13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-11, with 4,287 holding rows worth $101,494,878,000 by the sum of the rows.
- Accession
- 0000950123-18-004780
- Filer
- CIK 713676
- Filed
- 2018-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 3,912 entries on the cover page, a total value of $83,300,546,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $101,494,878,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $83,300,546,000, 18% less than the sum of the rows, $101,494,878,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
- included managerPNC Investments LLC 028-16415
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 526 | $17,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 510 | $17,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 1,222 | $17,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 1,257 | $17,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,952 | $17,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 346 | $17,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 588 | $17,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 1,200 | $17,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 441 | $17,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 1,000 | $17,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 3,181 | $17,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 2,000 | $17,000 | thousands by filing date | |
| CIE GENERALE DES ETABLISSEMENTS MICHELIN SCA UNSPONS ADR | 59410T106 | FOREIGN | 589 | $17,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 1,508 | $17,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,805 | $17,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 819 | $17,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 2,541 | $17,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 1,098 | $17,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 1,213 | $17,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 457 | $16,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 431 | $16,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,856 | $16,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 806 | $16,000 | thousands by filing date | |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 654 | $16,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 732 | $16,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 3,509 | $16,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 3,000 | $16,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 8,144 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 329 | $16,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 1,000 | $16,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 5,572 | $16,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 751 | $16,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 914 | $16,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 442 | $16,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 273 | $16,000 | thousands by filing date | |
| CARDLYTICS INC | 14161W105 | COM | 1,074 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 241 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 474 | $16,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 1,486 | $16,000 | thousands by filing date | |
| CHS INC. 7.8 7.875 PFDPFD SER 1 | 12542R308 | PREFERRED STOCK | 550 | $16,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 850 | $16,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 617 | $16,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 1,200 | $16,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 220 | $16,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 500 | $16,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 1,788 | $16,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 598 | $16,000 | thousands by filing date | |
| EBAY INC NOTE | 278642202 | Preferred Stock | 599 | $16,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 660 | $15,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 498 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 138 | $15,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 369 | $15,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 434 | $15,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 316 | $15,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 2,205 | $15,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 620 | $15,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 1,896 | $15,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 473 | $15,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 909 | $15,000 | thousands by filing date | |
| JAPAN TOBA | 471105205 | USD | 1,040 | $15,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 629 | $15,000 | thousands by filing date | |
| SL GREEN REALTY CORP PFD I 6.5 | 78440X507 | PFD | 600 | $15,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 809 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 513 | $15,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 300 | $15,000 | thousands by filing date | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 600 | $15,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 532 | $15,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 572 | $15,000 | thousands by filing date | |
| ASSURED GUARANTY MUNI | 04623A304 | PRF | 600 | $15,000 | thousands by filing date | |
| Cullen Frost Bankers Inc Pfd-A | 229899208 | PFD | 600 | $15,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 15,000 | $15,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 1,915 | $15,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 360 | $14,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 735 | $14,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 587 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 176 | $14,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 130 | $14,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 340 | $14,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 642 | $14,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 1,800 | $14,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 737 | $14,000 | thousands by filing date | |
| BCB BANCORP INC | 055298103 | COMMON STOCK | 832 | $14,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 1,142 | $14,000 | thousands by filing date | |
| MMC NORILSK NICKEL JSC-ADR (DTC VERSION) | 55315J102 | COM | 753 | $14,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 1,000 | $14,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 1,300 | $14,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 777 | $14,000 | thousands by filing date | |
| SMC CORP J | 78445W306 | USD | 683 | $14,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 2,110 | $14,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 940 | $14,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 606 | $14,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,046 | $14,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 6,800 | $14,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 2,673 | $14,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 1,067 | $14,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 1,252 | $14,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 449 | $14,000 | thousands by filing date | |
| TALEND S A | 874224207 | ADS | 277 | $14,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 6,100 | $14,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 7,853 | $14,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 617 | $14,000 | thousands by filing date | |
| SPDR SER TR | 78468R119 | S&P TECH H | 200 | $14,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 482 | $13,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 313 | $13,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 330 | $13,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 309 | $13,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 5,019 | $13,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 990 | $13,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 799 | $13,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 346 | $13,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 587 | $13,000 | thousands by filing date | |
| DAIKIN INDS LTD UNSPONS ADR | 23381B106 | FOREIGN | 1,180 | $13,000 | thousands by filing date | |
| COMCAST HOLDINGS CORP | 200300507 | ZONES CV2% PCS | 250 | $13,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 533 | $13,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 333 | $13,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,235 | $13,000 | thousands by filing date | |
| HENKEL AG AND CO KGAA ADR | 42550U208 | COM | 99 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 325 | $13,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 2,659 | $13,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 1,857 | $13,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 1,129 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 198 | $13,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 10,000 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 228 | $13,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 1,000 | $13,000 | thousands by filing date | |
| WELLS FARGO | 949746655 | PFD | 525 | $13,000 | thousands by filing date | |
| ENTERGYMISSISSIPPILLC | 29364N108 | PREFERREDSTK | 521 | $13,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 1,562 | $13,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 690 | $13,000 | thousands by filing date | |
| NUVECTRA CORP | 67075N108 | COM | 1,000 | $13,000 | thousands by filing date | |
| Prosiebensat 1 Media SE | 743476202 | COM | 1,452 | $13,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INCORPORTED DSHS 1/40 PFD | 446150872 | Preferred Stock | 500 | $13,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051861 | MSCI UK | 650 | $13,000 | thousands by filing date | |
| BAC CAPITAL TRUST I | 060505344 | Common | 500 | $13,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 789 | $12,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 1,020 | $12,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 1,347 | $12,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 280 | $12,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 339 | $12,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 418 | $12,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 1,342 | $12,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 869 | $12,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 1,174 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 592 | $12,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 412 | $12,000 | thousands by filing date | |
| ORRSTOWN FINL SERVICES INC | 687380105 | COMMON STOCK | 500 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 316 | $12,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 2,000 | $12,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 425 | $12,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 258 | $12,000 | thousands by filing date | |
| GIVAUDAN SA ADR | 37636P108 | COM | 266 | $12,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 500 | $12,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 306 | $12,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 425 | $12,000 | thousands by filing date | |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 772 | $12,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 1,100 | $12,000 | thousands by filing date | |
| Pernod Ricard SA ADR | 714264207 | COM | 348 | $12,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 992 | $12,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 7,000 | $12,000 | thousands by filing date | |
| AMERICAN FINL GROUP INC 6 25 1 563 PFD | 025932609 | PREFERRED | 470 | $12,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 165 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 104 | $11,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 327 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 77 | $11,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 568 | $11,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 408 | $11,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 837 | $11,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 841 | $11,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 585 | $11,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 789 | $11,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 569 | $11,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 843 | $11,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 345 | $11,000 | thousands by filing date | |
| SCHNEIDER ELEC SA ADR | 80687P106 | COM | 609 | $11,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 732 | $11,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 5,000 | $11,000 | thousands by filing date | |
| SGS SA UNSPONSORED ADR | 818800104 | ADUS | 429 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 160 | $11,000 | thousands by filing date | |
| MUNICH RE GROUP UNSPONSORED ADR | 626188106 | Common stock | 483 | $11,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 2,208 | $11,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 501 | $11,000 | thousands by filing date | |
| Bunzl PLC ADR | 120738406 | USD | 373 | $11,000 | thousands by filing date | |
| ARKEMA SPO | 041232109 | USD | 84 | $11,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 2,626 | $11,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 511 | $11,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 2,245 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 285 | $11,000 | thousands by filing date | |
| CORTS-BELLSOUTH 7% $1.75 PFD | 22080E205 | PREFERRED | 400 | $11,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 80 | $11,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON | 25153Q658 | ETN DJ HY 2022 | 500 | $11,000 | thousands by filing date | |
| NEXTERA ENERGY | 65339K803 | PFD | 450 | $11,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 1,356 | $11,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 581 | $11,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 643 | $11,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 6,000 | $11,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 170 | $10,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 250 | $10,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 455 | $10,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 1,106 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 108 | $10,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 265 | $10,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 200 | $10,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 115 | $10,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 1,252 | $10,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 2,568 | $10,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,192 | $10,000 | thousands by filing date | |
| YEXT INC | 98585N106 | COM | 803 | $10,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 100 | $10,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 2,725 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R671 | STATE STREET SPD | 325 | $10,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 3,656 | $10,000 | thousands by filing date | |
| TECHTRONIC INDS LTD SPONSORED ADR | 87873R101 | COM | 352 | $10,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 352 | $10,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 324 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R697 | SP KENSHO INFRA | 325 | $10,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 3,560 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78468R689 | S&P KENSHO SMART | 325 | $10,000 | thousands by filing date | |
| Compagnie de Saint-Gobain SA | 204280309 | Equity | 960 | $10,000 | thousands by filing date | |
| Continental AG | 210771200 | Equity | 177 | $10,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 347 | $10,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 1,000 | $10,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 778 | $10,000 | thousands by filing date | |
| SANTEN PHARMACEUTICAL UN ADR | 80287P100 | COM | 605 | $10,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 2,546 | $10,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 200 | $10,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 2,170 | $10,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 2,499 | $10,000 | thousands by filing date | |
| SAMSONITE GROUP S A | 79604U107 | AMERICAN DEPOSITARY RECEIPTS | 427 | $10,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 4,998 | $10,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 191 | $10,000 | thousands by filing date | |
| KAO CORP SPONSORED ADR | 485537302 | COM | 140 | $10,000 | thousands by filing date | |
| Regions Financial 6.375% Cl 12 | 7591ep308 | PFD | 400 | $10,000 | thousands by filing date | |
| Allstate Corp 5.62 | 020002408 | PFD | 400 | $10,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 311 | $10,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 6,000 | $10,000 | thousands by filing date | |
| NEXTERA EN | 65339K100 | Preferred Stock | 400 | $10,000 | thousands by filing date | |
| Texas Capital Bancshares 6.5 percent Pfd | 882228406 | com | 400 | $10,000 | thousands by filing date | |
| ALLSTATE CORP 675 1688 PFD | 020002606 | COMMON | 400 | $10,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 178 | $9,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 209 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 488 | $9,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 300 | $9,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 255 | $9,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 305 | $9,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 676 | $9,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 163 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 221 | $9,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 1,000 | $9,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 200 | $9,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 754 | $9,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 455 | $9,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 295 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 125 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 700 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 200 | $9,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 170 | $9,000 | thousands by filing date | |
| IMPERIAL BRANDS PLC SPON ADR | 45262P102 | ADUS | 265 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 150 | $9,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 820 | $9,000 | thousands by filing date | |
| Sodexo | 833792104 | COM | 431 | $9,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 395 | $9,000 | thousands by filing date | |
| Fannie Mae | 313586752 | PREF STK | 1,500 | $9,000 | thousands by filing date | |
| VALEO SA ADR | 919134304 | COM | 269 | $9,000 | thousands by filing date | |
| RANDSTAD N.V. UNSP | 75279Q108 | Common Stock | 273 | $9,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 714 | $9,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN VAR PFD SER P | 313586786 | Preferred | 1,900 | $9,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 365 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 181 | $9,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 172 | $9,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 104 | $9,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 137 | $9,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 414 | $9,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 160 | $9,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 733 | $9,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 300 | $9,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 541 | $9,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 5,000 | $9,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 280 | $8,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 1,461 | $8,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 2,600 | $8,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 295 | $8,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 320 | $8,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 286 | $8,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 223 | $8,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 342 | $8,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 516 | $8,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 657 | $8,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 724 | $8,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 1,123 | $8,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 1,219 | $8,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 344 | $8,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 550 | $8,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 744 | $8,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 744 | $8,000 | thousands by filing date | |
| VANECK INDONESIA INDEX ETF | 92189F833 | ETF | 370 | $8,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 438 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F866 | AFRICA INDEX ETF | 300 | $8,000 | thousands by filing date | |
| SSE PLC SPONSORED ADR | 78467K107 | ADR | 466 | $8,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 200 | $8,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 500 | $8,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 676 | $8,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 880 | $8,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 1,403 | $8,000 | thousands by filing date | |
| NASSAU COS NEW YORK 7.45 QUIBS 2032 | 71902E208 | Preferred Stock | 425 | $8,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 575 | $8,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 2,700 | $8,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 300 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 140 | $8,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 8,600 | $8,000 | thousands by filing date | |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 320 | $8,000 | thousands by filing date | |
| CBL & ASSOC PPTYS INC PFD SERI | 124830803 | PFD | 500 | $8,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 20,000 | $8,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 266 | $8,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 507 | $8,000 | thousands by filing date | |
| JPMorgan Chase preferred | 48127X542 | PFD | 300 | $8,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 539 | $7,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 206 | $7,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 524 | $7,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 394 | $7,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 139 | $7,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 572 | $7,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 842 | $7,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 1,441 | $7,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 508 | $7,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 553 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 294 | $7,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 900 | $7,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 964 | $7,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 300 | $7,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 1,005 | $7,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 127 | $7,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 500 | $7,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 553 | $7,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 204 | $7,000 | thousands by filing date | |
| BANK MANDIRI TBK ADR | 69367U105 | COM | 585 | $7,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 362 | $7,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 1,000 | $7,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 651 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 191 | $7,000 | thousands by filing date | |
| DTE ENERGY CO $1.313 PFD | 233331701 | PREFERRED | 276 | $7,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 332 | $7,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 1,770 | $7,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 189 | $7,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 2,000 | $7,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 307 | $7,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 304 | $6,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 128 | $6,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 200 | $6,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 266 | $6,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 120 | $6,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 115 | $6,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 99 | $6,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 338 | $6,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 180 | $6,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 212 | $6,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 518 | $6,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 417 | $6,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 331 | $6,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 445 | $6,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 256 | $6,000 | thousands by filing date | |
| CB FINANCIAL SERVICES INC | 12479G101 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 150 | $6,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 167 | $6,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 2,000 | $6,000 | thousands by filing date | |
| ORKLA ASA SPON ADR | 686331109 | COM | 530 | $6,000 | thousands by filing date | |
| SHOPRITE HOLDINGS-SPN ADR | 82510E209 | ADR | 276 | $6,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 14 | $6,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 460 | $6,000 | thousands by filing date | |
| VORNADO RLTY TR $1.425 PFD | 929042851 | PREFERRED | 250 | $6,000 | thousands by filing date | |
| Wells Fargo Pfd | 949746747 | PFD | 258 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B670 | S&P EMRGHIBETA | 285 | $6,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 844 | $6,000 | thousands by filing date | |
| LONDON STK EXCHANGE GROUP UNSP | 54211n101 | COM | 374 | $6,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 243 | $6,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 216 | $6,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 1,000 | $6,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 199 | $6,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 166 | $5,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 61 | $5,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 270 | $5,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 2,280 | $5,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 153 | $5,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 81 | $5,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 204 | $5,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 817 | $5,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 251 | $5,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 860 | $5,000 | thousands by filing date | |
| BANCO MACRO S A | 05961W105 | SPON ADR B | 50 | $5,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 365 | $5,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 486 | $5,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 263 | $5,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 239 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 71 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 80 | $5,000 | thousands by filing date | |
| NATIONAL AUSTRALIA BK SPONSORE | 632525408 | COM | 444 | $5,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 889 | $5,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 400 | $5,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 100 | $5,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 2,876 | $5,000 | thousands by filing date | |
| Singapore Telecommunications L | 82929R304 | USD | 179 | $5,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 350 | $5,000 | thousands by filing date | |
| BRENNTAG AG UNSP ADR | 107180101 | COM | 445 | $5,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 182 | $5,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 65 | $5,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 2,000 | $5,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 200 | $5,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 15,000 | $5,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 321 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 125 | $5,000 | thousands by filing date | |
| AEGON NV 6.375 $1.594 PFD | 007924301 | PREFERRED | 200 | $5,000 | thousands by filing date | |
| ASHFORD 8.45% D AHT-P | 044103406 | PREFERR | 194 | $5,000 | thousands by filing date | |
| PRUDENTIAL FINANCIAL INC | 744320409 | PRF | 200 | $5,000 | thousands by filing date | |
| BANK OF AMERICA PFD CLASS E FLOATING | 060505815 | PREFERRED EQUITY | 200 | $5,000 | thousands by filing date | |
| Ferguson PLC ADR | 31502A105 | ADR | 644 | $5,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748206 | COM NEW | 10,000 | $5,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 94 | $4,000 | thousands by filing date | |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 781 | $4,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 87 | $4,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 2,000 | $4,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 314 | $4,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 210 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 86 | $4,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 151 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 94 | $4,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 210 | $4,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 294 | $4,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 70 | $4,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 24 | $4,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 540 | $4,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 430 | $4,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 300 | $4,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 195 | $4,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 121 | $4,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 84 | $4,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 31 | $4,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 135 | $4,000 | thousands by filing date | |
| STRATUS PPTYS INC | 863167201 | COM NEW | 129 | $4,000 | thousands by filing date | |
| BRAMBLES LTD SPONSORED ADR | 105105209 | COM | 272 | $4,000 | thousands by filing date | |
| TOKYO ELECTRON LTD ADR | 889110102 | COM | 91 | $4,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 283 | $4,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 199 | $4,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 270 | $4,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 8,424 | $4,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 115 | $4,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 600 | $4,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 349 | $4,000 | thousands by filing date | |
| BOC HONG KONG HLDGS LTD SPONSORED ADR | 096813209 | USD | 40 | $4,000 | thousands by filing date | |
| SILVERBOW RES INC | 82836G102 | COM | 122 | $4,000 | thousands by filing date | |
| RANGER OIL CORPORATION CLASS A COM | 70788V102 | Stock | 90 | $4,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 302 | $4,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 61 | $4,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 465 | $4,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 212 | $4,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 68 | $4,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 703 | $4,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 600 | $4,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 12,650 | $4,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 2,000 | $4,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 3,600 | $4,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 219 | $4,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 252 | $4,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 115 | $4,000 | thousands by filing date | |
| ING GROEP N V | 456837509 | PRF | 165 | $4,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 63 | $4,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 1,080 | $4,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750201 | COM NEW | 14,800 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 172 | $4,000 | thousands by filing date | |
| PACIFIC GA | 694308602 | Preferred Stock | 200 | $4,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 39 | $3,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 85 | $3,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 185 | $3,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 249 | $3,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 2,000 | $3,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 186 | $3,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 184 | $3,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 78 | $3,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 163 | $3,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 75 | $3,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 107 | $3,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 92 | $3,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 178 | $3,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 73 | $3,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 127 | $3,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,952 | $3,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 121 | $3,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 81 | $3,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL YIELD F | 78468R770 | ETF | 45 | $3,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 83 | $3,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 167 | $3,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 110 | $3,000 | thousands by filing date | |
| HOYA CORP SPONSORED ADR | 443251103 | ADUS | 61 | $3,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 200 | $3,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 81 | $3,000 | thousands by filing date | |
| BYD Co Ltd Shs H | Y1023R104 | COM | 400 | $3,000 | thousands by filing date | |
| WEIR GROUP PLC SPONSORED ADR | 94876Q205 | ADR | 203 | $3,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 520 | $3,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 600 | $3,000 | thousands by filing date | |
| NORSK HYDRO AS SPONS ADR | 656531605 | COM | 500 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-004780 | this filing | 2018-05-11 | acceptance time not in the bulk data set |