13F-HR filed by PNC Financial Services Group, Inc.
PNC Financial Services Group, Inc. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 4,237 holding rows worth $96,293,898,000 by the sum of the rows.
- Accession
- 0000950123-17-010143
- Filer
- CIK 713676
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 3,891 entries on the cover page, a total value of $78,798,454,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $96,293,898,000 with VALUE read as thousands by filing date, 13F file number 028-01235. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $78,798,454,000, 18% less than the sum of the rows, $96,293,898,000. This page uses the sum of the rows.
Other managers
- included managerPNC Bancorp, Inc. 028-04750
- included managerPNC Bank, National Association 028-05284
- included managerPNC Capital Advisors, LLC 028-13605
- included managerPNC Delaware Trust Company 028-13663
- included managerPNC Investments LLC 028-16415
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FORWARD AIR CORP | 349853101 | COM | 1,826 | $105,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 1,578 | $105,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 2,670 | $105,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 843 | $104,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 8,958 | $104,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 2,369 | $104,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 3,878 | $104,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 7,000 | $104,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 1,502 | $104,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 5,196 | $104,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 4,165 | $103,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 1,598 | $103,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 1,820 | $103,000 | thousands by filing date | |
| DNB Financial Corporation | 233237106 | Common Stock | 2,926 | $103,000 | thousands by filing date | |
| EATON VANCE MI MUNI INCOME T | 27826D106 | SH BEN INT | 7,775 | $103,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 7,258 | $102,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 3,271 | $101,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 2,036 | $101,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 9,536 | $101,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 4,084 | $101,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 2,779 | $101,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 1,987 | $100,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 1,463 | $100,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 3,800 | $100,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 7,600 | $100,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 5,057 | $100,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 13,767 | $100,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 3,532 | $100,000 | thousands by filing date | |
| ITERIS INC NEW | 46564T107 | COM | 15,060 | $100,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1,625 | $99,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 5,800 | $99,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 2,238 | $99,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 7,041 | $99,000 | thousands by filing date | |
| ALLY FINL INC | 361860208 | COM | 3,750 | $99,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 11,064 | $98,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 3,800 | $98,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 1,843 | $98,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 1,430 | $97,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 8,110 | $97,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 9,868 | $97,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 1,150 | $97,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 4,942 | $96,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 6,658 | $96,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 3,808 | $96,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 16,641 | $95,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 714 | $95,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 2,540 | $95,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 3,074 | $95,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 1,964 | $95,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 794 | $95,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 12,200 | $95,000 | thousands by filing date | |
| GOLD - GOL | 999996135 | Common Stock | 74 | $95,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1,511 | $94,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 8,793 | $94,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 6,069 | $94,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 7,214 | $94,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 1,798 | $94,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 6,162 | $94,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 3,160 | $94,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 2,756 | $93,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 5,597 | $93,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 1,178 | $93,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 25,756 | $92,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 2,097 | $92,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 3,458 | $92,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 5,858 | $92,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 2,045 | $92,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 3,708 | $92,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 20,186 | $92,000 | thousands by filing date | |
| BROOKLYN IMMUNOTHERAPEUTICS | 629410606 | COM | 15,061 | $92,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 770 | $91,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 1,600 | $91,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 2,524 | $91,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 44,556 | $91,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 3,830 | $91,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 5,960 | $91,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 6,206 | $90,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 1,706 | $90,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 6,473 | $90,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 2,646 | $90,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 4,163 | $90,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 2,540 | $90,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 6,000 | $90,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 4,000 | $90,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 1,200 | $90,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 997 | $90,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 4,086 | $90,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 1,100 | $90,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 5,486 | $89,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 6,934 | $89,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 4,098 | $89,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 2,352 | $89,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 3,123 | $88,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 2,352 | $88,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 1,052 | $88,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 5,457 | $88,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 1,535 | $88,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 4,036 | $88,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 48,939 | $88,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 20,000 | $88,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 20,000 | $88,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 4,621 | $88,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 3,274 | $88,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 1,568 | $87,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 734 | $87,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 4,924 | $87,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 6,777 | $87,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 554 | $87,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 3,782 | $87,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 6,309 | $87,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 13,825 | $87,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 9,464 | $87,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 2,577 | $86,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 1,924 | $86,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 2,207 | $86,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 1,538 | $86,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 5,004 | $86,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 2,400 | $86,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 3,417 | $86,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 7,076 | $86,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 2,477 | $85,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 443 | $85,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 2,408 | $85,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 1,590 | $85,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 2,242 | $85,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 12,100 | $85,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 2,862 | $84,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 16,905 | $84,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 2,754 | $84,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 2,000 | $84,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 2,012 | $84,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,259 | $83,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 2,586 | $83,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 8,135 | $83,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 1,775 | $83,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 8,118 | $83,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 2,682 | $83,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 2,474 | $83,000 | thousands by filing date | |
| WOORI BK | 98105T104 | ADR | 1,783 | $83,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,931 | $82,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 5,093 | $82,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 706 | $82,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 3,369 | $82,000 | thousands by filing date | |
| MERRILL LYNCH 6.45% | 590199204 | PRF | 3,125 | $82,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 1,561 | $81,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 4,349 | $81,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 1,276 | $81,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 1,550 | $81,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 6,707 | $81,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 55 | $81,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 2,085 | $81,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 2,011 | $80,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 7,861 | $80,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 7,170 | $80,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 8,000 | $80,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 1,355 | $80,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 1,308 | $79,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 2,292 | $79,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 1,385 | $79,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 1,405 | $79,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 8,387 | $79,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 4,661 | $79,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 547 | $79,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 4,161 | $78,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 9,600 | $78,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 2,417 | $78,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 8,600 | $78,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 4,400 | $78,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 6,001 | $78,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 3,020 | $77,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 2,395 | $77,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 2,775 | $77,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 935 | $77,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 1,460 | $77,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 4,921 | $77,000 | thousands by filing date | |
| Julius Baer Group Ltd ADR | 48137C108 | USD | 6,517 | $77,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 1,526 | $76,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 877 | $76,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 1,311 | $76,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 3,956 | $76,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 6,613 | $76,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 9,052 | $76,000 | thousands by filing date | |
| AMTRUST FINL PFDPFD SER B | 032359507 | PFD SER B | 3,075 | $76,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 2,200 | $76,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 3,759 | $76,000 | thousands by filing date | |
| CORPORATE BACKED CALL TR CTFS | 21988T207 | PFD | 5,225 | $76,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 421 | $76,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 9,589 | $75,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 1,215 | $75,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 1,062 | $75,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 1,336 | $75,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 1,732 | $75,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 2,847 | $75,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 2,412 | $74,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 5,605 | $74,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 1,807 | $74,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 5,465 | $74,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 707 | $74,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 8,718 | $74,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 3,853 | $73,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 1,846 | $73,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 730 | $73,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 2,887 | $73,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 4,304 | $73,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 2,194 | $73,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 2,054 | $73,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 5,523 | $73,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 7,436 | $73,000 | thousands by filing date | |
| INTESA SANPAOLO S P A SPONSORE | 46115H107 | ADUS | 3,429 | $73,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 3,433 | $73,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 3,121 | $73,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 28,411 | $72,000 | thousands by filing date | |
| PLDT INC SPONSORED ADR | 69344D408 | ADR | 2,263 | $72,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 4,634 | $72,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 2,472 | $72,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 3,292 | $72,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 3,000 | $72,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 2,252 | $72,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 2,746 | $72,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 3,200 | $72,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 405 | $72,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 2,715 | $71,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 2,300 | $71,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 2,500 | $71,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 4,388 | $71,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 11,497 | $71,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 1,690 | $71,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 1,171 | $71,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 10,000 | $71,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 2,051 | $71,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 5,206 | $71,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 1,258 | $70,000 | thousands by filing date | |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 5,000 | $70,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 895 | $69,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 727 | $69,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 1,635 | $69,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 7,395 | $69,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 882 | $69,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 7,601 | $69,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 1,189 | $69,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 4,375 | $69,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 4,116 | $69,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 14,946 | $69,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 1,866 | $69,000 | thousands by filing date | |
| DNB ASA-SPONSOR ADR | 23328E106 | COM | 3,413 | $69,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 5,026 | $68,000 | thousands by filing date | |
| SPDR SER TR | 78468R754 | RUSSELL LOW VOL | 948 | $68,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 2,068 | $68,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 6,708 | $68,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 3,564 | $68,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 1,300 | $68,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 6,424 | $68,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 2,937 | $68,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 4,846 | $68,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 2,095 | $68,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 2,680 | $68,000 | thousands by filing date | |
| DUKE ENERGY CORP $1.281 PFD | 26441C303 | PREFERRED | 2,655 | $68,000 | thousands by filing date | |
| Cabco Tr JC Penney Pfd | 126797208 | Pfd Stk | 4,300 | $68,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 2,322 | $67,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 2,830 | $67,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 1,130 | $67,000 | thousands by filing date | |
| ENGIE SA ADR | 29286D105 | ADR | 3,959 | $67,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 1,347 | $67,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 687 | $67,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 6,050 | $67,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 4,315 | $66,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 1,165 | $66,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 4,056 | $66,000 | thousands by filing date | |
| AIRBUS SE UNSPONSORED ADR | 009279100 | COM | 2,789 | $66,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 567 | $65,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 1,171 | $65,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 868 | $65,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 8,617 | $65,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 620 | $65,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 728 | $65,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 1,407 | $65,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 1,082 | $65,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 1,160 | $65,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 4,215 | $65,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 1,861 | $65,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 1,564 | $65,000 | thousands by filing date | |
| SEIKO EPSON CORP FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 81603X108 | AMERICAN DEPOSITORY | 5,356 | $65,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 3,000 | $65,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 15,943 | $65,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST | 649604709 | PFD | 2,600 | $65,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 1,497 | $64,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 7,000 | $64,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 4,371 | $64,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 1,400 | $64,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 2,384 | $64,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 3,000 | $64,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 4,600 | $64,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 2,000 | $64,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 2,432 | $64,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 3,000 | $64,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 5,440 | $64,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 2,613 | $64,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 1,483 | $64,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 1,741 | $63,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 4,385 | $63,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,945 | $63,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 1,797 | $63,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 5,200 | $63,000 | thousands by filing date | |
| Komatsu Ltd. | 500458401 | COM | 2,222 | $63,000 | thousands by filing date | |
| ROYAL DSM N V SPON ADR | 780249108 | COM | 3,054 | $63,000 | thousands by filing date | |
| WELLS FARGO & COMPANY 5.125% P | 949746721 | PREFERR | 2,505 | $63,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 4,017 | $62,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 3,109 | $62,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 8,016 | $62,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 49,998 | $62,000 | thousands by filing date | |
| AXA SA FSPONSORED ADR 1 ADR REPS 1 ORD SHS | 054536107 | ADR | 2,061 | $62,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 2,775 | $62,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 5,354 | $62,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 1,373 | $62,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 700 | $62,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 485 | $61,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 808 | $61,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 2,040 | $61,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 2,550 | $61,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 7,819 | $61,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 568 | $61,000 | thousands by filing date | |
| ADECCO GROUP AG ADR | 006754204 | COM | 1,574 | $61,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 2,482 | $61,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 4,084 | $60,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 2,273 | $60,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 1,500 | $60,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 2,475 | $60,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 4,509 | $60,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 4,548 | $60,000 | thousands by filing date | |
| PANASONIC HLDGS CORP F | 69832A205 | ADR | 4,118 | $60,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 5,800 | $60,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 1,591 | $60,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 18,000 | $60,000 | thousands by filing date | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 2,041 | $59,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 4,606 | $59,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 2,372 | $59,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 1,017 | $59,000 | thousands by filing date | |
| MURATA MANUFACTURING CO LTD | 626425102 | International Equities, EAFE, Large Cap | 1,598 | $59,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,768 | $59,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 35,000 | $59,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 752 | $58,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 882 | $58,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 1,353 | $58,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 6,205 | $58,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 7,521 | $58,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 1,135 | $58,000 | thousands by filing date | |
| ACS ACTIVIDADES DE CONST Y SER UNSPONSORED ADR | 00089H106 | USD | 7,787 | $58,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 10,370 | $58,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 2,591 | $58,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 1,097 | $57,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 709 | $57,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 10,000 | $57,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 4,255 | $57,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 1,580 | $57,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 1,686 | $57,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 1,168 | $57,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 1,650 | $57,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 1,883 | $57,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 2,033 | $57,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 2,027 | $57,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 2,220 | $57,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 2,262 | $57,000 | thousands by filing date | |
| GOLD - BUL | 998997191 | Common Stock | 45 | $57,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 3,516 | $56,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 1,000 | $56,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 794 | $56,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 16,178 | $56,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 650 | $56,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 1,325 | $56,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 486 | $55,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 2,449 | $55,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 642 | $55,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 1,093 | $55,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 1,969 | $55,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 3,632 | $55,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 916 | $55,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 1,711 | $55,000 | thousands by filing date | |
| E.ON AG ADR | 268780103 | ADR | 4,893 | $55,000 | thousands by filing date | |
| ESSILOR INTL S A ADR | 297284200 | ADR | 891 | $55,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 2,525 | $55,000 | thousands by filing date | |
| Wells Fargo & 5.85 PFD PFD Ser Q | 949746556 | PFD | 2,000 | $55,000 | thousands by filing date | |
| SOUTHERN C | 842587206 | Preferred Stock | 2,000 | $55,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 801 | $54,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 2,034 | $54,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 1,040 | $54,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 3,625 | $54,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 1,630 | $54,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 2,244 | $54,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 5,004 | $54,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 1,484 | $54,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 1,660 | $54,000 | thousands by filing date | |
| PROPHASE LABS INC | 74345W108 | COM | 25,402 | $54,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 400 | $54,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 1,702 | $54,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 2,765 | $54,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 5,400 | $54,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 2,565 | $53,000 | thousands by filing date | |
| Carlsberg As | 142795202 | Equity | 2,422 | $53,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 4,220 | $53,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 673 | $53,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 1,789 | $53,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 3,360 | $53,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 590 | $52,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 812 | $52,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 3,621 | $52,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 975 | $52,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 2,500 | $52,000 | thousands by filing date | |
| Ck Hutchison Holdin-Unsp Adr | 12562Y100 | Equity | 4,054 | $52,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 1,000 | $52,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 2,302 | $52,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC $1.438 PFD | 854502705 | PREFERRED | 2,041 | $52,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 2,000 | $52,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 416 | $51,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 1,300 | $51,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 3,750 | $51,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 2,041 | $51,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 1,441 | $51,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 12,000 | $51,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 3,400 | $51,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 7,221 | $51,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 6,158 | $51,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 4,000 | $51,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 690 | $51,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 955 | $51,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 1,413 | $51,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 1,441 | $51,000 | thousands by filing date | |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 14,000 | $51,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 1,616 | $51,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 3,250 | $51,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 1,482 | $50,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 1,083 | $50,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 5,182 | $50,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 3,200 | $50,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 2,000 | $50,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 1,600 | $50,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 1,439 | $50,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 872 | $50,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 1,900 | $50,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 4,800 | $50,000 | thousands by filing date | |
| NESTLE SA | H57312649 | COM | 600 | $50,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 3,838 | $50,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 3,769 | $50,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 25,000 | $50,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 2,400 | $50,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 1,664 | $50,000 | thousands by filing date | |
| Umh Properties, Pfd | 903002301 | Equities | 1,800 | $50,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 2,172 | $49,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 1,047 | $49,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 4,000 | $49,000 | thousands by filing date | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 2,200 | $49,000 | thousands by filing date | |
| Koninklijke KPN NV | 780641205 | ADR | 14,296 | $49,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 11,000 | $49,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 1,207 | $49,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 1,095 | $49,000 | thousands by filing date | |
| HSBC Hldgs PLC Sub Cap 8.125% | 404280703 | Pfd Stk | 1,800 | $49,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 1,360 | $49,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 1,757 | $48,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 370 | $48,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 6,959 | $48,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 1,200 | $48,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 800 | $48,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 1,765 | $48,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 6,000 | $48,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 944 | $48,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B480 | FTSE INTL LOW | 1,673 | $48,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 1,794 | $47,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 782 | $47,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 3,649 | $47,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 1,435 | $47,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 4,000 | $47,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 584 | $47,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 1,015 | $47,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 871 | $47,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 7,074 | $47,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 424 | $46,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 1,133 | $46,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 2,263 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 750 | $46,000 | thousands by filing date | |
| RH | 74967X103 | COM | 656 | $46,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 835 | $46,000 | thousands by filing date | |
| OTSUKA HOLDINGS CO LTD UNSPONS ADR | 689164101 | FOREIGN | 2,303 | $46,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 3,055 | $46,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 3,000 | $46,000 | thousands by filing date | |
| SECOM CO LTD UNSP ADR | 813113206 | COM | 2,500 | $46,000 | thousands by filing date | |
| SEVEN AND I HOLDINGS UNSPN ADR | 81783H105 | COM | 2,377 | $46,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 5,724 | $46,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 5,000 | $46,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 1,071 | $46,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 1,807 | $46,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 3,000 | $46,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 727 | $45,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 1,195 | $45,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 10 | $45,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 1,875 | $45,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 750 | $45,000 | thousands by filing date | |
| MAZDA MOTOR CORP ADR | 578787103 | COM | 5,911 | $45,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 128 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 1,174 | $45,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 3,290 | $45,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 4,800 | $44,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-010143 | this filing | 2017-11-13 | acceptance time not in the bulk data set |