13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-11, with 4,287 holding rows worth $101,494,878,000 by the sum of the rows.
- Accession
- 0000950123-18-004780
- Filer
- CIK 713676
- Filed
- 2018-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 3,912 entries on the cover page, a total value of $83,300,546,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $101,494,878,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $83,300,546,000, 18% less than the sum of the rows, $101,494,878,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
- included managerPNC Investments LLC 028-16415
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HECLA MNG CO | 422704106 | COM | 12,905 | $47,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,448 | $47,000 | thousands by filing date | |
| PROSHARES TR | 74347X799 | ULTR RUSSL2000 | 590 | $47,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 881 | $47,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 2,945 | $47,000 | thousands by filing date | |
| NESTLE SA | H57312649 | COM | 600 | $47,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 2,316 | $47,000 | thousands by filing date | |
| SECOM CO LTD UNSP ADR | 813113206 | COM | 2,533 | $47,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP PFD SER F | 14040H881 | Preferred | 1,758 | $47,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 3,718 | $47,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 3,099 | $47,000 | thousands by filing date | |
| HSBC Hldgs PLC Sub Cap 8.125% | 404280703 | Pfd Stk | 1,800 | $47,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 944 | $47,000 | thousands by filing date | |
| JP Morgan Chase 6.15 | 48127V827 | Pfd Stk | 1,759 | $47,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 2,760 | $46,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 1,799 | $46,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 773 | $46,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 1,604 | $46,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 867 | $46,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 268 | $46,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 1,188 | $46,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 647 | $46,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 3,900 | $46,000 | thousands by filing date | |
| Ck Hutchison Holdin-Unsp Adr | 12562Y100 | Equity | 3,870 | $46,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 3,350 | $46,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 4,195 | $46,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 13,659 | $46,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 360 | $46,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC $1.438 PFD | 854502705 | PREFERRED | 1,841 | $46,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 2,400 | $46,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 713 | $45,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 776 | $45,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 627 | $45,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 794 | $45,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 1,650 | $45,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 1,436 | $45,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 6,238 | $45,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 1,659 | $45,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 6,177 | $44,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 5,000 | $44,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 3,110 | $44,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 11,000 | $44,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 4,806 | $44,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 5,000 | $44,000 | thousands by filing date | |
| Invesco Wilderhill Clean Energy ETF | 73935x112 | COM | 1,753 | $44,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 1,294 | $43,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 904 | $43,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 862 | $43,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 962 | $43,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 1,732 | $43,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 4,000 | $43,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 1,300 | $43,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 2,014 | $43,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 1,710 | $43,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 947 | $43,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 3,649 | $43,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 4,000 | $43,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 818 | $43,000 | thousands by filing date | |
| Koninklijke KPN NV | 780641205 | ADR | 14,256 | $43,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 614 | $43,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 3,000 | $43,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 1,064 | $42,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 860 | $42,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 2,036 | $42,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 1,514 | $42,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 4,817 | $42,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 3,055 | $42,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 3,000 | $42,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 60,000 | $42,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 896 | $42,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 1,520 | $42,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 1,229 | $42,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 600 | $41,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 12,643 | $41,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 3,150 | $41,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 13,825 | $41,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 953 | $41,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 3,585 | $41,000 | thousands by filing date | |
| CARREFOUR SA | 144430204 | USD | 9,995 | $41,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 724 | $41,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 823 | $41,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 939 | $41,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 881 | $41,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 1,600 | $41,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 616 | $40,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 4,884 | $40,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 824 | $40,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 5,578 | $40,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 702 | $40,000 | thousands by filing date | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 2,190 | $40,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 719 | $40,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 840 | $40,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 1,469 | $40,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 976 | $40,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 1,891 | $40,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 492 | $40,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 1,691 | $40,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 1,361 | $40,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 900 | $40,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 24,000 | $40,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 1,130 | $40,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 1,902 | $40,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 1,902 | $40,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 778 | $39,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 2,340 | $39,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 482 | $39,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 2,357 | $39,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,048 | $39,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 645 | $39,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 4,242 | $39,000 | thousands by filing date | |
| MITSUBISHI | 606783207 | USD | 2,380 | $39,000 | thousands by filing date | |
| CHS Inc | 12542R803 | Preferred Stock | 1,400 | $39,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 13,759 | $39,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 1,050 | $39,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 292 | $38,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 2,168 | $38,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 8,545 | $38,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 1,230 | $38,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 900 | $38,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 6,200 | $38,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 6,404 | $38,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 4,500 | $38,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 3,114 | $38,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 1,867 | $38,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 765 | $38,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,140 | $38,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 8,814 | $38,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 4,302 | $38,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1,593 | $38,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 1,183 | $38,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 1,303 | $38,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 6,005 | $37,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 2,188 | $37,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 1,569 | $37,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 777 | $37,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 4,507 | $37,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 750 | $37,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 1,750 | $37,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 2,004 | $37,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 3,819 | $37,000 | thousands by filing date | |
| Cabco Tr JC Penney Pfd | 126797208 | Pfd Stk | 2,800 | $37,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 602 | $36,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 1,604 | $36,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 4,000 | $36,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 1,270 | $36,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 2,000 | $36,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 49,998 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 834 | $36,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 9,635 | $36,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 1,283 | $36,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 806 | $36,000 | thousands by filing date | |
| AIX INC | 30712A103 | SPONSORED ADS | 1,336 | $36,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 1,706 | $36,000 | thousands by filing date | |
| ING GROUP N V PERP HYB CAP | 456837608 | PRD | 1,400 | $36,000 | thousands by filing date | |
| CBL & Associates 7.375% Pfd Series D | 124830605 | com | 2,100 | $36,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 10,400 | $36,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 1,061 | $35,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,934 | $35,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 2,395 | $35,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 1,046 | $35,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 1,597 | $35,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 3,000 | $35,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 469 | $35,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 1,954 | $35,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 823 | $35,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 5,784 | $35,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 1,054 | $35,000 | thousands by filing date | |
| NXP SEMICONDUCTORS XXX | N65990017 | COM | 300 | $35,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 2,001 | $34,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 1,084 | $34,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 2,222 | $34,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 545 | $34,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 3,311 | $34,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 2,390 | $34,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 3,121 | $34,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 335 | $34,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 342 | $34,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 2,013 | $34,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 2,652 | $34,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 5,700 | $34,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 600 | $34,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 1,135 | $34,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 1,004 | $34,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 3,992 | $34,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 624 | $34,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 1,600 | $34,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 680 | $34,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 400 | $34,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 890 | $34,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 549 | $34,000 | thousands by filing date | |
| BNY MELLON | 064058209 | PFD | 1,355 | $34,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 1,500 | $34,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 1,906 | $33,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 657 | $33,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 2,458 | $33,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 4,210 | $33,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 2,829 | $33,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 7,000 | $33,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 2,009 | $33,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 1,810 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 1,230 | $33,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 1,106 | $33,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 489 | $32,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 1,970 | $32,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 2,216 | $32,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 2,427 | $32,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 673 | $32,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 712 | $32,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 2,234 | $32,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 2,067 | $32,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 600 | $32,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 2,623 | $32,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 555 | $32,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 688 | $32,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 855 | $32,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 978 | $31,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 1,506 | $31,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 141 | $31,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 1,789 | $31,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 858 | $31,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 523 | $31,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 1,444 | $31,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 306 | $31,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 1,012 | $31,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 2,660 | $31,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 660 | $31,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 1,586 | $31,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 973 | $31,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 258 | $31,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 1,727 | $31,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 2,070 | $31,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 1,313 | $31,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 4,921 | $30,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 750 | $30,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 1,542 | $30,000 | thousands by filing date | |
| ARDELYX INC | 039697107 | COM | 5,952 | $30,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 3,296 | $30,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 306 | $30,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 1,547 | $30,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 1,250 | $30,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 5,789 | $30,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 376 | $30,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 1,546 | $30,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 702 | $30,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 2,280 | $30,000 | thousands by filing date | |
| ANNALY CAP MGMT INC PFDSER D % | 035710805 | PFD | 1,205 | $30,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 1,250 | $30,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 384 | $30,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 1,645 | $29,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 730 | $29,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 784 | $29,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 649 | $29,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 2,139 | $29,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 1,500 | $29,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 2,556 | $29,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 515 | $29,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 1,673 | $29,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 1,087 | $29,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 1,938 | $29,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 1,605 | $29,000 | thousands by filing date | |
| WELLS FARGO & COMPANY 5.125% P | 949746721 | PREFERR | 1,200 | $29,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 544 | $28,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 731 | $28,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 163 | $28,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 277 | $28,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 364 | $28,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 1,164 | $28,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 5,800 | $28,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 1,249 | $28,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 600 | $28,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 646 | $28,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 4,500 | $28,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 1,060 | $28,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 975 | $28,000 | thousands by filing date | |
| SMURFIT KAPPA PLC DUBLIN UNSPONSORD ADR | 83272W106 | ADR | 703 | $28,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 633 | $27,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 1,075 | $27,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 1,999 | $27,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 934 | $27,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 1,027 | $27,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 1,251 | $27,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 526 | $27,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 521 | $27,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 828 | $27,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 1,053 | $27,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 1,159 | $27,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 460 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 826 | $27,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 764 | $27,000 | thousands by filing date | |
| AON Cap 8.205% 1/27 Non-Call B | 22532r101 | PFD | 898 | $27,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 1,956 | $27,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1,366 | $26,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,594 | $26,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 1,472 | $26,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 594 | $26,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 6,359 | $26,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 1,883 | $26,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 791 | $26,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 775 | $26,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 1,120 | $26,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 1,426 | $26,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 230 | $26,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 1,399 | $26,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 2,075 | $26,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 1,006 | $26,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 850 | $26,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 693 | $26,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 8,379 | $26,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1,636 | $26,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 980 | $26,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 140 | $26,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 500 | $26,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 6.2% $1.55 PFD | 38144X500 | PREFERRED | 998 | $26,000 | thousands by filing date | |
| HSBC HOLDINGS PLC 8% $2 PFD Ser 2 | 404280802 | PREFERRED | 1,001 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 1,028 | $26,000 | thousands by filing date | |
| AEGON NV PERPETUAL | 007924400 | PRF | 1,000 | $26,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 2,514 | $26,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 286 | $25,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 401 | $25,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 958 | $25,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 1,053 | $25,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 1,310 | $25,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 1,391 | $25,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 1,171 | $25,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 1,500 | $25,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 690 | $25,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 2,099 | $25,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 359 | $25,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 370 | $25,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 3,534 | $25,000 | thousands by filing date | |
| THK CO LTD-UNSPON ADR | 872434105 | COM | 1,253 | $25,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 979 | $25,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 8,203 | $25,000 | thousands by filing date | |
| STATE STR CORP PFD | 857477509 | PREFERRED | 1,000 | $25,000 | thousands by filing date | |
| BB&T CORP $1.4625 PFD | 054937206 | PREFERRED | 1,000 | $25,000 | thousands by filing date | |
| BB&T CORPORATION | 054937602 | PFD | 1,000 | $25,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 792 | $24,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 557 | $24,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 313 | $24,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 652 | $24,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 6,302 | $24,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 631 | $24,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 1,051 | $24,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 1,054 | $24,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 1,300 | $24,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 385 | $24,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 1,079 | $24,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 830 | $24,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 5,779 | $24,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,800 | $24,000 | thousands by filing date | |
| Pitney Bowes Inc. Notes Sr | 724479506 | PFD | 950 | $24,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 4,289 | $24,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 1,042 | $24,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 267 | $24,000 | thousands by filing date | |
| KBC GROUP | 48241F104 | USD | 547 | $24,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 2,400 | $24,000 | thousands by filing date | |
| RECRUIT HLDGS CO LTD COM STK | J6433A101 | Common Stock | 963 | $24,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 5,200 | $24,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 1,228 | $24,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 272 | $24,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 248 | $24,000 | thousands by filing date | |
| CORPORATE BACKED CALL TR CTFS | 21988T207 | PFD | 2,075 | $24,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 500 | $24,000 | thousands by filing date | |
| HIGHWOODS | 431284207 | Preferred Stock | 20 | $24,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 763 | $23,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 1,013 | $23,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 3,544 | $23,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 414 | $23,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 1,100 | $23,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 1,655 | $23,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 1,319 | $23,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 773 | $23,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 614 | $23,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 1,100 | $23,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 855 | $23,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 4,500 | $23,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 1,234 | $23,000 | thousands by filing date | |
| BRIDGESTONE CORP ADR | 108441205 | USD | 1,051 | $23,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 529 | $23,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 1,238 | $23,000 | thousands by filing date | |
| OMRON CORP SPONSORED ADR | 682151303 | ADR | 400 | $23,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 385 | $23,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 1,500 | $23,000 | thousands by filing date | |
| CORTS TR P | 22080R206 | Preferred Stock | 750 | $23,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 1,600 | $22,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 425 | $22,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 4,472 | $22,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 754 | $22,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 650 | $22,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 1,496 | $22,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,500 | $22,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,457 | $22,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 266 | $22,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 363 | $22,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 2,500 | $22,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 300 | $22,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 623 | $22,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 1,682 | $22,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 594 | $22,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 5,852 | $22,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 2,400 | $22,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 171 | $21,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 359 | $21,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 274 | $21,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 942 | $21,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 1,880 | $21,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 1,400 | $21,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 538 | $21,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 543 | $21,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1,159 | $21,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 1,245 | $21,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 2,872 | $21,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 1,977 | $21,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 565 | $21,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 874 | $21,000 | thousands by filing date | |
| HEINEKEN N V SPONSORED ADR LEVEL 1 | 423012301 | COM | 383 | $21,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 593 | $21,000 | thousands by filing date | |
| NN GROUP NV UNSPONSOD ADR | 629334103 | ADUS | 922 | $21,000 | thousands by filing date | |
| UNITED OVERSEAS BK LTD SPONSOR | 911271302 | ADUS | 499 | $21,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 1,562 | $21,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 1,362 | $21,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 869 | $21,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 1,404 | $21,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 602 | $21,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 640 | $21,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 555 | $21,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 2,000 | $21,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 7,800 | $21,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 3,000 | $21,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,102 | $21,000 | thousands by filing date | |
| DUPONT PFD B | 263534307 | PFD | 206 | $21,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 1,108 | $21,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 638 | $20,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 765 | $20,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 366 | $20,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 3,470 | $20,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 518 | $20,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 3,485 | $20,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 1,740 | $20,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 514 | $20,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 301 | $20,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 1,332 | $20,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 1,236 | $20,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 1,173 | $20,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 707 | $20,000 | thousands by filing date | |
| ZURICH INS GROUP LTD SPONSORED | 989825104 | COM | 601 | $20,000 | thousands by filing date | |
| MERCEDES BENZ GROU ORDF US SHRS | 233825207 | COM | 936 | $20,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 358 | $20,000 | thousands by filing date | |
| CITIGROUP CAPITAL 7.875 XIII | 173080201 | PREFERR | 739 | $20,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 846 | $20,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 337 | $20,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 313 | $20,000 | thousands by filing date | |
| GlaxoSmithKline PLC | G3910J112 | COM | 1,000 | $20,000 | thousands by filing date | |
| KIMCO REALTY CORP | 49446R778 | PRD | 850 | $20,000 | thousands by filing date | |
| ISTAR INC. 8 PFD | 45031U408 | PREFERRED STOCK | 800 | $20,000 | thousands by filing date | |
| POWERSHARES S&P 500 ENHANCED VALUE PORTFOLIO | 73936Q694 | ETF | 600 | $20,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,500 | $19,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 632 | $19,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 281 | $19,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 565 | $19,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 1,170 | $19,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 452 | $19,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 2,492 | $19,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 709 | $19,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 855 | $19,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 621 | $19,000 | thousands by filing date | |
| BNP PARIBAS SPONSORED ADR | 05565A202 | ADUS | 506 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 1,002 | $19,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,604 | $19,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,102 | $19,000 | thousands by filing date | |
| SMITHS GROUP ADR | 83238P203 | COM | 891 | $19,000 | thousands by filing date | |
| SONIC HEALTHCARE LTD SP ADR | 83546A203 | COM | 1,083 | $19,000 | thousands by filing date | |
| SCHWAB CHARLES CORP DEP SHS PFD C | 808513402 | Preferred | 740 | $19,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 1,372 | $19,000 | thousands by filing date | |
| Allied Capital ARCC6.875% 4/20 | 01903q207 | PFD | 753 | $19,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 1,237 | $19,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 4,000 | $19,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 904 | $18,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 670 | $18,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 364 | $18,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 400 | $18,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 830 | $18,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 6,714 | $18,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 1,096 | $18,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 4,622 | $18,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 4,000 | $18,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 175 | $18,000 | thousands by filing date | |
| COMPAGNIE FIN RICHEMONTAG SWI | 204319107 | ADUS | 2,057 | $18,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 3,537 | $18,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 401 | $18,000 | thousands by filing date | |
| TREND MICRO ADR | 89486M206 | COM | 316 | $18,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 873 | $18,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 1,349 | $18,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 341 | $18,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 500 | $18,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 1,401 | $18,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T | 73935B862 | VAR RAT INV GR | 717 | $18,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 1,186 | $18,000 | thousands by filing date | |
| PUBLIC STO | 74460W842 | Preferred Stock | 700 | $18,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 568 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-004780 | this filing | 2018-05-11 | acceptance time not in the bulk data set |