13F-HR filed by AMERIPRISE FINANCIAL INC
AMERIPRISE FINANCIAL INC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-12, with 3,631 holding rows worth $219,255,316,000.
- Accession
- 0000950123-18-001385
- Filer
- CIK 820027
- Filed
- 2018-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 6,902 entries on the cover page, a total value of $219,255,316,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $219,255,316,000 with VALUE read as thousands by filing date, 13F file number 028-00139. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerColumbia Management Investment Advisers, LLC 028-10477
- reports for this filerAmeriprise Trust Co 028-10458
- reports for this filerAmeriprise Certificate Co 028-00140
- reports for this filerRiverSource Life Insurance Co 028-00143
- reports for this filerRiverSource Life Insurance Co of New York 028-10460
- reports for this filerThreadneedle Asset Management Holdings LTD 028-10644
- reports for this filerAmeriprise Financial Services, Inc. 028-14918
- included managerColumbia Management Investment Advisers, LLC 028-10477
- included managerAmeriprise Trust Co 028-10458
- included managerAmeriprise Certificate Co 028-00140
- included managerRiverSource Life Insurance Co 028-00143
- included managerRiverSource Life Insurance Co of New York 028-10460
- included managerThreadneedle Asset Management Holdings LTD 028-10644
- included managerAmeriprise Financial Services, Inc. 028-14918
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 286,926 | $2,691,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 131,507 | $2,681,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 75,487 | $2,678,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 107,228 | $2,675,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 70,650 | $2,670,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 66,818 | $2,663,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 15,692 | $2,649,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 329,075 | $2,649,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 62,747 | $2,644,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 138,966 | $2,640,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 118,824 | $2,640,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 434,006 | $2,639,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 70,192 | $2,638,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 138,230 | $2,631,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 103,653 | $2,626,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 125,539 | $2,623,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 667,063 | $2,621,000 | thousands by filing date | |
| ACM RESH INC COM CL A | 00108J109 | Stock | 499,162 | $2,620,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 133,377 | $2,620,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 62,318 | $2,618,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 183,700 | $2,617,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 67,868 | $2,617,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 50,545 | $2,611,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 92,055 | $2,607,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 154,310 | $2,600,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 56,588 | $2,596,000 | thousands by filing date | |
| HAMILTON LANE INC | 407497106 | CL A | 73,293 | $2,594,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 837,039 | $2,587,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 51,731 | $2,585,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 780,198 | $2,583,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 46,080 | $2,580,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 27,261 | $2,573,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 139,341 | $2,572,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 64,739 | $2,571,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 404,882 | $2,563,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 105,101 | $2,561,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 53,269 | $2,561,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 14,261 | $2,561,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 102,571 | $2,558,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 1,189,285 | $2,557,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 210,988 | $2,553,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 63,836 | $2,553,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 386,305 | $2,551,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,085,020 | $2,550,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 27,490 | $2,546,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 112,336 | $2,539,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 20,028 | $2,538,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 82,272 | $2,524,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 309,532 | $2,509,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 588,130 | $2,505,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 123,559 | $2,503,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 168,206 | $2,501,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 49,969 | $2,500,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 20,374 | $2,491,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 69,920 | $2,486,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 98,754 | $2,479,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 56,043 | $2,477,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 110,653 | $2,476,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 117,069 | $2,473,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 22,322 | $2,471,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 56,804 | $2,465,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 87,575 | $2,461,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 192,142 | $2,459,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 182,446 | $2,457,000 | thousands by filing date | |
| AMERICAN PUB ED INC | 02913V103 | COM | 98,026 | $2,455,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 174,615 | $2,431,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 134,631 | $2,423,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 189,490 | $2,418,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 57,421 | $2,417,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 182,135 | $2,413,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 161,936 | $2,413,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 96,665 | $2,408,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 539,153 | $2,399,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 195,981 | $2,367,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 88,074 | $2,357,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 91,788 | $2,356,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 327,397 | $2,353,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 350,414 | $2,347,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 220,283 | $2,346,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 44,415 | $2,340,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 110,892 | $2,336,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 39,326 | $2,311,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 17,783 | $2,310,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 64,614 | $2,309,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 181,066 | $2,308,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 107,570 | $2,305,000 | thousands by filing date | |
| OPTINOSE INC | 68404V100 | COM | 121,366 | $2,294,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 256,452 | $2,292,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 182,794 | $2,287,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 35,206 | $2,280,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 31,242 | $2,276,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 109,203 | $2,275,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 167,787 | $2,260,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 34,469 | $2,245,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 45,908 | $2,241,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 157,404 | $2,218,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 99,094 | $2,214,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 60,776 | $2,214,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 40,638 | $2,212,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 140,321 | $2,204,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 555,648 | $2,203,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 29,371 | $2,201,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 75,864 | $2,192,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 12,271 | $2,185,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 106,603 | $2,184,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 58,489 | $2,179,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 111,691 | $2,178,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 95,240 | $2,176,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 89,817 | $2,174,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 45,935 | $2,171,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 93,107 | $2,170,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 296,897 | $2,170,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 107,051 | $2,168,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 32,990 | $2,162,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 114,113 | $2,157,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 90,040 | $2,156,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 54,543 | $2,148,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 360,809 | $2,147,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 91,977 | $2,146,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 52,659 | $2,146,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 259,745 | $2,141,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 73,660 | $2,135,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 179,969 | $2,133,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 159,777 | $2,133,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 127,079 | $2,129,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 268,647 | $2,128,000 | thousands by filing date | |
| OVID THERAPEUTICS INC | 690469101 | COMMON STOCK | 215,347 | $2,125,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 60,506 | $2,124,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 100,000 | $2,123,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 63,838 | $2,112,000 | thousands by filing date | |
| ECOVYST INC. | 73943T103 | Common Stock | 127,904 | $2,104,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 99,274 | $2,102,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 45,347 | $2,097,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 257,236 | $2,096,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 96,000 | $2,093,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 148,671 | $2,087,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 153,772 | $2,059,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 50,492 | $2,053,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 20,900 | $2,050,000 | thousands by filing date | call |
| HAYNES INTL INC | 420877201 | COM NEW | 63,955 | $2,049,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 80,775 | $2,044,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 15,347 | $2,039,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 17,922 | $2,027,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 56,190 | $2,021,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 62,653 | $2,019,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 154,493 | $2,018,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 86,737 | $2,008,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 21,343 | $2,007,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 128,197 | $2,006,000 | thousands by filing date | |
| TILLYS INC | 886885102 | CL A | 135,787 | $2,003,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 94,992 | $1,998,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 86,192 | $1,995,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 47,254 | $1,982,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 165,583 | $1,981,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 76,462 | $1,971,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 66,014 | $1,971,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 168,384 | $1,970,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 49,758 | $1,958,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 142,545 | $1,957,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 41,620 | $1,954,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 53,604 | $1,952,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 23,890 | $1,950,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 11,246 | $1,946,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 146,173 | $1,946,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 199,603 | $1,946,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 58,579 | $1,943,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 110,260 | $1,937,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 51,675 | $1,927,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 123,229 | $1,916,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 80,605 | $1,915,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 55,879 | $1,911,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 112,783 | $1,907,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 96,730 | $1,900,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 67,813 | $1,899,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 57,990 | $1,893,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 55,280 | $1,888,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 38,306 | $1,887,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 112,306 | $1,879,000 | thousands by filing date | |
| ORION GROUP HOLDINGS INC | 68628V308 | COMMON STOCK | 238,770 | $1,869,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 78,667 | $1,868,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 65,147 | $1,865,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 204,288 | $1,865,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 20,268 | $1,859,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 69,383 | $1,859,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 96,711 | $1,858,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 124,377 | $1,848,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 110,094 | $1,846,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 13,861 | $1,845,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 111,033 | $1,844,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 54,295 | $1,841,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 106,716 | $1,840,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 72,575 | $1,838,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 54,179 | $1,835,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 34,621 | $1,835,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 26,587 | $1,834,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 34,807 | $1,831,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 194,755 | $1,829,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 69,601 | $1,827,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 131,975 | $1,820,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 14,787 | $1,811,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 53,062 | $1,811,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 37,014 | $1,809,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 95,844 | $1,806,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 190,758 | $1,806,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 96,687 | $1,804,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 103,972 | $1,794,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 100,449 | $1,793,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 159,562 | $1,789,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 425,746 | $1,788,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 49,779 | $1,788,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 70,560 | $1,785,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 142,276 | $1,783,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 39,308 | $1,774,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 57,041 | $1,772,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 47,396 | $1,772,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 119,288 | $1,767,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 66,217 | $1,766,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 148,850 | $1,757,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253HAB7 | NOTE 4.500% 7/0 | 1,000,000 | $1,757,000 | thousands by filing date | principal |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 30,542 | $1,745,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 24,976 | $1,737,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 48,708 | $1,735,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 49,257 | $1,734,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 82,734 | $1,729,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 327,969 | $1,729,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 212,518 | $1,728,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 127,044 | $1,727,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 118,896 | $1,726,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 49,221 | $1,725,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 28,335 | $1,724,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 51,817 | $1,724,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 37,046 | $1,718,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 57,171 | $1,718,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 57,114 | $1,713,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 220,276 | $1,712,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 41,868 | $1,695,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 59,826 | $1,694,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 135,301 | $1,691,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 194,041 | $1,688,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 39,687 | $1,684,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 33,688 | $1,683,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 69,000 | $1,683,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 37,207 | $1,682,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 15,906 | $1,681,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 23,575 | $1,675,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 66,695 | $1,673,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 115,655 | $1,671,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 545,821 | $1,664,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 194,582 | $1,664,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 25,234 | $1,661,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 38,363 | $1,657,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 26,591 | $1,655,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 26,772 | $1,649,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 45,626 | $1,648,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 196,724 | $1,648,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 97,736 | $1,641,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 76,397 | $1,635,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 193,303 | $1,624,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 159,543 | $1,619,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 84,894 | $1,613,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 401,943 | $1,611,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 33,398 | $1,607,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 100,945 | $1,605,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 149,672 | $1,597,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 36,616 | $1,596,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 66,782 | $1,596,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 270,824 | $1,594,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 67,182 | $1,592,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 25,888 | $1,591,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 26,147 | $1,584,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 152,812 | $1,580,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 73,040 | $1,573,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 32,307 | $1,567,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 549,580 | $1,561,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 25,127 | $1,558,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 52,101 | $1,558,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 32,000 | $1,557,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 27,901 | $1,556,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 90,768 | $1,555,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 42,883 | $1,554,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 61,092 | $1,552,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 43,738 | $1,550,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 74,228 | $1,549,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 95,769 | $1,549,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 61,800 | $1,547,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 34,966 | $1,543,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 167,544 | $1,542,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 210,922 | $1,535,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 37,941 | $1,535,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 105,680 | $1,533,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 125,630 | $1,530,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 102,258 | $1,527,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 25,256 | $1,524,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 13,538 | $1,523,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 11,167 | $1,521,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 129,256 | $1,519,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 146,567 | $1,517,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 75,264 | $1,511,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 3,991 | $1,510,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 74,029 | $1,507,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 27,755 | $1,503,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 101,341 | $1,502,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 103,122 | $1,501,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 18,692 | $1,500,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 62,330 | $1,494,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 161,202 | $1,493,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 51,769 | $1,491,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 192,625 | $1,485,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 13,575 | $1,480,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 12,600 | $1,475,000 | thousands by filing date | put |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 96,534 | $1,471,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 33,031 | $1,469,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 72,570 | $1,466,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 10,211 | $1,466,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 28,278 | $1,464,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 84,799 | $1,463,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 188,412 | $1,460,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 11,009 | $1,457,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 222,501 | $1,451,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 14,829 | $1,450,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 221,665 | $1,450,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 82,686 | $1,449,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 85,026 | $1,443,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 32,577 | $1,442,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 46,359 | $1,442,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 82,970 | $1,441,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 146,296 | $1,437,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 28,495 | $1,437,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 108,188 | $1,433,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 182,634 | $1,432,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 41,446 | $1,429,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 112,817 | $1,427,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 100,626 | $1,426,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 500,576 | $1,422,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 13,420 | $1,417,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 146,891 | $1,415,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 28,312 | $1,403,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 55,141 | $1,402,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 20,657 | $1,393,000 | thousands by filing date | |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 129,020 | $1,392,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 19,572 | $1,372,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 84,629 | $1,369,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 91,819 | $1,369,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 97,224 | $1,366,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 13,455 | $1,359,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 27,578 | $1,353,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 71,045 | $1,351,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 53,490 | $1,347,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 68,570 | $1,344,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 53,537 | $1,341,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 341,956 | $1,337,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 12,216 | $1,336,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 87,646 | $1,333,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 76,852 | $1,332,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 61,519 | $1,330,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 76,981 | $1,324,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 6,924 | $1,316,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 10,382 | $1,312,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 286,715 | $1,305,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 127,285 | $1,301,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 25,750 | $1,296,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 12,814 | $1,296,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 22,027 | $1,289,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 14,748 | $1,286,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 20,255 | $1,286,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 69,097 | $1,283,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 25,918 | $1,282,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 57,554 | $1,281,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 61,132 | $1,273,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 8,133 | $1,270,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 54,958 | $1,269,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 73,854 | $1,263,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 28,948 | $1,260,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 85,991 | $1,257,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 26,477 | $1,255,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 55,981 | $1,255,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 15,971 | $1,248,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 91,891 | $1,246,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 91,251 | $1,242,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 31,499 | $1,240,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 79,891 | $1,237,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 50,221 | $1,236,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 53,054 | $1,235,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 36,085 | $1,231,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 16,064 | $1,228,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 45,993 | $1,228,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 31,725 | $1,225,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 38,910 | $1,224,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 48,790 | $1,223,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 43,505 | $1,220,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 40,731 | $1,218,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 67,680 | $1,218,000 | thousands by filing date | |
| 1ST SOURCE CORP COM | 336901103 | Stock | 24,601 | $1,217,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 17,877 | $1,217,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 38,956 | $1,216,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 224,447 | $1,216,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 98,802 | $1,215,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 30,700 | $1,209,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 38,012 | $1,207,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 27,800 | $1,205,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 117,755 | $1,204,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 23,154 | $1,203,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 393,787 | $1,201,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 47,165 | $1,192,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 45,742 | $1,187,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 110,331 | $1,186,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 33,987 | $1,177,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 17,101 | $1,162,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 72,923 | $1,160,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 21,848 | $1,159,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 7,939 | $1,158,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 26,838 | $1,157,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 25,047 | $1,156,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 152,484 | $1,154,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 76,607 | $1,149,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 103,400 | $1,148,000 | thousands by filing date | call |
| MAIN STR CAP CORP | 56035L104 | COM | 28,869 | $1,147,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 38,199 | $1,141,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 133,730 | $1,137,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 27,461 | $1,136,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 71,436 | $1,132,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 75,101 | $1,126,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641679 | DJ COMMD ETN39 | 70,454 | $1,126,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 31,907 | $1,123,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 37,756 | $1,122,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 96,101 | $1,122,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 346,730 | $1,120,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 76,196 | $1,120,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 11,348 | $1,118,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 204,720 | $1,113,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 17,056 | $1,108,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 13,019 | $1,108,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 193,250 | $1,104,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 15,506 | $1,093,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 24,301 | $1,089,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 18,330 | $1,089,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 174,239 | $1,087,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 109,560 | $1,084,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 43,701 | $1,084,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 59,372 | $1,083,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 53,466 | $1,082,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 30,503 | $1,081,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 26,369 | $1,081,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 32,209 | $1,079,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 21,477 | $1,078,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 41,149 | $1,077,000 | thousands by filing date | |
| SENECA FOODS CORP NEW | 817070501 | CL A | 34,994 | $1,076,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 237,353 | $1,075,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 60,297 | $1,074,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 32,091 | $1,071,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 3,309 | $1,070,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 79,734 | $1,068,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 16,059 | $1,064,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 105,001 | $1,064,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 85,058 | $1,064,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 154,544 | $1,062,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 27,397 | $1,061,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 34,027 | $1,059,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 379,922 | $1,041,000 | thousands by filing date | |
| VTV THERAPEUTICS INC CL A | 918385105 | Stock | 172,924 | $1,039,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 84,468 | $1,038,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 16,028 | $1,034,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 75,685 | $1,026,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 36,524 | $1,021,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 103,210 | $1,020,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 535,791 | $1,019,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 55,381 | $1,019,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 70,058 | $1,014,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 24,706 | $1,007,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 58,358 | $1,007,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 50,813 | $1,006,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 11,877 | $996,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 39,813 | $995,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 309,719 | $991,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 29,281 | $991,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 19,423 | $984,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 9,355 | $984,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 19,535 | $983,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 56,165 | $983,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 10,000 | $981,000 | thousands by filing date | put |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 13,903 | $975,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 47,118 | $973,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 294,729 | $973,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 87,290 | $965,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 86,249 | $963,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 44,560 | $962,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 18,443 | $962,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 97,441 | $960,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 60,054 | $954,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 52,418 | $953,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 64,518 | $953,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 28,066 | $952,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 24,566 | $951,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 108,329 | $949,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 7,613 | $947,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 57,168 | $947,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 49,812 | $944,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 64,589 | $943,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 51,218 | $943,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 70,241 | $943,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-001385 | this filing | 2018-02-12 | acceptance time not in the bulk data set |