,042 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 25,400 | $96,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ZION OIL & GAS INC | 989696109 | COM | 20,200 | $96,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 28,100 | $96,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 20,500 | $95,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| OFFICE DEPOT INC | 676220106 | COM | 44,400 | $95,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SCORPIO BULKERS INC | Y7546A122 | COM | 13,500 | $95,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 34,200 | $94,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 47,600 | $94,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NANTKWEST INC | 63016Q102 | COM | 24,154 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSALTA CORP | 89346D107 | COM | 17,037 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Dawson Geophysical Co Ne | 239360100 | COM | 13,855 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 42,363 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 32,118 | $93,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 11,157 | $92,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDGIO INC | 53261M104 | COM | 22,100 | $91,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| DEUTSCHE BK AG LONDON BRH | 25154K866 | PS CR OIL LG ETN | 15,994 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTOSORBENTS CORP | 23283X206 | CMN | 12,700 | $90,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| 22ND CENTY GROUP INC | 90137F103 | COM | 38,400 | $90,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 18,400 | $90,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 42,793 | $89,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 23,264 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COUSINS PROPERTIES INC | 222795106 | COM | 10,100 | $88,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Link Motion Inc | 53577L105 | COM | 53,100 | $88,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 13,979 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 31,700 | $88,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 14,500 | $88,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 13,400 | $88,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 21,100 | $88,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 11,874 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXCHANGE TRADED CONCEPTS TR | 301505830 | REX VOLMAX SHORT | 32,655 | $88,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGENUS INC | 00847G705 | COM NEW | 18,500 | $87,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 10,100 | $87,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MCEWEN MNG INC | 58039P107 | COM | 42,000 | $87,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SHILOH INDUSTRIES INC | 824543102 | COM | 10,037 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 11,800 | $87,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CERECOR INC | 15671L109 | COM | 20,144 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FANG HOLDING-ADR | 30711Y102 | ADR | 16,800 | $86,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DPW HLDGS INC | 26140E105 | COM | 108,124 | $86,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 40,454 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIXELWORKS INC | 72581M305 | COM NEW | 21,900 | $85,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PROFIRE ENERGY INC | 74316X101 | COM | 31,310 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SORL Auto Parts Inc | 78461U101 | COM | 13,100 | $85,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 24,400 | $85,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TOP SHIPS INC | Y8897Y800 | COM | 46,419 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 17,800 | $84,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 11,250 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IGC PHARMA INC | 45408X308 | COM NEW | 149,454 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSENTERIX INC | 89366M201 | COM NEW | 49,500 | $84,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 20,097 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFA FINL INC | 55272X102 | COM | 10,900 | $82,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 49,400 | $82,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| KOPIN CORP | 500600101 | COMMON STOCK | 26,268 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 10,600 | $82,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NOBILIS HEALTH CORP | 65500B103 | COM | 49,809 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COGENTIX MED INC COM | 19243A104 | Stock | 21,227 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 29,200 | $81,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 13,044 | $81,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYTOSORBENTS CORP | 23283X206 | CMN | 11,291 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUICKLOGIC CORP | 74837P108 | COM | 52,700 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARC GROUP WORLDWIDE INC | 00213H105 | COM | 41,272 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIVEO CORP CDA | 17878Y108 | COM | 21,300 | $80,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ATOSSA GENETICS INC | 04962H209 | COM NEW | 180,227 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALIX INC | 13100M509 | COM | 11,500 | $79,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| BRIGHTCOVE INC | 10921T101 | COM | 11,416 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICONIX BRAND GROUP INC | 451055107 | COM | 71,500 | $79,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GSV CAPITAL CORP | 36191J101 | COM | 10,485 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 200,749 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 19,354 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 12,794 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNOPTA INC | 8676EP108 | COM | 11,000 | $78,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 14,372 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 65,161 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHEELER REAL ESTATE INVT TR | 963025705 | COM NEW | 21,775 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 13,300 | $77,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TIPTREE INC | 88822Q103 | COM | 12,203 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 105,684 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 36,176 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 16,300 | $76,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| LSB INDS INC | 502160104 | COM | 12,450 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 16,000 | $76,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 90,868 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 14,836 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 57,497 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 34,527 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 24,900 | $75,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 17,700 | $75,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 35,800 | $75,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| J JILL INC | 46620W102 | COM | 16,900 | $75,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| GENWORTH FINL INC | 37247D106 | COM SHS | 26,006 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FS KKR CAPITAL CORP | 302635107 | COM | 10,200 | $74,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| COMPUGEN LTD | M25722105 | ORD | 16,714 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 14,300 | $74,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GULF IS FABRICATION INC | 402307102 | COM | 10,488 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIER 1 IMPORTS INC | 720279108 | COM | 23,100 | $74,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| MEDLEY CAP CORP | 58503F106 | COM | 18,251 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 16,267 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 32,793 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 12,000 | $72,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ASANKO GOLD INC | 04341Y105 | COM | 72,401 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUANTUM CORP | 747906501 | COM | 19,900 | $72,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LILIS ENERGY INC | 532403201 | COM NEW | 18,178 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 12,578 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMTEK LTD ORD | M20791105 | Stock | 10,500 | $71,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 17,702 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 14,800 | $70,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 40,500 | $70,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 11,400 | $69,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PIXELWORKS INC | 72581M305 | COM NEW | 17,834 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 10,200 | $69,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VOXELJET AG | 92912L107 | ADS | 20,000 | $69,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| DROPBOX INC - CLASS A | G4027R104 | COM | 15,306 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVERI HLDGS INC | 30034T103 | COM | 10,300 | $68,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 11,043 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDGE THERAPEUTICS INC | 279870109 | COM | 57,249 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YULONG ECO MATLS LTD | G98847208 | SHS | 21,794 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 38,900 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIOT PLATFORMS INC | 767292105 | COM | 10,082 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 19,000 | $67,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 25,190 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 11,000 | $66,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 31,617 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 14,975 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| S&W SEED COMPANY COM | 785135104 | COM | 18,100 | $65,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 12,809 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 30,400 | $64,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 16,729 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ITERIS INC NEW | 46564T107 | COM | 12,800 | $63,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 21,700 | $63,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 176,143 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 17,579 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 156,107 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 25,043 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XG TECHNOLOGY INC | 98372A705 | COM PAR | 60,718 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 22,627 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERACYTE INC COM | 92337F107 | Stock | 11,178 | $62,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 43,700 | $62,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| Link Motion Inc | 53577L105 | COM | 37,400 | $62,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HIGHPOINT RES CORP | 43114K108 | COM | 12,200 | $62,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| SIGMA DESIGNS INC | 826565103 | COM | 10,000 | $62,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 16,300 | $62,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 27,900 | $61,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 11,800 | $61,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 27,903 | $61,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 30,500 | $60,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 17,139 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HIVE | 007786106 | Stock | 14,805 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 38,068 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THESTREET INC | 88368Q103 | COM | 33,733 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 17,506 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADMA BIOLOGICS INC | 000899104 | COM | 12,890 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDLEY CAP CORP | 58503F106 | COM | 14,900 | $59,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| XBIOTECH INC | 98400H102 | COM | 11,000 | $59,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 10,900 | $59,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SEADRILL ORD | G7945E105 | COM | 303,000 | $59,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 14,631 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CVR Partners, LP | 126633106 | LTD | 18,200 | $59,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OCWEN FINL CORP | 675746309 | COM NEW | 14,227 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 43,803 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ECLIPSE RES CORP | 27890G100 | COM | 40,988 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 44,500 | $58,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| Bowater Inc | 09066L105 | COMMON STOCKS | 21,700 | $58,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HIVE | 007786106 | Stock | 14,300 | $58,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CVR Partners, LP | 126633106 | LTD | 17,965 | $58,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 136,232 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 26,100 | $57,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 20,948 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSPIREMD INC | 45779A861 | COM PAR | 55,047 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ERIN ENERGY CORP COM | 295625107 | Stock | 15,522 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 15,659 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 11,043 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARDELYX INC | 039697107 | COM | 11,000 | $56,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| JUST ENERGY GROUP INC | 48213W101 | COM | 12,700 | $56,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 11,102 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AYTU BIOSCIENCE INC | 054754403 | COM PAR | 87,133 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 65,600 | $55,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 11,178 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 23,600 | $55,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| MANNING + NAPIER INC | 56382Q102 | CL A | 15,585 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VICON INDS INC | 925811101 | COM | 136,038 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 15,200 | $55,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 15,200 | $55,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 30,689 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERASTEM INC | 92337C104 | COM | 18,014 | $54,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 21,772 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 25,000 | $53,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 83,522 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NANTHEALTH INC | 630104107 | CMN | 17,420 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY XXI GULF COAST INC | 29276K101 | COM | 13,789 | $53,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVITAE CORP | 46185L103 | COM | 11,000 | $52,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 16,900 | $52,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 18,291 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 18,600 | $51,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 25,388 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 11,700 | $51,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INVUITY INC | 46187J205 | COM NEW | 13,362 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 17,000 | $50,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 24,633 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DURECT CORP | 266605104 | COM | 23,465 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 17,800 | $50,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 15,275 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 37,418 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 23,000 | $49,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| STELLAR BIOTECHNOLOGIES INC NO PAR | 85855A203 | Common Stock | 60,084 | $49,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S GLOBAL INVS INC | 902952100 | CL A | 18,800 | $48,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 22,900 | $48,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 14,900 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 150,035 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIVEO CORP CDA | 17878Y108 | COM | 12,800 | $48,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 10,500 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| EDGIO INC | 53261M104 | COM | 11,400 | $47,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 21,100 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 16,300 | $47,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| KONA GRILL INC | 50047H201 | COM | 24,744 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVAXIS INC | 007624208 | COM NEW | 27,664 | $47,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVAXIS INC | 007624208 | COM NEW | 27,900 | $47,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| NANTKWEST INC | 63016Q102 | COM | 12,000 | $47,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 10,000 | $46,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 44,555 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 22,800 | $46,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 21,600 | $46,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CORMEDIX INC | 21900C100 | COM | 252,819 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HIGHPOWER INTL INC | 43113X101 | COM | 12,300 | $46,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 31,669 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| W & T OFFSHORE INC | 92922P106 | COM | 10,200 | $45,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 14,800 | $45,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 17,667 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 21,511 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICRONET ENERTEC TECH | 595117102 | COMMON | 35,058 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 21,600 | $45,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ENSYNC INC. | 29359T102 | Common Stock | 119,795 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROTEON THERAPEUTICS INC | 74371L109 | COM | 18,079 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 63,809 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AURIS MED HLDG AG | H0381L104 | COM | 27,817 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARMONIC INC | 413160102 | COM | 11,500 | $44,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 10,100 | $44,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 12,400 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| VERASTEM INC | 92337C104 | COM | 14,700 | $44,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 16,000 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CHEROKEE INC | 16444H102 | COM | 33,996 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 24,324 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CELSION CORP | 15117N503 | COM PAR NEW | 19,561 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CDTI ADVANCED MATLS INC | 12514V105 | COM | 45,596 | $44,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 12,400 | $44,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 10,121 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK & CO INC | 649295102 | COM | 12,769 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMAND SEC CORP | 20050L100 | COM | 13,976 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 10,000 | $42,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| AIR INDS GROUP COM | 00912N205 | Stock | 27,597 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 29,644 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIMERA SCIENCES INC | 016259103 | COM | 40,633 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 20,704 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 45,200 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 14,100 | $41,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 15,400 | $41,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 13,501 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEEL CONNECT INC | 858098106 | CMN | 19,534 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MICROVISION INC DEL | 594960304 | COM NEW | 35,600 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 15,244 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUARTERHILL INC COM | 747713105 | COM | 27,360 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 30,200 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 29,300 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| CYTRX CORP | 232828608 | COM PAR | 25,200 | $40,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 13,300 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| GOLDFIELD CORP | 381370105 | COM | 10,100 | $39,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| SOLIGENIX INC | 834223307 | COM | 19,769 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALIO GOLD INC | 01627X108 | COM | 19,968 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TITAN PHARMACEUTICALS INC DE | 888314309 | COM NEW | 36,712 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 15,700 | $38,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CODA OCTOPUS GROUP INC | 19188U206 | COM NEW | 11,152 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 14,533 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 94,354 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 15,700 | $38,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-004974 | superseded | 2018-05-11 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-18-005128 | this filing | 2018-05-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-18-008045 | added | 2018-08-10 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-18-011383 | added | 2018-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-19-002205 | added | 2019-02-14 | acceptance time not in the bulk data set |