13F-HR filed by SEI INVESTMENTS CO
SEI INVESTMENTS CO filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-06, with 3,348 holding rows worth $28,133,560,000.
- Accession
- 0000950123-17-009552
- Filer
- CIK 350894
- Filed
- 2017-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 6,773 entries on the cover page, a total value of $28,133,560,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $28,133,568,000 with VALUE read as thousands by filing date, 13F file number 028-16454. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P. 028-11685
- reports for this filerAcadian Asset Management LLC 028-05990
- reports for this filerAllianceBernstein L.P. 028-10562
- reports for this filerAnalytic Investors, LLC 028-04895
- reports for this filerAQR Capital Management LLC 028-10120
- reports for this filerArcus 028-17137
- reports for this filerArdevora Asset Management 028-16500
- reports for this filerAres Management LLC 028-12990
- reports for this filerArrowMark Partners 028-13791
- reports for this filerAJO, LP 028-05508
- reports for this filerAxiom International Investors 028-05615
- reports for this filerBenefit Street Partners 028-18146
- reports for this filerBeutel Goodman Capital Management 028-02951
- reports for this filerBrigade Capital Management, LP 028-12820
- reports for this filerCardinal 028-07760
- reports for this filerCastleArk Management LLC 028-05573
- reports for this filerCauseway 028-11728
- reports for this filerCoho Partners 028-11563
- reports for this filerEAM Investors, LLC 028-14070
- reports for this filerEARNEST Partners 028-05269
- reports for this filerFalcon Point Capital 028-10492
- reports for this filerFiera Capital Corp. 028-14036
- reports for this filerGuggenheim Capital Llc 028-12836
- reports for this filerHexavest Inc. 028-12180
- reports for this filerHillsdale Investment Management Inc. 028-11957
- reports for this filerIntech Investment Management LLC 028-04211
- reports for this filerInvestec Asset Management Ltd. 028-12634
- reports for this filerJackson Square Partners Ltd 028-16230
- reports for this filerJP Morgan Investment Management 028-11937
- reports for this filerKettle Hill Capital Management 028-17689
- reports for this filerKleinwort Benson Investors International LLC 028-13513
- reports for this filerLazard Asset Management Ltd 028-10469
- reports for this filerLMCG Investments, LLC 028-13608
- reports for this filerLSV Asset Management 028-06580
- reports for this filerMaple-Brown Abbott 028-17488
- reports for this filerMesirow Financial Equity Management 028-02457
- reports for this filerMontrusco Bolton Investments Inc. 028-13628
- reports for this filerNeuberger Berman Group LLC 028-13573
- reports for this filerOppenheimerFunds Inc. 028-00203
- reports for this filerPanAgora Asset Management Inc. 028-03042
- reports for this filerParametric Portfolio Associates LLC 028-04558
- reports for this filerPCJ Investment Counsel Ltd 028-12690
- reports for this filerQS Investors LLC 028-14009
- reports for this filerQuantiative Management Associates 028-11173
- reports for this filerRamius Advisors LLC 028-10674
- reports for this filerRice Hall James 028-10467
- reports for this filerRobeco Institutional Asset Management B.V. 028-12635
- reports for this filerRWC Asset Management LLP 028-14481
- reports for this filerSecurity Capital Research & Management Inc 028-07312
- reports for this filerSnow Capital Management LP 028-10613
- reports for this filerSpectrum Asset Management, Inc. 028-11300
- reports for this filerState Street Bank & Trust 028-00733
- reports for this filerTowle & Co 028-10640
- reports for this filerVictory Capital Management Inc. 028-06354
- reports for this filerWCM Investment Management/CA 028-07104
- reports for this filerWilliam Blair & Co 028-17022
- reports for this filerMacquarie Investment Management 028-13124
- included managerSEI Investment Management Company 028-16475
- included managerSEI Trust Company 028-10297
- included managerSEI Investments Canada Company 028-16449
- included managerBeachhead Capital Management
- included managerBlackcrane Capital LLC
- included managerCaerus Investors LLC
- included managerFondsmaeglerselskabet Maj Invest A/S
- included managerJupiter Asset Management Ltd
- included managerManulife Asset Management Ltd
- included managerMountaineer
- included managerNWQ Investment Management Company LLC
- included managerSionna Investment Managers Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 711 | $20,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 578 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 295 | $20,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 179 | $20,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,257 | $20,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 1,789 | $20,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 3,328 | $20,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 590 | $20,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 545 | $20,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 3,112 | $20,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 937 | $20,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 2,531 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 118 | $19,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 580 | $19,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 527 | $19,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 910 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 259 | $19,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 516 | $19,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 1,500 | $19,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 1,088 | $19,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 725 | $19,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN+ FI ENHANCED GLBL | 06742C152 | PFD | 117 | $19,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 1,304 | $19,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 143 | $18,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 185 | $18,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 1,091 | $18,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 919 | $18,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 823 | $18,000 | thousands by filing date | |
| INDEPENDENCE HLDG CO | 453440307 | COMMON STOCK | 696 | $18,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 324 | $18,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,717 | $18,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 105 | $18,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 8,092 | $18,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 660 | $17,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 133 | $17,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 209 | $17,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 1,110 | $17,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,441 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 96 | $17,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 4,529 | $17,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 158 | $17,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1,224 | $17,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 2,329 | $17,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 2,357 | $17,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 2,425 | $17,000 | thousands by filing date | |
| NEWSTAR FINANCIAL INC | 65251F105 | COM | 1,433 | $17,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 401 | $17,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 715 | $17,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 313 | $16,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 410 | $16,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 168 | $16,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 257 | $16,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 43 | $16,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 2,000 | $16,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1,215 | $16,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 166 | $16,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,362 | $16,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 400 | $16,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 520 | $16,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,607 | $16,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 481 | $16,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 433 | $16,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 1,194 | $16,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 219 | $16,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 889 | $16,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P889 | HORIZON DMST ETF | 702 | $16,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 680 | $16,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 1,152 | $16,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 28 | $16,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 125 | $16,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 149 | $15,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 545 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 450 | $15,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 500 | $15,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 650 | $15,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 830 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 335 | $15,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 1,200 | $15,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 279 | $15,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,024 | $15,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,157 | $15,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 451 | $15,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 770 | $15,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 1,079 | $15,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 2,436 | $15,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 222 | $15,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 1,005 | $15,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 245 | $15,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 1,004 | $15,000 | thousands by filing date | |
| CENTRAL FED CORP | 15346Q202 | COM NEW | 6,140 | $15,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 166 | $15,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 606 | $15,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 267 | $14,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 278 | $14,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 86 | $14,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 322 | $14,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 448 | $14,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 2,113 | $14,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 1,037 | $14,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 750 | $14,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 168 | $14,000 | thousands by filing date | |
| GABELLI HEALTHCARE & WELLNES | 36246K103 | SHS | 1,400 | $14,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 994 | $14,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 1,000 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 356 | $14,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 6,139 | $14,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 1,000 | $14,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 440 | $14,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 216 | $14,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 275 | $13,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 762 | $13,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 335 | $13,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 257 | $13,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 1,400 | $13,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 426 | $13,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 3,274 | $13,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 350 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 137 | $13,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 2,447 | $13,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 500 | $13,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 667 | $13,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 1,033 | $13,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 229 | $13,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 637 | $13,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 1,005 | $13,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 321 | $13,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 476 | $13,000 | thousands by filing date | |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 1,687 | $13,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 6,586 | $13,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 159 | $13,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 973 | $13,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 500 | $13,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 1,195 | $13,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 131 | $12,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 155 | $12,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 118 | $12,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 379 | $12,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 406 | $12,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 180 | $12,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 201 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 105 | $12,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 787 | $12,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 1,512 | $12,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 330 | $12,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 1,219 | $12,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 264 | $12,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 218 | $12,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 1,331 | $12,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 295 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 250 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 311 | $12,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 2,666 | $12,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 142 | $12,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 535 | $12,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 500 | $12,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06742C129 | BARC ETN EUR50 | 96 | $12,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 500 | $12,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 373 | $11,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 155 | $11,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 81 | $11,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 591 | $11,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 97 | $11,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 546 | $11,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,312 | $11,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 469 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 200 | $11,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,559 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 167 | $11,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 289 | $11,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 496 | $11,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 8,410 | $11,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 17,000 | $11,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 818 | $11,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 2,525 | $11,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 2,491 | $11,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 432 | $11,000 | thousands by filing date | |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 4,839 | $11,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 65 | $10,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 87 | $10,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 700 | $10,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,534 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 140 | $10,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 289 | $10,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 2,500 | $10,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 800 | $10,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 423 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 198 | $10,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 445 | $10,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 546 | $10,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 2,000 | $10,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 237 | $10,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 385 | $10,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 126 | $10,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 633 | $10,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 349 | $10,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,295 | $10,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 171 | $10,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 189 | $10,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 1,789 | $10,000 | thousands by filing date | |
| DANAOS CORP | Y1968P105 | SHS | 7,325 | $10,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 1,300 | $10,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 339 | $10,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 9 | $10,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 245 | $9,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 4,215 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 350 | $9,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 544 | $9,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 281 | $9,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 320 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 245 | $9,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 410 | $9,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 2,108 | $9,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 412 | $9,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,500 | $9,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 941 | $9,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 90 | $9,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 167 | $9,000 | thousands by filing date | |
| CITI TRENDS INC | 17306X102 | COMMON STOCK | 440 | $9,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 171 | $9,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 175 | $9,000 | thousands by filing date | |
| SB FINL GROUP INC | 78408D105 | COM | 500 | $9,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 100 | $9,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 202 | $9,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 5,989 | $9,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 4,034 | $9,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 3,887 | $9,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 175 | $9,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 182 | $9,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 326 | $9,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 203 | $9,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 343 | $9,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 1,627 | $9,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 2,103 | $9,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 73 | $8,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 442 | $8,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 103 | $8,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 800 | $8,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 158 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 165 | $8,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 578 | $8,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 185 | $8,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 145 | $8,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 172 | $8,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 320 | $8,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 127 | $8,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 70 | $8,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 3,800 | $8,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 245 | $8,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 345 | $8,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 766 | $8,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 1,000 | $8,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 748 | $8,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 3,663 | $8,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 852 | $8,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 789 | $8,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 93 | $8,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 7,202 | $8,000 | thousands by filing date | |
| IVLU | 46435G409 | COM | 258 | $7,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,160 | $7,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 244 | $7,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 880 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 82 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 113 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 238 | $7,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 504 | $7,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 165 | $7,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 139 | $7,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 175 | $7,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 237 | $7,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 524 | $7,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 467 | $7,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 500 | $7,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 650 | $7,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 258 | $7,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 415 | $7,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 200 | $7,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 211 | $7,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 2,500 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 417 | $7,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 400 | $7,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 225 | $7,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 319 | $7,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 790 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 288 | $7,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 200 | $6,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 243 | $6,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 102 | $6,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 628 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 35 | $6,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 405 | $6,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 170 | $6,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 186 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 150 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 96 | $6,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 61 | $6,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 158 | $6,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 224 | $6,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 467 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 198 | $6,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 515 | $6,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 74 | $6,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 500 | $6,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 186 | $6,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 436 | $6,000 | thousands by filing date | |
| FIRST BUSINESS FINANCIAL SER | 319390100 | COMMON STOCK | 279 | $6,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 635 | $6,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 422 | $6,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 1,273 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74348A814 | INFLATN EXPECTNS | 229 | $6,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 245 | $6,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 116 | $6,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 364 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 155 | $6,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 110 | $6,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 289 | $6,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 163 | $6,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 789 | $6,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 331 | $6,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 373 | $6,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 13,197 | $6,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 183 | $5,000 | thousands by filing date | |
| SAUL CTRS INC COM | 804395101 | REIT | 80 | $5,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 99 | $5,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 147 | $5,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 167 | $5,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,115 | $5,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 103 | $5,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 160 | $5,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 147 | $5,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 1 | $5,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 37 | $5,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 118 | $5,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 204 | $5,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 100 | $5,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 51 | $5,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 325 | $5,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 200 | $5,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 250 | $5,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 84 | $5,000 | thousands by filing date | |
| WEST BANCORPORATION | 95123P106 | COMMON STOCK | 220 | $5,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 194 | $5,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 410 | $5,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 499 | $5,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 121 | $5,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 1,025 | $5,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,968 | $5,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 1,331 | $5,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 1,102 | $5,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 50 | $5,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 40 | $5,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 71 | $5,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 414 | $5,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 132 | $5,000 | thousands by filing date | |
| CALIFORNIA FIRST NATL BANCOR | 130222102 | COM | 300 | $5,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 664 | $5,000 | thousands by filing date | |
| PREMIER FINL BANCORP INC | 74050M105 | COM | 220 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 235 | $5,000 | thousands by filing date | |
| MUTUALFIRST FINANCIAL INC | 62845B104 | COM | 118 | $5,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 450 | $5,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 392 | $5,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 135 | $5,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 2,862 | $5,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 118 | $4,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 58 | $4,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 58 | $4,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 231 | $4,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 450 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 62 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 178 | $4,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 260 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 99 | $4,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 77 | $4,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 95 | $4,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 87 | $4,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 98 | $4,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 250 | $4,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 194 | $4,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 71 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 133 | $4,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 431 | $4,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 429 | $4,000 | thousands by filing date | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 102 | $4,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 230 | $4,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 109 | $4,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 436 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 64 | $4,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 223 | $4,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 113 | $4,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 334 | $4,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 100 | $4,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 300 | $4,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 311 | $4,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 173 | $4,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 1,233 | $4,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 102 | $4,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 50 | $4,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 249 | $4,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 50 | $4,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 87 | $4,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 157 | $4,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 700 | $4,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 225 | $4,000 | thousands by filing date | |
| FLEXSHARES TR CUR HDG EM IDX | 33939L712 | CEF | 139 | $4,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 118 | $4,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 131 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 30 | $3,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 356 | $3,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 83 | $3,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 588 | $3,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 70 | $3,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 100 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 64 | $3,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 48 | $3,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 178 | $3,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 80 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 53 | $3,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 167 | $3,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 106 | $3,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 125 | $3,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 220 | $3,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 225 | $3,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 110 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 70 | $3,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 144 | $3,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 39 | $3,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 66 | $3,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 250 | $3,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 178 | $3,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 126 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 49 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 94 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 30 | $3,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 154 | $3,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 96 | $3,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 226 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 57 | $3,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 118 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 78 | $3,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 74 | $3,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 735 | $3,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 94 | $3,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 162 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 109 | $3,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 445 | $3,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 114 | $3,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 80 | $3,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 244 | $3,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 45 | $3,000 | thousands by filing date | |
| OI SA-ADR | 670851500 | ADR | 322 | $3,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 119 | $3,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 55 | $3,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 477 | $3,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 765 | $3,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 69 | $3,000 | thousands by filing date | |
| PANHANDLE OIL AND GAS INC | 698477106 | CL A | 129 | $3,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 83 | $3,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 638901306 | PFD | 81 | $3,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 38 | $3,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 50 | $3,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 143 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 100 | $3,000 | thousands by filing date | |
| PEOPLES FINL CORP MISS | 71103B102 | COM | 200 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 109 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 110 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 55 | $2,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 23 | $2,000 | thousands by filing date | |
| COHEN & STEERS INC COM | 19247A100 | Stock | 45 | $2,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 28 | $2,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 58 | $2,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 67 | $2,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 22 | $2,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 60 | $2,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 19 | $2,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 43 | $2,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 150 | $2,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 41 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 28 | $2,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 38 | $2,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 49 | $2,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 89 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 64 | $2,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 55 | $2,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 50 | $2,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 36 | $2,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 42 | $2,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 42 | $2,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 375 | $2,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 110 | $2,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 116 | $2,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 208 | $2,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 40 | $2,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 63 | $2,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 132 | $2,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 119 | $2,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 319 | $2,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 216 | $2,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 88 | $2,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 125 | $2,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 287 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-009552 | this filing | 2017-11-06 | acceptance time not in the bulk data set |