13F-HR filed by BANK OF MONTREAL /CAN/
BANK OF MONTREAL /CAN/ filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-16, with 4,228 holding rows worth $109,187,149,000.
- Accession
- 0000950123-17-009075
- Filer
- CIK 927971
- Filed
- 2017-10-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 14,034 entries on the cover page, a total value of $109,187,149,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $109,187,149,000 with VALUE read as thousands by filing date, 13F file number 028-07640. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBMO HARRIS BANK N.A.
- included managerBMO ASSET MANAGEMENT CORP.
- included managerSTOKER OSTLER WEALTH ADVISORS, INC.
- included managerBMO NESBITT BURNS INC.
- included managerBMO PRIVATE INVESTMENT COUNSEL INC.
- included managerBMO ASSET MANAGEMENT INC.
- included managerF&C ASSET MANAGEMENT
- included managerBMO HARRIS FINANCIAL ADVISORS, INC.
- included managerCTC MYCFO
- included managerBANK OF MONTREAL IRELAND P.L.C.
- included managerPYRFORD INTERNATIONAL LIMITED
- included managerBMO CAPITAL MARKETS CORP.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC | 464286103 | MSCI AUST ETF | 12,990 | $291,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 8,759 | $290,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 10,291 | $290,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 5,525 | $289,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 82,591 | $289,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 1,548 | $288,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 2,828 | $288,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 10,841 | $288,000 | thousands by filing date | principal |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 6,428 | $288,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 4,242 | $287,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 3,163 | $286,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 14,073 | $285,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 4,918 | $284,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 20,668 | $282,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 3,786 | $282,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 4,562 | $281,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 33,421 | $281,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 4,254 | $280,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 11,857 | $280,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 5,960 | $279,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 20,253 | $279,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 6,664 | $278,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,155 | $278,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 6,519 | $278,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 9,752 | $277,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 11,746 | $275,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 25,900 | $274,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 2,666 | $273,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 18,164 | $273,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 3,724 | $272,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 2,797 | $272,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 11,500 | $272,000 | thousands by filing date | put |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 4,620 | $270,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 4,000 | $270,000 | thousands by filing date | put |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 4,085 | $269,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,796 | $269,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 10,504 | $269,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 15,247 | $269,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,208 | $269,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 10,624 | $268,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 7,096 | $268,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 12,104 | $268,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 6,794 | $268,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 6,799 | $265,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 100,000 | $265,000 | thousands by filing date | put |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 27,850 | $265,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 7,057 | $264,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 4,620 | $264,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 2,488 | $263,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 2,779 | $262,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 8,062 | $261,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 4,575 | $260,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 4,361 | $260,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 17,698 | $260,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 5,108 | $260,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 5,537 | $258,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 3,298 | $257,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 17,822 | $257,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 5,262 | $256,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 4,682 | $256,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,615 | $255,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 9,082 | $255,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 5,889 | $254,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 12,609 | $254,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 8,829 | $253,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 20,000 | $253,000 | thousands by filing date | call |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 3,381 | $252,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 2,170 | $252,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 35,382 | $251,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 9,953 | $251,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 4,500 | $250,000 | thousands by filing date | put |
| TIVO CORP | 88870P106 | COM | 12,568 | $250,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 9,030 | $250,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 31,700 | $249,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 3,446 | $249,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K402 | CL A NEW | 175,009 | $248,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 3,378 | $247,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 13,644 | $247,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 40,084 | $247,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 9,092 | $247,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 6,628 | $246,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 10,500 | $246,000 | thousands by filing date | put |
| AXOGEN INC | 05463X106 | COM | 12,649 | $245,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 2,755 | $244,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 5,630 | $244,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 5,262 | $243,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 17,076 | $243,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 14,034 | $242,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 2,147 | $242,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 14,218 | $242,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 2,400 | $241,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 3,745 | $241,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 3,266 | $240,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 19,365 | $240,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 5,656 | $239,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 3,231 | $239,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 7,231 | $239,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 4,305 | $239,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 19,505 | $239,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 2,485 | $237,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 10,372 | $237,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 2,819 | $237,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 13,480 | $237,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 9,479 | $236,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 5,192 | $235,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 6,230 | $235,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 11,366 | $233,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 2,924 | $233,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 15,000 | $232,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 25,000 | $232,000 | thousands by filing date | put |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 24,661 | $232,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 8,850 | $231,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 14,502 | $231,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 49,111 | $230,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 43,000 | $230,000 | thousands by filing date | put |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 4,170 | $230,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 58,102 | $230,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 6,778 | $229,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 16,562 | $228,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 13,413 | $228,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 14,542 | $227,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 24,300 | $227,000 | thousands by filing date | put |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 21,709 | $227,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 6,060 | $226,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 15,881 | $225,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,105 | $224,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 5,882 | $222,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 57,126 | $222,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 30,210 | $221,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 56,700 | $221,000 | thousands by filing date | put |
| LIVANOVA PLC | G5509L101 | SHS | 3,119 | $219,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 14,691 | $219,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 4,959 | $219,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 3,769 | $218,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 14,049 | $218,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 6,909 | $218,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 23,300 | $217,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 7,053 | $216,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 6,686 | $216,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 8,460 | $216,000 | thousands by filing date | principal |
| HASBRO INC COM | 418056107 | Stock | 2,200 | $215,000 | thousands by filing date | put |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 9,726 | $214,000 | thousands by filing date | |
| NATIONAL COMM CORP | 63546L102 | COM | 5,016 | $214,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 202,926 | $213,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 50,000 | $212,000 | thousands by filing date | put |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 32,005 | $212,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 5,097 | $211,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 11,871 | $210,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 3,125 | $210,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 7,200 | $210,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 10,905 | $210,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 15,456 | $209,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 10,253 | $209,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 54,396 | $209,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 7,872 | $208,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 552 | $207,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 4,282 | $206,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 3,344 | $206,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 14,650 | $205,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 3,514 | $205,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 25,011 | $204,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 21,162 | $202,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 10,667 | $201,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 5,399 | $201,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 11,220 | $200,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 11,410 | $200,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 8,340 | $200,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 8,246 | $199,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 7,384 | $199,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 18,100 | $199,000 | thousands by filing date | put |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 6,981 | $199,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 7,422 | $197,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 28,770 | $197,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 8,770 | $196,000 | thousands by filing date | |
| GERMAN AMERICAN BANCORP | 373865104 | COMMON STOCK | 5,154 | $196,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 3,642 | $196,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 16,279 | $196,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 7,300 | $195,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 79,582 | $195,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,915 | $194,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 36,041 | $194,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 8,800 | $193,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 10,024 | $193,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 8,947 | $193,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 4,929 | $193,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 19,453 | $193,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 3,174 | $193,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 3,889 | $191,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 3,052 | $191,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 9,812 | $191,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 2,391 | $191,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 10,677 | $190,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 7,914 | $190,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 3,991 | $190,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 6,256 | $189,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 25,200 | $188,000 | thousands by filing date | put |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 30,000 | $188,000 | thousands by filing date | put |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 8,192 | $188,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 12,323 | $187,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 13,752 | $186,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 7,256 | $186,000 | thousands by filing date | principal |
| ALLETE INC | 018522300 | COM NEW | 2,402 | $185,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 7,113 | $184,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 4,326 | $184,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 3,905 | $184,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 8,198 | $184,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 4,684 | $181,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 3,343 | $180,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 35,000 | $180,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 30,200 | $180,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 3,234 | $178,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 10,270 | $178,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 16,844 | $177,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 9,186 | $177,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 26,000 | $177,000 | thousands by filing date | put |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 3,593 | $176,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 178,163 | $176,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 177,400 | $176,000 | thousands by filing date | put |
| MCBC HLDGS INC | 55276F107 | COM | 8,670 | $176,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 6,910 | $175,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 3,902 | $174,000 | thousands by filing date | |
| HEMISPHERE MEDIA GROUP INC CL A | 42365Q103 | COM | 14,510 | $174,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 1,293 | $174,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 4,666 | $173,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 5,346 | $173,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 2,994 | $173,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 5,808 | $173,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 12,000 | $173,000 | thousands by filing date | put |
| INTERPARFUMS INC COM | 458334109 | Stock | 4,170 | $172,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 4,161 | $172,000 | thousands by filing date | |
| PEOPLES UTAH BANCORP | 712706209 | COM | 5,286 | $172,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 4,000 | $171,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 2,089 | $171,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 3,846 | $170,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102209 | UNIT LTD PRT 60 | 8,309 | $169,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 14,000 | $168,000 | thousands by filing date | put |
| INTERDIGITAL INC COM | 45867G101 | Stock | 2,250 | $167,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,111 | $165,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 33,235 | $165,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 5,082 | $164,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 2,782 | $164,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 14,276 | $164,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 8,575 | $164,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 7,615 | $164,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 7,152 | $164,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 6,511 | $163,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 11,470 | $162,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 6,500 | $162,000 | thousands by filing date | put |
| COMMUNITY USD0.01 | 20369C106 | COM | 5,994 | $162,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 2,586 | $162,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 6,192 | $162,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 2,751 | $161,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 4,970 | $160,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 4,270 | $160,000 | thousands by filing date | |
| OXFORD IMMUNOTEC GLOBAL PLC | G6855A103 | ORD SHS | 9,492 | $160,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 10,000 | $160,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 12,128 | $160,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 9,485 | $159,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 17,652 | $158,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 800 | $157,000 | thousands by filing date | call |
| PIPER SANDLER COMPANIES | 724078100 | COM | 2,641 | $157,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 2,290 | $157,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 74,000 | $157,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 74,000 | $157,000 | thousands by filing date | put |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,174 | $156,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 36,422 | $156,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 4,182 | $156,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 5,346 | $156,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 732 | $156,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 4,701 | $155,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 6,284 | $155,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 12,740 | $155,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 5,216 | $155,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 1,343 | $154,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 22,668 | $154,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 9,988 | $154,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 2,250 | $153,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 3,002 | $153,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,261 | $152,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 41,304 | $151,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 5,000 | $151,000 | thousands by filing date | put |
| AMTRUST FINL SVCS INC | 032359309 | COM | 11,229 | $151,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 44,200 | $151,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 5,212 | $150,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 17,400 | $150,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 17,400 | $150,000 | thousands by filing date | put |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 6,700 | $150,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 13,487 | $150,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 13,520 | $150,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 2,711 | $149,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 5,310 | $149,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 4,098 | $149,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 8,668 | $149,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 7,086 | $148,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 8,722 | $148,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 4,595 | $148,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 3,090 | $148,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 17,492 | $148,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 842 | $148,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 3,300 | $148,000 | thousands by filing date | put |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 2,186 | $147,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 8,701 | $146,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 27,745 | $146,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 8,942 | $146,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 17,270 | $146,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 33,200 | $146,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 33,200 | $146,000 | thousands by filing date | put |
| NEOPHOTONICS CORP | 64051T100 | COM | 26,049 | $145,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 3,307 | $144,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 3,028 | $144,000 | thousands by filing date | |
| BLUE BIRD CORP | 095306106 | COM | 7,018 | $144,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 974 | $144,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 4,901 | $144,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 6,994 | $144,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 4,386 | $143,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 1,666 | $143,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 6,722 | $143,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 32,500 | $142,000 | thousands by filing date | |
| XBIOTECH INC | 98400H102 | COM | 32,500 | $142,000 | thousands by filing date | put |
| Golden Entertainment Inc | 381013101 | Common Stock | 5,793 | $142,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 6,988 | $142,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 2,726 | $141,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 2,754 | $141,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 4,633 | $141,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 8,231 | $141,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 4,806 | $141,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 2,436 | $140,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 7,069 | $140,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 3,800 | $140,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 1,550 | $140,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 3,300 | $140,000 | thousands by filing date | principal |
| AQUA METALS INC | 03837J101 | COM | 20,400 | $140,000 | thousands by filing date | put |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 19,884 | $140,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 707 | $139,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 4,670 | $138,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 1,294 | $138,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 2,511 | $138,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 5,649 | $137,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 15,398 | $136,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 8,780 | $136,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 7,153 | $136,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 6,472 | $136,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 1,158 | $135,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 12,463 | $135,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 2,031 | $135,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 23,957 | $135,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 1,658 | $134,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 2,330 | $134,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 8,561 | $134,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 2,969 | $134,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 4,713 | $134,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 12,738 | $134,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 5,400 | $134,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 3,925 | $133,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 3,706 | $133,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 40,882 | $133,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 1,310 | $132,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 4,393 | $132,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 7,418 | $132,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 9,260 | $132,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 3,151 | $132,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 3,586 | $132,000 | thousands by filing date | |
| MIDSTATES PETE CO INC | 59804T407 | COM PAR | 8,466 | $132,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 2,903 | $131,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 3,282 | $131,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 7,653 | $131,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 4,971 | $130,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 7,000 | $130,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 4,220 | $130,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 8,658 | $130,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 10,000 | $130,000 | thousands by filing date | call |
| MERITOR INC | 59001K100 | COMMON STOCK | 5,001 | $130,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 3,930 | $130,000 | thousands by filing date | |
| GOLDFIELD CORP | 381370105 | COM | 20,578 | $130,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 2,818 | $129,000 | thousands by filing date | |
| ACTUANT CORP | 00508X203 | CL A NEW | 5,035 | $129,000 | thousands by filing date | |
| PCM INC | 69323K100 | COM | 9,176 | $128,000 | thousands by filing date | |
| BLUE HILLS BANCORP INC | 095573101 | COM | 6,638 | $128,000 | thousands by filing date | |
| NEW HOME CO INC COM | 645370107 | COM | 11,510 | $128,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 2,459 | $127,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 3,696 | $127,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 1,369 | $127,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 7,016 | $127,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 2,593 | $126,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 4,070 | $126,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 7,819 | $126,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 38,850 | $126,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 15,352 | $126,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 9,321 | $126,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 3,316 | $125,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 4,083 | $125,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 2,853 | $125,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 2,846 | $124,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 1,443 | $124,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 7,669 | $124,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 8,901 | $124,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 3,736 | $124,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 2,629 | $123,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 24,092 | $123,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 3,782 | $123,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 1,619 | $123,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 7,833 | $123,000 | thousands by filing date | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 20,000 | $123,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 5,579 | $122,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 8,101 | $122,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 9,380 | $122,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 9,667 | $122,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 1,961 | $121,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1,858 | $121,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 1,930 | $119,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 579 | $119,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 2,637 | $119,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 14,200 | $119,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 1,631 | $118,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 4,500 | $118,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 3,186 | $118,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 10,442 | $118,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 43,816 | $118,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 7,508 | $118,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 30,173 | $116,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 11,208 | $116,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 924 | $116,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 9,666 | $116,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 4,400 | $115,000 | thousands by filing date | put |
| CLOUDERA INC | 18914U100 | COM | 6,900 | $115,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 6,900 | $115,000 | thousands by filing date | put |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 922 | $114,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 2,000 | $114,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 10,969 | $114,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 19,200 | $114,000 | thousands by filing date | put |
| FIRST BUSEY CORP | 319383204 | COM NEW | 3,580 | $113,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 8,490 | $112,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 9,757 | $112,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 8,000 | $112,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 4,542 | $112,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 19,172 | $112,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 6,510 | $112,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 3,083 | $112,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 1,820 | $111,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 1,032 | $111,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 2,017 | $111,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 4,151 | $111,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 15,330 | $111,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 24,725 | $111,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 2,230 | $110,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 2,395 | $110,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 2,739 | $110,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 2,240 | $110,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 2,995 | $110,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 20,806 | $109,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 110,000 | $109,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 4,002 | $108,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 300 | $107,000 | thousands by filing date | put |
| NBT BANCORP INC COM | 628778102 | Stock | 2,931 | $107,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 10,000 | $107,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 25,334 | $107,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 5,515 | $107,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 25,000 | $106,000 | thousands by filing date | call |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 6,496 | $106,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 1,282 | $106,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 1,878 | $105,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 5,559 | $105,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 2,186 | $105,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 2,955 | $105,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 4,490 | $105,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 1,493 | $105,000 | thousands by filing date | |
| CONCORDIA INTL CORP | 20653P102 | COM | 89,407 | $105,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 2,353 | $104,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 1,023 | $104,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 8,678 | $104,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 762 | $103,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 4,737 | $103,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 15,000 | $103,000 | thousands by filing date | call |
| BOB EVANS FARMS | 096761101 | COM | 1,331 | $103,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 5,528 | $102,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 4,693 | $102,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 1,586 | $101,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 2,008 | $100,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 3,534 | $100,000 | thousands by filing date | |
| WESTBURY BANCORP INC COM | 95727P106 | COM | 5,000 | $100,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 2,740 | $99,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 6,324 | $99,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 2,251 | $99,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 11,600 | $99,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 11,600 | $99,000 | thousands by filing date | put |
| CHEMOCENTRYX INC | 16383L106 | COM | 13,132 | $98,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 2,161 | $98,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 1,005 | $98,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 10,230 | $97,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 1,752 | $97,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 3,281 | $97,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 1,687 | $97,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 60,000 | $97,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 8,200 | $96,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 3,202 | $96,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 1,611 | $96,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1,443 | $95,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 2,035 | $95,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 3,662 | $95,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 2,062 | $95,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0000950123-17-009075 | this filing | 2017-10-16 | acceptance time not in the bulk data set |