13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-09, with 7,909 holding rows worth $164,314,566,000.
- Accession
- 0000950123-18-001276
- Filer
- CIK 1423053
- Filed
- 2018-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 10,314 entries on the cover page, a total value of $164,314,566,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $164,314,566,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| 8X8 INC | 282914100 | COMMON STOCK | 15,300 | $216,000 | thousands by filing date | call |
| UNIT CORP | 909218109 | COM | 9,800 | $216,000 | thousands by filing date | put |
| DEL MONTE CORP ORD | G36738105 | Stock | 4,500 | $215,000 | thousands by filing date | put |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 5,300 | $215,000 | thousands by filing date | call |
| CONDUENT INC | 206787103 | COM | 13,300 | $215,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554102 | COM | 5,100 | $215,000 | thousands by filing date | put |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 15,235 | $215,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 37,400 | $215,000 | thousands by filing date | put |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 4,964 | $214,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 19,400 | $214,000 | thousands by filing date | put |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 4,928 | $214,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 1,966 | $213,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 2,700 | $213,000 | thousands by filing date | call |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 15,233 | $213,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 7,431 | $213,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 11,846 | $213,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 48,439 | $213,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 22,357 | $213,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 13,200 | $212,000 | thousands by filing date | put |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 7,400 | $212,000 | thousands by filing date | call |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 18,694 | $212,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 90,352 | $212,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 16,600 | $212,000 | thousands by filing date | put |
| FINANCIAL ENGINES INC | 317485100 | COM | 7,000 | $212,000 | thousands by filing date | put |
| PROSHARES TR ULTPRO SHT 2017 | 74348A152 | CEF | 6,550 | $212,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 11,100 | $211,000 | thousands by filing date | put |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 15,308 | $211,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 5,263 | $211,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 13,900 | $211,000 | thousands by filing date | put |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 3,329 | $211,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 10,533 | $211,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 3,200 | $211,000 | thousands by filing date | put |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 17,600 | $211,000 | thousands by filing date | put |
| CHINA INTERNET NATIONWIDE FI | G2120A101 | SHS | 5,018 | $211,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 6,900 | $210,000 | thousands by filing date | put |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 8,600 | $210,000 | thousands by filing date | call |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 6,600 | $210,000 | thousands by filing date | put |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 12,900 | $210,000 | thousands by filing date | call |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 4,500 | $210,000 | thousands by filing date | put |
| G III APPAREL GROUP LTD | 36237H101 | COM | 5,700 | $210,000 | thousands by filing date | put |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 74,100 | $210,000 | thousands by filing date | call |
| CHANNELADVISOR CORP | 159179100 | COM | 23,300 | $210,000 | thousands by filing date | put |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 6,200 | $210,000 | thousands by filing date | call |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 4,100 | $209,000 | thousands by filing date | put |
| ARAMARK COM | 03852U106 | Stock | 4,900 | $209,000 | thousands by filing date | call |
| VALLEY NATL BANCORP | 919794107 | COM | 18,600 | $209,000 | thousands by filing date | put |
| GENESCO INC | 371532102 | COM | 6,416 | $209,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 11,200 | $209,000 | thousands by filing date | call |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 5,200 | $209,000 | thousands by filing date | call |
| SPX CORP | 784635104 | COMMON STOCK | 6,647 | $209,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 40,000 | $209,000 | thousands by filing date | put |
| BERKLEY W R CORP COM | 084423102 | Stock | 2,900 | $208,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 3,506 | $208,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 8,176 | $208,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 25,500 | $208,000 | thousands by filing date | put |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 9,236 | $208,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 20,500 | $208,000 | thousands by filing date | call |
| FRED S INC CLASS A | 356108100 | COM | 51,300 | $208,000 | thousands by filing date | call |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 2,700 | $207,000 | thousands by filing date | put |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 2,700 | $207,000 | thousands by filing date | call |
| FARO TECHNOLOGIES INC | 311642102 | COM | 4,400 | $207,000 | thousands by filing date | call |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 10,600 | $207,000 | thousands by filing date | call |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 23,873 | $207,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 7,500 | $207,000 | thousands by filing date | call |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 8,614 | $207,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 24,044 | $207,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y363 | DLY R/E BEAR3X | 19,800 | $207,000 | thousands by filing date | call |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 2,188 | $206,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 2,900 | $206,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 9,999 | $206,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W755 | CMN | 9,000 | $206,000 | thousands by filing date | put |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 20,632 | $206,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 15,200 | $206,000 | thousands by filing date | put |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 9,600 | $206,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 3,898 | $206,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 8,900 | $206,000 | thousands by filing date | put |
| ASTEC INDS INC | 046224101 | COM | 3,500 | $205,000 | thousands by filing date | put |
| MERCHANTS BANCORP IND | 58844R108 | COM | 10,428 | $205,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 2,800 | $205,000 | thousands by filing date | put |
| ARDELYX INC | 039697107 | COM | 31,102 | $205,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 5,433 | $205,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 10,200 | $205,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 65,766 | $205,000 | thousands by filing date | |
| GARDNER DENVER HLDGS INC | 36555P107 | COM | 6,043 | $205,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 7,000 | $205,000 | thousands by filing date | call |
| UNIQURE NV | N90064101 | SHS | 10,400 | $204,000 | thousands by filing date | call |
| BUCKLE INC COM | 118440106 | Stock | 8,600 | $204,000 | thousands by filing date | put |
| SUN CMNTYS INC COM | 866674104 | REIT | 2,200 | $204,000 | thousands by filing date | put |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 3,000 | $204,000 | thousands by filing date | call |
| CONDUENT INC | 206787103 | COM | 12,604 | $204,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 13,400 | $204,000 | thousands by filing date | call |
| INFRAREIT INC | 45685L100 | COM | 11,000 | $204,000 | thousands by filing date | call |
| ENERGEN CORP | 29265N108 | COM | 3,540 | $204,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 7,600 | $203,000 | thousands by filing date | put |
| EASTMAN KODAK CO | 277461406 | COM NEW | 65,600 | $203,000 | thousands by filing date | put |
| EATON VANCE CORP | 278265103 | COM NON VTG | 3,600 | $203,000 | thousands by filing date | put |
| OXFORD INDS INC | 691497309 | COM | 2,700 | $203,000 | thousands by filing date | call |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 44,300 | $203,000 | thousands by filing date | call |
| HALYARD HEALTH INC | 40650V100 | COM | 4,400 | $203,000 | thousands by filing date | put |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 17,200 | $203,000 | thousands by filing date | call |
| MOSAIC ACQUISITION CORP | G62848117 | UNIT 99/99/9999 | 19,999 | $203,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,772 | $202,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 1,800 | $202,000 | thousands by filing date | put |
| CAE INC COM | 124765108 | Stock | 10,907 | $202,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 8,060 | $202,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 6,800 | $202,000 | thousands by filing date | |
| ISHARES TR | 46435G821 | MSCI ITALY ETF | 12,029 | $202,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 3,100 | $201,000 | thousands by filing date | put |
| INGLES MKTS INC CL A | 457030104 | Stock | 5,800 | $201,000 | thousands by filing date | put |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 2,800 | $201,000 | thousands by filing date | put |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 3,200 | $201,000 | thousands by filing date | put |
| Flushing Financial Corp | 343873105 | Common Stock | 7,296 | $201,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 6,800 | $201,000 | thousands by filing date | put |
| SIENTRA INC | 82621J105 | COM | 14,274 | $201,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 5,600 | $200,000 | thousands by filing date | call |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 40,800 | $200,000 | thousands by filing date | put |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 8,100 | $200,000 | thousands by filing date | put |
| NRC HEALTH | 637372202 | COMMON STOCK | 5,365 | $200,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 17,700 | $200,000 | thousands by filing date | call |
| CHANNELADVISOR CORP | 159179100 | COM | 22,219 | $200,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 4,500 | $200,000 | thousands by filing date | put |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 10,600 | $199,000 | thousands by filing date | put |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 12,575 | $199,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 31,933 | $199,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 25,100 | $198,000 | thousands by filing date | call |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 17,072 | $198,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 103,850 | $198,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 16,700 | $197,000 | thousands by filing date | put |
| POTBELLY CORP | 73754Y100 | COM | 16,000 | $197,000 | thousands by filing date | call |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 10,200 | $197,000 | thousands by filing date | put |
| LANDS END INC | 51509F105 | COMMON STOCK | 10,000 | $196,000 | thousands by filing date | put |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 19,300 | $196,000 | thousands by filing date | put |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 19,100 | $196,000 | thousands by filing date | call |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 23,000 | $193,000 | thousands by filing date | call |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 12,419 | $192,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 12,176 | $192,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 11,800 | $192,000 | thousands by filing date | put |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 10,100 | $192,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 32,700 | $191,000 | thousands by filing date | put |
| PLAYA HOTELS & RESORTS NV | N70544106 | SHS | 17,674 | $191,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 33,400 | $190,000 | thousands by filing date | call |
| SEASPAN CORP | Y75638109 | SHS | 28,200 | $190,000 | thousands by filing date | call |
| GAFISA S A | 362607400 | UNSPONSORED ADR | 15,065 | $190,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 10,700 | $189,000 | thousands by filing date | put |
| CELADON GROUP INC | 150838100 | COM | 29,600 | $189,000 | thousands by filing date | call |
| DBX ETF TR | 233051309 | XTRAK MSCI BRAZL | 15,712 | $189,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 12,000 | $188,000 | thousands by filing date | call |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 28,100 | $188,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 50,900 | $188,000 | thousands by filing date | put |
| TRANSENTERIX INC | 89366M201 | COM NEW | 97,157 | $188,000 | thousands by filing date | |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 18,606 | $188,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 16,700 | $187,000 | thousands by filing date | call |
| VIRTU FINL INC | 928254101 | CL A | 10,200 | $187,000 | thousands by filing date | put |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 79,293 | $187,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 12,600 | $187,000 | thousands by filing date | put |
| APPROACH RESOURCES INC | 03834A103 | COM | 63,300 | $187,000 | thousands by filing date | put |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 11,510 | $186,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 10,400 | $186,000 | thousands by filing date | call |
| NIC INC | 62914B100 | COM | 11,200 | $186,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 150,000 | $186,000 | thousands by filing date | put |
| BANK MUTUAL CORP | 063750103 | COM | 17,423 | $186,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE CHINA 50 | 74348A350 | ETF | 10,900 | $186,000 | thousands by filing date | call |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 78,200 | $185,000 | thousands by filing date | put |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 11,400 | $185,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 18,300 | $184,000 | thousands by filing date | call |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 15,601 | $184,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 17,400 | $184,000 | thousands by filing date | put |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 12,500 | $184,000 | thousands by filing date | put |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 23,900 | $184,000 | thousands by filing date | call |
| NEVSUN RES LTD | 64156L101 | COM | 75,600 | $184,000 | thousands by filing date | put |
| NEWLINK GENETICS CORP | 651511107 | COM | 22,700 | $184,000 | thousands by filing date | call |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 28,360 | $184,000 | thousands by filing date | |
| HEXINDAI INC | 428295109 | ADR | 16,705 | $184,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 41,460 | $183,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 38,300 | $183,000 | thousands by filing date | call |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 205,568 | $183,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 44,578 | $183,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 12,000 | $182,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 48,300 | $182,000 | thousands by filing date | call |
| FREIGHTCAR AMER INC | 357023100 | COM | 10,600 | $181,000 | thousands by filing date | put |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 11,400 | $181,000 | thousands by filing date | put |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 10,800 | $181,000 | thousands by filing date | put |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 16,400 | $181,000 | thousands by filing date | call |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 16,107 | $180,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 24,622 | $180,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 17,700 | $180,000 | thousands by filing date | put |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 26,700 | $179,000 | thousands by filing date | call |
| KEY ENERGY SVCS INC DEL | 49309J103 | COM | 15,171 | $179,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 12,922 | $178,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 14,200 | $178,000 | thousands by filing date | |
| AROTECH CORP | 042682203 | COM NEW | 50,115 | $178,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 12,700 | $177,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 86,900 | $176,000 | thousands by filing date | put |
| FLOTEK INDS INC DEL | 343389102 | COM | 37,800 | $176,000 | thousands by filing date | put |
| QUANTUM CORP | 747906501 | COM | 31,278 | $176,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 10,500 | $175,000 | thousands by filing date | call |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25490K745 | Common Stocks | 37,900 | $175,000 | thousands by filing date | put |
| GIGCAPITAL INC | 37518N205 | UNIT 03/06/2025 | 17,488 | $175,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 15,000 | $174,000 | thousands by filing date | call |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 26,877 | $174,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 17,455 | $174,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 17,779 | $174,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 22,797 | $174,000 | thousands by filing date | |
| SEACOR MARINE HLDGS INC COM | 78413P101 | Stock | 14,756 | $173,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 60,100 | $173,000 | thousands by filing date | put |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 11,900 | $172,000 | thousands by filing date | call |
| BOOT BARN HLDGS INC | 099406100 | COM | 10,300 | $171,000 | thousands by filing date | put |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 15,300 | $171,000 | thousands by filing date | call |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 27,167 | $171,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 740,900 | $171,000 | thousands by filing date | put |
| ENERPLUS CORP | 292766102 | COM | 17,500 | $171,000 | thousands by filing date | put |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 17,500 | $171,000 | thousands by filing date | call |
| BOJANGLES INC | 097488100 | COM | 14,500 | $171,000 | thousands by filing date | call |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 33,158 | $170,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 22,587 | $170,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 13,500 | $169,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311206 | CL C | 12,581 | $168,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 21,200 | $168,000 | thousands by filing date | put |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 13,683 | $168,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 47,100 | $168,000 | thousands by filing date | call |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 14,700 | $168,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 45,000 | $167,000 | thousands by filing date | put |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 23,700 | $167,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 22,000 | $166,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 66,900 | $165,000 | thousands by filing date | call |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 44,800 | $165,000 | thousands by filing date | call |
| CHEMOCENTRYX INC | 16383L106 | COM | 27,800 | $165,000 | thousands by filing date | call |
| EZCORP INC | 302301106 | CL A NON VTG | 13,500 | $165,000 | thousands by filing date | put |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 13,500 | $165,000 | thousands by filing date | call |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 27,700 | $165,000 | thousands by filing date | call |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 47,189 | $165,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 12,500 | $164,000 | thousands by filing date | call |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 10,000 | $163,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 705,800 | $163,000 | thousands by filing date | call |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 12,520 | $162,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 69,100 | $162,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K760 | TECH BEAR 3X SHS | 23,426 | $162,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 16,700 | $161,000 | thousands by filing date | put |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 15,900 | $161,000 | thousands by filing date | call |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 11,873 | $160,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 38,600 | $160,000 | thousands by filing date | call |
| WHITESTONE REIT | 966084204 | COM | 11,000 | $159,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 12,500 | $158,000 | thousands by filing date | put |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 42,909 | $158,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 17,400 | $158,000 | thousands by filing date | put |
| CALIX INC | 13100M509 | COM | 26,496 | $158,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 25,655 | $158,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 16,564 | $158,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 36,800 | $158,000 | thousands by filing date | call |
| EXONE CO | 302104104 | COM | 18,800 | $158,000 | thousands by filing date | call |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 16,200 | $158,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K125 | DAILY S&P OIL | 13,300 | $158,000 | thousands by filing date | put |
| OFG BANCORP | 67103X102 | COM | 16,744 | $157,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 10,000 | $157,000 | thousands by filing date | put |
| EPIZYME INC | 29428V104 | COM | 12,500 | $157,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 26,468 | $156,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 84,500 | $156,000 | thousands by filing date | put |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 20,500 | $156,000 | thousands by filing date | call |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 20,870 | $156,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 12,000 | $155,000 | thousands by filing date | call |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 33,334 | $155,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 17,600 | $154,000 | thousands by filing date | call |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 11,181 | $154,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 22,900 | $153,000 | thousands by filing date | call |
| HIVE | 007786106 | Stock | 26,200 | $153,000 | thousands by filing date | call |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 12,600 | $153,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 64,439 | $152,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 15,600 | $151,000 | thousands by filing date | put |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 16,065 | $151,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 10,100 | $151,000 | thousands by filing date | call |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 37,363 | $151,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 34,300 | $151,000 | thousands by filing date | put |
| DEPOMED INC | 249908104 | COM | 18,661 | $150,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 14,684 | $150,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 52,793 | $150,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 11,175 | $150,000 | thousands by filing date | |
| TINTRI INC | 88770Q105 | COM | 29,436 | $150,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 13,200 | $149,000 | thousands by filing date | call |
| CAREER EDUCATION CORP | 141665109 | COM | 12,300 | $149,000 | thousands by filing date | call |
| MCDERMOTT INTL INC | 580037109 | COM | 22,600 | $149,000 | thousands by filing date | call |
| CREDIT SUISSE NASSAU BRH | 22542D365 | VELOCITY SHS SHO | 12,648 | $149,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 10,400 | $148,000 | thousands by filing date | put |
| INFINERA CORP | 45667G103 | COMMON STOCK | 23,454 | $148,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 14,991 | $148,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 52,200 | $148,000 | thousands by filing date | put |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 12,400 | $148,000 | thousands by filing date | put |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 14,600 | $147,000 | thousands by filing date | put |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 28,816 | $146,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 15,200 | $146,000 | thousands by filing date | call |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 10,500 | $146,000 | thousands by filing date | put |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 35,021 | $145,000 | thousands by filing date | |
| DIREXION SHS ETF TR DAILY FTSE | 25490k836 | COM | 24,400 | $145,000 | thousands by filing date | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 46,300 | $144,000 | thousands by filing date | put |
| CNH INDL N V SHS | N20944109 | Stock | 10,700 | $143,000 | thousands by filing date | call |
| ACCURAY INC DEL | 004397105 | COM | 33,300 | $143,000 | thousands by filing date | put |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 25,200 | $143,000 | thousands by filing date | put |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 10,578 | $142,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 22,500 | $142,000 | thousands by filing date | put |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 13,600 | $141,000 | thousands by filing date | call |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 11,173 | $141,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 10,774 | $141,000 | thousands by filing date | |
| CITIZENS INC | 174740100 | COMMON STOCK | 19,000 | $140,000 | thousands by filing date | call |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 16,800 | $140,000 | thousands by filing date | call |
| NAM TAI PROPERTY INC | G63907102 | Com | 11,114 | $139,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 45,688 | $139,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 32,478 | $139,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 12,200 | $138,000 | thousands by filing date | call |
| AGENUS INC | 00847G705 | COM NEW | 42,302 | $138,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 13,900 | $138,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 23,300 | $137,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 37,132 | $137,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 58,300 | $137,000 | thousands by filing date | call |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 15,013 | $137,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 19,382 | $136,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 24,100 | $136,000 | thousands by filing date | put |
| KINDRED HEALTHCARE INC | 494580103 | COM | 14,000 | $136,000 | thousands by filing date | call |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 10,455 | $135,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 14,293 | $135,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 12,300 | $134,000 | thousands by filing date | call |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 16,400 | $134,000 | thousands by filing date | put |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 14,125 | $134,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 76,746 | $134,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 11,700 | $134,000 | thousands by filing date | call |
| FANG HOLDING-ADR | 30711Y102 | ADR | 24,100 | $134,000 | thousands by filing date | call |
| HERCULES CAPITAL INC | 427096508 | COM | 10,100 | $133,000 | thousands by filing date | put |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 12,667 | $131,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 17,826 | $130,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 13,381 | $130,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 18,362 | $130,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25490K745 | Common Stocks | 28,306 | $130,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 34,663 | $129,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 68,800 | $129,000 | thousands by filing date | call |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 122,959 | $129,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 18,500 | $129,000 | thousands by filing date | call |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 18,200 | $129,000 | thousands by filing date | put |
| LIPOCINE INC NEW | 53630X104 | CMN | 37,400 | $129,000 | thousands by filing date | call |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 14,400 | $128,000 | thousands by filing date | call |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 13,000 | $128,000 | thousands by filing date | put |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 51,969 | $128,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 14,200 | $127,000 | thousands by filing date | call |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 149,685 | $127,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 31,400 | $126,000 | thousands by filing date | call |
| OFFICE DEPOT INC | 676220106 | COM | 35,700 | $126,000 | thousands by filing date | call |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 31,546 | $126,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 10,623 | $126,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 21,200 | $125,000 | thousands by filing date | call |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 17,866 | $125,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 10,669 | $125,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 17,533 | $124,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 10,400 | $124,000 | thousands by filing date | call |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 12,680 | $124,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 10,486 | $124,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 52,000 | $123,000 | thousands by filing date | put |
| EAGLE BULK SHIPPING INC | Y2187A143 | SHS NEW | 27,458 | $123,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 14,800 | $123,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 67,900 | $122,000 | thousands by filing date | put |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 12,400 | $122,000 | thousands by filing date | put |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 10,400 | $122,000 | thousands by filing date | put |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 241,797 | $122,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 12,172 | $121,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 15,592 | $121,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 20,746 | $121,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 25,900 | $121,000 | thousands by filing date | call |
| CVR Partners, LP | 126633106 | LTD | 37,000 | $121,000 | thousands by filing date | put |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 48,225 | $121,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 11,746 | $120,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 67,300 | $119,000 | thousands by filing date | call |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 22,353 | $119,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 28,700 | $119,000 | thousands by filing date | put |
| INTREPID POTASH INC | 46121Y102 | COM | 24,900 | $119,000 | thousands by filing date | call |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 19,097 | $118,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 10,600 | $118,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 31,100 | $117,000 | thousands by filing date | put |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 32,983 | $117,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 90,800 | $117,000 | thousands by filing date | put |
| VOXELJET AG | 92912L107 | ADS | 25,579 | $117,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 14,200 | $116,000 | thousands by filing date | call |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 20,100 | $116,000 | thousands by filing date | call |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 15,100 | $116,000 | thousands by filing date | put |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 31,600 | $115,000 | thousands by filing date | put |
| LIQUIDITY SVCS INC | 53635B107 | COM | 23,659 | $115,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 28,400 | $115,000 | thousands by filing date | put |
| CLIPPER REALTY INC | 18885T306 | COM | 11,506 | $115,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 24,500 | $115,000 | thousands by filing date | call |
| GSV CAPITAL CORP | 36191J101 | COM | 21,148 | $115,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 15,200 | $115,000 | thousands by filing date | put |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 10,000 | $115,000 | thousands by filing date | put |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 13,000 | $114,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 30,600 | $113,000 | thousands by filing date | call |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 17,100 | $112,000 | thousands by filing date | put |
| R1 RCM INC | 749397105 | COM | 25,348 | $112,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 16,799 | $111,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 22,500 | $110,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 17,900 | $110,000 | thousands by filing date | put |
| U S GLOBAL INVS INC | 902952100 | CL A | 28,100 | $110,000 | thousands by filing date | call |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 11,188 | $109,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 10,420 | $109,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 12,231 | $109,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 11,400 | $109,000 | thousands by filing date | call |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 14,300 | $109,000 | thousands by filing date | put |
| ICONIX BRAND GROUP INC | 451055107 | COM | 84,300 | $109,000 | thousands by filing date | call |
| MOBILEIRON INC | 60739U204 | COM NEW | 27,900 | $109,000 | thousands by filing date | put |
| NEOS THERAPEUTICS INC | 64052L106 | COM | 10,730 | $109,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 17,800 | $108,000 | thousands by filing date | call |
| CYCLACEL PHARMACEUTICALS INC | 23254L405 | COM PAR | 61,900 | $108,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 12,600 | $107,000 | thousands by filing date | put |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 33,134 | $107,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 10,400 | $107,000 | thousands by filing date | call |
| TICC CAPITAL CORP | 87244T109 | COM | 18,600 | $107,000 | thousands by filing date | call |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 56,575 | $106,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 10,421 | $106,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 31,300 | $106,000 | thousands by filing date | put |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 24,800 | $106,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 33,409 | $105,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 13,500 | $105,000 | thousands by filing date | call |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 31,200 | $104,000 | thousands by filing date | call |
| Lee Enterprises Inc | 523768109 | COM | 44,084 | $104,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 31,900 | $103,000 | thousands by filing date | call |
| AXT INC | 00246W103 | COM | 11,800 | $103,000 | thousands by filing date | put |
| AXT INC | 00246W103 | COM | 11,800 | $103,000 | thousands by filing date | call |
| SORL Auto Parts Inc | 78461U101 | COM | 15,400 | $103,000 | thousands by filing date | put |
| NANTHEALTH INC | 630104107 | CMN | 33,902 | $103,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 10,600 | $102,000 | thousands by filing date | put |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 11,100 | $102,000 | thousands by filing date | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 36,600 | $102,000 | thousands by filing date | call |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 36,100 | $102,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 17,100 | $101,000 | thousands by filing date | put |
| PIXELWORKS INC | 72581M305 | COM NEW | 15,931 | $101,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 23,200 | $100,000 | thousands by filing date | call |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 31,000 | $100,000 | thousands by filing date | put |
| CENTURY CASINOS INC | 156492100 | COM | 10,959 | $100,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 54,200 | $100,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 76,400 | $100,000 | thousands by filing date | call |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 48,300 | $99,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 30,300 | $99,000 | thousands by filing date | put |
| AGENUS INC | 00847G705 | COM NEW | 30,400 | $99,000 | thousands by filing date | call |
| HIVE | 007786106 | Stock | 16,998 | $99,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 22,400 | $99,000 | thousands by filing date | put |
| RED LION HOTELS CORP | 756764106 | COM | 10,062 | $99,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 17,107 | $98,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 15,782 | $98,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 19,200 | $98,000 | thousands by filing date | put |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 17,034 | $98,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 79,200 | $98,000 | thousands by filing date | call |
| OTONOMY INC | 68906L105 | COM | 17,600 | $98,000 | thousands by filing date | call |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 13,100 | $98,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 16,800 | $98,000 | thousands by filing date | put |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 17,893 | $98,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 37,665 | $98,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 10,087 | $96,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 11,594 | $95,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 14,980 | $95,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 26,396 | $95,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 33,900 | $95,000 | thousands by filing date | call |
| ENEL CHILE SA SPONSORED ADR | 29278D105 | ADR | 16,477 | $94,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 24,400 | $94,000 | thousands by filing date | call |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 46,200 | $94,000 | thousands by filing date | put |
| GRIDSUM HLDG INC SPONSORED ADR | 398132100 | Stock | 10,282 | $94,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 10,837 | $92,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 25,418 | $92,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 82,810 | $92,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 11,527 | $91,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 14,400 | $91,000 | thousands by filing date | call |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 11,200 | $90,000 | thousands by filing date | call |
| BAZAARVOICE INC | 073271108 | COM | 16,600 | $90,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 98,397 | $90,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 20,600 | $90,000 | thousands by filing date | call |
| COGINT INC | 19241Q101 | COM | 20,500 | $90,000 | thousands by filing date | put |
| SSR MINING IN | 784730103 | COM | 10,095 | $89,000 | thousands by filing date | |
| OVERSEAS SHIPHOLDING GROUP I | 69036R863 | CL A NEW | 32,328 | $89,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 40,100 | $89,000 | thousands by filing date | call |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 11,900 | $89,000 | thousands by filing date | put |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 15,153 | $88,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 15,847 | $88,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 11,610 | $88,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 49,795 | $88,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 25,800 | $87,000 | thousands by filing date | call |
| COSTAMARE INC | Y1771G102 | SHS | 15,000 | $87,000 | thousands by filing date | put |
| VERICEL CORP | 92346J108 | COM | 15,948 | $87,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 50,900 | $87,000 | thousands by filing date | put |
| OPHTHOTECH CORP | 683745103 | COM | 27,956 | $87,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 46,329 | $86,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 15,280 | $86,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 16,000 | $85,000 | thousands by filing date | put |
| CYTOSORBENTS CORP | 23283X206 | CMN | 13,000 | $85,000 | thousands by filing date | put |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 19,800 | $85,000 | thousands by filing date | put |
| MICROVISION INC DEL | 594960304 | COM NEW | 51,500 | $84,000 | thousands by filing date | call |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 13,373 | $84,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 16,320 | $84,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 13,300 | $84,000 | thousands by filing date | call |
| CERECOR INC | 15671L109 | COM | 26,152 | $84,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 20,000 | $83,000 | thousands by filing date | call |
| MEDICINOVA INC | 58468P206 | COM NEW | 12,605 | $82,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 10,000 | $82,000 | thousands by filing date | put |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 218,621 | $82,000 | thousands by filing date | |
| RETO ECO SOLUTIONS INC | G75271109 | COM | 11,586 | $82,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 33,200 | $81,000 | thousands by filing date | put |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 12,600 | $81,000 | thousands by filing date | put |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 19,500 | $81,000 | thousands by filing date | put |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 15,500 | $80,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-18-001276 | this filing | 2018-02-09 | acceptance time not in the bulk data set |