13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-09, with 7,457 holding rows worth $130,268,122,000.
- Accession
- 0000950123-17-010010
- Filer
- CIK 1423053
- Filed
- 2017-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 9,589 entries on the cover page, a total value of $130,268,122,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $130,268,122,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 224,300 | $22,192,000 | thousands by filing date | put |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 20,500,000 | $22,192,000 | thousands by filing date | principal |
| WW GRAINGER INC COM | 384802104 | Stock | 123,297 | $22,163,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 826,576 | $22,093,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 111,238 | $22,086,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 203,100 | $22,073,000 | thousands by filing date | put |
| CATALENT INC USD 0.01 | 148806102 | COM | 551,955 | $22,034,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 4,810,139 | $22,030,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 20,000,000 | $21,974,000 | thousands by filing date | principal |
| YUM BRANDS INC COM | 988498101 | Stock | 298,478 | $21,971,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 197,900 | $21,969,000 | thousands by filing date | call |
| ZOGENIX INC. | 98978L204 | Common Stock | 626,212 | $21,948,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 181,670 | $21,917,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 89,900 | $21,902,000 | thousands by filing date | call |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 318,506 | $21,900,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 770,736 | $21,858,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 181,400 | $21,735,000 | thousands by filing date | put |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,262,519 | $21,627,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 20,130,000 | $21,507,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 302,800 | $21,499,000 | thousands by filing date | put |
| GAMING & LEISURE P COM | 36467J108 | REIT | 582,691 | $21,496,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 375,378 | $21,483,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 69,020 | $21,417,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 443,912 | $21,392,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,987,262 | $21,383,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 648,620 | $21,372,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 90,733 | $21,337,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 686,687 | $21,322,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 797,614 | $21,297,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 1,462,000 | $21,257,000 | thousands by filing date | call |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 20,500,000 | $21,205,000 | thousands by filing date | principal |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 625,136 | $21,180,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 155,600 | $21,112,000 | thousands by filing date | call |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 1,121,809 | $21,090,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 869,636 | $21,070,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 1,102,595 | $21,048,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 144,848 | $21,014,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 124,900 | $20,987,000 | thousands by filing date | call |
| HUB GROUP INC | 443320106 | CL A | 486,906 | $20,913,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 28,958 | $20,911,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 265,256 | $20,897,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 1,647,457 | $20,889,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,347,960 | $20,867,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 1,508,380 | $20,830,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 895,720 | $20,771,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 498,591 | $20,726,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 273,100 | $20,704,000 | thousands by filing date | put |
| HESS CORP | 42809H107 | COM | 441,500 | $20,702,000 | thousands by filing date | call |
| NORDSTROM INC | 655664100 | COM | 438,800 | $20,689,000 | thousands by filing date | call |
| ANDEAVOR | 03349M105 | COM | 200,400 | $20,671,000 | thousands by filing date | call |
| APACHE CORP | 037411105 | COM | 448,600 | $20,546,000 | thousands by filing date | call |
| L BRANDS INC | 501797104 | COM | 493,700 | $20,543,000 | thousands by filing date | put |
| FIREEYE INC | 31816Q101 | COM | 1,221,000 | $20,476,000 | thousands by filing date | put |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 17,873,000 | $20,475,000 | thousands by filing date | principal |
| SINA CORP | G81477104 | ORD | 178,500 | $20,465,000 | thousands by filing date | call |
| GENERAL MILLS INC COM | 370334104 | Stock | 394,500 | $20,419,000 | thousands by filing date | call |
| ANAPTYSBIO INC | 032724106 | COM | 583,849 | $20,406,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 645,968 | $20,245,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 974,500 | $20,240,000 | thousands by filing date | put |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 93,800 | $20,202,000 | thousands by filing date | call |
| TERADYNE INC COM | 880770102 | Stock | 538,800 | $20,091,000 | thousands by filing date | |
| REGENXBIO INC | 75901B107 | COM | 609,140 | $20,072,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 602,900 | $20,047,000 | thousands by filing date | put |
| PATTERSON COS INC | 703395103 | COM | 518,138 | $20,026,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 309,400 | $20,009,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,422,500 | $19,972,000 | thousands by filing date | call |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 92,700 | $19,965,000 | thousands by filing date | put |
| ALBEMARLE CORP | 012653101 | COM | 146,100 | $19,915,000 | thousands by filing date | put |
| FIRST SOLAR INC COM | 336433107 | Stock | 432,500 | $19,843,000 | thousands by filing date | put |
| Accenture Plc Class A | G1151C101 | COM | 146,800 | $19,828,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 1,462,300 | $19,828,000 | thousands by filing date | put |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 254,600 | $19,788,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 352,600 | $19,774,000 | thousands by filing date | put |
| URBAN EDGE PPTYS | 91704F104 | COM | 817,294 | $19,713,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 306,700 | $19,693,000 | thousands by filing date | put |
| KROGER CO COM | 501044101 | Stock | 978,700 | $19,633,000 | thousands by filing date | call |
| ARDAGH GROUP S A | L0223L101 | COM | 914,493 | $19,579,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 145,200 | $19,569,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 14,965,000 | $19,553,000 | thousands by filing date | principal |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 302,855 | $19,486,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 923,700 | $19,481,000 | thousands by filing date | put |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 167,799 | $19,473,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 191,000 | $19,463,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 611,100 | $19,457,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 374,118 | $19,398,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 623,700 | $19,366,000 | thousands by filing date | put |
| CUMMINS INC COM | 231021106 | Stock | 115,000 | $19,323,000 | thousands by filing date | put |
| Eli Lilly and Company | 532457108 | COM | 225,700 | $19,306,000 | thousands by filing date | call |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 224,735 | $19,282,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 1,212,056 | $19,272,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 180,800 | $19,259,000 | thousands by filing date | put |
| GOLDCORP INC NEW | 380956409 | COM | 1,476,400 | $19,134,000 | thousands by filing date | put |
| SONOCO PRODS CO | 835495102 | COM | 379,053 | $19,123,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 257,525 | $19,074,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 513,277 | $19,068,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 16,750,000 | $19,047,000 | thousands by filing date | principal |
| HESS CORP | 42809H107 | COM | 404,800 | $18,981,000 | thousands by filing date | put |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 516,200 | $18,950,000 | thousands by filing date | put |
| BJS RESTAURANTS INC | 09180C106 | COM | 621,782 | $18,933,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 279,100 | $18,931,000 | thousands by filing date | call |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 218,195 | $18,830,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 292,667 | $18,778,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 159,500 | $18,770,000 | thousands by filing date | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 241,600 | $18,736,000 | thousands by filing date | call |
| HUMANA INC COM | 444859102 | Stock | 76,834 | $18,719,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 18,000,000 | $18,652,000 | thousands by filing date | principal |
| PDC ENERGY INC | 69327RAD3 | NOTE 1.125% 9/1 | 19,000,000 | $18,560,000 | thousands by filing date | principal |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 331,500 | $18,557,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 1,098,758 | $18,536,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 848,000 | $18,504,000 | thousands by filing date | put |
| KELLANOVA | 487836108 | COM | 296,200 | $18,474,000 | thousands by filing date | put |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 121,500 | $18,473,000 | thousands by filing date | put |
| EATON VANCE CORP | 278265103 | COM NON VTG | 373,956 | $18,462,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 1,210,258 | $18,456,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 15,000,000 | $18,441,000 | thousands by filing date | principal |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 639,185 | $18,440,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273JAB3 | NOTE 4.125% 8/1 | 15,000,000 | $18,435,000 | thousands by filing date | principal |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 173,300 | $18,425,000 | thousands by filing date | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 59,842 | $18,421,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 114,261 | $18,397,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 215,000 | $18,391,000 | thousands by filing date | put |
| SPLUNK INC | 848637104 | COM | 276,648 | $18,378,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 243,084 | $18,370,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 914,800 | $18,351,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 92,000 | $18,326,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 235,600 | $18,323,000 | thousands by filing date | put |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 88,800 | $18,313,000 | thousands by filing date | put |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 16,992,000 | $18,266,000 | thousands by filing date | principal |
| MERCADOLIBREINC | 58733R102 | STOK | 70,500 | $18,255,000 | thousands by filing date | put |
| CROCS INC COM | 227046109 | Stock | 1,881,321 | $18,248,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 137,700 | $18,209,000 | thousands by filing date | call |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 435,900 | $18,208,000 | thousands by filing date | call |
| FIRST SOLAR INC COM | 336433107 | Stock | 396,400 | $18,187,000 | thousands by filing date | call |
| Analog Devices,Inc. | 032654105 | COM | 210,500 | $18,139,000 | thousands by filing date | call |
| ICU MED INC | 44930G107 | COM | 97,579 | $18,135,000 | thousands by filing date | |
| CYTOKINETICS INC | 23282W605 | COM NEW | 1,250,297 | $18,129,000 | thousands by filing date | |
| NOVAVAX INC | 670002AB0 | NOTE 3.750% 2/0 | 38,710,000 | $18,095,000 | thousands by filing date | principal |
| WORKDAY INC CL A | 98138H101 | Stock | 171,600 | $18,085,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 20,000,000 | $18,060,000 | thousands by filing date | principal |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 87,800 | $18,050,000 | thousands by filing date | call |
| FOOT LOCKER INC | 344849104 | COM | 511,957 | $18,031,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 341,600 | $18,016,000 | thousands by filing date | put |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 443,600 | $17,979,000 | thousands by filing date | put |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 380,958 | $17,962,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 326,954 | $17,943,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 364,635 | $17,918,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 94,400 | $17,899,000 | thousands by filing date | call |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 438,658 | $17,810,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 6,127,332 | $17,769,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 543,217 | $17,763,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 426,400 | $17,743,000 | thousands by filing date | call |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 16,500,000 | $17,681,000 | thousands by filing date | principal |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 265,600 | $17,676,000 | thousands by filing date | call |
| GGP INC | 36174X101 | COM | 850,527 | $17,666,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 114,800 | $17,635,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 109,300 | $17,598,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 229,100 | $17,592,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 525,012 | $17,586,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 303,562 | $17,576,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 620,559 | $17,569,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 662,704 | $17,548,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 468,448 | $17,520,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 171,300 | $17,512,000 | thousands by filing date | call |
| NEWFIELD EXPL CO | 651290108 | COM | 589,190 | $17,481,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 229,062 | $17,471,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 491,652 | $17,464,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 677,900 | $17,463,000 | thousands by filing date | put |
| JUNIPER NETWORKS INC | 48203R104 | COM | 626,029 | $17,422,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 175,800 | $17,413,000 | thousands by filing date | put |
| ENBRIDGE INC COM | 29250N105 | Stock | 415,845 | $17,399,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 238,500 | $17,375,000 | thousands by filing date | put |
| Abbott Laboratories | 002824100 | COM | 325,200 | $17,353,000 | thousands by filing date | call |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 13,500,000 | $17,328,000 | thousands by filing date | principal |
| ZIFF DAVIS INC | 48123V102 | COM | 234,496 | $17,325,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 285,900 | $17,320,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 425,900 | $17,317,000 | thousands by filing date | call |
| WW GRAINGER INC COM | 384802104 | Stock | 96,200 | $17,292,000 | thousands by filing date | put |
| MACERICH CO | 554382101 | COM | 314,300 | $17,277,000 | thousands by filing date | call |
| VITAMIN SHOPPE INC | 92849EAB7 | NOTE 2.25012/0 | 23,200,000 | $17,261,000 | thousands by filing date | principal |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 14,850,000 | $17,241,000 | thousands by filing date | principal |
| BLOCK INC CL A | 852234103 | Stock | 597,000 | $17,200,000 | thousands by filing date | call |
| DOLLAR GEN CORP COM | 256677105 | Stock | 212,100 | $17,191,000 | thousands by filing date | call |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 346,800 | $17,135,000 | thousands by filing date | put |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 487,200 | $17,130,000 | thousands by filing date | call |
| VMWARE, INC. | 928563402 | CL A COM | 156,821 | $17,123,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 513,000 | $17,119,000 | thousands by filing date | call |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 669,624 | $17,075,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 424,331 | $17,058,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 986,800 | $17,052,000 | thousands by filing date | put |
| SHUTTERFLY INC | 82568P304 | COM | 351,546 | $17,043,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 518,415 | $17,020,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 501,900 | $17,004,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 276,437 | $16,970,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 46,500 | $16,899,000 | thousands by filing date | call |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 952,229 | $16,883,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 22,758,000 | $16,878,000 | thousands by filing date | principal |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 752,900 | $16,835,000 | thousands by filing date | call |
| RPC INC | 749660106 | COMMON STOCK | 677,733 | $16,801,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 68,800 | $16,762,000 | thousands by filing date | put |
| CARMAX INC COM | 143130102 | Stock | 221,072 | $16,759,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 505,200 | $16,757,000 | thousands by filing date | call |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 322,951 | $16,755,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 869,600 | $16,679,000 | thousands by filing date | put |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 164,199 | $16,664,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 1,560,158 | $16,663,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 263,000 | $16,653,000 | thousands by filing date | put |
| STAMPS COM INC | 852857200 | COM NEW | 82,157 | $16,649,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 3,015,549 | $16,646,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 296,732 | $16,641,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 530,325 | $16,636,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 89,943 | $16,595,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 311,168 | $16,582,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 781,565 | $16,546,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 245,939 | $16,478,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 316,400 | $16,437,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 165,700 | $16,413,000 | thousands by filing date | call |
| ILLUMINA INC | 452327109 | COM | 82,300 | $16,394,000 | thousands by filing date | put |
| CANADIANNATLRYCOF | 136375102 | STOK | 197,400 | $16,355,000 | thousands by filing date | put |
| KLX INC | 482539103 | COM | 308,823 | $16,347,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 709,909 | $16,335,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 154,108 | $16,334,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 990,700 | $16,327,000 | thousands by filing date | put |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 243,594 | $16,309,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 201,100 | $16,299,000 | thousands by filing date | put |
| PACCAR INC COM | 693718108 | Stock | 225,234 | $16,293,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 149,100 | $16,280,000 | thousands by filing date | put |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 137,300 | $16,276,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 1,163,007 | $16,258,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 3,761,800 | $16,176,000 | thousands by filing date | put |
| EQUIFAX INC COM | 294429105 | Stock | 152,100 | $16,121,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 1,108,100 | $16,112,000 | thousands by filing date | put |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 15,500,000 | $16,093,000 | thousands by filing date | principal |
| AETNA INC NEW | 00817Y108 | COM | 101,100 | $16,076,000 | thousands by filing date | put |
| SYNCHRONYFINL | 87165B103 | STOK | 516,300 | $16,032,000 | thousands by filing date | call |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 196,143 | $16,031,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 707,636 | $16,027,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 120,300 | $16,019,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 614,100 | $16,010,000 | thousands by filing date | put |
| NextEra Energy,Inc. | 65339F101 | COM | 109,235 | $16,009,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 410,852 | $15,995,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 152,852 | $15,979,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 65,200 | $15,938,000 | thousands by filing date | put |
| NEWELL BRANDS INC COM | 651229106 | Stock | 373,500 | $15,937,000 | thousands by filing date | put |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 246,100 | $15,891,000 | thousands by filing date | put |
| INSEEGO CORP | 45782BAA2 | NOTE 5.500% 6/1 | 21,200,000 | $15,879,000 | thousands by filing date | principal |
| ENDOLOGIX INC | 29266SAB2 | NOTE 3.25011/0 | 18,560,000 | $15,866,000 | thousands by filing date | principal |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 283,200 | $15,854,000 | thousands by filing date | put |
| WW GRAINGER INC COM | 384802104 | Stock | 88,000 | $15,818,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 584,774 | $15,795,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 106,700 | $15,743,000 | thousands by filing date | put |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 2,920,420 | $15,712,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 109,900 | $15,706,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 849,867 | $15,696,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 75,904 | $15,651,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 102,800 | $15,630,000 | thousands by filing date | call |
| CALATLANTIC GROUP INC | 128195104 | COM | 425,825 | $15,598,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 1,818,359 | $15,584,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 1,257,731 | $15,532,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 92,303 | $15,510,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 315,500 | $15,504,000 | thousands by filing date | put |
| Vanguard Extended Market ETF | 922908652 | SHS | 144,271 | $15,456,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 365,215 | $15,394,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 458,000 | $15,384,000 | thousands by filing date | call |
| SHAKE SHACK INC | 819047101 | CL A | 462,034 | $15,353,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 112,300 | $15,349,000 | thousands by filing date | call |
| EQUIFAX INC COM | 294429105 | Stock | 144,400 | $15,305,000 | thousands by filing date | call |
| VULCAN MATLS CO COM | 929160109 | Stock | 127,700 | $15,273,000 | thousands by filing date | call |
| RPM INTL INC COM | 749685103 | Stock | 295,673 | $15,180,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 322,600 | $15,143,000 | thousands by filing date | call |
| TORCHMARK CORP | 891027104 | COM | 188,665 | $15,110,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 269,100 | $15,080,000 | thousands by filing date | call |
| HOLLYFRONTIER CORP | 436106108 | COM | 418,934 | $15,069,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 352,000 | $15,020,000 | thousands by filing date | call |
| PROOFPOINT INC | 743424103 | COM | 171,796 | $14,984,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 131,800 | $14,905,000 | thousands by filing date | put |
| COACH INC | 189754104 | COM | 368,802 | $14,855,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 190,900 | $14,846,000 | thousands by filing date | call |
| ANDEAVOR | 03349M105 | COM | 143,900 | $14,843,000 | thousands by filing date | put |
| WAGEWORKS INC | 930427109 | COM | 243,624 | $14,788,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 230,305 | $14,786,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 7,495,000 | $14,774,000 | thousands by filing date | principal |
| AbbVie,Inc. | 00287Y109 | COM | 165,888 | $14,741,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 866,802 | $14,683,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 253,347 | $14,671,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 313,600 | $14,620,000 | thousands by filing date | call |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 172,200 | $14,578,000 | thousands by filing date | call |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 1,018,527 | $14,565,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 142,238 | $14,494,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 123,300 | $14,487,000 | thousands by filing date | call |
| CONSOLIDATED TOMOKA LD CO | 210226AB2 | NOTE 4.500% 3/1 | 13,521,000 | $14,487,000 | thousands by filing date | principal |
| Analog Devices,Inc. | 032654105 | COM | 168,100 | $14,486,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 5,463,528 | $14,479,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 307,000 | $14,475,000 | thousands by filing date | put |
| PPL CORP COM | 69351T106 | Stock | 381,250 | $14,468,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 212,683 | $14,454,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 379,600 | $14,448,000 | thousands by filing date | put |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 160,100 | $14,422,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 145,579 | $14,404,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 1,566,316 | $14,394,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 151,623 | $14,392,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 178,974 | $14,391,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 93,500 | $14,362,000 | thousands by filing date | put |
| iShares MSCI Mexico ETF | 464286822 | SHS | 262,600 | $14,341,000 | thousands by filing date | call |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 391,373 | $14,340,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 70,700 | $14,327,000 | thousands by filing date | call |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 475,505 | $14,308,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 403,575 | $14,287,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 121,500 | $14,280,000 | thousands by filing date | put |
| CORNING INC | 219350105 | COM | 476,200 | $14,248,000 | thousands by filing date | call |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 75,300 | $14,247,000 | thousands by filing date | put |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 133,150 | $14,231,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 31,800 | $14,217,000 | thousands by filing date | call |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 163,800 | $14,215,000 | thousands by filing date | put |
| CORELOGIC INC | 21871D103 | COM | 307,537 | $14,214,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 425,500 | $14,199,000 | thousands by filing date | put |
| CYS INVTS INC | 12673A108 | COM | 1,639,195 | $14,163,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 551,746 | $14,152,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 790,385 | $14,148,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 74,300 | $14,058,000 | thousands by filing date | call |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 316,412 | $14,049,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 153,300 | $14,044,000 | thousands by filing date | call |
| FOOT LOCKER INC | 344849104 | COM | 398,600 | $14,039,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,304,200 | $14,033,000 | thousands by filing date | call |
| XPERI CORP | 98421B100 | COM | 554,326 | $14,025,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 432,109 | $13,974,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 434,200 | $13,973,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 318,600 | $13,936,000 | thousands by filing date | call |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 90,000 | $13,929,000 | thousands by filing date | call |
| SNAP ON INC COM | 833034101 | Stock | 93,468 | $13,928,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 644,900 | $13,923,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 25,200,000 | $13,922,000 | thousands by filing date | principal |
| CONAGRA FOODS INC | 205887102 | COM | 412,500 | $13,918,000 | thousands by filing date | call |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,278,579 | $13,911,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 2,542,767 | $13,909,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 113,500 | $13,906,000 | thousands by filing date | call |
| XILINX INC | 983919101 | COM | 196,300 | $13,904,000 | thousands by filing date | call |
| ROCKWELL COLLINS INC | 774341101 | COM | 106,300 | $13,894,000 | thousands by filing date | put |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 559,641 | $13,873,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 188,200 | $13,853,000 | thousands by filing date | put |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 17,800,000 | $13,845,000 | thousands by filing date | principal |
| IPG PHOTONICS CORP | 44980X109 | COM | 74,796 | $13,842,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 186,972 | $13,836,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 64,532 | $13,809,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 97,593 | $13,780,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 652,700 | $13,766,000 | thousands by filing date | call |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 116,800 | $13,745,000 | thousands by filing date | call |
| iShares MSCI Japan ETF | 46434G822 | SHS | 246,600 | $13,738,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 464,700 | $13,723,000 | thousands by filing date | call |
| SHERWIN WILLIAMS CO | 824348106 | COM | 38,300 | $13,713,000 | thousands by filing date | call |
| REPLIGEN CORP | 759916AA7 | NOTE 2.125% 6/0 | 10,103,000 | $13,644,000 | thousands by filing date | principal |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 138,500 | $13,628,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 258,000 | $13,607,000 | thousands by filing date | call |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 196,336 | $13,559,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 324,071 | $13,536,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 112,200 | $13,526,000 | thousands by filing date | put |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 496,903 | $13,456,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 508,600 | $13,417,000 | thousands by filing date | put |
| Danaher Corporation | 235851102 | COM | 156,300 | $13,407,000 | thousands by filing date | call |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 237,579 | $13,402,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 84,200 | $13,389,000 | thousands by filing date | call |
| BALL CORP | 058498106 | COM | 323,737 | $13,371,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 247,500 | $13,358,000 | thousands by filing date | call |
| American Tower Corporation | 03027X100 | COM | 97,600 | $13,340,000 | thousands by filing date | put |
| DERMIRA INC | 24983L104 | COM | 493,798 | $13,333,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 278,976 | $13,310,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 98,566 | $13,284,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 115,800 | $13,276,000 | thousands by filing date | put |
| ALLY FINL INC COM | 02005N100 | Stock | 547,200 | $13,275,000 | thousands by filing date | put |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 275,333 | $13,274,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 216,607 | $13,274,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 129,600 | $13,249,000 | thousands by filing date | put |
| Automatic Data Processing,Inc. | 053015103 | COM | 121,000 | $13,228,000 | thousands by filing date | call |
| VALMONT INDS INC COM | 920253101 | Stock | 83,607 | $13,218,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 224,261 | $13,215,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 234,700 | $13,153,000 | thousands by filing date | put |
| VISTA OUTDOOR INC | 928377100 | COM | 572,984 | $13,144,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 531,513 | $13,123,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 575,227 | $13,104,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,019,675 | $13,103,000 | thousands by filing date | |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 9,659,000 | $13,079,000 | thousands by filing date | principal |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 271,000 | $13,065,000 | thousands by filing date | put |
| CARDINAL HEALTH INC | 14149Y108 | COM | 194,889 | $13,042,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 131,400 | $13,035,000 | thousands by filing date | call |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 147,261 | $13,028,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 824,325 | $13,016,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 72,300 | $13,000,000 | thousands by filing date | call |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 11,500,000 | $12,971,000 | thousands by filing date | principal |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 528,173 | $12,966,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 240,100 | $12,961,000 | thousands by filing date | put |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 928,592 | $12,953,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 48,878 | $12,895,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 69,200 | $12,890,000 | thousands by filing date | put |
| PDC ENERGY INC | 69327R101 | COM | 262,662 | $12,878,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 415,435 | $12,837,000 | thousands by filing date | |
| RAMBUS INC | 750917AE6 | CNV | 10,848,000 | $12,828,000 | thousands by filing date | principal |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 1,457,336 | $12,810,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 234,100 | $12,805,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 336,400 | $12,803,000 | thousands by filing date | call |
| ARBOR RLTY TR INC | 038923AA6 | NOTE 6.50010/0 | 11,895,000 | $12,763,000 | thousands by filing date | principal |
| IMPERVA INC | 45321L100 | COM | 292,700 | $12,703,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 307,874 | $12,700,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 406,687 | $12,693,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 108,392 | $12,670,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 114,200 | $12,660,000 | thousands by filing date | call |
| PHILLIPS 66 COM | 718546104 | Stock | 138,100 | $12,651,000 | thousands by filing date | put |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 10,000,000 | $12,650,000 | thousands by filing date | principal |
| PBF ENERGY INC | 69318G106 | CL A | 457,300 | $12,627,000 | thousands by filing date | call |
| PVH CORPORATION COM | 693656100 | Stock | 100,100 | $12,619,000 | thousands by filing date | put |
| LOEWS CORP COM | 540424108 | Stock | 263,617 | $12,617,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 233,800 | $12,597,000 | thousands by filing date | put |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 653,700 | $12,577,000 | thousands by filing date | put |
| JAMES RIV GROUP LTD | G5005R107 | COM | 302,948 | $12,566,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,122,500 | $12,550,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 163,400 | $12,547,000 | thousands by filing date | call |
| WELLTOWER INC COM | 95040Q104 | REIT | 178,234 | $12,526,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 220,400 | $12,519,000 | thousands by filing date | put |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 258,852 | $12,463,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 91,300 | $12,445,000 | thousands by filing date | call |
| Southern Company | 842587107 | COM | 253,200 | $12,442,000 | thousands by filing date | call |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 180,100 | $12,438,000 | thousands by filing date | call |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 1,778,606 | $12,414,000 | thousands by filing date | |
| SCMP 3.25 12/21 | 864909AA4 | Bond 30/360P2 U | 12,000,000 | $12,403,000 | thousands by filing date | principal |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 695,744 | $12,384,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 262,300 | $12,378,000 | thousands by filing date | put |
| GOLDCORP INC NEW | 380956409 | COM | 953,200 | $12,354,000 | thousands by filing date | call |
| YELP INC CL A | 985817105 | Stock | 284,749 | $12,329,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 211,600 | $12,273,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 215,400 | $12,239,000 | thousands by filing date | call |
| INCYTE CORP COM | 45337C102 | Stock | 104,500 | $12,199,000 | thousands by filing date | call |
| VISTEON CORP | 92839U206 | COM NEW | 98,533 | $12,195,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 85,591 | $12,166,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 853,129 | $12,140,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 221,900 | $12,138,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 3,917,434 | $12,138,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 275,325 | $12,125,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 511,266 | $12,122,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 139,400 | $12,103,000 | thousands by filing date | call |
| HOLOGIC INC | 436440101 | COM | 329,803 | $12,101,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 222,600 | $12,098,000 | thousands by filing date | call |
| INCYTE CORP COM | 45337C102 | Stock | 103,300 | $12,059,000 | thousands by filing date | put |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 10,000,000 | $12,042,000 | thousands by filing date | principal |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 180,300 | $11,999,000 | thousands by filing date | put |
| TJX Companies Inc | 872540109 | COM | 162,700 | $11,996,000 | thousands by filing date | put |
| FLIR SYS INC | 302445101 | COM | 307,700 | $11,974,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 369,011 | $11,967,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 48,276 | $11,957,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 299,300 | $11,951,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 978,504 | $11,928,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 62,800 | $11,924,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 545,700 | $11,907,000 | thousands by filing date | call |
| CALAMP CORP | 128126109 | COMMON STOCK | 512,097 | $11,906,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 467,098 | $11,888,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,231,332 | $11,882,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 142,900 | $11,874,000 | thousands by filing date | call |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 170,706 | $11,856,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 153,600 | $11,836,000 | thousands by filing date | put |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 351,000 | $11,832,000 | thousands by filing date | put |
| RALPH LAUREN CORP | 751212101 | CL A | 134,000 | $11,831,000 | thousands by filing date | put |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 171,809 | $11,804,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 241,276 | $11,779,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 57,232 | $11,766,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 439,400 | $11,745,000 | thousands by filing date | put |
| FINISH LINE/THE CL A | 317923100 | COM | 976,073 | $11,743,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 736,089 | $11,740,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 599,400 | $11,730,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 711,800 | $11,730,000 | thousands by filing date | call |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 67,000 | $11,726,000 | thousands by filing date | put |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 268,688 | $11,701,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 297,941 | $11,673,000 | thousands by filing date | |
| BASIC ENERGY SVCS INC NEW | 06985P209 | COM NEW | 604,092 | $11,659,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 211,900 | $11,648,000 | thousands by filing date | put |
| AES CORP COM | 00130H105 | Stock | 1,056,611 | $11,644,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 298,407 | $11,641,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 183,000 | $11,633,000 | thousands by filing date | call |
| JABIL INC COM | 466313103 | Stock | 406,857 | $11,616,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 257,800 | $11,611,000 | thousands by filing date | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 130,798 | $11,610,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 139,454 | $11,601,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 71,803 | $11,598,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 104,900 | $11,589,000 | thousands by filing date | put |
| RH | 74967X103 | COM | 164,549 | $11,571,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 152,300 | $11,546,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 189,633 | $11,545,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 1,614,700 | $11,545,000 | thousands by filing date | put |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 8,635,000 | $11,473,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 342,585 | $11,466,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 124,500 | $11,427,000 | thousands by filing date | put |
| BOX INC CL A | 10316T104 | Stock | 591,366 | $11,425,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 246,418 | $11,422,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 84,100 | $11,411,000 | thousands by filing date | put |
| GENERAL MILLS INC COM | 370334104 | Stock | 220,139 | $11,394,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 114,700 | $11,378,000 | thousands by filing date | put |
| BLUEBIRD BIO INC | 09609G100 | COM | 82,800 | $11,373,000 | thousands by filing date | call |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 719,400 | $11,367,000 | thousands by filing date | put |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 105,600 | $11,366,000 | thousands by filing date | call |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 237,100 | $11,345,000 | thousands by filing date | put |
| NextEra Energy,Inc. | 65339F101 | COM | 77,300 | $11,328,000 | thousands by filing date | call |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 95,343 | $11,282,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 95,687 | $11,261,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 102,900 | $11,248,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-010010 | this filing | 2017-11-09 | acceptance time not in the bulk data set |