13F-HR filed by CITADEL ADVISORS LLC
CITADEL ADVISORS LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-09, with 7,457 holding rows worth $130,268,122,000.
- Accession
- 0000950123-17-010010
- Filer
- CIK 1423053
- Filed
- 2017-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 9,589 entries on the cover page, a total value of $130,268,122,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $130,268,122,000 with VALUE read as thousands by filing date, 13F file number 028-13183. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCALC III LP 028-15591
- included managerCitadel Advisors II LLC 028-15515
- included managerCALC IV LP 028-13182
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROCKWELL MED INC | 774374102 | COM | 13,027 | $112,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 11,189 | $111,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 27,400 | $111,000 | thousands by filing date | call |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 11,500 | $110,000 | thousands by filing date | put |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 15,300 | $109,000 | thousands by filing date | call |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 56,461 | $108,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 11,500 | $108,000 | thousands by filing date | put |
| XBIOTECH INC | 98400H102 | COM | 24,600 | $108,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 10,430 | $108,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 14,300 | $107,000 | thousands by filing date | put |
| EP ENERGY CORP | 268785102 | CL A | 32,500 | $106,000 | thousands by filing date | call |
| CEMPRA INC | 15130J109 | COM | 32,300 | $105,000 | thousands by filing date | put |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 16,775 | $105,000 | thousands by filing date | |
| MYOMO INC | 62857J102 | COM | 17,463 | $105,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 18,300 | $104,000 | thousands by filing date | call |
| MANITOWOC COMPANY INC | 563571108 | COM | 11,600 | $104,000 | thousands by filing date | put |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 36,391 | $104,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 10,600 | $104,000 | thousands by filing date | put |
| PEREGRINE PHARMACEUTICALS IN | 713661502 | COM PAR | 32,998 | $104,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 16,300 | $103,000 | thousands by filing date | call |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 10,800 | $103,000 | thousands by filing date | put |
| AXT INC | 00246W103 | COM | 11,100 | $102,000 | thousands by filing date | call |
| APOLLO INVT CORP | 03761U106 | COM | 16,700 | $102,000 | thousands by filing date | call |
| DEPOMED INC | 249908104 | COM | 17,600 | $102,000 | thousands by filing date | put |
| COGINT INC | 19241Q101 | COM | 20,800 | $102,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 27,600 | $101,000 | thousands by filing date | put |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 22,793 | $101,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 28,800 | $101,000 | thousands by filing date | put |
| PC TEL INC | 69325Q105 | COM | 16,101 | $101,000 | thousands by filing date | |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 12,300 | $101,000 | thousands by filing date | put |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 31,023 | $100,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 36,200 | $99,000 | thousands by filing date | put |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 16,358 | $99,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 30,700 | $99,000 | thousands by filing date | put |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 13,550 | $99,000 | thousands by filing date | |
| SCORPIO BULKERS INC | Y7546A122 | COM | 14,100 | $99,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 18,730 | $98,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 10,100 | $98,000 | thousands by filing date | put |
| FRED S INC CLASS A | 356108100 | COM | 15,200 | $98,000 | thousands by filing date | put |
| MITEL NETWORKS CORP | 60671Q104 | COM | 11,700 | $98,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25490K760 | TECH BEAR 3X SHS | 11,000 | $98,000 | thousands by filing date | call |
| Xunlei Ltd-Adr | 98419E108 | COM | 22,801 | $97,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 12,700 | $97,000 | thousands by filing date | put |
| INVUITY INC | 46187J205 | COM NEW | 10,863 | $97,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 13,080 | $96,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 10,200 | $96,000 | thousands by filing date | put |
| 22ND CENTY GROUP INC | 90137F103 | COM | 34,800 | $96,000 | thousands by filing date | put |
| CEMPRA INC | 15130J109 | COM | 29,600 | $96,000 | thousands by filing date | call |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 26,200 | $96,000 | thousands by filing date | call |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 10,000 | $96,000 | thousands by filing date | put |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 10,000 | $96,000 | thousands by filing date | call |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 26,300 | $96,000 | thousands by filing date | call |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 12,100 | $95,000 | thousands by filing date | put |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 12,200 | $95,000 | thousands by filing date | call |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 35,098 | $95,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 22,200 | $95,000 | thousands by filing date | call |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 18,600 | $95,000 | thousands by filing date | put |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 21,735 | $95,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 18,109 | $95,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 27,193 | $93,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 42,300 | $92,000 | thousands by filing date | call |
| CYTOSORBENTS CORP | 23283X206 | CMN | 14,900 | $92,000 | thousands by filing date | call |
| AROTECH CORP | 042682203 | COM NEW | 21,589 | $91,000 | thousands by filing date | |
| XINYUAN REAL ESTATE CO LTD | 98417P105 | SPONS ADR | 15,900 | $90,000 | thousands by filing date | put |
| CVR Partners, LP | 126633106 | LTD | 27,450 | $89,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 10,100 | $89,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 28,700 | $88,000 | thousands by filing date | call |
| RADIANT LOGISTICS INC | 75025X100 | COM | 16,641 | $88,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 10,000 | $88,000 | thousands by filing date | put |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 11,500 | $88,000 | thousands by filing date | call |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 11,000 | $88,000 | thousands by filing date | call |
| MCDERMOTT INTL INC | 580037109 | COM | 12,161 | $88,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 11,000 | $87,000 | thousands by filing date | put |
| ENDOCYTE INC | 29269A102 | COM | 61,595 | $87,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 14,400 | $87,000 | thousands by filing date | put |
| DIGILITI MONEY GROUP INC | 25381F102 | COM | 80,781 | $87,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 29,000 | $86,000 | thousands by filing date | put |
| B2GOLD CORP COM | 11777Q209 | Stock | 30,200 | $85,000 | thousands by filing date | put |
| AEGON N V | 007924103 | NY REGISTRY SHS | 14,600 | $85,000 | thousands by filing date | put |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 19,600 | $85,000 | thousands by filing date | call |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 38,500 | $85,000 | thousands by filing date | put |
| GERON CORP | 374163103 | COM | 38,700 | $84,000 | thousands by filing date | put |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 10,800 | $84,000 | thousands by filing date | put |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 168,588 | $84,000 | thousands by filing date | |
| LEAF GROUP LTD | 52177G102 | COM | 12,124 | $84,000 | thousands by filing date | |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 21,600 | $83,000 | thousands by filing date | call |
| OVASCIENCE INC | 69014Q101 | COM | 58,645 | $83,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 18,700 | $82,000 | thousands by filing date | call |
| GSV CAPITAL CORP | 36191J101 | COM | 15,073 | $82,000 | thousands by filing date | |
| MOLECULAR TEMPLATES INC | 608550109 | COM | 11,646 | $81,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 13,388 | $81,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 19,100 | $80,000 | thousands by filing date | call |
| PDL BIOPHARMA INC | 69329Y104 | COM | 23,300 | $79,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 24,027 | $79,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 36,721 | $79,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 15,100 | $79,000 | thousands by filing date | put |
| DENISON MINES CORP | 248356107 | COM | 170,031 | $78,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 17,100 | $78,000 | thousands by filing date | put |
| SEASPAN CORP | Y75638109 | SHS | 11,000 | $78,000 | thousands by filing date | call |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 22,200 | $78,000 | thousands by filing date | put |
| NEOPHOTONICS CORP | 64051T100 | COM | 14,000 | $78,000 | thousands by filing date | put |
| APPROACH RESOURCES INC | 03834A103 | COM | 30,800 | $77,000 | thousands by filing date | call |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 16,420 | $77,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 14,700 | $77,000 | thousands by filing date | call |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 12,000 | $76,000 | thousands by filing date | put |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 11,900 | $75,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 10,835 | $75,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 11,300 | $74,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 55,000 | $74,000 | thousands by filing date | call |
| GOLDFIELD CORP | 381370105 | COM | 11,600 | $73,000 | thousands by filing date | call |
| TICC CAPITAL CORP | 87244T109 | COM | 10,654 | $73,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 13,800 | $72,000 | thousands by filing date | call |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 12,621 | $72,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 21,622 | $72,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 16,100 | $72,000 | thousands by filing date | call |
| ITERIS INC NEW | 46564T107 | COM | 10,616 | $71,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 11,102 | $71,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BEAR 3X SHARES | 25490K745 | Common Stocks | 15,500 | $71,000 | thousands by filing date | call |
| FULING GLOBAL INC | G3729B102 | SHS | 12,062 | $71,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 50,800 | $70,000 | thousands by filing date | call |
| KINDRED HEALTHCARE INC | 494580103 | COM | 10,300 | $70,000 | thousands by filing date | put |
| 22ND CENTY GROUP INC | 90137F103 | COM | 25,200 | $70,000 | thousands by filing date | call |
| VIVUS INC | 928551100 | COM | 71,182 | $70,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 24,508 | $70,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 10,400 | $69,000 | thousands by filing date | call |
| EXCO RESOURCES INC | 269279501 | COM NEW | 51,700 | $69,000 | thousands by filing date | call |
| DURECT CORP | 266605104 | COM | 38,688 | $68,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 12,300 | $68,000 | thousands by filing date | call |
| ECLIPSE RES CORP | 27890G100 | COM | 26,600 | $67,000 | thousands by filing date | put |
| ZION OIL & GAS INC | 989696109 | COM | 19,500 | $66,000 | thousands by filing date | call |
| GOLD STD VENTURES CORP | 380738104 | COM | 40,755 | $66,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 20,500 | $66,000 | thousands by filing date | put |
| QUORUM HEALTH CORP | 74909E106 | COM | 12,750 | $66,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC | 14740B606 | COM NEW | 16,126 | $66,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 23,500 | $66,000 | thousands by filing date | call |
| FLOTEK INDS INC DEL | 343389102 | COM | 13,500 | $63,000 | thousands by filing date | put |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 12,800 | $63,000 | thousands by filing date | call |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 17,896 | $63,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 23,257 | $63,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 10,133 | $62,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 18,100 | $62,000 | thousands by filing date | call |
| VIRNETX HLDG CORP | 92823T108 | COM | 16,000 | $62,000 | thousands by filing date | call |
| VERSARTIS INC | 92529L102 | COM | 25,385 | $62,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 11,685 | $61,000 | thousands by filing date | |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 14,798 | $61,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 14,600 | $61,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 19,600 | $61,000 | thousands by filing date | put |
| NOODLES & CO | 65540B105 | COM CL A | 13,700 | $60,000 | thousands by filing date | call |
| PIXELWORKS INC | 72581M305 | COM NEW | 12,700 | $60,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 60,900 | $60,000 | thousands by filing date | call |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 21,100 | $60,000 | thousands by filing date | put |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 12,600 | $59,000 | thousands by filing date | put |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 21,376 | $59,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 36,375 | $59,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 26,961 | $58,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 17,058 | $58,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 26,600 | $57,000 | thousands by filing date | call |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 77,933 | $57,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 33,700 | $57,000 | thousands by filing date | put |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 32,723 | $56,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 14,200 | $56,000 | thousands by filing date | put |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 16,929 | $55,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 17,100 | $55,000 | thousands by filing date | call |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 11,700 | $55,000 | thousands by filing date | put |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 58,677 | $55,000 | thousands by filing date | |
| FORM HLDGS CORP COM | 34634E102 | Stock | 39,222 | $55,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 19,700 | $54,000 | thousands by filing date | put |
| ZIX CORP | 98974P100 | COM | 11,033 | $54,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 25,882 | $54,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 16,466 | $54,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 43,244 | $53,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 14,800 | $53,000 | thousands by filing date | put |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 10,216 | $53,000 | thousands by filing date | |
| COBALT INTL ENERGY | 19075F304 | COM | 37,145 | $53,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 11,700 | $53,000 | thousands by filing date | call |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 36,839 | $53,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 20,718 | $53,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 12,500 | $52,000 | thousands by filing date | call |
| AVID TECHNOLOGY INC | 05367P100 | COM | 11,400 | $52,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 15,800 | $52,000 | thousands by filing date | put |
| STONE ENERGY CORP WT EXP 022821 | 861642114 | Stock | 11,605 | $52,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 26,200 | $51,000 | thousands by filing date | call |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 15,300 | $51,000 | thousands by filing date | put |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 23,050 | $51,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 12,915 | $51,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 15,600 | $51,000 | thousands by filing date | put |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 32,940 | $50,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 11,100 | $50,000 | thousands by filing date | |
| Cinedigm Corp CL A | 172406209 | COM NEW | 33,782 | $49,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 21,300 | $49,000 | thousands by filing date | put |
| ACCURAY INC DEL | 004397105 | COM | 11,900 | $48,000 | thousands by filing date | put |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 14,100 | $48,000 | thousands by filing date | put |
| FINJAN HLDGS INC | 31788H303 | COM NEW | 20,459 | $48,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 10,900 | $47,000 | thousands by filing date | put |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 10,200 | $47,000 | thousands by filing date | put |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 15,300 | $47,000 | thousands by filing date | call |
| CURIS INC | 231269101 | COM | 31,760 | $47,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 11,568 | $47,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 40,130 | $47,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 10,100 | $47,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 21,100 | $46,000 | thousands by filing date | call |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 13,300 | $46,000 | thousands by filing date | call |
| ZION OIL & GAS INC | 989696109 | COM | 13,400 | $46,000 | thousands by filing date | put |
| GULF RESOURCES INC | 40251W309 | COM | 24,388 | $46,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 21,200 | $45,000 | thousands by filing date | call |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 61,700 | $45,000 | thousands by filing date | put |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 13,100 | $45,000 | thousands by filing date | call |
| OPHTHOTECH CORP | 683745103 | COM | 15,900 | $45,000 | thousands by filing date | put |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 10,800 | $44,000 | thousands by filing date | call |
| PERNIX THERAPEUTICS HLDGS IN | 71426V306 | COM NEW | 14,100 | $44,000 | thousands by filing date | call |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 15,200 | $44,000 | thousands by filing date | call |
| DELTA TECHNOLOGY HLDGS LTD USD | G8477B105 | ORD SHS | 43,605 | $44,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 23,900 | $43,000 | thousands by filing date | call |
| FULL HSE RESORTS INC | 359678109 | COM | 15,341 | $43,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 11,700 | $43,000 | thousands by filing date | call |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 10,565 | $43,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 45,519 | $43,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 29,843 | $43,000 | thousands by filing date | |
| CLEANTECH SOLUTIONS INTL INC | 18451N303 | COM PAR | 12,956 | $43,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 31,768 | $42,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 27,700 | $42,000 | thousands by filing date | |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 27,265 | $41,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 12,400 | $41,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP ORD SHS Corp | P73398102 | Common Stock | 10,646 | $41,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 16,400 | $41,000 | thousands by filing date | put |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 53,600 | $41,000 | thousands by filing date | call |
| QUICKLOGIC CORP | 74837P108 | COM | 24,300 | $41,000 | thousands by filing date | call |
| AIRMEDIA GROUP INC | 009411109 | ADR | 16,600 | $41,000 | thousands by filing date | call |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 13,395 | $40,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 15,800 | $40,000 | thousands by filing date | put |
| OTONOMY INC | 68906L105 | COM | 12,200 | $40,000 | thousands by filing date | call |
| WESTWATER RES INC | 961684107 | COM | 27,611 | $40,000 | thousands by filing date | |
| INDEPENDENCE CONTRACT DRIL I | 453415309 | COM | 10,639 | $40,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 25,923 | $40,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 12,700 | $39,000 | thousands by filing date | put |
| BLACK BOX CORP | 091826107 | COMMON STOCK | 11,900 | $39,000 | thousands by filing date | put |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 58,936 | $39,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 18,649 | $39,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 154,747 | $39,000 | thousands by filing date | |
| PRANA BIOTECHNOLOGY LTD | 739727204 | SPON ADR NEW | 14,002 | $39,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 12,700 | $38,000 | thousands by filing date | call |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 20,000 | $38,000 | thousands by filing date | call |
| ParkerVision Inc | 701354300 | USD | 24,100 | $38,000 | thousands by filing date | call |
| MOBILEIRON INC | 60739U204 | COM NEW | 10,400 | $38,000 | thousands by filing date | put |
| MONSTER DIGITAL INC COM PAR NEW | 61174L501 | Stock | 54,169 | $38,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 20,000 | $37,000 | thousands by filing date | put |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 15,000 | $37,000 | thousands by filing date | put |
| ZION OIL & GAS INC | 989696109 | COM | 10,938 | $37,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,700 | $37,000 | thousands by filing date | put |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 10,147 | $37,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 18,100 | $37,000 | thousands by filing date | call |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 11,000 | $37,000 | thousands by filing date | call |
| CESCA THERAPEUTICS INC | 157131202 | COM NEW | 10,346 | $37,000 | thousands by filing date | |
| NETLIST INC | 64118P109 | COM | 48,700 | $36,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 21,285 | $36,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 10,685 | $36,000 | thousands by filing date | |
| SESEN BIO, INC. | 286221106 | COM | 22,747 | $36,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 12,300 | $35,000 | thousands by filing date | call |
| CARDIOME PHARMA CORP | 14159U301 | COM NO PAR | 16,339 | $35,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 10,900 | $35,000 | thousands by filing date | put |
| CLEVELAND BIOLABS INC | 185860202 | COM NEW | 10,032 | $35,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 21,016 | $34,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 13,500 | $34,000 | thousands by filing date | put |
| SUMMER INFANT INC | 865646103 | COMM STK | 17,899 | $34,000 | thousands by filing date | |
| ORIGIN AGRITECH LIMITED | G67828106 | SHS | 20,657 | $34,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 58,567 | $34,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 11,577 | $33,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 13,828 | $33,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 22,871 | $32,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 15,600 | $32,000 | thousands by filing date | put |
| BIOLASE INC | 090911108 | COMMON STOCK | 52,551 | $32,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 13,500 | $32,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 31,400 | $32,000 | thousands by filing date | put |
| RAND LOGISTICS INC | 752182105 | COM | 100,791 | $32,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 34,818 | $32,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 22,227 | $32,000 | thousands by filing date | |
| ECO STIM ENERGY SOLUTIONS IN | 27888D101 | COM | 20,837 | $32,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 53,076 | $31,000 | thousands by filing date | |
| AVINO SILVER & GOLD MINES LT | 053906103 | COM | 19,809 | $31,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 87,411 | $31,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 12,100 | $31,000 | thousands by filing date | put |
| Lee Enterprises Inc | 523768109 | COM | 13,875 | $31,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 50,200 | $31,000 | thousands by filing date | call |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 12,473 | $31,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 18,734 | $31,000 | thousands by filing date | |
| SOCIAL REALITY INC | 83362P300 | COM CL A NEW | 12,320 | $31,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 16,108 | $30,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 10,200 | $30,000 | thousands by filing date | call |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 19,900 | $30,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 30,200 | $30,000 | thousands by filing date | put |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 30,600 | $30,000 | thousands by filing date | call |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 82,179 | $30,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 13,700 | $29,000 | thousands by filing date | call |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 21,343 | $29,000 | thousands by filing date | |
| SEARS HOMETOWN & OUTLET STOR | 812362101 | COM | 11,400 | $29,000 | thousands by filing date | put |
| KINGOLD JEWELRY INC | 49579A204 | COM NEW | 13,990 | $29,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 24,300 | $29,000 | thousands by filing date | call |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 18,852 | $29,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC NEW | 29365M505 | Common Stock | 16,421 | $29,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 16,190 | $29,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 11,197 | $29,000 | thousands by filing date | |
| GLOBAL BROKERAGE INC | 37891B109 | COM | 16,399 | $28,000 | thousands by filing date | |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 52,355 | $28,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 11,641 | $28,000 | thousands by filing date | |
| MEDICAL TRANSCRIPTION BLG CO | 58464J105 | COM | 18,922 | $28,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 14,202 | $27,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 11,100 | $27,000 | thousands by filing date | put |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 13,596 | $27,000 | thousands by filing date | |
| CHINA PHARMA HOLDINGS INC | 16941T104 | COM | 156,146 | $27,000 | thousands by filing date | |
| BIOANALYTICAL SYS INC | 09058M103 | COM | 15,599 | $27,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 11,700 | $27,000 | thousands by filing date | call |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 26,000 | $27,000 | thousands by filing date | put |
| RILEY EXPLORATION PERMIAN INC COM | 88033R502 | Stock | 39,995 | $27,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L207 | COM NEW | 27,757 | $27,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 10,137 | $26,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 10,500 | $26,000 | thousands by filing date | call |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 17,927 | $26,000 | thousands by filing date | |
| INDUSTRIAL SVCS AMER INC FLA | 456314103 | COM | 15,687 | $26,000 | thousands by filing date | |
| 180 DEGREE CAP CORP | 68235B109 | COM | 15,123 | $26,000 | thousands by filing date | |
| Gevo Inc stock | 374396307 | Stock | 41,885 | $26,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 12,300 | $26,000 | thousands by filing date | call |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 46,055 | $25,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 24,206 | $25,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 10,800 | $25,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 12,700 | $25,000 | thousands by filing date | call |
| CARTESIAN INC | 146534102 | COM ADDED | 39,103 | $25,000 | thousands by filing date | |
| CHINA GREEN AGRICULTURE INC | 16943W105 | COMMON STOCK | 19,900 | $24,000 | thousands by filing date | put |
| SPHERIX INC | 84842R403 | COM PAR NEW | 16,205 | $24,000 | thousands by filing date | |
| CUMULUS MEDIA INC. | 231082603 | COM | 75,092 | $24,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 19,807 | $23,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 26,040 | $23,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 12,840 | $23,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 13,761 | $23,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 36,317 | $23,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 11,100 | $23,000 | thousands by filing date | put |
| APRICUS BIOSCIENCES INC | 03832V307 | COM NEW | 13,711 | $23,000 | thousands by filing date | |
| QUEST RESOURCE HLDG CORP | 74836W203 | COM NEW | 19,366 | $22,000 | thousands by filing date | |
| PROTALIX BIOTHERAPEUTICS INC | 74365A101 | COM | 38,700 | $22,000 | thousands by filing date | call |
| PSIVIDA CORP | 74440J101 | COM | 18,067 | $22,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 67,492 | $22,000 | thousands by filing date | |
| TOP IMAGE SYSTEMS LTD | M87896102 | ORD | 17,803 | $22,000 | thousands by filing date | |
| FUTURE FINTECH GROUP INC | 36117V105 | COM PAR | 11,791 | $22,000 | thousands by filing date | |
| ACHIEVE LIFE SCIENCE INC | 004468104 | COM | 10,901 | $22,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 17,338 | $22,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 33,242 | $22,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 10,048 | $21,000 | thousands by filing date | |
| RENN FD INC | 759720105 | COM | 15,200 | $21,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 21,730 | $21,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 13,390 | $21,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 16,364 | $21,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 10,347 | $21,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 20,847 | $21,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 14,400 | $21,000 | thousands by filing date | put |
| LIANLUO SMART LTD COM CL A | G5478K100 | Stock | 15,235 | $21,000 | thousands by filing date | |
| AIR INDS GROUP COM | 00912N205 | Stock | 14,110 | $20,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 23,287 | $20,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 11,100 | $20,000 | thousands by filing date | put |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 66,147 | $20,000 | thousands by filing date | |
| AMERICAN LORAIN CORP | 027297100 | COM | 53,916 | $20,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 17,452 | $20,000 | thousands by filing date | |
| PATRIOT NATL INC | 70338T102 | COM | 14,548 | $20,000 | thousands by filing date | |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 11,657 | $20,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 19,000 | $20,000 | thousands by filing date | call |
| CHECK CAP LTD | M2361E112 | SHS | 11,178 | $20,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 22,747 | $19,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 15,762 | $19,000 | thousands by filing date | |
| PARAMOUNT GOLD NEV CORP COM | 69924M109 | Stock | 11,910 | $19,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 16,244 | $19,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 12,812 | $19,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 22,439 | $19,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 12,271 | $19,000 | thousands by filing date | |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 67,208 | $19,000 | thousands by filing date | |
| MERIDIAN WASTE SOLUTIONS INC | 58985L209 | COM | 15,691 | $19,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 25,501 | $18,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 19,200 | $18,000 | thousands by filing date | put |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 19,549 | $18,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 14,602 | $18,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 21,180 | $18,000 | thousands by filing date | |
| NAKED BRAND GROUP INC COM | 629839200 | COM | 13,761 | $18,000 | thousands by filing date | |
| MIDATECH PHARMA PLC | 59564R104 | SPONSORED ADS | 11,316 | $18,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 14,300 | $18,000 | thousands by filing date | call |
| ESSA PHARMA INC | 29668H104 | COM | 63,428 | $18,000 | thousands by filing date | |
| SYPRIS SOLUTIONS INC | 871655106 | COM | 11,646 | $17,000 | thousands by filing date | |
| TAITRON COMPONENTS INC | 874028103 | CL A | 10,555 | $17,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 39,103 | $17,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 22,590 | $17,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 21,800 | $17,000 | thousands by filing date | put |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 40,688 | $17,000 | thousands by filing date | |
| ENTREE RES LTD COM | 29384j103 | CS | 39,141 | $17,000 | thousands by filing date | |
| CELSION CORP | 15117N503 | COM PAR NEW | 11,647 | $17,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K203 | COM NEW | 15,498 | $17,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 12,900 | $17,000 | thousands by filing date | call |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 29,100 | $17,000 | thousands by filing date | call |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 11,900 | $16,000 | thousands by filing date | put |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 18,000 | $16,000 | thousands by filing date | call |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 10,000 | $16,000 | thousands by filing date | put |
| ALIMERA SCIENCES INC | 016259103 | COM | 11,945 | $16,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 14,471 | $16,000 | thousands by filing date | |
| SUPERIOR DRILLING PRODS INC | 868153107 | COM | 19,387 | $16,000 | thousands by filing date | |
| PHASERX INC | 71723F103 | COM | 19,512 | $16,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 11,954 | $16,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 23,749 | $16,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 13,288 | $16,000 | thousands by filing date | |
| BIOSTAR PHARMACEUTICALS INC | 090678301 | COM PAR | 12,482 | $16,000 | thousands by filing date | |
| STAFFING 360 SOLUTIONS INC | 852387208 | COM NEW | 18,254 | $16,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 29,897 | $15,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 18,064 | $15,000 | thousands by filing date | |
| LIQTECH INTERNATIONAL | 53632a102 | COM | 41,127 | $15,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 13,263 | $15,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 24,645 | $15,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 17,964 | $15,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 17,687 | $15,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 14,935 | $14,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 26,749 | $14,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 10,590 | $14,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 12,891 | $14,000 | thousands by filing date | |
| CHARLES + COLVARD LTD | 159765106 | COM | 16,631 | $14,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 13,579 | $14,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 10,461 | $14,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 31,207 | $14,000 | thousands by filing date | |
| SOLENO THERAPEUTICS INC | 834203101 | COM | 27,368 | $14,000 | thousands by filing date | |
| CHINA RECYCLING ENERGY CORP | 168913200 | COM NEW | 13,515 | $14,000 | thousands by filing date | |
| BIOLINERX LTD-SPONS ADR | 09071M106 | SPON | 11,371 | $13,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 10,925 | $13,000 | thousands by filing date | |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 19,251 | $13,000 | thousands by filing date | |
| DYNASIL CORP AMER | 268102100 | COM | 10,784 | $13,000 | thousands by filing date | |
| IGC PHARMA INC | 45408X308 | COM NEW | 32,404 | $12,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 11,283 | $12,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 10,200 | $12,000 | thousands by filing date | put |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 10,400 | $12,000 | thousands by filing date | put |
| SGOCO GROUP LTD | G80751129 | SHS NEW | 11,050 | $12,000 | thousands by filing date | |
| INPIXON COM | 45790J107 | Stock | 34,887 | $12,000 | thousands by filing date | |
| HUDBAY MINERALS INC | 443628136 | *W EXP 07/20/201 | 43,108 | $12,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 29,044 | $11,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 18,304 | $11,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931503 | COM PAR NEW | 10,218 | $11,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 61,329 | $10,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158135 | RIGHT 10/04/2017 | 27,316 | $10,000 | thousands by filing date | |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 28,867 | $10,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 20,000 | $9,000 | thousands by filing date | call |
| COMSTOCK MNG INC | 205750102 | COM | 59,809 | $9,000 | thousands by filing date | |
| BURCON NUTRASCIENCE CORP | 120831102 | COM | 13,745 | $9,000 | thousands by filing date | |
| NF ENERGY SAVING CORP | 629099300 | COM PAR $0.001 | 10,131 | $9,000 | thousands by filing date | |
| NET ELEMENT INC | 64111R201 | COM NEW | 11,164 | $9,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 12,912 | $8,000 | thousands by filing date | |
| CYTRX CORP | 232828509 | COM PAR $.001 | 20,300 | $8,000 | thousands by filing date | call |
| TROVAGENE INC | 897238309 | COM | 10,660 | $8,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 27,932 | $8,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 20,800 | $7,000 | thousands by filing date | call |
| CHF SOLUTIONS INC | 12542Q102 | COM | 11,752 | $7,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C501 | COM | 15,399 | $7,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 18,721 | $7,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 10,000 | $6,000 | thousands by filing date | put |
| GALENA BIOPHARMA INC COM NEW | 363256504 | Stock | 17,800 | $6,000 | thousands by filing date | put |
| CYTORI THERAPEUTICS INC | 23283K204 | COM NEW | 12,300 | $5,000 | thousands by filing date | call |
| CAMBER ENERGY INC COM | 13200M102 | Stock | 31,982 | $5,000 | thousands by filing date | |
| INSPIREMD INC | 45779A804 | COM PAR | 10,127 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-010010 | this filing | 2017-11-09 | acceptance time not in the bulk data set |