13F-HR filed by SEI INVESTMENTS CO
SEI INVESTMENTS CO filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-06, with 3,348 holding rows worth $28,133,560,000.
- Accession
- 0000950123-17-009552
- Filer
- CIK 350894
- Filed
- 2017-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 6,773 entries on the cover page, a total value of $28,133,560,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $28,133,568,000 with VALUE read as thousands by filing date, 13F file number 028-16454. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filer1832 Asset Management L.P. 028-11685
- reports for this filerAcadian Asset Management LLC 028-05990
- reports for this filerAllianceBernstein L.P. 028-10562
- reports for this filerAnalytic Investors, LLC 028-04895
- reports for this filerAQR Capital Management LLC 028-10120
- reports for this filerArcus 028-17137
- reports for this filerArdevora Asset Management 028-16500
- reports for this filerAres Management LLC 028-12990
- reports for this filerArrowMark Partners 028-13791
- reports for this filerAJO, LP 028-05508
- reports for this filerAxiom International Investors 028-05615
- reports for this filerBenefit Street Partners 028-18146
- reports for this filerBeutel Goodman Capital Management 028-02951
- reports for this filerBrigade Capital Management, LP 028-12820
- reports for this filerCardinal 028-07760
- reports for this filerCastleArk Management LLC 028-05573
- reports for this filerCauseway 028-11728
- reports for this filerCoho Partners 028-11563
- reports for this filerEAM Investors, LLC 028-14070
- reports for this filerEARNEST Partners 028-05269
- reports for this filerFalcon Point Capital 028-10492
- reports for this filerFiera Capital Corp. 028-14036
- reports for this filerGuggenheim Capital Llc 028-12836
- reports for this filerHexavest Inc. 028-12180
- reports for this filerHillsdale Investment Management Inc. 028-11957
- reports for this filerIntech Investment Management LLC 028-04211
- reports for this filerInvestec Asset Management Ltd. 028-12634
- reports for this filerJackson Square Partners Ltd 028-16230
- reports for this filerJP Morgan Investment Management 028-11937
- reports for this filerKettle Hill Capital Management 028-17689
- reports for this filerKleinwort Benson Investors International LLC 028-13513
- reports for this filerLazard Asset Management Ltd 028-10469
- reports for this filerLMCG Investments, LLC 028-13608
- reports for this filerLSV Asset Management 028-06580
- reports for this filerMaple-Brown Abbott 028-17488
- reports for this filerMesirow Financial Equity Management 028-02457
- reports for this filerMontrusco Bolton Investments Inc. 028-13628
- reports for this filerNeuberger Berman Group LLC 028-13573
- reports for this filerOppenheimerFunds Inc. 028-00203
- reports for this filerPanAgora Asset Management Inc. 028-03042
- reports for this filerParametric Portfolio Associates LLC 028-04558
- reports for this filerPCJ Investment Counsel Ltd 028-12690
- reports for this filerQS Investors LLC 028-14009
- reports for this filerQuantiative Management Associates 028-11173
- reports for this filerRamius Advisors LLC 028-10674
- reports for this filerRice Hall James 028-10467
- reports for this filerRobeco Institutional Asset Management B.V. 028-12635
- reports for this filerRWC Asset Management LLP 028-14481
- reports for this filerSecurity Capital Research & Management Inc 028-07312
- reports for this filerSnow Capital Management LP 028-10613
- reports for this filerSpectrum Asset Management, Inc. 028-11300
- reports for this filerState Street Bank & Trust 028-00733
- reports for this filerTowle & Co 028-10640
- reports for this filerVictory Capital Management Inc. 028-06354
- reports for this filerWCM Investment Management/CA 028-07104
- reports for this filerWilliam Blair & Co 028-17022
- reports for this filerMacquarie Investment Management 028-13124
- included managerSEI Investment Management Company 028-16475
- included managerSEI Trust Company 028-10297
- included managerSEI Investments Canada Company 028-16449
- included managerBeachhead Capital Management
- included managerBlackcrane Capital LLC
- included managerCaerus Investors LLC
- included managerFondsmaeglerselskabet Maj Invest A/S
- included managerJupiter Asset Management Ltd
- included managerManulife Asset Management Ltd
- included managerMountaineer
- included managerNWQ Investment Management Company LLC
- included managerSionna Investment Managers Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VGT | 92204A702 | SHS | 873 | $133,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 6,871 | $133,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 10,542 | $133,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 2,268 | $132,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 133,000 | $132,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 2,172 | $131,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 127,000 | $130,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 2,363 | $129,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 1,370 | $128,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 2,062 | $128,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 4,033 | $128,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 4,907 | $128,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 4,761 | $127,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 6,198 | $127,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 5,515 | $127,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 5,490 | $126,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1,528 | $125,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 3,894 | $124,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 5,455 | $124,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 3,249 | $124,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 12,192 | $124,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 127,000 | $124,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 10,362 | $123,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 1,826 | $122,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,402 | $122,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 53,709 | $122,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 22,000 | $121,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 7,135 | $120,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 3,700 | $120,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 2,656 | $119,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 7,721 | $118,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 4,387 | $118,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 6,474 | $118,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 3,517 | $117,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 7,213 | $117,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 117,000 | $117,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 6,674 | $116,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 1,825 | $115,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 2,671 | $115,000 | thousands by filing date | |
| EXTERRAN CORP | 30227H106 | COM | 3,628 | $115,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 2,772 | $114,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 3,999 | $114,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 100,000 | $114,000 | thousands by filing date | |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 111,000 | $113,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 2,292 | $112,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 2,289 | $112,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 622 | $112,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 98,000 | $112,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 1,329 | $111,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 2,927 | $111,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 15,626 | $111,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 3,100 | $110,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 4,152 | $110,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 1,361 | $110,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 7,093 | $109,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 21,668 | $109,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 9,300 | $108,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 2,029 | $108,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 5,195 | $107,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 1,719 | $107,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 109,000 | $107,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 4,948 | $106,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 1,172 | $106,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 2,220 | $106,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 8,210 | $106,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 8,273 | $106,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 106,000 | $106,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 3,422 | $106,000 | thousands by filing date | |
| COMSTOCK RES INC | 205768AN4 | NOTE 9.500% 6/1 | 134,357 | $106,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 3,647 | $105,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 3,776 | $104,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 3,170 | $104,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 86,000 | $104,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 820 | $103,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 3,209 | $102,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 4,292 | $102,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 10,600 | $102,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 704 | $100,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 2,100 | $100,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 6,329 | $100,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 14,673 | $99,000 | thousands by filing date | |
| PROSHARES TR | 74347B706 | COM | 1,264 | $99,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U803 | VELOCITY VOLATIL | 2,872 | $99,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 1,765 | $98,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 2,301 | $98,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 1,042 | $98,000 | thousands by filing date | |
| BEBE STORES INC COM NEW | 075571208 | Common Stock | 2,914 | $98,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 6,907 | $97,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 1,204 | $97,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 6,000 | $97,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 10,927 | $97,000 | thousands by filing date | |
| SUNWORKS INC | 86803X105 | COM | 61,234 | $96,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 1,062 | $95,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 817 | $95,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 9,617 | $95,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 32,894 | $95,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 3,035 | $94,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 1,988 | $94,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 9,855 | $93,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 816 | $92,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 1,098 | $92,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 7,800 | $92,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 611 | $91,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 5,380 | $91,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 5,421 | $91,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 3,245 | $91,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 5,406 | $91,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 594 | $90,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 820 | $90,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 2,296 | $90,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 5,669 | $90,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 2,139 | $90,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 2,834 | $89,000 | thousands by filing date | |
| SELECT WATER SOLUTIONS INC | 81617J301 | CL A COM | 5,618 | $89,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 5,280 | $89,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 8,507 | $89,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 12,153 | $89,000 | thousands by filing date | |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 3,923 | $89,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 1,957 | $88,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 7,000 | $88,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 15,117 | $88,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 15,803 | $87,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 6,096 | $87,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 3,775 | $86,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 2,240 | $86,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 28,031 | $86,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 4,245 | $86,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 5,989 | $86,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 848 | $85,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 1,621 | $85,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 886 | $85,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 6,743 | $85,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 11,064 | $85,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 1,295 | $84,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 1,172 | $84,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 5,312 | $84,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 2,337 | $83,000 | thousands by filing date | |
| PHIBRO ANIMAL HEALTH CORP (CLA | 71742Q106 | CL A COM | 2,240 | $83,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 3,700 | $83,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 8,442 | $83,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 3,508 | $83,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 8,661 | $82,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 996 | $82,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 925 | $81,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 4,211 | $81,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 2,910 | $81,000 | thousands by filing date | |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 4,734 | $81,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 3,065 | $81,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 576 | $81,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 3,942 | $80,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 2,313 | $80,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 529 | $79,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 5,067 | $79,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 879 | $79,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 10,980 | $79,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 79,000 | $79,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 70,000 | $79,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1,290 | $78,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 1,796 | $78,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 2,321 | $78,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 2,095 | $78,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 2,245 | $78,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 3,899 | $78,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 23,165 | $78,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1,298 | $77,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 2,003 | $77,000 | thousands by filing date | |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 75,000 | $77,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 2,171 | $76,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1,890 | $76,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 1,465 | $75,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 3,617 | $75,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 7,708 | $75,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 63,000 | $75,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 1,710 | $74,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 3,811 | $74,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 5,221 | $73,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 13,403 | $73,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 2,882 | $73,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 62,000 | $73,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 71,000 | $73,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,253 | $72,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 8,250 | $72,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 39,701 | $72,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 4,362 | $72,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 2,798 | $71,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 4,175 | $71,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 3,733 | $71,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 524 | $71,000 | thousands by filing date | |
| COMSTOCK RES INC | 205768AM6 | NOTE 7.750% 4/0 | 88,769 | $71,000 | thousands by filing date | |
| CIENA CORP | 171779AJ0 | NOTE 3.750%10/1 | 59,000 | $71,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 5,355 | $70,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 9,256 | $70,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 4,168 | $70,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 683 | $70,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 3,135 | $69,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 447 | $68,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 526 | $68,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 551 | $67,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 1,259 | $67,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 3,639 | $67,000 | thousands by filing date | |
| DTE ENERGY CO | 233331883 | UNIT 99/99/9999 | 1,233 | $67,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 630 | $66,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 3,284 | $66,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 8,153 | $66,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 367 | $65,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 1,549 | $65,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 1,880 | $65,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 2,598 | $65,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 1,880 | $65,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 1,664 | $65,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 5,063 | $65,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 364 | $65,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 572 | $64,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 6,671 | $64,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 1,326 | $64,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 6,045 | $64,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 1,688 | $63,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 478 | $63,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 52,000 | $63,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q605 | COM PAR NEW | 9,252 | $63,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 417 | $62,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 1,000 | $62,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 684 | $62,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 6,615 | $62,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 1,547 | $62,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 13,714 | $62,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 272 | $61,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 8,570 | $61,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 728 | $61,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 2,671 | $61,000 | thousands by filing date | |
| MYERS INDUSTRIES INC | 628464109 | COMMON STOCK | 2,893 | $61,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 3,826 | $61,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 2,600 | $60,000 | thousands by filing date | |
| PAR PAC HOLDINGS INC | 69888T207 | COM NEW | 2,839 | $59,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 19,827 | $59,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 2,922 | $58,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 18,055 | $58,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 1,291 | $58,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 3,001 | $57,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,002 | $57,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 1,430 | $57,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 10,887 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 3,044 | $57,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 1,474 | $56,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 2,950 | $56,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 23,087 | $56,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 4,383 | $56,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 38 | $56,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 9,420 | $56,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 7,674 | $56,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 832 | $55,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 3,966 | $55,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 933 | $55,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 1,622 | $54,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 16,400 | $54,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 1,677 | $54,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 45,000 | $54,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 975 | $54,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 457 | $53,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 5,037 | $53,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 302 | $53,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 1,000 | $53,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 5,400 | $53,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 57,000 | $53,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 2,199 | $52,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 2,673 | $52,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 35,000 | $52,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 784 | $51,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 1,020 | $51,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 3,565 | $51,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 1,654 | $51,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYSTEMS GROUP INC | 01167PAE1 | CV SR SUB NT | 50,000 | $51,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 3,778 | $50,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 2,000 | $50,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 500 | $50,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 463 | $49,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 11,410 | $49,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 9,770 | $49,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 1,001 | $49,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 3,639 | $49,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 1,704 | $49,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 1,000 | $49,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 9,423 | $49,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 344 | $48,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 565 | $48,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 2,050 | $48,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 845 | $48,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,855 | $48,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 1,294 | $48,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 2,230 | $48,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 6,059 | $48,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 1,796 | $48,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 1,613 | $48,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 437 | $47,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 941 | $47,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 852 | $47,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 2,540 | $46,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 876 | $46,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 1,498 | $46,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 3,318 | $46,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,343 | $45,000 | thousands by filing date | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 1,059 | $45,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 2,394 | $45,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAC4 | NOTE 1.625%11/0 | 48,000 | $45,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 366 | $44,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 975 | $44,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 614 | $44,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 2,548 | $44,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 5,283 | $44,000 | thousands by filing date | |
| ENOVA INTL INC | 29357K103 | COM | 3,179 | $43,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 1,680 | $43,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 649 | $42,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 1,651 | $42,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 3,311 | $42,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 3,182 | $42,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B472 | RUSEL 1000 LOW | 1,415 | $42,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 525 | $41,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 1,031 | $41,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 705 | $41,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 305 | $41,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 1,082 | $41,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 1,932 | $41,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 3,388 | $41,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 746 | $40,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 377 | $40,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 988 | $40,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 198 | $40,000 | thousands by filing date | |
| NATIONAL WESTN LIFE GROUP IN | 638517102 | CL A | 114 | $40,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 1,020 | $39,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 203 | $39,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 668 | $39,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 1,043 | $39,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 21,069 | $39,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 2,524 | $39,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 706 | $38,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 2,467 | $38,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 784 | $38,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 1,295 | $38,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 4,489 | $38,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 1,866 | $38,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 6,458 | $38,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 2,508 | $37,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 2,587 | $37,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 1,000 | $37,000 | thousands by filing date | |
| SYSTEMAX INC | 871851101 | COM | 1,390 | $37,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 3,874 | $36,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 396 | $36,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 838 | $36,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 651 | $36,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 264 | $36,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 902 | $36,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 1,267 | $36,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 391 | $36,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 1,792 | $36,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 2,070 | $35,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 3,060 | $35,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 772 | $35,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 1,208 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 1,033 | $35,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 1,881 | $35,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 662 | $35,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 1,006 | $35,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 38,000 | $35,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 1,500 | $34,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 4,140 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 913 | $34,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 6,429 | $34,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 523 | $34,000 | thousands by filing date | |
| MIDLAND STATES BANCORP INC | 597742105 | COMMON STOCK | 1,056 | $34,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 358 | $34,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 1,429 | $34,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 819 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 293 | $33,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 489 | $33,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1,143 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 266 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 418 | $33,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 1,500 | $33,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 3,226 | $33,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 831 | $33,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 23,000 | $33,000 | thousands by filing date | |
| MGC | 921910873 | COM | 370 | $32,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 1,291 | $32,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 987 | $32,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,439 | $32,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 11,127 | $32,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 3,140 | $32,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 11,726 | $32,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 3,679 | $32,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 1,297 | $31,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 251 | $31,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 1,251 | $31,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 1,441 | $31,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 1,261 | $31,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 1,643 | $31,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 537 | $31,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 1,166 | $31,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 3,000 | $31,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 323 | $30,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 562 | $30,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 1,566 | $30,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 850 | $30,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 1,003 | $30,000 | thousands by filing date | |
| ISHARES TR | 46434V779 | MSCI QATAR ETF | 1,900 | $30,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L811 | COM | 1,185 | $30,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 825 | $30,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 580 | $29,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 812 | $29,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 650 | $29,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 370 | $29,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 500 | $29,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 3,909 | $29,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 3,835 | $29,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 452 | $29,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 270 | $28,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 366 | $28,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 610 | $28,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 589 | $28,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 3,035 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 947 | $28,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 1,000 | $28,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 726 | $28,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 415 | $27,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 302 | $27,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 321 | $27,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 344 | $27,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 5,243 | $27,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,269 | $27,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 515 | $27,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,629 | $27,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 237 | $27,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 1,874 | $27,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 8,027 | $27,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 1,179 | $27,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 425 | $26,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 220 | $26,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 2,726 | $26,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 2,500 | $26,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 2,500 | $26,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 781 | $26,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 3,348 | $26,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 1,564 | $26,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 685 | $26,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 641 | $26,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 3,695 | $26,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 210 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 726 | $25,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 599 | $25,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 2,335 | $25,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,714 | $25,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 541 | $25,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 4,200 | $25,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 1,101 | $25,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 4,026 | $25,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 1,000 | $25,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 3,625 | $24,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 506 | $24,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 2,278 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 1,100 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 362 | $24,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 800 | $24,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,275 | $24,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 204 | $24,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 7,846 | $24,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 418 | $23,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 1,032 | $23,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 1,484 | $23,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 2,515 | $23,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 503 | $23,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 1,091 | $23,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 22,000 | $23,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 3,848 | $22,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 390 | $22,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 750 | $22,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 1,115 | $22,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,902 | $22,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,635 | $22,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 1,012 | $22,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 814 | $22,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 1,163 | $22,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 688 | $22,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 1,221 | $22,000 | thousands by filing date | |
| ALTIMMUNE INC | 02155H101 | COM | 9,478 | $22,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 523 | $21,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 419 | $21,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,325 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 1,026 | $21,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 214 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 205 | $21,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 1,640 | $21,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 516 | $21,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 459 | $21,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 2,741 | $21,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 6,779 | $21,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 1,119 | $21,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 400 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 810 | $21,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 1,518 | $21,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 1,571 | $20,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 900 | $20,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-009552 | this filing | 2017-11-06 | acceptance time not in the bulk data set |