13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-09, with 7,909 holding rows worth $164,314,566,000.
- Accession
- 0000950123-18-001276
- Filer
- CIK 1423053
- Filed
- 2018-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 10,314 entries on the cover page, a total value of $164,314,566,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $164,314,566,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 34,498 | $80,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 11,300 | $80,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 39,200 | $79,000 | thousands by filing date | call |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 12,987 | $78,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 33,100 | $78,000 | thousands by filing date | put |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 25,200 | $78,000 | thousands by filing date | put |
| CHEMOCENTRYX INC | 16383L106 | COM | 13,000 | $77,000 | thousands by filing date | put |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 10,252 | $77,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 17,730 | $76,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 10,398 | $76,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 11,700 | $76,000 | thousands by filing date | call |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 19,600 | $76,000 | thousands by filing date | put |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 11,500 | $76,000 | thousands by filing date | put |
| FIRST TRUST | 33733G109 | COM BEN INTR | 12,299 | $76,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 10,100 | $76,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 42,241 | $75,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 13,900 | $75,000 | thousands by filing date | call |
| VERACYTE INC COM | 92337F107 | Stock | 11,256 | $74,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 12,415 | $74,000 | thousands by filing date | |
| PERMA FIX ENVIRONMENTAL SVCS | 714157203 | COMMON STOCK | 20,305 | $74,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 64,198 | $74,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 19,800 | $73,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 20,304 | $73,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 32,307 | $73,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 40,277 | $72,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 12,244 | $72,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 11,500 | $72,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 10,100 | $72,000 | thousands by filing date | call |
| ALIMERA SCIENCES INC | 016259103 | COM | 54,299 | $72,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 10,500 | $72,000 | thousands by filing date | call |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 19,700 | $71,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 17,547 | $71,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 10,800 | $71,000 | thousands by filing date | put |
| OPHTHOTECH CORP | 683745103 | COM | 22,700 | $71,000 | thousands by filing date | call |
| MICROBOT MED INC | 59503A105 | COM | 69,896 | $71,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 26,400 | $70,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P106 | COM | 21,100 | $70,000 | thousands by filing date | call |
| NOODLES & CO | 65540B105 | COM CL A | 13,239 | $70,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 29,669 | $70,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 27,572 | $70,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 20,600 | $69,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 52,900 | $69,000 | thousands by filing date | put |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 11,469 | $69,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 30,100 | $69,000 | thousands by filing date | call |
| S&W SEED COMPANY COM | 785135104 | COM | 17,800 | $69,000 | thousands by filing date | call |
| VUZIX CORP | 92921W300 | COM NEW | 10,800 | $68,000 | thousands by filing date | call |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 10,300 | $68,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 20,600 | $68,000 | thousands by filing date | call |
| SEACHANGE INTL INC | 811699107 | COM | 17,303 | $68,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 15,361 | $68,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 16,380 | $67,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 19,795 | $66,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 10,300 | $65,000 | thousands by filing date | put |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 47,219 | $65,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 75,307 | $64,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25490K745 | Common Stocks | 13,800 | $64,000 | thousands by filing date | call |
| KADMON HLDGS INC | 48283N106 | COM | 17,594 | $64,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 19,000 | $63,000 | thousands by filing date | put |
| FATE THERAPEUTICS INC | 31189P102 | COM | 10,370 | $63,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 13,184 | $63,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 11,535 | $63,000 | thousands by filing date | |
| Anthera Pharmaceuticals Inc (NV) | 03674U300 | COM | 38,300 | $63,000 | thousands by filing date | call |
| LILIS ENERGY INC | 532403201 | COM NEW | 12,311 | $63,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 20,100 | $63,000 | thousands by filing date | put |
| Hugoton Royalty Trust | 444717102 | COM | 44,420 | $62,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 51,201 | $62,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 13,425 | $62,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 21,895 | $62,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 18,770 | $61,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 15,600 | $61,000 | thousands by filing date | put |
| NOVELION THERAPEUTICS INC | 67001K202 | COM NEW | 19,655 | $61,000 | thousands by filing date | |
| TANTECH HLDGS LTD | G8675X107 | COM | 23,732 | $61,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 23,500 | $60,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 13,200 | $60,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 12,700 | $60,000 | thousands by filing date | put |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 48,060 | $60,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 149,504 | $60,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 16,533 | $60,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 18,398 | $60,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 16,100 | $60,000 | thousands by filing date | call |
| VERSARTIS INC | 92529L102 | COM | 27,270 | $60,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 12,100 | $59,000 | thousands by filing date | put |
| AVID TECHNOLOGY INC | 05367P100 | COM | 10,900 | $59,000 | thousands by filing date | put |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 15,034 | $59,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 44,200 | $59,000 | thousands by filing date | put |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 10,987 | $58,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 28,300 | $58,000 | thousands by filing date | put |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 25,300 | $58,000 | thousands by filing date | put |
| CHEROKEE INC | 16444H102 | COM | 30,296 | $58,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 22,083 | $58,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 12,800 | $58,000 | thousands by filing date | call |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 11,640 | $57,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 26,537 | $57,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 13,200 | $57,000 | thousands by filing date | put |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 12,700 | $57,000 | thousands by filing date | put |
| FRED S INC CLASS A | 356108100 | COM | 14,100 | $57,000 | thousands by filing date | put |
| Ampio Pharmaceuticals | 03209T109 | COM | 13,900 | $57,000 | thousands by filing date | put |
| VERSARTIS INC | 92529L102 | COM | 25,900 | $57,000 | thousands by filing date | put |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 11,834 | $56,000 | thousands by filing date | |
| QUARTERHILL INC COM | 747713105 | COM | 30,690 | $56,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 11,990 | $56,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154K866 | PS CR OIL LG ETN | 10,948 | $56,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 13,400 | $55,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 69,397 | $55,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 18,042 | $55,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 23,244 | $54,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 14,900 | $54,000 | thousands by filing date | call |
| Seadrill Partners, LLC | Y7545W109 | LTD | 14,700 | $54,000 | thousands by filing date | put |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 14,470 | $54,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 11,080 | $53,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 51,071 | $53,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 11,300 | $53,000 | thousands by filing date | put |
| AFFIMED N V | N01045108 | COM | 40,385 | $53,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 12,574 | $53,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 59,769 | $53,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 16,200 | $52,000 | thousands by filing date | put |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 11,589 | $52,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 17,200 | $52,000 | thousands by filing date | call |
| FORTUNA MNG CORP F | 349915108 | COM | 10,052 | $52,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 19,597 | $52,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297215 | MLCX GRN ETN23 | 15,479 | $52,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 20,886 | $52,000 | thousands by filing date | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 44,736 | $52,000 | thousands by filing date | |
| ZOMEDICA PHARMACEUTICALS COR | 98979F107 | COM | 26,090 | $52,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 143,898 | $52,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 20,969 | $51,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 20,363 | $51,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 10,000 | $51,000 | thousands by filing date | call |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 12,400 | $51,000 | thousands by filing date | call |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 12,500 | $51,000 | thousands by filing date | call |
| EP ENERGY CORP | 268785102 | CL A | 21,700 | $51,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 28,100 | $50,000 | thousands by filing date | put |
| INVESCO SR INCOME TR | 46131H107 | COM | 11,392 | $50,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 29,301 | $50,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 13,400 | $50,000 | thousands by filing date | call |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 29,400 | $50,000 | thousands by filing date | call |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 10,404 | $50,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 10,900 | $49,000 | thousands by filing date | call |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 13,700 | $49,000 | thousands by filing date | put |
| BIOSCRIP INC | 09069N108 | COM | 16,951 | $49,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 29,265 | $49,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 21,608 | $49,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 12,292 | $48,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 12,586 | $48,000 | thousands by filing date | |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 13,600 | $48,000 | thousands by filing date | put |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 10,600 | $48,000 | thousands by filing date | put |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 17,600 | $47,000 | thousands by filing date | call |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 11,000 | $47,000 | thousands by filing date | call |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 20,100 | $47,000 | thousands by filing date | put |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 19,100 | $46,000 | thousands by filing date | call |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 34,671 | $46,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 23,766 | $46,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 27,985 | $46,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 54,929 | $46,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 23,800 | $46,000 | thousands by filing date | call |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 10,000 | $46,000 | thousands by filing date | put |
| VERSARTIS INC | 92529L102 | COM | 20,700 | $46,000 | thousands by filing date | call |
| SAEXPLORATION HLDGS INC | 78636X204 | COM NEW | 20,928 | $46,000 | thousands by filing date | |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 18,573 | $45,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 33,110 | $45,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 19,297 | $45,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 26,043 | $45,000 | thousands by filing date | |
| ENERGY FOCUS INC | 29268T300 | COM NEW | 18,573 | $45,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 12,833 | $45,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 11,880 | $45,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 15,891 | $44,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 49,100 | $44,000 | thousands by filing date | call |
| QUICKLOGIC CORP | 74837P108 | COM | 25,500 | $44,000 | thousands by filing date | put |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 15,200 | $44,000 | thousands by filing date | call |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 23,182 | $44,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 52,474 | $43,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 17,969 | $43,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 20,934 | $43,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 23,499 | $43,000 | thousands by filing date | |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 88,627 | $43,000 | thousands by filing date | |
| CLEAN DIESEL TECHNOLOGIES IN | 18449C500 | COM PAR NEW | 27,380 | $43,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 25,752 | $42,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 10,395 | $42,000 | thousands by filing date | |
| LINIU TECHNOLOGY GROUP | G54971208 | SNC | 20,619 | $42,000 | thousands by filing date | |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 10,689 | $42,000 | thousands by filing date | |
| SIGMA LABS INC | 826598302 | COM PAR | 19,587 | $42,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 17,400 | $41,000 | thousands by filing date | put |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 28,748 | $41,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 113,798 | $41,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 20,100 | $41,000 | thousands by filing date | put |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 41,054 | $41,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 78,948 | $41,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 16,584 | $41,000 | thousands by filing date | |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 11,844 | $41,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 58,517 | $40,000 | thousands by filing date | |
| ARTS WAY MFG INC | 043168103 | COM | 13,322 | $40,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 18,600 | $40,000 | thousands by filing date | put |
| AETERNA ZENTARIS INC | 007975402 | COM | 16,800 | $40,000 | thousands by filing date | call |
| RUBICON PROJ INC | 78112V102 | COM | 21,500 | $40,000 | thousands by filing date | put |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 10,792 | $40,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 16,609 | $40,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 16,900 | $40,000 | thousands by filing date | put |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 37,430 | $40,000 | thousands by filing date | |
| LRAD CORP | 50213V109 | COM | 15,659 | $39,000 | thousands by filing date | |
| ON TRACK INNOVATION LTD | M8791A109 | SHS | 28,366 | $39,000 | thousands by filing date | |
| CHINA NATURAL RESOURCES INC | G2110U109 | COM | 14,551 | $39,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 25,034 | $38,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 13,294 | $38,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 94,272 | $38,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 46,023 | $38,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 12,900 | $38,000 | thousands by filing date | call |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 43,130 | $38,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 42,765 | $38,000 | thousands by filing date | |
| UQM TECHNOLOGIES INC | 903213106 | COM | 27,244 | $38,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 10,340 | $38,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 22,482 | $38,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640200 | COM NEW | 18,711 | $38,000 | thousands by filing date | |
| Emmis Communications Corp | 291525400 | COM | 10,745 | $38,000 | thousands by filing date | |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 12,703 | $38,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 29,500 | $38,000 | thousands by filing date | call |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 14,663 | $37,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 19,568 | $37,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 22,522 | $37,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 10,155 | $37,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 27,000 | $37,000 | thousands by filing date | call |
| ENTREE RES LTD COM | 29384j103 | CS | 60,829 | $37,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 15,488 | $37,000 | thousands by filing date | |
| RITTER PHARMACEUTICALS INC | 767836109 | COM | 113,697 | $37,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 16,700 | $36,000 | thousands by filing date | call |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 30,149 | $36,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 12,400 | $36,000 | thousands by filing date | call |
| SINO GLOBAL SHIPPING AMER LT | 82935V109 | COM | 14,112 | $36,000 | thousands by filing date | |
| CHINA JO-JO DRUGSTORES INC | 16949A206 | COM NEW | 28,679 | $36,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 18,100 | $36,000 | thousands by filing date | call |
| JAGUAR HEALTH INC | 47010C201 | COM | 261,949 | $36,000 | thousands by filing date | |
| CHF SOLUTIONS INC | 12542Q508 | COM NEW | 10,498 | $36,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 11,246 | $35,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 19,100 | $35,000 | thousands by filing date | put |
| PINGTAN MARINE ENTERPRISE LT | G7114V102 | SHS | 11,316 | $35,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 13,071 | $35,000 | thousands by filing date | |
| SUPPORT COM INC | 86858W200 | COM NEW | 14,413 | $35,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H103 | COM | 68,094 | $35,000 | thousands by filing date | |
| OMINTO INC | 68217C208 | COM NEW | 10,195 | $35,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 11,400 | $34,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 61,435 | $34,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 16,269 | $34,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 23,961 | $34,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 20,118 | $34,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 28,090 | $34,000 | thousands by filing date | |
| EYEGATE PHARMACEUTICALS INC | 30233M107 | COM | 32,169 | $34,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 10,500 | $33,000 | thousands by filing date | call |
| THESTREET INC | 88368Q103 | COM | 22,507 | $33,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 22,107 | $33,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 23,000 | $33,000 | thousands by filing date | put |
| COUNTERPATH CORP | 22228P302 | COM | 10,393 | $33,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 15,800 | $32,000 | thousands by filing date | call |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 24,356 | $32,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 14,748 | $32,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 26,793 | $32,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 27,000 | $32,000 | thousands by filing date | put |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 10,500 | $32,000 | thousands by filing date | call |
| RAND CAP CORP | 752185108 | COM | 10,727 | $32,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 22,735 | $32,000 | thousands by filing date | |
| ONCOBIOLOGICS INC | 68235M105 | COM | 24,709 | $32,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 25,423 | $31,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 10,000 | $31,000 | thousands by filing date | put |
| CTI BIOPHARMA CORP | 12648L601 | COM | 11,418 | $31,000 | thousands by filing date | |
| CTI BIOPHARMA CORP | 12648L601 | COM | 11,600 | $31,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 10,100 | $31,000 | thousands by filing date | put |
| MER TELEMANAGEMENT SOLUTIONS | M69676209 | SHS | 14,556 | $31,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760137 | SHS NEW | 29,655 | $31,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 27,026 | $30,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 15,000 | $30,000 | thousands by filing date | call |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 52,528 | $30,000 | thousands by filing date | |
| SPI ENERGY CO LTD | G8651P201 | SHS | 47,231 | $30,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 89,691 | $29,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 18,145 | $29,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 76,245 | $29,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 14,171 | $29,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 10,500 | $29,000 | thousands by filing date | call |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 83,720 | $28,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 31,100 | $28,000 | thousands by filing date | put |
| ANTARES PHARMA INC | 036642106 | COM | 14,000 | $28,000 | thousands by filing date | put |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 13,500 | $28,000 | thousands by filing date | put |
| EVER GLORY INTL GRP INC | 299766204 | COM | 12,122 | $28,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 11,500 | $28,000 | thousands by filing date | call |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 25,003 | $27,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 13,498 | $27,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 10,570 | $27,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 15,300 | $27,000 | thousands by filing date | call |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 23,466 | $27,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 13,231 | $27,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 14,600 | $26,000 | thousands by filing date | call |
| SPAR GROUP INC | 784933103 | COM | 21,154 | $26,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 17,250 | $26,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 11,821 | $26,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 30,337 | $26,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 13,800 | $26,000 | thousands by filing date | call |
| EVOKE PHARMA INC | 30049G104 | COM | 11,706 | $26,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 15,100 | $26,000 | thousands by filing date | call |
| LIANLUO SMART LTD COM CL A | G5478K100 | Stock | 14,712 | $26,000 | thousands by filing date | |
| INFUSYSTEM HOLDINGS INC | 45685K102 | COMMON STOCK | 10,946 | $25,000 | thousands by filing date | |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 10,722 | $25,000 | thousands by filing date | |
| CAS MED SYS INC | 124769209 | COM | 32,680 | $25,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 14,842 | $24,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 21,820 | $24,000 | thousands by filing date | |
| BLONDER TONGUE LABS INC | 093698108 | COM | 39,818 | $24,000 | thousands by filing date | |
| QUMU CORP | 749063103 | COM | 10,614 | $24,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 25,980 | $24,000 | thousands by filing date | |
| DARE BIOSCIENCE INC | 23666P101 | COMMON | 11,280 | $24,000 | thousands by filing date | |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 10,500 | $24,000 | thousands by filing date | call |
| SKYLINE MED INC | 83084T606 | COM PAR | 23,276 | $24,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 54,096 | $23,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 22,980 | $23,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 13,400 | $23,000 | thousands by filing date | put |
| FC GLOBAL RLTY INC | 30258F102 | COM | 24,634 | $23,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 18,710 | $23,000 | thousands by filing date | |
| CHINA COML CR INC | 16891K103 | COM | 16,811 | $23,000 | thousands by filing date | |
| MERIDIAN WASTE SOLUTIONS INC | 58985L209 | COM | 21,806 | $23,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 21,200 | $22,000 | thousands by filing date | call |
| SMTC CORP | 832682207 | COM NEW | 11,393 | $22,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 43,500 | $22,000 | thousands by filing date | call |
| ALLIED HEALTHCARE PRODS INC | 019222207 | COM | 10,228 | $22,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 12,119 | $22,000 | thousands by filing date | |
| PRECIPIO INC | 74019L107 | COM | 18,408 | $22,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 11,500 | $21,000 | thousands by filing date | call |
| STEIN MART INC | 858375108 | COM | 17,814 | $21,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 14,900 | $21,000 | thousands by filing date | put |
| DANAOS CORP | Y1968P105 | SHS | 14,395 | $21,000 | thousands by filing date | |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 13,121 | $21,000 | thousands by filing date | |
| NATUZZI S P A | 63905A101 | ADR | 13,147 | $21,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 15,080 | $21,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 16,300 | $20,000 | thousands by filing date | put |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 12,000 | $20,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 40,735 | $20,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 11,000 | $20,000 | thousands by filing date | call |
| AIRMEDIA GROUP INC | 009411109 | ADR | 17,800 | $20,000 | thousands by filing date | call |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 26,805 | $20,000 | thousands by filing date | |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 19,276 | $20,000 | thousands by filing date | |
| SPHERIX INC | 84842R403 | COM PAR NEW | 13,945 | $20,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 38,300 | $19,000 | thousands by filing date | put |
| YINGLI GREEN ENERGY HLDG COMPANY LTD ADR NEW | 98584B202 | COM | 11,513 | $19,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 15,300 | $19,000 | thousands by filing date | put |
| CELLECTAR BIOSCIENCES INC | 15117F302 | COM | 14,215 | $19,000 | thousands by filing date | |
| MYOS RENS TECHNOLOGY INC | 62857P108 | COM | 13,987 | $19,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 16,342 | $19,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 10,534 | $18,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 19,600 | $18,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 10,400 | $18,000 | thousands by filing date | call |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 47,100 | $18,000 | thousands by filing date | put |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 22,790 | $18,000 | thousands by filing date | |
| AMPLIPHI BIOSCIENCES CORP | 03211P301 | COM PAR | 17,639 | $18,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 66,795 | $18,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387208 | COM NEW | 28,056 | $18,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 10,100 | $17,000 | thousands by filing date | put |
| ENGLOBAL CORP | 293306106 | COM | 19,310 | $17,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 15,691 | $17,000 | thousands by filing date | |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 20,621 | $17,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 38,932 | $17,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 10,683 | $17,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 14,300 | $17,000 | thousands by filing date | call |
| CYTRX CORP | 232828608 | COM PAR | 10,300 | $17,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 11,232 | $17,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 16,457 | $17,000 | thousands by filing date | |
| ONCONOVA THERAPEUTICS INC COM PAR | 68232V306 | Stock | 11,350 | $17,000 | thousands by filing date | |
| RMG NETWORKS HLDG CORP | 74966K300 | COM NEW | 21,040 | $17,000 | thousands by filing date | |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 13,252 | $16,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 10,281 | $16,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 24,100 | $16,000 | thousands by filing date | call |
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 29,512 | $16,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 11,700 | $16,000 | thousands by filing date | call |
| HEMISPHERX BIOPHARMA INC | 42366C301 | COM NEW | 47,096 | $16,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 10,009 | $16,000 | thousands by filing date | |
| OASMIA PHARMACEUTICAL AB | 67421W109 | ADR | 18,488 | $16,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 35,247 | $16,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 16,900 | $15,000 | thousands by filing date | put |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 12,982 | $15,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 10,300 | $15,000 | thousands by filing date | put |
| ABILITY INC | G8789K108 | SHS | 34,688 | $15,000 | thousands by filing date | |
| MY SIZE INC | 62844N109 | COM | 23,810 | $15,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 18,100 | $14,000 | thousands by filing date | call |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 11,700 | $14,000 | thousands by filing date | put |
| AIRMEDIA GROUP INC | 009411109 | ADR | 12,600 | $14,000 | thousands by filing date | put |
| RECON TECHNOLOGY LTD | G7415M108 | SHS | 10,843 | $14,000 | thousands by filing date | |
| CAMBER ENERGY INC COM | 13200M102 | Stock | 118,271 | $14,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 44,600 | $14,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 12,694 | $13,000 | thousands by filing date | |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 10,889 | $13,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 42,070 | $13,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 14,366 | $12,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 15,372 | $12,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 10,611 | $11,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 14,300 | $11,000 | thousands by filing date | call |
| EGALET CORP | 28226B104 | COM | 11,200 | $11,000 | thousands by filing date | call |
| MONSTER DIGITAL INC COM PAR NEW | 61174L501 | Stock | 18,201 | $11,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 13,700 | $10,000 | thousands by filing date | put |
| ORAGENICS INC | 684023203 | COM NEW | 42,672 | $10,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 10,600 | $10,000 | thousands by filing date | put |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 15,518 | $10,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 12,760 | $9,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 13,300 | $9,000 | thousands by filing date | call |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 11,262 | $9,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 22,000 | $9,000 | thousands by filing date | |
| JRJR33 INCORPORATED | 46645Q106 | Common Stock | 51,128 | $9,000 | thousands by filing date | |
| ESSA PHARMA INC | 29668H104 | COM | 41,579 | $9,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 23,539 | $8,000 | thousands by filing date | |
| XTNT | 98420P100 | Common | 13,659 | $8,000 | thousands by filing date | |
| WIDEPOINT CORP COMMON | 967590100 | COM | 11,305 | $7,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 37,633 | $7,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 26,300 | $7,000 | thousands by filing date | put |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 21,540 | $6,000 | thousands by filing date | |
| Gevo Inc stock | 374396307 | Stock | 10,000 | $6,000 | thousands by filing date | call |
| RAND LOGISTICS INC | 752182105 | COM | 25,101 | $4,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 12,000 | $3,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-001276 | this filing | 2018-02-09 | acceptance time not in the bulk data set |