13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 4,237 holding rows worth $96,293,898,000 by the sum of the rows.
- Accession
- 0000950123-17-010143
- Filer
- CIK 713676
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 3,891 entries on the cover page, a total value of $78,798,454,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $96,293,898,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $78,798,454,000, 18% less than the sum of the rows, $96,293,898,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
- included managerPNC Investments LLC 028-16415
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 2,189 | $44,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,526 | $44,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 329 | $44,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 1,600 | $44,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 2,472 | $44,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 3,000 | $44,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 960 | $44,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 1,793 | $44,000 | thousands by filing date | |
| AMPCO PITTSBURGH CORP | 032037103 | COMMON STOCK | 2,500 | $44,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 250 | $44,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 1,618 | $44,000 | thousands by filing date | |
| AMERISERV FINL INC | 03074A102 | COM | 11,000 | $44,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 5,515 | $44,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 360 | $44,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 6,800 | $44,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 957 | $43,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 862 | $43,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 2,340 | $43,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 1,008 | $43,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 1,339 | $43,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 1,893 | $43,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 1,869 | $43,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 6,932 | $43,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 4,884 | $43,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 2,740 | $43,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 1,124 | $43,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 904 | $43,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 1,659 | $43,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 5,013 | $43,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 278 | $42,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 3,164 | $42,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 1,438 | $42,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 2,900 | $42,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 3,150 | $42,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 2,000 | $42,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 4,259 | $42,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 2,071 | $42,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 643 | $42,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 6,200 | $42,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 567 | $41,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 1,033 | $41,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 5,000 | $41,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 3,078 | $41,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 762 | $41,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,162 | $41,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 1,793 | $41,000 | thousands by filing date | |
| CARREFOUR SA | 144430204 | USD | 10,275 | $41,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 7,646 | $41,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 451 | $41,000 | thousands by filing date | |
| ANNALY CAP MGMT INC PFDSER D % | 035710805 | PFD | 1,600 | $41,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 1,600 | $41,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 1,600 | $41,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 1,002 | $40,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 5,031 | $40,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 693 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 396 | $40,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 783 | $40,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 1,950 | $40,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 5,000 | $40,000 | thousands by filing date | |
| KELLY SVCS INC | 488152307 | CL B | 1,666 | $40,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 1,600 | $40,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 953 | $40,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 6,164 | $40,000 | thousands by filing date | |
| CHS Inc | 12542R803 | Preferred Stock | 1,400 | $40,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 674 | $40,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 2,343 | $40,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 1,130 | $40,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 1,903 | $40,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 1,903 | $40,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 308 | $39,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 948 | $39,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,116 | $39,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 3,350 | $39,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 4,500 | $39,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 2,035 | $39,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 1,838 | $39,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 675 | $39,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 1,100 | $39,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 1,116 | $38,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 8,545 | $38,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 512 | $38,000 | thousands by filing date | |
| COCA COLA CONS INC | 191098102 | COM | 178 | $38,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 1,018 | $38,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 3,624 | $38,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 3,150 | $38,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 3,000 | $38,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 2,913 | $38,000 | thousands by filing date | |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 1,140 | $38,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 1,179 | $38,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 2,993 | $38,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 291 | $37,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 522 | $37,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 929 | $37,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 313 | $37,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 769 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 818 | $37,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 6,012 | $37,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 1,822 | $37,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 4,500 | $37,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 3,400 | $37,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 256 | $36,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 580 | $36,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 741 | $36,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 748 | $36,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 2,079 | $36,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 1,921 | $36,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 4,291 | $36,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 750 | $36,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 817 | $36,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 1,250 | $36,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 1,331 | $36,000 | thousands by filing date | |
| ING GROUP N V PERP HYB CAP | 456837608 | PRD | 1,400 | $36,000 | thousands by filing date | |
| SIERRA ONCOLOGY INC | 82640U107 | COM | 23,264 | $36,000 | thousands by filing date | |
| PLANET FITNESS MASTER ISSUER L CL A | 72703H101 | Stock | 1,300 | $35,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 2,825 | $35,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 848 | $35,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 5,000 | $35,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 525 | $35,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 2,204 | $35,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 893 | $35,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 4,808 | $35,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1,458 | $35,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 110,529 | $35,000 | thousands by filing date | |
| PREFERRED | 74039C517 | Preferred Stock | 35 | $35,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 893 | $34,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 6,404 | $34,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 600 | $34,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 800 | $34,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 1,200 | $34,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 2,064 | $34,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 371 | $34,000 | thousands by filing date | |
| ING GROEP N V | 456837400 | PRF | 1,353 | $34,000 | thousands by filing date | |
| BNY MELLON | 064058209 | PFD | 1,355 | $34,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 2,500 | $34,000 | thousands by filing date | |
| NXP SEMICONDUCTORS XXX | N65990017 | COM | 300 | $34,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 2,480 | $33,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 3,619 | $33,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 3,005 | $33,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 412 | $33,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 1,563 | $33,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 2,206 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 1,367 | $33,000 | thousands by filing date | |
| BANK OF AMERICA CORP 6.375% $1.594 PFD | 060505617 | PREFERRED | 1,300 | $33,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 444 | $33,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 2,378 | $32,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 1,949 | $32,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 3,121 | $32,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 1,300 | $32,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 3,753 | $32,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 2,139 | $32,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 969 | $32,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 563 | $32,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,808 | $32,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 1,402 | $32,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 3,800 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 1,022 | $32,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 2,000 | $32,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 624 | $32,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 3,369 | $32,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 3,990 | $32,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F291 | IPMS INDIA ETN | 400 | $32,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 1,765 | $32,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F101 | COM | 944 | $32,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 629 | $31,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 906 | $31,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 4,886 | $31,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 1,054 | $31,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 2,158 | $31,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 1,810 | $31,000 | thousands by filing date | |
| GRUPO AVAL ACCIONES Y VALORE | 40053W101 | SPONSORED ADS | 3,443 | $31,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 25,800 | $31,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 688 | $31,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 1,287 | $31,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 48127A161 | PREFERRED STOCK | 1,150 | $31,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 1,488 | $30,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 1,067 | $30,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 2,260 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 522 | $30,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 1,171 | $30,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 1,120 | $30,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 1,203 | $30,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 511 | $30,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 700 | $30,000 | thousands by filing date | |
| EMCLAIRE FINL CORP | 290828102 | COM | 1,054 | $30,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 1,300 | $30,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 478 | $29,000 | thousands by filing date | |
| PERFORMANCE FOOD GROUP CO COM | 71377A103 | Stock | 1,045 | $29,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 1,292 | $29,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 1,837 | $29,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 1,752 | $29,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 567 | $29,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 1,632 | $29,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 2,001 | $29,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 822 | $29,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1,359 | $29,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 708 | $29,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 404 | $29,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 3,722 | $29,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 1,079 | $29,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 771 | $29,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 2,360 | $29,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 9,000 | $29,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 659 | $29,000 | thousands by filing date | |
| AON Cap 8.205% 1/27 Non-Call B | 22532r101 | PFD | 898 | $29,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 1,167 | $29,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 644 | $28,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 1,282 | $28,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 461 | $28,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,774 | $28,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 2,000 | $28,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 1,106 | $28,000 | thousands by filing date | |
| FIRST CAPITAL INC | 31942S104 | COMMON STOCK | 800 | $28,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 1,800 | $28,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 4,980 | $28,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 1,510 | $28,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 507 | $28,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 8,200 | $28,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 656 | $28,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 697 | $28,000 | thousands by filing date | |
| SHILOH INDUSTRIES INC | 824543102 | COM | 2,700 | $28,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 1,060 | $28,000 | thousands by filing date | |
| PORTER BANCORP INC | 736233206 | COM NEW | 2,487 | $28,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 6,265 | $27,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 1,560 | $27,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 538 | $27,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 5,057 | $27,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 1,155 | $27,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 418 | $27,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 1,006 | $27,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 1,434 | $27,000 | thousands by filing date | |
| MYOVANT SCIENCES LTD | G637AM102 | COMMON STOCK-FO | 1,750 | $27,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 2,400 | $27,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 980 | $27,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 6,776 | $27,000 | thousands by filing date | |
| HSBC HOLDINGS PLC 8% $2 PFD Ser 2 | 404280802 | PREFERRED | 1,001 | $27,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 770 | $27,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279501 | COM NEW | 20,000 | $27,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1,348 | $26,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 5,977 | $26,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 486 | $26,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 135 | $26,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 3,484 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 425 | $26,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 1,108 | $26,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 405 | $26,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 4,716 | $26,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 3,656 | $26,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 850 | $26,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 6,000 | $26,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 1,510 | $26,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 687 | $26,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 3,873 | $26,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 9,878 | $26,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 1,264 | $26,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 1,380 | $26,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 1,885 | $26,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 500 | $26,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 2,000 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 1,015 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 508 | $26,000 | thousands by filing date | |
| GOLDMAN SACHS 5.95% PFD SER I | 38145G209 | PRD | 1,000 | $26,000 | thousands by filing date | |
| AEGON NV PERPETUAL | 007924400 | PRF | 1,000 | $26,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 1,244 | $26,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 25,000 | $26,000 | thousands by filing date | |
| ESSENDANT INC | 296689102 | COM | 2,007 | $26,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 484 | $25,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 504 | $25,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 646 | $25,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 7,081 | $25,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 645 | $25,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 1,131 | $25,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 528 | $25,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 1,168 | $25,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 2,875 | $25,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 619 | $25,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 976 | $25,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 580 | $25,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 2,568 | $25,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 1,038 | $25,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 5,844 | $25,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 606 | $25,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 1,885 | $25,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 534 | $25,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 600 | $25,000 | thousands by filing date | |
| STATE STR CORP PFD | 857477509 | PREFERRED | 1,000 | $25,000 | thousands by filing date | |
| BB&T CORP $1.4625 PFD | 054937206 | PREFERRED | 1,000 | $25,000 | thousands by filing date | |
| GENERAL ELECTRIC CAP CORP 4.875% | 369622428 | PREFERRED | 1,000 | $25,000 | thousands by filing date | |
| CBL & ASSOC PPTYS INC PFD SERI | 124830803 | PFD | 1,000 | $25,000 | thousands by filing date | |
| BB&T CORPORATION | 054937602 | PFD | 1,000 | $25,000 | thousands by filing date | |
| CORTS TR P | 22080R206 | Preferred Stock | 750 | $25,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 2,717 | $25,000 | thousands by filing date | |
| HIGHWOODS | 431284207 | Preferred Stock | 20 | $25,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 480 | $24,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 1,840 | $24,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 1,500 | $24,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 1,086 | $24,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 1,064 | $24,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 1,500 | $24,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 984 | $24,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 1,721 | $24,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 1,700 | $24,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 1,671 | $24,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 2,639 | $24,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 561 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 369 | $24,000 | thousands by filing date | |
| BAE SYS PLC SPONSORED ADR | 05523R107 | ADUS | 712 | $24,000 | thousands by filing date | |
| Pitney Bowes Inc. Notes Sr | 724479506 | PFD | 950 | $24,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 1,042 | $24,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 267 | $24,000 | thousands by filing date | |
| BRIDGESTONE CORP ADR | 108441205 | USD | 1,051 | $24,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 537 | $24,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 140 | $24,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 2,280 | $24,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 35,000 | $24,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 400 | $24,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 4,000 | $24,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 1,660 | $23,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 201 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 154 | $23,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 198 | $23,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 526 | $23,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 569 | $23,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 1,332 | $23,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 230 | $23,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 1,044 | $23,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 424 | $23,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 306 | $23,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 613 | $23,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 1,250 | $23,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 854 | $23,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 623 | $23,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 587 | $23,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 2,548 | $23,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 1,588 | $23,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW COM NEW | 171871502 | Stock | 1,150 | $23,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 723 | $23,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 625 | $22,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 650 | $22,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 651 | $22,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 3,434 | $22,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 2,513 | $22,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 1,436 | $22,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 991 | $22,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 2,872 | $22,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 773 | $22,000 | thousands by filing date | |
| FIRST MID BANCSHARES INC | 320866106 | COMMON STOCK | 565 | $22,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 1,000 | $22,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 959 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 600 | $22,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP PFD SER F | 14040H881 | Preferred | 800 | $22,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 207 | $22,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 9,286 | $22,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 2,000 | $22,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 996 | $22,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 1,769 | $22,000 | thousands by filing date | |
| KIMCO REALTY CORP | 49446R778 | PRD | 850 | $22,000 | thousands by filing date | |
| DUPONT PFD B | 263534307 | PFD | 206 | $22,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 880 | $22,000 | thousands by filing date | |
| SMURFIT KAPPA PLC DUBLIN UNSPONSORD ADR | 83272W106 | ADR | 703 | $22,000 | thousands by filing date | |
| JP Morgan Chase 6.15 | 48127V827 | Pfd Stk | 800 | $22,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 100 | $21,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 568 | $21,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 1,427 | $21,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 1,426 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 778 | $21,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 580 | $21,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 971 | $21,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 718 | $21,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 587 | $21,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 1,530 | $21,000 | thousands by filing date | |
| CITIGROUP CAPITAL 7.875 XIII | 173080201 | PREFERR | 739 | $21,000 | thousands by filing date | |
| THK CO LTD-UNSPON ADR | 872434105 | COM | 1,253 | $21,000 | thousands by filing date | |
| OMRON CORP SPONSORED ADR | 682151303 | ADR | 404 | $21,000 | thousands by filing date | |
| RECRUIT HLDGS CO LTD COM STK | J6433A101 | Common Stock | 963 | $21,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 2,591 | $21,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 242 | $21,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 9,600 | $21,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 1,500 | $21,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 1,102 | $21,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 1,108 | $21,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 1,467 | $21,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 397 | $20,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 409 | $20,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 3,644 | $20,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 654 | $20,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 534 | $20,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 1,740 | $20,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 514 | $20,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 2,831 | $20,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 300 | $20,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 1,051 | $20,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,820 | $20,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 1,000 | $20,000 | thousands by filing date | |
| COMPAGNIE FIN RICHEMONTAG SWI | 204319107 | ADUS | 2,168 | $20,000 | thousands by filing date | |
| BNP PARIBAS SPONSORED ADR | 05565A202 | ADUS | 506 | $20,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 452 | $20,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 822 | $20,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 800 | $20,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 568 | $20,000 | thousands by filing date | |
| SCHWAB CHARLES CORP DEP SHS PFD C | 808513402 | Preferred | 740 | $20,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 888 | $20,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 682 | $20,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 314 | $20,000 | thousands by filing date | |
| XO GROUP INC | 983772104 | COM | 987 | $20,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 400 | $20,000 | thousands by filing date | |
| DB Cont Capital Trust III 7.6% Preferred | 25154A108 | Pfd Stk | 750 | $20,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 1,483 | $20,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 503 | $20,000 | thousands by filing date | |
| GlaxoSmithKline PLC | G3910J112 | COM | 1,000 | $20,000 | thousands by filing date | |
| Investors REIT 7.95% Pfd Series B | 461730301 | com | 800 | $20,000 | thousands by filing date | |
| ISTAR INC. 8 PFD | 45031U408 | PREFERRED STOCK | 800 | $20,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 113 | $19,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 2,186 | $19,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 1,936 | $19,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 323 | $19,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 1,397 | $19,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 281 | $19,000 | thousands by filing date | |
| HEINEKEN N V SPONSORED ADR LEVEL 1 | 423012301 | COM | 383 | $19,000 | thousands by filing date | |
| ZURICH INS GROUP LTD SPONSORED | 989825104 | COM | 617 | $19,000 | thousands by filing date | |
| UNITED OVERSEAS BK LTD SPONSOR | 911271302 | ADUS | 545 | $19,000 | thousands by filing date | |
| SUMMIT ST BK SANTA ROSA CALI | 866264203 | COM | 1,562 | $19,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 424 | $19,000 | thousands by filing date | |
| SMITHS GROUP ADR | 83238P203 | COM | 891 | $19,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 664 | $19,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 1,993 | $19,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 762 | $19,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 328 | $19,000 | thousands by filing date | |
| FPL GROUP CAP TR I 5.875% 3/15 | 30257V207 | PFD | 750 | $19,000 | thousands by filing date | |
| ASHFORD 8.45% D AHT-P | 044103406 | PREFERR | 730 | $19,000 | thousands by filing date | |
| Allied Capital ARCC6.875% 4/20 | 01903q207 | PFD | 753 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B472 | RUSEL 1000 LOW | 644 | $19,000 | thousands by filing date | |
| PUBLIC STO | 74460W842 | Preferred Stock | 700 | $19,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 485 | $18,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 1,500 | $18,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 158 | $18,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,737 | $18,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 777 | $18,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 605 | $18,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 490 | $18,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 5,883 | $18,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,735 | $18,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 1,337 | $18,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 657 | $18,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 2,575 | $18,000 | thousands by filing date | |
| CIE GENERALE DES ETABLISSEMENTS MICHELIN SCA UNSPONS ADR | 59410T106 | FOREIGN | 605 | $18,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 2,855 | $18,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 1,642 | $18,000 | thousands by filing date | |
| SONIC HEALTHCARE LTD SP ADR | 83546A203 | COM | 1,083 | $18,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 220 | $18,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 1,000 | $18,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 975 | $18,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF T | 73935B862 | VAR RAT INV GR | 708 | $18,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 11,800 | $18,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 1,697 | $17,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 1,000 | $17,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 806 | $17,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 447 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 203 | $17,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 1,666 | $17,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 755 | $17,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 751 | $17,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 2,127 | $17,000 | thousands by filing date | |
| DEUTSCHE TELEKOM AG SPONSORED | 251566105 | COM | 909 | $17,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,394 | $17,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 253 | $17,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 1,228 | $17,000 | thousands by filing date | |
| JAPAN TOBA | 471105205 | USD | 1,040 | $17,000 | thousands by filing date | |
| KBC GROUP | 48241F104 | USD | 400 | $17,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 1,815 | $17,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 765 | $17,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 1,267 | $17,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 1,844 | $17,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 249 | $17,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 417 | $17,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 2,785 | $17,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 130 | $17,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 12,000 | $17,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 1,116 | $17,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INCORPORTED DSHS 1/40 PFD | 446150872 | Preferred Stock | 650 | $17,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 495 | $16,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 1,236 | $16,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 242 | $16,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 158 | $16,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 426 | $16,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 751 | $16,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 815 | $16,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 642 | $16,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 239 | $16,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 1,189 | $16,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 905 | $16,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 935 | $16,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 7,000 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 473 | $16,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 5,000 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 500 | $16,000 | thousands by filing date | |
| TREND MICRO ADR | 89486M206 | COM | 316 | $16,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,000 | $16,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 944 | $16,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 4,000 | $16,000 | thousands by filing date | |
| CHS INC. 7.8 7.875 PFDPFD SER 1 | 12542R308 | PREFERRED STOCK | 550 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-010143 | this filing | 2017-11-13 | acceptance time not in the bulk data set |