13F-HR filed by U S GLOBAL INVESTORS INC
U S GLOBAL INVESTORS INC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 143 holding rows worth $272,079,000.
- Accession
- 0000950123-17-010332
- Filer
- CIK 754811
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 165 entries on the cover page, a total value of $272,079,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $272,077,000 with VALUE read as thousands by filing date, 13F file number 028-02220. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXXON MOBIL CORP | 30231G102 | COM | 2,910 | $23,856,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,750 | $21,277,000 | thousands by filing date | put |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 302,245 | $14,354,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 296,734 | $14,311,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 253,402 | $14,180,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 229,017 | $13,940,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 1,890 | $6,443,000 | thousands by filing date | call |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 62,850 | $4,790,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 254,450 | $4,712,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 140,897 | $4,706,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 123,238 | $4,621,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 34,630 | $4,561,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 100,000 | $3,751,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 910 | $3,689,000 | thousands by filing date | call |
| TEXTRON INC COM | 883203101 | Stock | 65,605 | $3,534,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 13,868 | $3,525,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 17,118 | $3,519,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 79,731 | $3,500,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 309,626 | $3,285,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 730 | $2,805,000 | thousands by filing date | call |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 300,000 | $2,778,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 600,000 | $2,724,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 132,188 | $2,523,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 500 | $2,471,000 | thousands by filing date | call |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 400 | $2,423,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E851 | DAILY JR BULL 3X | 135,000 | $2,421,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 75,000 | $2,388,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 14,000 | $2,290,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 400 | $2,141,000 | thousands by filing date | call |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 4,700 | $2,134,000 | thousands by filing date | call |
| S&P Global,Inc. | 78409V104 | COM | 13,400 | $2,095,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 2,500,000 | $1,920,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 21,363 | $1,898,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 240 | $1,860,000 | thousands by filing date | call |
| COEUR MNG INC COM NEW | 192108504 | Stock | 200,000 | $1,838,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 13,400 | $1,768,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 150 | $1,763,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 100,000 | $1,705,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 49,900 | $1,659,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 20,200 | $1,621,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 1,000,000 | $1,620,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 46,000 | $1,581,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 89,000 | $1,565,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 22,746 | $1,531,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 48,900 | $1,512,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 56,000 | $1,497,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 25,000 | $1,462,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 46,633 | $1,448,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 16,000 | $1,441,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 27,500 | $1,358,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 24,700 | $1,318,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 45,700 | $1,305,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 32,000 | $1,280,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 3,000 | $1,277,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 7,300 | $1,263,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 20,200 | $1,254,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 59,089 | $1,248,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 31,300 | $1,238,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 44,300 | $1,232,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 15,956 | $1,209,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 83,000 | $1,198,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL CENT | 400501102 | SPON ADR | 26,210 | $1,162,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 10,964 | $1,155,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 600 | $1,154,000 | thousands by filing date | call |
| COMSTOCK MNG INC | 205750102 | COM | 7,286,648 | $1,137,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 108,800 | $1,072,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 28,900 | $1,071,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 18,300 | $1,023,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 700 | $983,000 | thousands by filing date | call |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 11,800 | $965,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 22,000 | $946,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 8,300 | $929,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 66,600 | $912,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K273 | COM | 16,700 | $877,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 476,500 | $871,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 99,600 | $864,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 48,911 | $839,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 16,000 | $827,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 29,450 | $781,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 90,000 | $777,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 12,600 | $751,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 8,400 | $626,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 6,300 | $624,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 7,122 | $613,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 7,876 | $610,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 8,500 | $599,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 4,000 | $594,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,000 | $575,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 8,700 | $559,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 5,300 | $540,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 2,200 | $536,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 6,500 | $529,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,000 | $526,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 12,000 | $525,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,500 | $525,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 6,755 | $520,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 9,283 | $515,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 114,285 | $510,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 13,000 | $490,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,100 | $475,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 7,300 | $471,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 9,000 | $469,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,600 | $468,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 8,900 | $461,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 6,800 | $455,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 2,100 | $449,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 11,000 | $447,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 16,900 | $437,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,400 | $434,000 | thousands by filing date | call |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,400 | $417,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,900 | $408,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,990 | $408,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 13,300 | $398,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 5,500 | $390,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 9,100 | $359,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 29,100 | $345,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 9,100 | $321,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 2,800 | $316,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 27,700 | $289,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 19,700 | $287,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 8,200 | $264,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,800 | $260,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 7,750 | $255,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 4,800 | $254,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 4,200 | $251,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 57,549 | $248,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 68,833 | $246,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 26,342 | $245,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 4,500 | $215,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 36,798 | $194,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 14,527 | $187,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 68,120 | $182,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 28,955 | $177,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,300 | $153,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 500 | $132,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 5,000 | $124,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 3,000 | $117,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 8,083 | $97,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 4,000 | $90,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 5,375 | $57,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 200 | $50,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 5,500 | $47,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-010332 | this filing | 2017-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0000950123-17-010995 | base | 2017-11-14 | acceptance time not in the bulk data set |