13F-HR filed by SEI INVESTMENTS CO
SEI INVESTMENTS CO filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-11, with 3,620 holding rows worth $26,087,828,000.
- Accession
- 0000950123-18-004889
- Filer
- CIK 350894
- Filed
- 2018-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A combination report, 7,028 entries on the cover page, a total value of $26,087,828,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $26,087,853,000 with VALUE read as thousands by filing date, 13F file number 028-16454. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P. 028-11685
- reports for this filerAcadian Asset Management LLC 028-05990
- reports for this filerAllianceBernstein L.P. 028-10562
- reports for this filerAnalytic Investors, LLC 028-04895
- reports for this filerAQR Capital Management LLC 028-10120
- reports for this filerArcus 028-17137
- reports for this filerAres Management LLC 028-12990
- reports for this filerArrowMark Partners 028-13791
- reports for this filerAJO, LP 028-05508
- reports for this filerAxiom International Investors 028-05615
- reports for this filerBenefit Street Partners 028-18146
- reports for this filerBeutel Goodman Capital Management 028-02951
- reports for this filerBrigade Capital Management, LP 028-12820
- reports for this filerCardinal 028-07760
- reports for this filerCastleArk Management LLC 028-05573
- reports for this filerCauseway 028-11728
- reports for this filerCenterSquare Investment Management Inc 028-05577
- reports for this filerCoho Partners 028-11563
- reports for this filerEAM Investors, LLC 028-14070
- reports for this filerFalcon Point Capital 028-10492
- reports for this filerFiera Capital Corp. 028-14036
- reports for this filerGuggenheim Capital Llc 028-12836
- reports for this filerHexavest Inc. 028-12180
- reports for this filerHillsdale Investment Management Inc. 028-11957
- reports for this filerIntech Investment Management LLC 028-04211
- reports for this filerInvestec Asset Management Ltd. 028-12634
- reports for this filerJackson Square Partners Ltd 028-16230
- reports for this filerJP Morgan Investment Management 028-11937
- reports for this filerKBI Global Investors Ltd 028-13048
- reports for this filerLazard Asset Management Ltd 028-10469
- reports for this filerLMCG Investments, LLC 028-13608
- reports for this filerLSV Asset Management 028-06580
- reports for this filerMacquarie Investment Management 028-13124
- reports for this filerManuLife Asset Management LLC 028-03673
- reports for this filerMaple-Brown Abbott 028-17488
- reports for this filerMontrusco Bolton Investments Inc. 028-13628
- reports for this filerNeuberger Berman Group LLC 028-13573
- reports for this filerOppenheimerFunds Inc. 028-00203
- reports for this filerPanAgora Asset Management Inc. 028-03042
- reports for this filerParametric Portfolio Associates LLC 028-04558
- reports for this filerPCJ Investment Counsel Ltd 028-12690
- reports for this filerQS Investors LLC 028-14009
- reports for this filerQuantiative Management Associates 028-11173
- reports for this filerRamius Advisors LLC 028-10674
- reports for this filerRice Hall James 028-10467
- reports for this filerRWC Asset Management LLP 028-14481
- reports for this filerSecurity Capital Research & Management Inc 028-07312
- reports for this filerSnow Capital Management LP 028-10613
- reports for this filerSpectrum Asset Management, Inc. 028-11300
- reports for this filerState Street Bank & Trust 028-00733
- reports for this filerTowle & Co 028-10640
- reports for this filerVictory Capital Management Inc. 028-06354
- reports for this filerWCM Investment Management/CA 028-07104
- reports for this filerWilliam Blair & Co 028-17022
- included managerSEI Investment Management Corporation 028-16475
- included managerSEI Trust Company 028-10297
- included managerSEI Investments Canada Company 028-16449
- included managerBlackcrane Capital LLC
- included managerCaerus Investors LLC
- included managerEARNEST Partners LLC
- included managerFondsmaeglerselskabet Maj Invest A/S
- included managerJupiter Asset Management Ltd
- included managerMountaineer
- included managerNWQ Investment Management Company LLC
- included managerSionna Investment Managers Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMER STATES WTR CO COM | 029899101 | Stock | 2,714 | $144,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 5,496 | $144,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 1,715 | $143,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 3,688 | $143,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 10,478 | $143,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 3,140 | $142,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 1,301 | $142,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 1,268 | $141,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 1,901 | $140,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,510 | $140,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 3,525 | $140,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 3,398 | $139,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 2,000 | $139,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 11,968 | $138,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 2,653 | $138,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 9,133 | $138,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 2,218 | $138,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 11,759 | $137,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 27,794 | $136,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 19,253 | $136,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 130,000 | $136,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 4,380 | $135,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 4,668 | $135,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 1,465 | $135,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,824 | $134,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 1,498 | $134,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 12,348 | $134,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 1,354 | $134,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 8,035 | $133,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 29,049 | $133,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 4,352 | $133,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 22,000 | $133,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 2,098 | $132,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 3,282 | $132,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 11,294 | $132,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 125,000 | $132,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 5,634 | $132,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 2,252 | $131,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 6,738 | $131,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 5,049 | $131,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 16,425 | $130,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 15,767 | $130,000 | thousands by filing date | |
| WIDEOPENWEST INC | 96758W101 | COM | 18,108 | $130,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 4,566 | $129,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 4,386 | $129,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 1,775 | $128,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 3,759 | $128,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 9,519 | $128,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 1,979 | $127,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 3,258 | $127,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 21,739 | $127,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 3,517 | $126,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 250 | $126,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 2,145 | $126,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 2,933 | $125,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 8,675 | $125,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 4,380 | $125,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 1,133 | $125,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 10,482 | $124,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 1,045 | $124,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 125,000 | $124,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 5,543 | $123,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 3,473 | $123,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 11,000 | $122,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 4,071 | $122,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 4,646 | $120,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,374 | $120,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 2,509 | $120,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 2,256 | $119,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 590 | $119,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 115,000 | $119,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 2,165 | $118,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 2,718 | $118,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 5,296 | $118,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 2,176 | $118,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 4,497 | $118,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 4,752 | $118,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 2,233 | $117,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 10,651 | $117,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 5,786 | $117,000 | thousands by filing date | |
| FTS INTERNATIONAL INC | 30283W104 | COM | 6,385 | $117,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 12,740 | $116,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 1,519 | $116,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 8,009 | $116,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 2,233 | $116,000 | thousands by filing date | |
| MGC | 921910873 | COM | 1,274 | $115,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 2,375 | $115,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 380 | $115,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 928 | $114,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 2,322 | $114,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 6,783 | $114,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 2,893 | $114,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 2,532 | $114,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 28,311 | $113,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 5,801 | $113,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 8,451 | $113,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 1,540 | $112,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 6,033 | $112,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 9,837 | $111,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 10,167 | $111,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 696 | $111,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 4,052 | $110,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 7,199 | $110,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 1,086 | $109,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 698 | $109,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 3,008 | $109,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 15,103 | $109,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAD1 | BOND | 123,000 | $109,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 2,901 | $108,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 2,542 | $108,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 7,135 | $108,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 1,479 | $107,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 21,235 | $107,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 7,169 | $107,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 9,147 | $107,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 3,191 | $107,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 1,740 | $107,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 1,166 | $106,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,103 | $106,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 17,379 | $106,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 2,680 | $106,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 807 | $105,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 3,091 | $105,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 3,410 | $105,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 2,565 | $105,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 5,305 | $104,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 93 | $104,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 6,091 | $103,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 17,766 | $103,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 3,572 | $103,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC | 007800AB1 | NOTE 2.250%12/1 | 81,000 | $103,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 3,796 | $102,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 4,016 | $102,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 103,000 | $101,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 2,202 | $100,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,745 | $100,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 5,745 | $99,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 2,403 | $99,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 15,082 | $99,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 2,889 | $99,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 3,099 | $97,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 6,743 | $97,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 604 | $96,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 15,962 | $96,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 2,048 | $96,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 3,159 | $95,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 7,871 | $95,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 2,932 | $95,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 3,175 | $95,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 688 | $94,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 5,791 | $93,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 14,000 | $93,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 1,166 | $93,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 2,648 | $93,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 4,208 | $93,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 879 | $93,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 3,046 | $93,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 5,544 | $93,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 3,542 | $93,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 1,786 | $92,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 4,285 | $92,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 4,739 | $92,000 | thousands by filing date | |
| JAGGED PEAK ENERGY INC | 47009K107 | COM | 6,527 | $92,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 1,592 | $91,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 3,063 | $91,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 10,000 | $91,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 6,907 | $90,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 5,023 | $90,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 63,000 | $90,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 10,698 | $90,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 2,263 | $90,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1,629 | $89,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 3,186 | $89,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 4,233 | $88,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 3,042 | $88,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 6,156 | $88,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 5,127 | $87,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 4,524 | $87,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 5,489 | $87,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 15,675 | $87,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 5,630 | $87,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 2,869 | $86,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 2,397 | $86,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 9,700 | $85,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 817 | $85,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 3,715 | $85,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 4,966 | $84,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 4,059 | $84,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 2,103 | $84,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 1,650 | $84,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 4,260 | $84,000 | thousands by filing date | |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 8,465 | $84,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 12,406 | $83,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 2,843 | $82,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 6,537 | $82,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 2,450 | $82,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,397 | $82,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 2,921 | $82,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 9,628 | $82,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 935 | $81,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 3,606 | $81,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 6,862 | $81,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 2,890 | $81,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 6,335 | $81,000 | thousands by filing date | |
| COLONY BANKCORP | 19623P101 | COMMON STOCK | 4,747 | $81,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 7,250 | $81,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 1,027 | $81,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 8,724 | $81,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 855 | $80,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 723 | $80,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 2,703 | $80,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 11,165 | $80,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 85,000 | $80,000 | thousands by filing date | |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 75,000 | $80,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 956 | $79,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 2,534 | $79,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 3,371 | $78,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 1,001 | $78,000 | thousands by filing date | |
| CIENA CORP | 171779AJ0 | NOTE 3.750%10/1 | 59,000 | $78,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 2,485 | $77,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 670 | $77,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 2,440 | $77,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 911 | $77,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 80,800 | $77,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 1,663 | $76,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 3,156 | $76,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 7,036 | $75,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 6,417 | $75,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 7,358 | $75,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 1,232 | $74,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 3,265 | $74,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 4,267 | $74,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 3,575 | $73,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 210 | $73,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 2,564 | $73,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 3,188 | $73,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CY1 | NOTE 5.500% 9/1 | 85,000 | $73,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 5,276 | $72,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 7,050 | $71,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 2,605 | $71,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 1,140 | $71,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 5,260 | $71,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 1,368 | $71,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 3,582 | $70,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 15,894 | $70,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 9,424 | $70,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 1,476 | $70,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 3,388 | $69,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 1,484 | $69,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 1,458 | $69,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 16,312 | $69,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 1,508 | $69,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 947 | $69,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 5,532 | $68,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 5,795 | $68,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 3,905 | $68,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 2,282 | $68,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 1,761 | $68,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 14,204 | $68,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 708 | $68,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 7,596 | $67,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 1,984 | $67,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 31,939 | $67,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 21,065 | $67,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 8,153 | $67,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 10,980 | $67,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 4,236 | $67,000 | thousands by filing date | |
| CELLULAR BIOMEDICINE GROUP I | 15117P102 | COM NEW | 3,814 | $67,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 1,323 | $66,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 3,280 | $66,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 1,792 | $66,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 2,381 | $66,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 1,726 | $66,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 387 | $65,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 953 | $65,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 5,788 | $65,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 5,221 | $65,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 1,547 | $65,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 2,251 | $65,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 16,285 | $64,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 6,640 | $64,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 919 | $64,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 1,880 | $64,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 4,379 | $64,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 3,740 | $64,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 522 | $63,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 1,003 | $63,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 4,700 | $63,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 2,111 | $63,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 1,956 | $62,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 2,241 | $62,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 2,796 | $61,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 2,888 | $61,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 5,683 | $61,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 572 | $61,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 661 | $60,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 821 | $60,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 2,017 | $60,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 8,241 | $60,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 3,491 | $60,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 3,716 | $60,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 995 | $59,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 5,022 | $59,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 5,030 | $59,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 58,000 | $59,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 1,369 | $58,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 4,671 | $58,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 3,790 | $58,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 8,708 | $58,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 3,123 | $58,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 5,063 | $58,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 1,821 | $57,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 4,621 | $57,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 1,894 | $57,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 465 | $57,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 2,861 | $57,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 21,053 | $57,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 5,788 | $57,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 1,200 | $57,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 603 | $56,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 5,317 | $56,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 800 | $56,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 4,800 | $56,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 25,394 | $56,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 3,500 | $56,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 1,023 | $56,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 2,118 | $56,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 531 | $55,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 5,757 | $55,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 1,259 | $55,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 302 | $55,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 2,450 | $55,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 1,461 | $55,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 1,386 | $55,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 2,550 | $55,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 8,450 | $55,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 28,053 | $55,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 1,854 | $55,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 391 | $54,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 3,377 | $54,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 2,744 | $54,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 1,325 | $54,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 1,800 | $54,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 1,320 | $54,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 828 | $53,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 8,300 | $53,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 1,263 | $52,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 2,418 | $52,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 1,677 | $51,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 3,355 | $51,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1,014 | $50,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 4,039 | $50,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 3,700 | $50,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 2,000 | $50,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 2,906 | $50,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 1,300 | $50,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 4,588 | $50,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 4,342 | $50,000 | thousands by filing date | |
| CNX RES CORP COM | 12653C108 | Stock | 3,143 | $49,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 1,627 | $49,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2,770 | $49,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 1,960 | $49,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 5,413 | $49,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 441 | $48,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 640 | $48,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 7,019 | $48,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 2,000 | $48,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 12,891 | $48,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 5,155 | $48,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 3,110 | $48,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 9,458 | $48,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 5,704 | $48,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 1,457 | $48,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 430 | $47,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 3,558 | $47,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 3,090 | $47,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 1,104 | $47,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 1,429 | $47,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 2,000 | $47,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 3,240 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 1,614 | $46,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 1,696 | $46,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 3,500 | $46,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 3,022 | $46,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 1,071 | $46,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 945 | $46,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 21,069 | $46,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 941 | $46,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 3,595 | $46,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 2,063 | $46,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 587 | $45,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 718 | $45,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 2,041 | $45,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 3,665 | $45,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 4,000 | $45,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 7,564 | $45,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1,095 | $44,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,607 | $44,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 1,104 | $44,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 6,845 | $44,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 3,364 | $44,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 8,199 | $43,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 405 | $43,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 2,548 | $43,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 6,100 | $43,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 6,555 | $43,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 2,804 | $42,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 864 | $42,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85208R101 | PHYSICAL GOLD AN | 3,209 | $42,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 356 | $42,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 4,511 | $42,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 2,000 | $42,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 3,139 | $42,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 8,053 | $42,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 1,516 | $42,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 2,596 | $42,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 392 | $41,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 2,600 | $41,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 11,183 | $41,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 2,700 | $41,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 8,599 | $41,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 674 | $41,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 491 | $41,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 3,486 | $41,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 5,000 | $40,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 1,282 | $40,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 5,788 | $40,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 2,450 | $40,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 899 | $40,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 2,429 | $40,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 1,788 | $40,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 3,084 | $39,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 254 | $39,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 1,124 | $39,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 643 | $39,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 2,738 | $39,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 1,234 | $39,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 1,993 | $39,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 2,090 | $39,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 1,382 | $39,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 205 | $38,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 3,500 | $38,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 769 | $38,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 1,742 | $38,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 221 | $38,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 833 | $38,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 2,817 | $38,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 812 | $38,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 5,698 | $38,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 1,190 | $38,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 800 | $37,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 1,500 | $37,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 550 | $37,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 2,887 | $37,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 2,473 | $37,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 23,000 | $37,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 3,843 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 736 | $36,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 682 | $36,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 2,913 | $36,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 2,857 | $36,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 1,377 | $36,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 1,232 | $36,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 1,033 | $35,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 2,187 | $35,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 400 | $35,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,369 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 987 | $35,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 1,540 | $35,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 868 | $35,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 5,787 | $35,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 1,249 | $35,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,581 | $35,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 3,600 | $35,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 1,366 | $35,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 500 | $35,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 682 | $34,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 1,145 | $34,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 415 | $34,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 251 | $34,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 1,188 | $34,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 2,034 | $34,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 3,600 | $34,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 3,096 | $34,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 905 | $34,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 1,405 | $34,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 595 | $33,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,274 | $33,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 4,515 | $33,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 630 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 426 | $33,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 5,000 | $33,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 809 | $33,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 15,399 | $33,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 1,034 | $32,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 278 | $32,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 627 | $32,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 869 | $32,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 3,886 | $32,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 2,537 | $32,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-004889 | this filing | 2018-05-11 | acceptance time not in the bulk data set |