13F-HR filed by SEI INVESTMENTS CO
SEI INVESTMENTS CO filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-11, with 3,620 holding rows worth $26,087,828,000.
- Accession
- 0000950123-18-004889
- Filer
- CIK 350894
- Filed
- 2018-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 7,028 entries on the cover page, a total value of $26,087,828,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $26,087,853,000 with VALUE read as thousands by filing date, 13F file number 028-16454. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P. 028-11685
- reports for this filerAcadian Asset Management LLC 028-05990
- reports for this filerAllianceBernstein L.P. 028-10562
- reports for this filerAnalytic Investors, LLC 028-04895
- reports for this filerAQR Capital Management LLC 028-10120
- reports for this filerArcus 028-17137
- reports for this filerAres Management LLC 028-12990
- reports for this filerArrowMark Partners 028-13791
- reports for this filerAJO, LP 028-05508
- reports for this filerAxiom International Investors 028-05615
- reports for this filerBenefit Street Partners 028-18146
- reports for this filerBeutel Goodman Capital Management 028-02951
- reports for this filerBrigade Capital Management, LP 028-12820
- reports for this filerCardinal 028-07760
- reports for this filerCastleArk Management LLC 028-05573
- reports for this filerCauseway 028-11728
- reports for this filerCenterSquare Investment Management Inc 028-05577
- reports for this filerCoho Partners 028-11563
- reports for this filerEAM Investors, LLC 028-14070
- reports for this filerFalcon Point Capital 028-10492
- reports for this filerFiera Capital Corp. 028-14036
- reports for this filerGuggenheim Capital Llc 028-12836
- reports for this filerHexavest Inc. 028-12180
- reports for this filerHillsdale Investment Management Inc. 028-11957
- reports for this filerIntech Investment Management LLC 028-04211
- reports for this filerInvestec Asset Management Ltd. 028-12634
- reports for this filerJackson Square Partners Ltd 028-16230
- reports for this filerJP Morgan Investment Management 028-11937
- reports for this filerKBI Global Investors Ltd 028-13048
- reports for this filerLazard Asset Management Ltd 028-10469
- reports for this filerLMCG Investments, LLC 028-13608
- reports for this filerLSV Asset Management 028-06580
- reports for this filerMacquarie Investment Management 028-13124
- reports for this filerManuLife Asset Management LLC 028-03673
- reports for this filerMaple-Brown Abbott 028-17488
- reports for this filerMontrusco Bolton Investments Inc. 028-13628
- reports for this filerNeuberger Berman Group LLC 028-13573
- reports for this filerOppenheimerFunds Inc. 028-00203
- reports for this filerPanAgora Asset Management Inc. 028-03042
- reports for this filerParametric Portfolio Associates LLC 028-04558
- reports for this filerPCJ Investment Counsel Ltd 028-12690
- reports for this filerQS Investors LLC 028-14009
- reports for this filerQuantiative Management Associates 028-11173
- reports for this filerRamius Advisors LLC 028-10674
- reports for this filerRice Hall James 028-10467
- reports for this filerRWC Asset Management LLP 028-14481
- reports for this filerSecurity Capital Research & Management Inc 028-07312
- reports for this filerSnow Capital Management LP 028-10613
- reports for this filerSpectrum Asset Management, Inc. 028-11300
- reports for this filerState Street Bank & Trust 028-00733
- reports for this filerTowle & Co 028-10640
- reports for this filerVictory Capital Management Inc. 028-06354
- reports for this filerWCM Investment Management/CA 028-07104
- reports for this filerWilliam Blair & Co 028-17022
- included managerSEI Investment Management Corporation 028-16475
- included managerSEI Trust Company 028-10297
- included managerSEI Investments Canada Company 028-16449
- included managerBlackcrane Capital LLC
- included managerCaerus Investors LLC
- included managerEARNEST Partners LLC
- included managerFondsmaeglerselskabet Maj Invest A/S
- included managerJupiter Asset Management Ltd
- included managerMountaineer
- included managerNWQ Investment Management Company LLC
- included managerSionna Investment Managers Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OFG BANCORP | 67103X102 | COM | 3,082 | $32,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 3,569 | $32,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 3,359 | $32,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 11,970 | $32,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 2,842 | $32,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 165 | $31,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 300 | $31,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 339 | $31,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 213 | $31,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 3,356 | $31,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 1,658 | $31,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 4,000 | $31,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 1,170 | $31,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 656 | $31,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 1,280 | $31,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 1,066 | $31,000 | thousands by filing date | |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 3,683 | $31,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,833 | $30,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 1,317 | $30,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 1,239 | $30,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 5,924 | $30,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,033 | $30,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 1,800 | $30,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 1,000 | $30,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 300 | $30,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 1,413 | $30,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 1,185 | $30,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 3,059 | $30,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 889 | $29,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 2,727 | $29,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 1,080 | $29,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 1,459 | $29,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 562 | $29,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 529 | $29,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 498 | $29,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 330 | $29,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 488 | $29,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 750 | $29,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 1,695 | $29,000 | thousands by filing date | |
| NEW YORK REIT INC liquidation shs | 64976L208 | COMMON STOCK | 1,360 | $29,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 660 | $28,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 768 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 216 | $28,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1,250 | $28,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 1,000 | $28,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 5,500 | $28,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 702 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 362 | $28,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 671 | $28,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 884 | $28,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 1,592 | $28,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 239 | $28,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 215 | $28,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 1,393 | $28,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 13,197 | $28,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 876 | $28,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 1,119 | $28,000 | thousands by filing date | |
| ASSURANT INC | 04621X207 | 6.50% CONV PFD D | 272 | $28,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 1,049 | $27,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 457 | $27,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 537 | $27,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 14,143 | $27,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 1,000 | $27,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 2,243 | $27,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 2,344 | $27,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,417 | $27,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 2,965 | $27,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 3,557 | $27,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 986 | $26,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 220 | $26,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 1,025 | $26,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 813 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 534 | $26,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 2,000 | $26,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 2,103 | $26,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 4,250 | $26,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,552 | $26,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 607 | $26,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 2,682 | $26,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 525 | $25,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 1,875 | $25,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 3,625 | $25,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 476 | $25,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 2,185 | $25,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 2,000 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 363 | $25,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 6,720 | $25,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 696 | $25,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 1,621 | $25,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 8,765 | $25,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 444 | $25,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 517 | $24,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 800 | $24,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 863 | $24,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 2,684 | $24,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 2,335 | $24,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 1,500 | $24,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 2,436 | $24,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 582 | $24,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 8,000 | $24,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 1,008 | $24,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 5,432 | $24,000 | thousands by filing date | |
| AUDENTES THERAPEUTICS INC. | 05070R104 | Common Stock | 800 | $24,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 649 | $23,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 293 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 921 | $23,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 788 | $23,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 1,864 | $23,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 2,703 | $23,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 2,182 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 424 | $23,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 5,110 | $23,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 962 | $23,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 12,985 | $23,000 | thousands by filing date | |
| POWERSHARES DB GOLD FUND | 73936B606 | DB G | 545 | $23,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 6,384 | $23,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 22,000 | $23,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 157 | $22,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 807 | $22,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 799 | $22,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 628 | $22,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 1,300 | $22,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 153 | $22,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 678 | $22,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 3,316 | $22,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 1,014 | $22,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 4,075 | $22,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 7,960 | $22,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 244 | $22,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 910 | $22,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 667 | $21,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 265 | $21,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 286 | $21,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 336 | $21,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 937 | $21,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 627 | $21,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 3,350 | $21,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 179 | $21,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 6,779 | $21,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 400 | $21,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 18,534 | $21,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 688 | $21,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 650 | $21,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 1,282 | $21,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 817 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 185 | $20,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,609 | $20,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 512 | $20,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 1,552 | $20,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 1,072 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 1,405 | $20,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 1,012 | $20,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 449 | $20,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 635 | $20,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 2,800 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 295 | $20,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 1,243 | $20,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 291 | $20,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 263 | $20,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,495 | $20,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 445 | $20,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 745 | $20,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 1,403 | $20,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 133 | $19,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,185 | $19,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,032 | $19,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 417 | $19,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 1,100 | $19,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 873 | $19,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 1,088 | $19,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 500 | $19,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 670 | $19,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 1,277 | $19,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 401 | $19,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 325 | $19,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 500 | $18,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 1,049 | $18,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 99 | $18,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 150 | $18,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 187 | $18,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 2,000 | $18,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 3,800 | $18,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 788 | $18,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 4,507 | $18,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 686 | $18,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 777 | $18,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 354 | $18,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 511 | $18,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 653 | $18,000 | thousands by filing date | |
| FLEXSHARES TR CUR HDG EM IDX | 33939L712 | CEF | 585 | $18,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 313 | $17,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 200 | $17,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 889 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 224 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 96 | $17,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1,900 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 321 | $17,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 667 | $17,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 398 | $17,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 520 | $17,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 800 | $17,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 363 | $17,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 2,000 | $17,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 1,343 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 680 | $17,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 5,317 | $17,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 380 | $17,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 256 | $17,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 1,018 | $17,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 2,953 | $17,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 545 | $16,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 1,004 | $16,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 446 | $16,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1,228 | $16,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 462 | $16,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 1,000 | $16,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 481 | $16,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 433 | $16,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 2,596 | $16,000 | thousands by filing date | |
| OAKTREE STRATEGIC INCOME COR | 67402D104 | COM | 2,000 | $16,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 738 | $16,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,412 | $16,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 301 | $16,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 626 | $16,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 358 | $16,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 1,460 | $16,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 205 | $16,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 378 | $16,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 6,439 | $16,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 688 | $16,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 363 | $16,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 166 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74348A582 | ULTRAPRO FINLS | 163 | $16,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 131 | $15,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 447 | $15,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 410 | $15,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 833 | $15,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,116 | $15,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 500 | $15,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 436 | $15,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 3,758 | $15,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 219 | $15,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,024 | $15,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 1,610 | $15,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 422 | $15,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 552 | $15,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 260 | $15,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 1,794 | $15,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 906 | $15,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 812 | $15,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 189 | $14,000 | thousands by filing date | |
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| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 472 | $14,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 678 | $14,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 239 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 240 | $14,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,066 | $14,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 350 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 161 | $14,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,296 | $14,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 568 | $14,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 267 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 465 | $14,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 236 | $14,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 451 | $14,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 621 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 480 | $14,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 319 | $14,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 1,048 | $14,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 1,005 | $14,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 375 | $14,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,287 | $14,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 6,973 | $14,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 1,510 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 266 | $14,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 6,140 | $14,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 971 | $14,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 1,219 | $14,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 261 | $13,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 190 | $13,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 355 | $13,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 1,140 | $13,000 | thousands by filing date | |
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| SELECTIVE INS GROUP INC | 816300107 | COM | 217 | $13,000 | thousands by filing date | |
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| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 667 | $13,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 790 | $13,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 337 | $13,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 501 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 200 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 402 | $13,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 160 | $13,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1,413 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 318 | $13,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 263 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 388 | $13,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 570 | $13,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 1,002 | $13,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 9,765 | $13,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 2,666 | $13,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 400 | $13,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 732 | $13,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 70 | $13,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 142 | $13,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 528 | $13,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 106 | $13,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 1,000 | $13,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 219 | $12,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 389 | $12,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 316 | $12,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 1,000 | $12,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 281 | $12,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,377 | $12,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 1,031 | $12,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 1,018 | $12,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 215 | $12,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 272 | $12,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 300 | $12,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 140 | $12,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 801 | $12,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 296 | $12,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 500 | $12,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 1,467 | $12,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 356 | $12,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 973 | $12,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 1,000 | $12,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 477 | $12,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 1,936 | $12,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 459 | $12,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 2,749 | $12,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 509 | $12,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 377 | $11,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 259 | $11,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 91 | $11,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 278 | $11,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 181 | $11,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 438 | $11,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 849 | $11,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 2,500 | $11,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 2,000 | $11,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 284 | $11,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 1,849 | $11,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 269 | $11,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 109 | $11,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 575 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 167 | $11,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 2,934 | $11,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 584 | $11,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 3,323 | $11,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 852 | $11,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 535 | $11,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 735 | $11,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 230 | $11,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 422 | $11,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 432 | $11,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAJ6 | NOTE 4.125% 9/1 | 11,000 | $11,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 444 | $11,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 422 | $11,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 425 | $11,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 76 | $10,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 152 | $10,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 177 | $10,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 125 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 315 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 78 | $10,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 974 | $10,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 173 | $10,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 250 | $10,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 184 | $10,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 565 | $10,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 787 | $10,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 500 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 341 | $10,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 562 | $10,000 | thousands by filing date | |
| EGAIN CORP | 28225C806 | COM NEW | 1,200 | $10,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 593 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 292 | $10,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 324 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 200 | $10,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 1,850 | $10,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 74 | $10,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 175 | $10,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 634 | $10,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 131 | $10,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 409 | $10,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 11,500 | $10,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 300 | $10,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 716 | $10,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 2,862 | $10,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 1,402 | $10,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 73 | $9,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 219 | $9,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 72 | $9,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 83 | $9,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 130 | $9,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 328 | $9,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 200 | $9,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 854 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 61 | $9,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 341 | $9,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 521 | $9,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 303 | $9,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 725 | $9,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 800 | $9,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 507 | $9,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 338 | $9,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 464 | $9,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 451 | $9,000 | thousands by filing date | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 836 | $9,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,374 | $9,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 3,300 | $9,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 700 | $9,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 690 | $9,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 217 | $9,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 1,525 | $9,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 924 | $9,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 297 | $9,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 81 | $9,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 439 | $9,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 1,000 | $9,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 6,905 | $9,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 646 | $9,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 1,226 | $9,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 265 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 42 | $8,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 154 | $8,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 202 | $8,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 125 | $8,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 169 | $8,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 134 | $8,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,000 | $8,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 250 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 158 | $8,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 2,726 | $8,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 190 | $8,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 410 | $8,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 541 | $8,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 525 | $8,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 1,301 | $8,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 147 | $8,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 347 | $8,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 818 | $8,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 525 | $8,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 344 | $8,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,656 | $8,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 1,136 | $8,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 431 | $8,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 2,349 | $8,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 220 | $8,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 780 | $8,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 295 | $8,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 100 | $8,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 800 | $8,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 193 | $8,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 8,092 | $8,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 5,000 | $8,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 500 | $8,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 338 | $8,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 100 | $7,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 200 | $7,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,160 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 68 | $7,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 130 | $7,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 275 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 155 | $7,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 163 | $7,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 157 | $7,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 177 | $7,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 439 | $7,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 2,246 | $7,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 198 | $7,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 297 | $7,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 467 | $7,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 320 | $7,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 615 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 45 | $7,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 465 | $7,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 833 | $7,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 569 | $7,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 467 | $7,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 304 | $7,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 488 | $7,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 124 | $7,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 303 | $7,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 70 | $7,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 503 | $7,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 262 | $7,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 1,000 | $7,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 750 | $7,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 603 | $7,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 1,383 | $7,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 241 | $7,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 273 | $7,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 514 | $7,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 290 | $7,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 156 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-004889 | this filing | 2018-05-11 | acceptance time not in the bulk data set |