13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-12, with 3,631 holding rows worth $219,255,316,000.
- Accession
- 0000950123-18-001385
- Filer
- CIK 820027
- Filed
- 2018-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 6,902 entries on the cover page, a total value of $219,255,316,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $219,255,316,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Co 028-10458
- reports for this filerAmeriprise Certificate Co 028-00140
- reports for this filerRiverSource Life Insurance Co 028-00143
- reports for this filerRiverSource Life Insurance Co of New York 028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PARK NATL CORP COM | 700658107 | Stock | 9,047 | $941,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 114,913 | $940,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 43,737 | $938,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 35,103 | $936,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 31,762 | $934,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 9,617 | $932,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 96,276 | $932,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 19,165 | $932,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 59,544 | $932,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 51,767 | $932,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 141,706 | $927,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 24,902 | $926,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 7,926 | $917,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 5,007 | $913,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 10,723 | $912,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 145,569 | $911,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 34,567 | $910,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 30,303 | $909,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 29,402 | $903,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 70,682 | $902,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 13,016 | $902,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 97,303 | $900,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 7,679 | $898,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 31,599 | $895,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 41,565 | $890,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 22,442 | $890,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 6,987 | $889,000 | thousands by filing date | |
| GEOSPACE TECHNOLOGIES CORP | 37364X109 | COM | 68,549 | $889,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 44,347 | $886,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 46,574 | $885,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 56,832 | $884,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 20,073 | $884,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 34,859 | $884,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 2,223 | $880,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 35,633 | $879,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 38,376 | $878,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 27,328 | $873,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 63,401 | $870,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 38,811 | $868,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 15,496 | $864,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 33,945 | $859,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 49,016 | $856,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 63,969 | $853,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 49,935 | $848,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 21,143 | $846,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 22,188 | $842,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 64,731 | $841,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 6,318 | $841,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 45,051 | $841,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 19,746 | $839,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 9,251 | $838,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 45,062 | $835,000 | thousands by filing date | |
| KALA BIO INC COM | 483119103 | Stock | 45,100 | $834,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 24,795 | $831,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 10,878 | $830,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 31,548 | $822,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 108,067 | $822,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 30,510 | $809,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 14,917 | $808,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 42,971 | $802,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 40,702 | $798,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 95,500 | $798,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 51,080 | $797,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 22,476 | $794,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 59,471 | $792,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 95,704 | $785,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 56,938 | $784,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 33,372 | $783,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 43,262 | $783,000 | thousands by filing date | |
| CAMDEN NATIONAL CORP | 133034108 | COMMON STOCK | 18,526 | $781,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 22,867 | $780,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 14,819 | $779,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 33,995 | $778,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 15,983 | $777,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 25,056 | $773,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 59,725 | $771,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 69,879 | $764,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 23,411 | $763,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 13,225 | $759,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 6,500 | $759,000 | thousands by filing date | put |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 25,151 | $758,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 8,099 | $753,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 52,935 | $751,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 88,682 | $748,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 32,513 | $748,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 154,020 | $747,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 14,250 | $746,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 16,243 | $745,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 25,517 | $742,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 20,776 | $741,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 57,794 | $738,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 181,829 | $737,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 11,455 | $732,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 10,136 | $731,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 43,220 | $731,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 11,535 | $728,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 20,071 | $726,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 10,386 | $725,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 215,640 | $720,000 | thousands by filing date | |
| MERIDIAN BANCORP INC MD | 58958U103 | COM | 34,757 | $717,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 25,072 | $713,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 7,840 | $712,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 41,070 | $711,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 12,622 | $710,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 43,659 | $710,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 15,980 | $710,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 77,717 | $710,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 59,876 | $708,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 54,433 | $707,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 146,932 | $704,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 30,906 | $703,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 6,120 | $701,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X194 | SST SPDR MSCI | 7,779 | $699,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 37,016 | $696,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 15,175 | $694,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 32,800 | $694,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 9,260 | $693,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 21,322 | $689,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 51,581 | $687,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 38,378 | $687,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 25,760 | $683,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 27,844 | $681,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 126,417 | $674,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 5,015 | $670,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 19,892 | $669,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 21,142 | $668,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 54,757 | $668,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 26,099 | $663,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 6,137 | $658,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 36,876 | $656,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 24,769 | $655,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 17,375 | $654,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 12,898 | $651,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 127,891 | $648,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 26,416 | $647,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 117,829 | $644,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 56,129 | $640,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 4,435 | $640,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 26,369 | $638,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 48,158 | $635,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 12,166 | $634,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 18,033 | $632,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 6,377 | $630,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 35,944 | $629,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 46,762 | $629,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 20,790 | $625,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 9,605 | $625,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 140,838 | $618,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 17,960 | $609,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 33,500 | $603,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 26,937 | $602,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 53,837 | $601,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 8,639 | $600,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 89,165 | $600,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 106,026 | $597,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 9,146 | $594,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 23,712 | $594,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 29,248 | $593,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 95,421 | $591,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 37,387 | $589,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 16,045 | $586,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 6,305 | $585,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 27,160 | $584,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 98,945 | $581,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 84,500 | $578,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 7,807 | $575,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 48,871 | $575,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 18,997 | $575,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 5,228 | $574,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 44,374 | $567,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 18,272 | $564,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 49,470 | $563,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 54,721 | $559,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 15,256 | $559,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 46,662 | $559,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 162,400 | $559,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 18,767 | $557,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 7,961 | $557,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 34,261 | $556,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 52,642 | $552,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 10,823 | $552,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 21,467 | $551,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 12,227 | $550,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 63,714 | $548,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 9,610 | $547,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 55,401 | $546,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 7,828 | $542,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 18,315 | $542,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 48,056 | $541,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 13,497 | $538,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 26,406 | $537,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 6,331 | $536,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 26,916 | $535,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 283,007 | $530,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 13,752 | $530,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 30,035 | $530,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 36,959 | $528,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 8,018 | $518,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 31,898 | $516,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 35,767 | $516,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 9,912 | $515,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 31,051 | $514,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 48,437 | $513,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 82,790 | $511,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 125,381 | $510,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 9,567 | $508,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 15,472 | $508,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 14,388 | $505,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 10,100 | $504,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 22,382 | $504,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 77,214 | $500,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 355 | $499,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 10,640 | $495,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 4,699 | $493,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 149,612 | $492,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 23,507 | $492,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 32,693 | $489,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 31,674 | $483,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 9,493 | $481,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 68,399 | $481,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 42,559 | $477,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 16,392 | $476,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 36,768 | $474,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 9,065 | $471,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 23,632 | $471,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 9,516 | $471,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 9,400 | $469,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 12,733 | $468,000 | thousands by filing date | |
| NETSHOES CAYMAN LTD | G6455X107 | COM | 59,242 | $468,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 70,635 | $466,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 71,373 | $465,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 111,300 | $464,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 30,430 | $463,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 54,423 | $463,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 10,967 | $462,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 150,000 | $461,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 68,206 | $460,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 31,352 | $458,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 62,489 | $457,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 14,717 | $455,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 28,649 | $454,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 154,047 | $453,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 25,971 | $452,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 18,746 | $452,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 27,318 | $447,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 14,883 | $446,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 35,498 | $444,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 6,984 | $444,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 28,905 | $444,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 19,391 | $442,000 | thousands by filing date | |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 42,272 | $441,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 18,130 | $438,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 35,320 | $438,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 12,612 | $437,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 25,996 | $434,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 5,895 | $432,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 7,497 | $430,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 12,026 | $426,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 27,858 | $426,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 29,375 | $422,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 7,710 | $421,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 7,349 | $420,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 24,378 | $416,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 4,493 | $415,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 16,294 | $414,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 28,146 | $412,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 61,000 | $412,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 9,655 | $410,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 7,925 | $409,000 | thousands by filing date | |
| CONCURRENT COMPUTER CORP NEW | 206710402 | COM PAR $.01 | 70,416 | $406,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 69,604 | $405,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 7,457 | $400,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 21,891 | $398,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 8,756 | $398,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742W430 | LKD PERF BCLY | 5,913 | $397,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 42,449 | $396,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 6,398 | $394,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 16,918 | $394,000 | thousands by filing date | |
| QAD INC-A | 74727D306 | CL A | 10,134 | $393,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 2,972 | $390,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 5,958 | $384,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 37,800 | $382,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 11,967 | $381,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 31,832 | $377,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 26,781 | $377,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 15,321 | $377,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 8,487 | $376,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 30,500 | $375,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 8,074 | $374,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 8,528 | $374,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 37,573 | $374,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 9,230 | $373,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 32,767 | $373,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 15,830 | $373,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 14,459 | $373,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 22,756 | $372,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 4,100 | $371,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 16,689 | $369,000 | thousands by filing date | |
| SUPERIOR GROUP OF COS INC | 868358102 | COMMON STOCK | 13,825 | $369,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 9,514 | $369,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 19,607 | $368,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 9,902 | $368,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 23,491 | $367,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 23,461 | $366,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 2,855 | $366,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 103,000 | $366,000 | thousands by filing date | principal |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 27,687 | $365,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 18,961 | $364,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 9,196 | $364,000 | thousands by filing date | |
| CHINA EASTN AIRLS LTD | 16937R104 | SPON ADR CL H | 10,079 | $364,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 37,747 | $363,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 25,562 | $363,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 7,865 | $363,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 36,900 | $360,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 55,103 | $359,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 57,105 | $359,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 28,198 | $358,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 4,974 | $354,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 10,313 | $351,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 7,054 | $351,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 20,680 | $351,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 7,603 | $349,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 19,796 | $348,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 51,325 | $343,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 18,375 | $342,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 18,678 | $341,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 15,871 | $341,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 13,160 | $337,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 13,988 | $336,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 21,885 | $332,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 2,600 | $331,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 19,908 | $329,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 21,779 | $325,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 4,605 | $322,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 10,100 | $322,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 11,638 | $321,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 5,243 | $321,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 13,325 | $321,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 10,146 | $321,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 42,419 | $321,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 20,932 | $319,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 14,391 | $319,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 4,800 | $319,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 22,880 | $318,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 5,530 | $315,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 3,215 | $313,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 31,597 | $312,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 6,805 | $312,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 11,005 | $311,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 68,840 | $311,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,740 | $310,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 15,996 | $310,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 45,217 | $309,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 5,105 | $307,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 15,275 | $306,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 14,352 | $305,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 18,271 | $304,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 21,176 | $303,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 33,459 | $302,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 14,218 | $300,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 32,901 | $299,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 14,984 | $297,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 16,635 | $297,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 16,189 | $295,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 11,187 | $292,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 35,657 | $291,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 5,804 | $288,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 7,811 | $286,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 4,786 | $283,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 24,610 | $281,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 10,843 | $280,000 | thousands by filing date | |
| ENEL GENERACION CHILE S A | 29244T101 | SPONSORED ADR | 10,400 | $280,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 280,000 | $280,000 | thousands by filing date | principal |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 3,169 | $279,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 67,987 | $279,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 141,258 | $278,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 7,620 | $277,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 186,401 | $277,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 8,539 | $276,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 12,397 | $275,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 9,606 | $275,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 21,808 | $273,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 18,680 | $271,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 35,110 | $270,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 21,788 | $268,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 7,188 | $268,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 11,672 | $268,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 9,002 | $267,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 19,922 | $267,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 13,535 | $267,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 14,783 | $266,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 40,728 | $265,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 19,444 | $265,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 13,103 | $264,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 8,400 | $262,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 15,954 | $262,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 10,380 | $260,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 22,372 | $259,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 6,446 | $259,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 155,000 | $259,000 | thousands by filing date | principal |
| OTTER TAIL CORP | 689648103 | COM | 5,798 | $258,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 6,413 | $256,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 11,192 | $255,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 10,126 | $255,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 20,531 | $254,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 12,208 | $254,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 4,239 | $252,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 17,096 | $251,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 3,575 | $249,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 8,650 | $247,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 19,623 | $245,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 4,466 | $244,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 15,173 | $240,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 18,218 | $239,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 6,632 | $238,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 15,596 | $238,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 7,032 | $238,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 20,830 | $236,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 4,824 | $235,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 9,103 | $235,000 | thousands by filing date | |
| ITAU CORPBANCA | 45033E105 | SPONSORED ADR | 17,470 | $235,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 5,229 | $234,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 8,660 | $232,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 8,791 | $232,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 7,274 | $232,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 11,146 | $231,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 12,229 | $231,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 7,835 | $231,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 10,536 | $231,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 10,087 | $230,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 21,981 | $229,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 16,430 | $229,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 9,453 | $229,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 18,237 | $228,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 16,383 | $227,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 2,650 | $227,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 7,575 | $225,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 5,835 | $225,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 2,906 | $224,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 2,620 | $224,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 7,031 | $224,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 26,274 | $224,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 10,659 | $223,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 18,516 | $222,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 10,690 | $220,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 17,090 | $220,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 7,692 | $218,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 8,013 | $218,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 7,162 | $218,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 15,432 | $217,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 8,811 | $216,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 5,504 | $216,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 11,430 | $213,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 10,002 | $212,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 16,930 | $212,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 13,650 | $211,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 21,653 | $210,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 5,525 | $209,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 15,458 | $209,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 13,557 | $208,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 27,872 | $208,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 45,002 | $208,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 19,062 | $207,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 5,007 | $206,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 2,933 | $205,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 3,719 | $203,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 3,774 | $203,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 9,617 | $201,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 10,236 | $201,000 | thousands by filing date | |
| VERSO CORP | 92531L207 | CL A | 11,400 | $200,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 11,115 | $199,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 125,000 | $198,000 | thousands by filing date | principal |
| EATON VANCE HIGH INCOME 2021 | 27829W101 | COM SH BEN INT | 19,775 | $198,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 19,683 | $197,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 140,000 | $194,000 | thousands by filing date | principal |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 52,535 | $192,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 24,109 | $192,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 27,935 | $192,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 10,900 | $191,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 142,737 | $191,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 19,915 | $190,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 12,046 | $187,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 14,442 | $187,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 12,071 | $187,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 1,400 | $184,000 | thousands by filing date | put |
| FREQUENCY ELECTRONICS INC | 358010106 | COMMON STOCK | 19,300 | $181,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 14,184 | $181,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 13,055 | $180,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 195,014 | $180,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 18,909 | $178,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 13,264 | $178,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 21,960 | $177,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 40,400 | $175,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 23,111 | $175,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 18,991 | $175,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 11,557 | $174,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 12,957 | $173,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 16,176 | $173,000 | thousands by filing date | |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 10,081 | $172,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 31,786 | $172,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-001385 | this filing | 2018-02-12 | acceptance time not in the bulk data set |